# Andre Birotte jr

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/33125

## Record

- **Judge:** Andre Birotte jr
- **Year:** 2020
- **Pages:** 13

## Text

INDIVIDUAL ASSETS (H)
Wells Fargo (cash) — Interest
Invesco Developing Markets Fund A (GTDDX) — None
Janus Henderson Global Select Fund D (JANRX) — Dividend
MassMutual Whole Life Policy — Dividend
Rental Property, Newark, NJ (1/2 Interest) — Rent
Rental Property, Miami-Dade County, FL (1/2 interest) — Rent
ACCOUNT #1 (H)
Flexshares Intl Qty Div Index ETF (IQDF) — Dividend — Sold
Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Dividend — Sold
iShares Edge MSCI Min Vol Glbl ETF (ACWV) — Dividend
Schwab US Large Cap ETF (SCHX) — Dividend — Sold (part)
SPDR Long Term Treasury ETF (SPTL) — Dividend — Buy
SPDR Long Term Treasury ETF (SPTL) — Sold
SPDR Mid Cap ETF (SPMD) — Dividend — Buy (add'l)
SPDR Mid Cap ETF (SPMD) — Buy (add'l)
SPDR Mid Cap ETF (SPMD) — Sold (part)
Vanguard Total World Stock ETF (VT) — Dividend — Buy (add'l)
Vanguard Total World Stock ETF (VT) — Sold (part)
Vanguard Total World Stock ETF (VT) — Sold (part)
Vanguard Short Term Cor Bd ETF (VCSH) — Dividend — Sold
Wisdomtree International Hgh Div ETF (DTH) — Dividend — Buy
WSDMTRE CBOE S P 500 PUTWRT STRG ETF (PUTW) — None
Angel Oak Multi Strategy Incm Fd A (ANGLX) — Interest — Sold (part)
Angel Oak Multi Strategy Incm Fd A (ANGLX) — Buy (add'l)
Blackrock High Yield Bon D Svc (BHYSX) — Dividend — Buy
Doubleline Total Return Bd Fd Cl N (DLTNX) — Interest — Sold (part)
Doubleline Total Return Bd Fd Cl N (DLTNX) — Buy (add'l)
Doubleline Total Return Bd Fd Cl N (DLTNX) — Buy (add'l)
Eaton Vance Global Macro Abs Ret A (EAGMX) — Interest — Buy (add'l)
JPMorgan Short Duration Bond A (OGLVX) — Interest — Sold (part)
JPMorgan Short Duration Bond A (OGLVX) — Buy (add'l)
Nuveen Preferred SEC & INCM FD I (NPSRX) — Interest
AQR Lg Cap Defensive Style N (AUENX) — Dividend — Sold (part)
AQR Style Premia ALT LV FD CL I (QSLIX) — None — Buy (add'l)
AQR Style Premia ALT LV FD CL I (QSLIX) — Sold
Baron Emrg Mkts Fd Retail (BEXFX) — None — Sold (part)
Baron Emrg Mkts Fd Retail (BEXFX) — Buy (add'l)
Fuller & Thaler Behavioral SM CAP EQTY (FTHNX) — None — Buy (add'l)
Fuller & Thaler Behavioral SM CAP EQTY (FTHNX) — Sold (part)
ACCOUNT #2 (H)
iShares MSCI EAFE ETF (EFA) — Dividend
Vanguard Index Fds Total Stock Mkt ETF (VTI) — Dividend
ACCOUNT #3 (H)
Fidelity Government Money Market (SPAXX) (cash equiv) — Interest — Closed
Fidelity Treasury Money Market (FZFXX) — Interest — Open
Blackstone Group Inc Com Cl A (BX) — Dividend — Buy
KKR & Co Inc Cl A (KKR) — Dividend — Buy
Goldman Sachs BK CD FOA GE Capital (36161TYQ2) — None — Redeemed
Discover BK CD (254672ZX9) — Interest
California St Univ Rev Systemwide (13077DBB7) — Interest — Redeemed
Los Angeles Calif Uni Sch Dist GO BDS 5.0 (5446465X6) — Interest
Metropolitan Wtr Dist Southern CA (59266TLB5) — Interest
Santa Monica-Malibu Uni Sch Dist Calif (802498LY9) — Interest — Sold
San Diego Calif Cmnty College Dist (797272NY3) — Interest
Berkley Calif Uni Sch Dist Go Ref Bds (084154VG5) — Interest — Redeemed
San Francisco Calif Bay Area Rapid Tran (797661VX0) — Interest — Sold
California ST GO BDS 2.375 (13063BS29) — Interest
Metropolitan Wtr Dist Southern CA (59266TNC1) — Interest — Sold (part)
California St Dept Vet Affairs Home Pur (130658MD6) — Interest — Redeemed (part)
Torrance Calif Uni Sch Dist Go Ref BDS 3.0 (891318S71) — Interest
California ST GO BDS 3.25 (13053B4P4) — Interest
Los Angeles Cnty Calif Met Transn 3.0 (54466HAP1) — Interest
AMG Managers Pictet International Cl I 3.89% (APCTX) — Dividend — Buy
FPA Cresent Fund 2.77% (FPACX) — Dividend — Buy
Virtus Duff & Phelps Glbl Real Estate Secs I (VGISX) — Dividend
