# Philip Morgan Halpern > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/33032 ## Record - **Judge:** Philip Morgan Halpern - **Year:** 2020 - **Pages:** 36 ## Text ADIENT PLC COM — None AC ALTERNATIVE INC — Dividend — Buy AC ALTERNATIVE INC — Sold ABBVIE INC COM — Dividend — Buy ALLERGAN PLC SHS — Dividend — Redeemed ALPHABET INC CL A — None — Buy ALPHABET INC CL A — Buy ALPHABET INC CL A — Sold (part) ALPHABET INC CL A — Sold (part) ALPHABET INC CL A — Sold (part) AMAZON COM INC — None — Buy AMAZON COM INC — Buy AMBASE CORP — None AMER CENT EMERG MKTS I — Dividend — Buy AMER CENT EMERG MKTS I — Buy AMER CENT EMERG MKTS I — Sold (part) AMER CENT EMERG MKTS I — Sold (part) AMER CENT EMERG MKTS I — Buy AMER CENT EMERG MKTS I — Sold (part) APPLE INC — Dividend — Buy APPLE INC — Buy APPLE INC — Buy APPLE INC — Sold (part) BANK OF AMERICA CORP — Dividend — Buy BANK OF AMERICA CORP — Buy BANK OF AMERICA CORP — Sold (part) BANK OF AMERICA CORP — Sold (part) BERKSHIRE HATHAWAY CL-B NEW — None — Buy BERKSHIRE HATHAWAY CL-B NEW — Buy BERKSHIRE HATHAWAY CL-B NEW — Sold (part) BOEING CO — None — Buy BOEING CO — Buy BOEING CO — Sold (part) BOEING CO — Sold (part) BLACKSTONE GROUP INC CL A — Dividend BNY MELLON GLB REAL RETURN I — Dividend — Buy BNY MELLON GLB REAL RETURN I — Sold (part) BNY MELLON DYNAMIC TOT RET I — None — Buy BNY MELLON DYNAMIC TOT RET I — Sold BNY MELLON DYNAMIC TOT RET I — Sold BNY MELLON DYNAMIC TOT RET I — Sold BNY MELLON INTL STK I — Dividend — Buy BNY MELLON INTL STK I — Buy BNY MELLON INTL STK I — Buy BNY MELLON INTL STK I — Sold (part) BNY MELLON INTL STK I — Buy BNY MELLON INTL STK I — Sold (part) BNY MELLON INTL STK I — Sold (part) BNY MELLON MUN BD INFRASTRUCTU — Dividend BRIGHTHOUSE FINL INC — None — Sold CAPITAL ONE FINANCIAL CORP — Dividend CHEVRON CORP — Dividend COMM SERV. SELECT SECTOR SDRR — Dividend — Buy COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Sold (part) COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Sold (part) CONOCOPHILLIPS — Dividend CONS DISCRET SEL SECT SPDR FD — Dividend — Buy CONS DISCRET SEL SECT SPDR FD — Buy CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS STAPLES SEL SECT SPDR FD — Dividend — Buy CONS STAPLES SEL SECT SPDR FD — Buy CONS STAPLES SEL SECT SPDR FD — Buy CONS STAPLES SEL SECT SPDR FD — Sold (part) CONS STAPLES SEL SECT SPDR FD — Buy CONS STAPLES SEL SECT SPDR FD — Sold (part) DBX ETF TR XTRACK MSCI EURP — Dividend — Sold (part) DBX ETF TR XTRACK MSCI EURP — Buy DBX ETF TR XTRACK MSCI EURP — Sold (part) DBX ETF TR XTRACK MSCI EURP — Buy DBX ETF TR XTRACK MSCI EURP — Sold (part) DBX ETF TR XTRACK MSCI EURP — Sold (part) DELAWARE SMID CAP GROWTH INST — Distribution — Buy DELAWARE SMID CAP GROWTH INST — Buy DELAWARE SMID CAP GROWTH INST — Buy DELAWARE SMID CAP GROWTH INST — Sold (part) DELAWARE VALUE INSTL — Dividend — Buy DELAWARE VALUE INSTL — Sold DELAWARE VALUE INSTL — Sold