# Patricia A. Sullivan > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/33281 ## Record - **Judge:** Patricia A. Sullivan - **Year:** 2018 - **Pages:** 11 ## Text MFS Investment Management (Educational Funds) (H) MFS Growth Allocation Fund B (MBGWX) — Dividend US Treasury EE Bonds — Interest Northwest Mutual Life Policy "Adjustable CompLife" — Dividend Minnesota Variable Group Universal Life Insurance Policy (H) Janus Henderson Vit Forty — Int./Div. SFT Wellington CEQ1 — Int./Div. Ivy VIP Value — Int./Div. FID VIP Equity Income — Int./Div. Janus Hend Vit Overseas — Int./Div. Membership in — Distribution Santander Account Cash-equivalent — Interest Santander Account Cash-equivalent — Interest Santander Money Market Account — Interest Schwab Account (IRA) (H) Schwab Govt Money Fund (SWGXX) — Interest PIMCO Foreign Bond (PFORX) — Dividend Teton Convertible Sec (WESIX) — Dividend Western Asset Macro Opportunities (LAOIX) — Dividend — Sold (part) Schwab Bank — Interest Fidelity Floating Rate HI INCM (FFRHX) — Dividend First Eagle High Yield FD I (FEHIX) — Dividend Pimco 0-5 High Yield Corp B (HYS) — Dividend Fidelity New Mkts Inc (FGZMX) — Dividend Templeton Global Bond Fund (TGBAX) — Dividend First Eagle US Value Fund CL (FEVIX) — Dividend Goldman Sachs Small Mid Cap (GSMYX) — Dividend Powershares S&P ETF 500 Low VO (SPLV) — Dividend Western Core Plus Bond (WACPX) — Dividend Schwab Fundamental US Large Cap (FNDX) — Dividend — Buy JP Morgan Hedged Equity (JHEQX) — Dividend — Buy Wells Fargo Low Volatility (WLVOX) — Dividend DFA US Large Cap Value (DFLVX) — Dividend Fidelity Total Emerging MKTS (FTEJX) — Dividend Putnam Capital Spectrum FD CL (PVSAX) — Dividend Royce Special Equity FD Invest (RYSEX) — Dividend Schwab S&P 500 Selct Shs (SWPPX) — Dividend First Eagle Overseas (SGOIX) — Dividend Powershares ETF S&P INTL (IDLV) — Dividend SCHW Intl SCAP ETF (SCHC) — Dividend SPDR DJ Wilshire Intl Real Est (RWX) — Dividend — Sold SPDR DJ Wilshire REIT (RWR) — Dividend — Sold Loomis Sayles Senior Flting Rate & Fixed (LSFYX) — Dividend Putnam Capital Spectrum FD CL Y (PVSYX) — Dividend — Sold Goldman Sachs GQG Partners (GSIMX) — Dividend — Buy Goldman Sachs GQG Partners (GSIMX) — Buy (add'l) 361 US Small Cap (ASFZX) — Dividend — Buy Hartford Global Bond (HWDYX) — Dividend Schwab Account (H) Schwab Bank (X) — Int./Div. Brandes Intl Small Cap (BISMX) — Dividend Schwab Govt Money Fund — Int./Div. First Eagle US Value (FEVIX) — Dividend Fidelity New Mkts Inc (FGZMX) — Dividend IShares MSCI (EEMV) — Dividend First Eagle Overseas (SGOIX) — Dividend Schwab S&P 500 Select (SWPPX) — Dividend Templeton Global Bond Fund (TGBAX) — Dividend MKT Vectors ETF (HYD) — Dividend Goldman Sachs Small Mid Cap (GSMYX) — Dividend — Sold (part) Putnam Capital Spectrum (PVSYX) — Dividend — Sold SPDR DJ Wilshire REIT (RWR) — Dividend — Sold JP Morgan Tax Aware Income Opp (JTASX) — Dividend — Sold PIMCO Foreign Bond (PFORX) — Dividend Western Asset Macro Opportunities (LAOIX) — Dividend — Sold (part) Eaton Vance Muni Oppty (EMOIX) — Dividend — Buy Eaton Vance Muni Oppty (EMOIX) — Buy (add'l) Fidelity Total Emerging Mkts (FTEJX) — Dividend DFA US Large Cap Value (DFLVX) — Dividend JP Morgan Hedged Equity (JHEQX) — Dividend Fidelity FLoating Rate Hi Income (FFRHX) — Dividend Goldman SAchs GQG Partners (GSIMX) — Dividend — Buy Estate (X) (H) Wells