iShares CORE S&P 500 ETF (IVV) — Dividend — Sold (part)
iShares CORE S&P 500 ETF (IVV) — Sold (part)
iShares S&P 500 Growth ETF (IVW) — Dividend — Buy (add'l)
iShares S&P 500 Growth ETF (IVW) — Sold (part)
iShares S&P 500 Value ETF (IVE) — Dividend
Vanguard Index Tr Vanguard Extended Mkts Vipers (VXF) — Dividend — Buy
Vanguard Index Tr Vanguard Extended Mkts Vipers (VXF) — Sold
Invesco Exchange Traded Bultshs 2020 (BSCK) — Dividend — Sold
Invesco Exchange Traded Bultshs 2021 (BSCL) — Dividend
Invesco Exchange Traded Bultshs 2022 (BSJM) — Dividend
Invesco Exchange Traded Bultshs 2022 CB (BSCM) — Dividend
ACCOUNT #4 (H)
Fidelity Government Money Market (SPAXX) (cash equiv) — Interest — Closed
Fidelity Treasury Money Market (FZFXX) (cash equiv) — Interest — Open
Blackstone Group Inc Com Cl A (BX) — Dividend — Buy
KKR & Co Inc Cl A (KKR) — Dividend — Buy
California ST Tax Exempt Various PURP (13063C4G2) — Interest — Redeemed
California ST GO BDS 5.0 (13063CLS7) — Interest — Sold (part)
California ST GO BDS 5.0 (13063CLS7) — Sold
California ST GO BDS 2.25 (13063CGK0) — Interest — Redeemed
San Diego Calif CMNTY College DIST (797272NY3) — Interest
California ST GO BDS SER. 2016 (13063CZN3) — Interest
Berkeley Calif Uni Sch Dist GO REF BDS (084154VG5) — Interest — Redeemed
San Francisco Calif Bay Area Rapid Tran (797661VX0) — Interest
California ST GO BDS 4.0 (13063CMM9) — Interest
University Calif REVS REV BDS SER. (91412G6M2) — Interest
San Francisco Calif City & Cnty GO BDS (797646SS6) — Interest — Redeemed
Berkeley Calif Uni Sch Dist GO REF BDS (084154WQ2) — Interest
East Bay Calif Regl Pk Dist Prom NTS (271015MD8) — Interest
East Side UN High School Dist Calif Santa Clara Cnty (275282HR5) — Interest
California ST GO BDS 3.0 (13063B4M1) — Interest
San Francisco Calif City & Cnty Uni Sch 3.0 (79771TKZ9) — Interest
Santa Barbara Calif Uni Sch Dist Go Ref 3.375% (801315CF7) — None — Buy
AMG Managers Pictet International Cl I 3.14% (APCTX) — None — Buy
AMG Managers Pictet International Cl I 3.14% (APCTX) — Sold
DWS Global Infrastu FD (TOLIX) — Dividend — Buy
DWS Global Infrastu FD (TOLIX) — Buy (add'l)
FPA Cresent Fund 2.48% (FPACX) — Dividend — Buy
Franklin K2 Alt Strat (FABZX) — Dividend — Sold
Goldman Sachs Emerg Mkts Eq. (GEMIX) — Dividend — Buy (add'l)
Goldman Sachs GQG Partners Intl Opp I (GSIMX) — Dividend — Buy
IShares Core S&P 500 ETF (IVV) — Dividend
IShares S&P 500 Growth ETF (IVW) — Dividend — Buy
IShares S&P Value ETF (IVE) — Dividend — Buy
ISHARES TR EAFE SML CP ETF (SCZ) — Dividend — Sold
Vanguard FTSE Developed Mkt ETF (VEA) — Dividend — Sold (part)
Vanguard Index Tr Vanguard Extended (VXF) — Dividend — Buy (add'l)
Invesco Exchange Traded Buletsh 20 (BSJK) — Dividend — Sold
Invesco Exch Trd Slf Idx Fd Tr Bulshs 2021 HY (BSJL) — Dividend — Buy
Invesco Exch Trd Slf Idx Fd Tr Bulshs 2023 (BSCN) — Dividend — Buy
Invesco Exch Trd Slf Fd Tr Bulshs 2022 (BSCM) — Dividend — Buy
Account #5 (H)
iShares MSCI EAFE ETF (EFA) — Dividend — Buy (add'l)
iShares Russell 1000 Value Index Fund (IWD) — Dividend — Buy (add'l)
iShares Russell 2000 Value Index Fund (IWN) — Dividend
iShares S&P Mid Cap 400 Growth ETF (IJK) — Dividend
iShares S&P Mid Cap 400 Value ETF (IJJ) — Dividend
iShares S&P Small Cap Growth ETF (IJT) — Dividend
SPDR S&P 500 ETF Fund (SPY) — Dividend
Vanguard Growth Index Fund (VUG) — Dividend — Sold (part)
Vanguard Growth Index Fund (VUG) — Sold (part)
Vanguard Total International Index Fund (VWO) — Dividend — Sold (part)
Trustee, Trust #1 (reportable assets are listed in Part VII)
Trustee, Trust #2 (reportable assets are listed in Part VII)
Member, MIA LAX LLC (reportable assets are listed in Part VII)

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33125. Public record. Not legal advice.