DELAWARE VALUE INSTL — Sold DELAWARE VALUE INSTL — Sold DELTA AIR LINES INC NEW — Dividend — Buy DOUBLELINE INCOME SOLUTIONS FD — Dividend — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy ENERGY SEL SECT SPDR FD — Dividend — Sold (part) ENERGY SEL SECT SPDR FD — Buy ENERGY SEL SECT SPDR FD — Buy ENERGY SEL SECT SPDR FD — Buy EXXON MOBIL CORP — Dividend — Buy EXXON MOBIL CORP — Buy EXXON MOBIL CORP — Buy FACEBOOK INC CL-A — None FEDEX CORP — Dividend — Buy FEDEX CORP — Buy FEDEX CORP — Sold (part) FEDEX CORP — Sold (part) FIRST TR HIGH YL LG/SHT ETF — Dividend — Buy FIRST TR HIGH YL LG/SHT ETF — Buy FIRST TR HIGH YL LG/SHT ETF — Sold (part) FIRST TR HIGH YL LG/SHT ETF — Sold (part) FIRST TR HIGH YL LG/SHT ETF — Buy FIRST TRST HLTH CARE ALPHA ETF — None — Buy FIRST TRST HLTH CARE ALPHA ETF — Buy FIRST TRST HLTH CARE ALPHA ETF — Buy FIRST TRST HLTH CARE ALPHA ETF — Sold (part) FIRST TRST HLTH CARE ALPHA ETF — Sold (part) FIRST TRUST AMEX BIOTECH — None — Buy FIRST TRUST AMEX BIOTECH — Buy FIRST TRUST AMEX BIOTECH — Buy FIRST TRUST AMEX BIOTECH — Sold (part) FIRST TRUST AMEX BIOTECH — Buy FIRST TRUST EUROPE — None — Buy FIRST TRUST EUROPE — Sold FIRST TRUST EUROPE — Buy FIRST TRUST EUROPE — Sold FIRST TRUST EUROPE — Sold FIRST TRUST INDS/PRODS ETF — Dividend — Buy FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST JAPAN — Dividend — Buy FIRST TRUST JAPAN — Sold FIRST TRUST LOW DURATION OPP — Dividend — Buy FIRST TRUST LOW DURATION OPP — Buy FIRST TRUST LOW DURATION OPP — Sold (part) FIRST TRUST LOW DURATION OPP — Buy FIRST TRUST NASDAQ ABF CBIF — Dividend — Buy FIRST TRUST NASDAQ ABF CBIF — Sold FIRST TRUST NASDAQ ABF CBIF — Sold FIRST TRUST NASDAQ ABF CBIF — Sold FIRST TRUST SENIOR LOAN FUND — Dividend — Buy FIRST TRUST SENIOR LOAN FUND — Sold (part) FIRST TRUST VALUE LINE DIV IDX — Dividend — Buy FIRST TRUST VALUE LINE DIV IDX — Buy FIRST TRUST VALUE LINE DIV IDX — Sold FIRST TRUST VALUE LINE DIV IDX — Buy FIRST TRUST VALUE LINE DIV IDX — Sold FIRST TRUST VALUE LINE DIV IDX — Sold FT ENHANCED SHORT MURITY ETF — Dividend — Buy FT ENHANCED SHORT MURITY ETF — Sold (part) FT ENHANCED SHORT MURITY ETF — Sold (part) FT ENHANCED SHORT MURITY ETF — Sold (part) FT ENHANCED SHORT MURITY ETF — Sold (part) FT NORTH AMERICAN ENERGY INFRA — Dividend — Buy FT NORTH AMERICAN ENERGY INFRA — Buy FT NORTH AMERICAN ENERGY INFRA — Sold (part) FT NORTH AMERICAN ENERGY INFRA — Buy FT NORTH AMERICAN ENERGY INFRA — Sold (part) FT NORTH AMERICAN ENERGY INFRA — Sold (part) FT-PREFERRED SECUR & INC ETF — Dividend — Buy FT-PREFERRED SECUR & INC ETF — Buy FT-PREFERRED SECUR & INC ETF — Sold (part) FT-PREFERRED SECUR & INC ETF — Sold (part) FT-PREFERRED SECUR & INC ETF — Buy GENERAL ELECTRIC CO — Dividend — Buy HARTFORD SCHRODER EM MKT EQ I — Dividend — Buy HARTFORD SCHRODER EM MKT EQ I — Buy HARTFORD SCHRODER EM MKT EQ I — Buy HARTFORD SCHRODER EM MKT EQ I — Sold (part) HARTFORD SCHRODER