# Robert N. Block > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/33130 ## Record - **Judge:** Robert N. Block - **Year:** 2020 - **Pages:** 9 ## Text Wells Fargo Bank cash accounts — Interest Chase Bank cash accounts — Interest Citibank cash accounts — Interest Capital One Bank cash accounts — Interest Credit Karma cash accounts — Interest Bank of Whittier cash account — Interest — Open Note receivable--Bella Mar RV Park LLC — None Note receivable--Phair Real Estate Acquisition Fund — None RETIREMENT PLAN (H) American Fds 2015 Trgtdtrtrmt R6 — None American Fds 2020 Trgtdtrtrmt R6 — None Amerrican Fds Bal R6 — None Vanguard Wellesley Income Admiral — None Nationwide Fixed Select Option — Interest National Life whole life policy — Dividend BROKERAGE ACCOUNT #1 (H) JP Morgan US Govt Money Mkt Fd — Dividend — Redeemed Chase Deposit Sweep account — Interest — Open Apple Inc. common stock — Dividend EQM Midstream Ptnrs LP — Distribution — Merged (with line 21) Equitrans Midstream Corp. — Dividend — Open Magellan Midstream Partners LP — Distribution Tallgrass Energy LP — None — Redeemed MLPX — Distribution American Ser Tax-Advantaged Growth & Income Fd — Dividend American Ser II Tax Exempt Fd of Calif — Dividend American Limited Term Tax Exempt Bond Fd — Dividend American Short Term Bond Fd — Dividend American General Stable Growth 5 Fixed Annuity — Interest Protective Life Deferred Fixed Annuity — Interest Symetra Select 5 FixedAnnuity — Interest BROKERAGE ACCOUNT #2 (H) JP Morgan Deposit Sweep Acct — None — Closed American Ser Tax-Advantaged Growth & Income Fd — Dividend American Ser II Tax Exempt Fd of Calif — Dividend American Limited Term Tax Exempt Bond Fd — Dividend American Short Term Bond Fd — Dividend Blackrock 20 80 Target Allocation Fd — Dividend Pimco Inc Fd — Dividend Prudential Financial Inc.common stock — Dividend BROKERAGE ACCOUNT #3 (H) JP Morgan US Govt Money Mkt Fd — Dividend — Redeemed Chase Deposit Sweep account — Interest — Open American Ser Tax-Advantaged Growth & Income Fd — Dividend American Ser II Tax Exempt Fd of Calif — Dividend American Limited Term Tax Exempt Bond Fd — Dividend American Short Term Bond Fd — Dividend Blackrock 20 80 Target Allocation Fd — Dividend Pimco Inc Fd — Dividend State of Calif Various Purpose G/O Rfdg Bds dated 03/08/2012 — Interest Greenfield Calif Un Sch Bds dated 11/6/19 — Interest IRA ACCOUNT #1 (H) JP Morgan US Govt Money Mkt Fd — Dividend — Redeemed Chase IRA Deposit Sweep account — Interest — Open American Ser Tax-Advantaged Growth & Income Fd — Dividend American Target Date Retirement Ser Inc 2020 — Dividend American Short Term Bond Fd — Dividend Blackrock 20 80 Target Allocation Fd — Dividend Pimco Inc Fd — Dividend Western Asset Middle Mkt Income Fd — Dividend IRA ACCOUNT #2 (H) JP Morgan US Govt Money Mkt Fd — Dividend — Redeemed Chase IRA Deposit Sweep account — Interest — Open American Ser Tax-Advantaged Growth & Income Fd — Dividend American Target Date Retirement Ser Inc 2020 — Dividend National Life whole life policy — Dividend Brighthouse Life universal life policy — Interest Trustee, Family Trust Spouse's income — 2020 — Self-employed doctor Part I. All of the assets listed iin Part VII technically are held by the family trust to which I referred in Part I. Part VII, Item Nos. 10-13. The financial entity in which these retirement plan investments are held does not credit income or dividends to the individual investments held, but rather reports only the market value of each investment as of the report date. Part VII, Item Nos. 17-18, 33, 42-43, 53-54, and 62-63. Each of our brokerage accounts historically has had what is known as a "sweep" deposit account for all otherwise uninvested cash. In 2020, prior to 3/2/20, all otherwise uninvested cash in Brokerage Account #1, Brokerage Account #2, Brokerage Account #3, IRA Account #1, and IRA Ccount #2 was invested automatically in the JP Morgan US Govt Money Market Fund On 3/2/20, those Money Market Fund investments with uninvested cash were redeemed, and the proceeds were deposited into bank accounts denominated as (a) the Chase Deposit Sweep account for Brokerage Account #1 and Brokerage Account #3 and (b) the Chase IRA Deposit Sweep account for IRA Account #1 and IRA Account #2. When the JP Morgan US Govt Money Market Fund became unavailable to serve as a sweep account on 3/2/20, there was no uninvested cash to redeem in the sweep account for Brokerage Account #2. So. for Brokerage Account #2, I characterized that sweep account as being closed on 3/2/20. When I ran the audit, it said I couldn't leave Column D(3) blank, but had to provide a value code, so I put J as the value on 3/2. Part VII, Item Nos 20-21. On 6/17/20, EQM Midstream Partners LP was merged into Equitrans Midstream Corp. I have separately reported the distribuitions received from EQM Midstream Partners LP and the dividends received from Equitrans Midstream Corp. Part VII, Item No. 23. On 4/20/20, all the shares of Tallgrass Energy LP were acquired by another company for cash in a merger transaction. For reporting purposes, I have characterized this transaction as a redemption. Part VII, Item Nos. 29-31. We are not receiving any distributions from these deferred fixed annuities, but they are earning interest at the contract rates so I have reported the amount of interest earned during the reporting period in column B(1). . --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33130. Public record. Not legal advice.