Fargo Advisors (X) (H) AT&T Inc (X) — Dividend BCE Inc (X) — Dividend Brookfield Infrasture Partners LP (X) — Dividend Century Link Inc (X) — Dividend Energy Transfer LP (X) — Dividend Williams Companies Inc (X) — Dividend American Financial PFD (X) — Dividend Capital One Fin Corp PFD (X) — Dividend Goldman Sachs Var PFD (X) — Dividend JP Morgan Chase & Co PFD (X) — Dividend Morgan Stanley 6.25% PFD (X) — Dividend Pitney Bowes Inc 6.7% PFD (X) — Dividend Qwest Corp PFD (X) — Dividend Telephone & Data 7% Perptl Sys Inc PFD (X) — Dividend US Cellular Corp PFD (X) — Dividend People's United Bank (X) — Interest TIAA (X) — Interest — Distributed Bank of America (X) — Interest Merrill Edge IRA A/C Cash-equivalent (X) — Int./Div. Cigna Life Basic Policy Whole Life Insurance (X) — None — Distributed Member, Board of Directors of Roger Williams University School of Law Manager and Member Director, Rhode Island Bar Foundation Director, Rhode Island Chapter of Federal Bar Association Adjunct Professor, Roger Williams University School of Law (inactive) Co-Executor, Estate of Spouse's income — 2018 — Citizens Bank (pension) Spouse's income — 2018 — Bank of America (pension) Spouse's income — 2018 — Barrington High School (earned income) Part I: Line 3: Please see the letter from the Committee on Codes of Conduct that I have filed in connection with prior annual Financial Disclosure Reports. Part VII: Lines 5-10: This life insurance policy provides me with quarterly reports that show the cash value for the policy, the investment gain/loss for the policy and the "unit value" and "units held" in each "account" listed on Lines 6-10. Each of the five accounts is 20% of the total. The statements provide no information about the income earned in each account. I have reported the income for the policy based on the total "investment gain/loss" as it appears in the year-end statement. The income for the underlying accounts is an estimate based on 20% of the total. Line 11: The asset listed on Line 11 is membership in an entity that has never made a distribution to its members. I use an estimate of the value of this use as"income." Line 15: This IRA is actually two accounts, one in my name and one in name, managed by the same person at Schwab. Line 51: "Brandes Intl Small Cap (BISMX)" was previously reported on line 17 in the Schwab IRA accounts. I am informed that it is actually in the Schwab joint account and have moved it to line 53 to reflect this correction. Lines 24/54: "Fidelity ADV Emerging Markets Income (FMKIX)" changed its name to "Fidelity New Markets Income (FGZMX)." Line 93: This is a small IRA owned by before death. It held only cash. Line 94: This is a small whole life insurance policy owned by before death ($10,000). Note: and I have a "time share" in St. John, U.S.V.I., which affords the ability to stay for one week during the late fall, subject to availability. It was purchased for $36,000 in 2006. It generates no income but requires payment of expenses. As far as I know, it has de minimis resale value because it can be used only subject to availabilty, which is limited. Because of hurricanes, I received no benefit in 2018. It does not appear to be required to be reported as it does not fall into any category on the form. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33281. Public record. Not legal advice.