EM MKT EQ I — Sold (part) HEALTH CARE SEL SECT SPDR FD — Dividend — Buy HEALTH CARE SEL SECT SPDR FD — Buy HEALTH CARE SEL SECT SPDR FD — Buy HEALTH CARE SEL SECT SPDR FD — Sold (part) HEALTH CARE SEL SECT SPDR FD — Sold (part) INDUSTRIAL SEL SEC SPDR FD — Dividend — Buy INDUSTRIAL SEL SEC SPDR FD — Sold (part) INDUSTRIAL SEL SEC SPDR FD — Buy INDUSTRIAL SEL SEC SPDR FD — Buy INDUSTRIAL SEL SEC SPDR FD — Sold (part) INTL BUSINESS MACHINES CORP — Dividend — Buy INTL BUSINESS MACHINES CORP — Buy INTL BUSINESS MACHINES CORP — Sold (part) INVESCO EMER MRKTS SOVER ETF — Dividend — Buy INVESCO EMER MRKTS SOVER ETF — Sold INVESCO MUNI INCOME A — Dividend INVESCO OPP RCH MUNICIPALS Y — Dividend — Sold ISHARES INC MSCI JAPAN ETF — None — Buy ISHARES INC MSCI JAPAN ETF — Sold ISHARES INC MSCI JAPAN ETF — Sold ISHARES INC MSCI JAPAN ETF — Sold ISHARES JP MORGAN EM BOND ETF — Dividend — Buy ISHARES JP MORGAN EM BOND ETF — Sold (part) ISHARES JP MORGAN EM BOND ETF — Sold (part) ISHARES MSCI BRIC ETF — None — Buy ISHARES MSCI BRIC ETF — Sold ISHARES MSCI BRIC ETF — Sold ISHARES MSCI BRIC ETF — Sold ISHARES MSCI CANADA ETF — None — Buy ISHARES MSCI CANADA ETF — Sold ISHARES MSCI CANADA ETF — Buy ISHARES MSCI CANADA ETF — Sold ISHARES MSCI CANADA ETF — Sold ISHARES MSCI EAFE ETF — Dividend ISHARES MSCI EAFE GRWTH ETF — Dividend — Buy ISHARES MSCI EAFE GRWTH ETF — Sold (part) ISHARES MSCI EAFE GRWTH ETF — Sold (part) ISHARES MSCI EAFE GRWTH ETF — Buy ISHARES MSCI EAFE GRWTH ETF — Sold (part) ISHARES MSCI EMERGING MKTS ETF — Dividend — Buy ISHARES MSCI EMERGING MKTS ETF — Sold (part) ISHARES MSCI EMERGING MKTS ETF — Buy ISHARES MSCI EMERGING MKTS ETF — Sold (part) ISHARES MSCI EMU ETF — Dividend — Buy ISHARES MSCI EMU ETF — Sold (part) ISHARES MSCI EMU ETF — Buy ISHARES MSCI EMU ETF — Sold (part) ISHARES MSCI EURO FINANCIAL ETF — None — Buy ISHARES MSCI EURO FINANCIAL ETF — Sold ISHARES MSCI FRONTIER 100 ETF — None — Buy ISHARES MSCI FRONTIER 100 ETF — Sold ISHARES MSCI FRONTIER 100 ETF — Sold ISHARES MSCI GERMANY ETF — Dividend — Buy ISHARES MSCI GERMANY ETF — Buy ISHARES MSCI ITALY ETF — Dividend — Buy ISHARES MSCI ITALY ETF — Buy ISHARES MSCI UNITED KINGDOM ETF — Dividend — Buy ISHARES MSCI UNITED KINGDOM ETF — Buy ISHARES MSCI UNITED KINGDOM ETF — Sold (part) ISHARES MSCI UNITED KINGDOM ETF — Buy ISHARES MSCI UNITED KINGDOM ETF — Sold (part) ISHARES PREFERRED & INCOME S — Dividend — Buy ISHARES PREFERRED & INCOME S — Sold (part) ISHARES PREFERRED & INCOME S — Buy ISHARES PREFERRED & INCOME S — Sold (part) ISHARES S&P MIDCAP 400 INDEX — Dividend — Buy ISHARES S&P MIDCAP 400 INDEX — Sold (part) ISHARES S&P MIDCAP 400 INDEX — Buy ISHARES S&P MIDCAP 400 INDEX — Sold (part) ISHARES SP SMALLCAP 600 INDEX — Dividend — Buy ISHARES SP SMALLCAP 600 INDEX — Buy ISHARES SP SMALLCAP 600 INDEX — Sold (part) ISHARES SP SMALLCAP 600 INDEX — Buy ISHARES SP SMALLCAP 600 INDEX — Sold (part) JOHN HANCOCK MULTI FACT MID — Dividend — Buy JOHN HANCOCK MULTI FACT MID — Buy JETBLUE AWYS CORP COM — None — Buy JOHNSON & JOHNSON — Dividend — Buy JOHNSON & JOHNSON — Buy JOHNSON & JOHNSON — Sold (part) JOHNSON CTLS INTL PLC — Dividend JPMORGAN CHASE & CO — Dividend — Buy JPMORGAN CHASE & CO — Buy JPMORGAN CHASE & CO — Buy JPMORGAN EQUITY INCOME I — Dividend — Buy JPMORGAN EQUITY INCOME I — Buy JPMORGAN EQUITY INCOME I — Buy JPMORGAN EQUITY INCOME I — Sold (part) JPMORGAN EQUITY INCOME I — Buy JPMORGAN EQUITY INCOME I — Sold (part) JPMORGAN GLOBAL BD OPPORT I — Dividend — Buy JPMORGAN GLOBAL BD OPPORT I — Buy JPMORGAN GLOBAL BD OPPORT I — Sold (part) JPMORGAN GLOBAL BD OPPORT I — Sold (part) JPMORGAN GLOBAL BD OPPORT I — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Dividend — Buy JP MORGAN ULTRA-SHORT INC ETF — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Sold (part) KRANESH BOSERA MSCI CHINA A — Dividend — Buy KRANESH BOSERA MSCI CHINA A — Buy KRANESH BOSERA MSCI CHINA A — Sold (part) KRANESH BOSERA MSCI CHINA A — Buy KRANESH BOSERA MSCI CHINA A — Sold (part) KRANESH BOSERA MSCI CHINA A — Sold (part) MATERIALS SEL SECT SPDR FD — Dividend — Buy MATERIALS SEL SECT SPDR FD — Sold (part) MATERIALS SEL SECT SPDR FD — Buy MATERIALS SEL SECT SPDR FD — Buy MATERIALS SEL SECT SPDR FD — Sold (part) MATERIALS SEL SECT SPDR FD — Sold (part) MAINSTAY MCKAY SHTDUR HGYD I — Dividend — Buy MAINSTAY MCKAY SHTDUR HGYD I — Sold MAINSTAY MCKAY SHTDUR HGYD I — Sold METLIFE INCORORATED — Dividend MICROSOFT CORP — Dividend — Buy MICROSOFT CORP — Buy MICROSOFT CORP — Sold (part) MORGAN STANLEY — Dividend Morgan Stanley Bank Deposit — Dividend NUV NEW YORK AMT-FREE MUNIC — Dividend NUVEEN NEW YORK MUNI VALUE FD — Dividend PIMCO DYN CREDIT & MORT INC FD — Dividend — Buy PIMCO DYN CREDIT & MORT INC FD — Sold (part) PIMCO DYN CREDIT & MORT INC FD — Sold (part) PIMCO DYN CREDIT & MORT INC FD — Buy PIMCO DYN CREDIT & MORT INC FD — Buy PIMCO DYN CREDIT & MORT INC FD — Buy PIMCO DYN CREDIT & MORT INC FD — Buy PORT AUTH NY NJ SPL PJ 6 JFK INTL AIR TERMINAL LLC PJCoupon 5.75% Matu — Dividend — Redeemed RAYTHEON TECHNOLOGIES CORP — None — Buy SPDR GOLD TR GOLD SHS — None — Buy SPDR GOLD TR GOLD SHS — Buy SPDR GOLD TR GOLD SHS — Buy SPDR GOLD TR GOLD SHS — Sold (part) SPDR GOLD TR GOLD SHS — Buy SPDR GOLD TR GOLD SHS — Sold (part) SPDR S&P 500 ETF TRUST — Dividend SPDR S&P GLB NAT RESOURCES — None — Sold THE FINANCIAL SEL SECT SPDR FD — Dividend — Buy THE FINANCIAL SEL SECT SPDR FD — Sold (part) THE FINANCIAL SEL SECT SPDR FD — Buy THE FINANCIAL SEL SECT SPDR FD — Sold (part) THE FINANCIAL SEL SECT SPDR FD — Sold (part) TRI CONTINENTAL CORP — Dividend UNIT IMIT MUNICIPAL INSURED NEW YORK 120 MPS — Interest UNUMPROVIDENT CORP — Dividend UTILITIES SEL SECT SPDR FUND — Dividend — Buy UTILITIES SEL SECT SPDR FUND — Buy UTILITIES SEL SECT SPDR FUND — Buy UTILITIES SEL SECT SPDR FUND — Sold (part) UTILITIES SEL SECT SPDR FUND — Sold (part) UTILITIES SEL SECT SPDR FUND — Sold (part) UTILITIES SEL SECT SPDR FUND — Sold (part) VANGUARD FTSE EMERGING MARKETS — None — Sold VANGUARD FTSE PACIFIC ETF — Dividend — Buy VANGUARD FTSE PACIFIC ETF — Sold (part) VANGUARD FTSE PACIFIC ETF — Sold (part) VANGUARD FTSE PACIFIC ETF — Buy VANGUARD FTSE PACIFIC ETF — Sold (part) VANGUARD GLBL EX-US REAL EST — None — Sold VANGUARD INFO TECH ETF — Dividend — Buy VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INTL EQUITY INDEX FD — Dividend — Buy VANGUARD INTL EQUITY INDEX FD — Sold VANGUARD INTL EQUITY INDEX FD — Sold VANGUARD MID CAP VALUE ETF — Dividend — Buy VANGUARD MID CAP VALUE ETF — Buy VANGUARD MID CAP VALUE ETF — Sold VANGUARD MID CAP VALUE ETF — Sold VANGUARD REAL ESTATE ETF — Dividend — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD SM CAP VALUE ETF — Dividend — Buy VANGUARD SM CAP VALUE ETF — Buy VANGUARD SM CAP VALUE ETF — Sold (part) VANGUARD SM CAP VALUE ETF — Sold (part) VICTORY RS INTL A — Dividend VIRTUS INVESTMENT PARTNERS INC — Dividend VIRTUS VONTOBEL EMRG MKT OPP I — None — Buy VIRTUS VONTOBEL EMRG MKT OPP I — Sold VIRTUS VONTOBEL EMRG MKT OPP I — Sold WABTEC CORP — Dividend WALT DISNEY CO HLDG CO — None — Buy WALT DISNEY CO HLDG CO — Buy WALT DISNEY CO HLDG CO — Sold (part) WALT DISNEY CO HLDG CO — Sold (part) WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Dividend — Buy WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR US MIDCAP FUND — Dividend — Sold (part) WISDOMTREE TR US MIDCAP FUND — Buy WISDOMTREE TR US MIDCAP FUND — Sold (part) WISDOMTREE US SMALLCAP DIV FUND — Dividend — Sold WISDOMTREE US SMALLCAP DIV FUND — Sold ADOBE INC — None — Sold (part) ALPHABET INC CL A — None — Buy AMERICAN TOWER CORP — Dividend — Buy AMERICAN TOWER CORP — Buy AMERICAN TOWER CORP — Sold (part) AMAZON.COM INC — None — Sold (part) AMAZON.COM INC — Buy APPLE INC — Dividend — Buy APPLE INC — Sold (part) APPLIED MATERIAL INC — None — Buy APPLIED MATERIAL INC — Buy BANK OF AMERICA NA — None BECTON DICKINSON CO — Dividend CASH MERRILL LYNCH — Interest COSTCO WHOLESALE CORPORATION — Dividend — Buy COSTCO WHOLESALE CORPORATION — Buy COSTCO WHOLESALE CORPORATION — Sold (part) CISCO SYSTEMS INC — Dividend — Sold CHEVRON CORP — Dividend D.R. HORTON INC — Dividend — Buy D.R. HORTON INC — Buy DOVER CORP — Dividend — Buy DOVER CORP — Buy DOMINO'S PIZZA INC — None — Sold DOMINO'S PIZZA INC — Sold DOMINO'S PIZZA INC — Sold DOMINO'S PIZZA INC — Sold EATON VANCE BALANCED FUND CL I — Dividend ECOLAB INC — Dividend EDWARDS LIFESCIENCES CORP — None — Buy EDWARDS LIFESCIENCES CORP — Buy ESTEE LAUDER COMPANIES INC — Dividend — Sold (part) FACEBOOK INC — None — Sold (part) FINANCIAL SELECT SECTOR SPDR FUND — Dividend — Buy FIRST REPUBLIC BANK — Dividend — Buy GENERAL DYNAMICS CORPORATION — Dividend — Buy GENERAL ELECTRIC — Dividend HONEYWELL INTERNATIONAL INC — Dividend — Buy INTERCONTINENTAL EXCHANCE INC — Dividend — Buy INTERCONTINENTAL EXCHANCE INC — Buy INTERCONTINENTAL EXCHANCE INC — Buy INTERCONTINENTAL EXCHANCE INC — Buy INTERCONTINENTAL EXCHANCE INC — Sold (part) INTERCONTINENTAL EXCHANCE INC — Sold (part) INTUIT INC — Dividend INTUITIVE SURGICAL INC — None INVESCO QQQ TRUST SERIES 1 — Dividend — Buy ISHARES CORE U.S. AGGREGATE BOND ETF — Dividend ISHARES EDGE MSCI MIN VOL USA ETF — Dividend — Sold ISHARES NATIONAL MUNI BOND ETF — Dividend ISHARES TIPS BOND ETF — Dividend — Buy JPMORGAN CHASE & CO — Dividend KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC — Dividend — Sold LOWE'S COMPANIES INC — Dividend — Buy LOWE'S COMPANIES INC — Buy LOWE'S COMPANIES INC — Sold (part) MASTERCARD INC — Dividend MATERIALS SELECT SECTOR SPDR FUND — None — Sold MCDONALD'S CORP — Dividend — Buy MERCK & CO INC — Dividend — Buy MERCK & CO INC — Buy MERCK & CO INC — Sold MICROSOFT CORPORATION — Dividend — Sold (part) MODERNA INC — None — Buy NETFLIX INC — None — Sold (part) NETFLIX INC — Buy NETFLIX INC — Buy NORTHROP GRUMMAN CORPORATION — Dividend — Sold NORTHROP GRUMMAN CORPORATION — Sold NORTHROP GRUMMAN CORPORATION — Sold NVIDIA CORPORATION — Dividend — Sold (part) NVIDIA CORPORATION — Buy NY GO BD Mar 13 — None O'REILLY AUTOMOTIVE INC — None — Buy O'REILLY AUTOMOTIVE INC — Buy O'REILLY AUTOMOTIVE INC — Buy O'REILLY AUTOMOTIVE INC — Sold (part) PAYPAL HOLDINGS INC — None — Buy PAYPAL HOLDINGS INC — Sold (part) PAYPAL HOLDINGS INC — Buy RAYTHEON TECHNOLOGIES CORP — Dividend — Sold SALESFORCE.COM INC — None SPDR S&P MIDCAP 400 ETF TRUST — None — Sold SPDR S&P 500 ETF TRUST — Dividend SPOTIFY TECHNOLOGY S.A. — None TESLA INC — None — Buy TESLA INC — Buy TESLA INC — Buy TESLA INC — Buy TEXAS INSTRUMENTS INCORPORATED — Dividend — Buy THERMO FISHER SCIENTIFIC INC — Dividend — Buy THERMO FISHER SCIENTIFIC INC — Sold (part) TJX COMPANIES INC — Dividend — Sold (part) TJX COMPANIES INC — Buy UBER TECHNOLOGIES INC — None — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Sold (part) UBER TECHNOLOGIES INC — Sold (part) UNITEDHEALTH GROUP INC — Dividend — Sold (part) VANGUARD GROWTH INDEX FUND ETF — Dividend — Buy VANGUARD MID-CAP GROWTH INDEX FUND ETF — Dividend — Sold (part) VANGUARD RUSSELL 1000 ET VALUE — Dividend — Sold VANGUARD VALUE INDEX FUND ETF — Dividend VISA INC — Dividend — Buy VMWARE INC — None — Buy VMWARE INC — Buy VMWARE INC — Buy VMWARE INC — Sold (part) WALT DISNEY CO — Dividend WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP — Dividend — Sold WISDOMTREE US MIDCAP DIV FD — Dividend — Sold ZOETIS INC — Dividend Guardian Global Utilities VIP Fund — None Guardian Core Plus Fixed Income VIP Fund — None Guardian International Growth VIP Fund — None Guardian Large Cap Disciplined Value VIP Fund — None Guardian Large Cap Fundamental Growth VIP Fund — None Guardian Mid Cap Relative Value VIP Fund — None Guardian Mid Cap Traditional Growth VIP Fund — None Blackrock Advantage Large Cap Core CL 111 — None Columbia Variable Portfolio Small Cap Value Fund Class 2 — None Guardian Small Cap Core VIP Fund — None Victory Incore Investment Quality Bond VIP Series — None Victory Incore Low Duration Bond VIP Series — None MFS VIT New Discovery Series SC — None MFS VIT Technology Portfolio SC — None Guardian Multi-Sector Bond VIP Fund — None Guardian U.S. Government Securities VIP Fund — None Putnam VT Multi-Cap Core Fund — None Putnam VT Equity Income CL IB — None Templeton Foreign VIP Fund Class 2 Shares — None AC ALTERNATIVE INC — Dividend — Buy AC ALTERNATIVE INC — Sold ABBVIE INC COM — Dividend — Buy ADIENT PLC COM — None ALLERGAN PLC SHS — Dividend — Redeemed ALPHABET INC CL A — None — Buy ALPHABET INC CL A — Buy ALPHABET INC CL A — Sold (part) ALPHABET INC CL A — Sold (part) ALPHABET INC CL A — Sold (part) AMAZON COM INC — None — Buy AMAZON COM INC — Buy AMBASE CORP — None AMER CENT EMERG MKTS I — Dividend — Buy AMER CENT EMERG MKTS I — Buy AMER CENT EMERG MKTS I — Sold (part) AMER CENT EMERG MKTS I — Sold (part) AMER CENT EMERG MKTS I — Buy AMER CENT EMERG MKTS I — Sold (part) APPLE INC — Dividend — Buy APPLE INC — Buy APPLE INC — Buy APPLE INC — Sold (part) BANK OF AMERICA CORP — Dividend — Buy BANK OF AMERICA CORP — Buy BANK OF AMERICA CORP — Sold (part) BANK OF AMERICA CORP — Sold (part) BERKSHIRE HATHAWAY CL-B NEW — None — Buy BERKSHIRE HATHAWAY CL-B NEW — Buy BERKSHIRE HATHAWAY CL-B NEW — Sold (part) BOEING CO — None — Buy BOEING CO — Buy BOEING CO — Sold (part) BOEING CO — Sold (part) BLACKSTONE GROUP INC CL A — Dividend BNY MELLON GLB REAL RETURN I — Dividend — Buy BNY MELLON GLB REAL RETURN I — Sold (part) BNY MELLON DYNAMIC TOT RET I — None — Buy BNY MELLON DYNAMIC TOT RET I — Sold BNY MELLON DYNAMIC TOT RET I — Sold BNY MELLON DYNAMIC TOT RET I — Sold BNY MELLON INTL STK I — Dividend — Buy BNY MELLON INTL STK I — Buy BNY MELLON INTL STK I — Buy BNY MELLON INTL STK I — Sold (part) BNY MELLON INTL STK I — Buy BNY MELLON INTL STK I — Sold (part) BNY MELLON INTL STK I — Sold (part) BNY MELLON MUN BD INFRASTRUCTU — Dividend BRIGHTHOUSE FINL INC — None — Sold CAPITAL ONE FINANCIAL CORP — Dividend CHEVRON CORP — Dividend COMM SERV. SELECT SECTOR SDRR — Dividend — Buy COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Sold (part) COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Sold (part) CONOCOPHILLIPS — Dividend CONS DISCRET SEL SECT SPDR FD — Dividend — Buy CONS DISCRET SEL SECT SPDR FD — Buy CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS STAPLES SEL SECT SPDR FD — Dividend — Buy CONS STAPLES SEL SECT SPDR FD — Buy CONS STAPLES SEL SECT SPDR FD — Buy CONS STAPLES SEL SECT SPDR FD — Sold (part) CONS STAPLES SEL SECT SPDR FD — Buy CONS STAPLES SEL SECT SPDR FD — Sold (part) DBX ETF TR XTRACK MSCI EURP — Dividend — Sold (part) DBX ETF TR XTRACK MSCI EURP — Buy DBX ETF TR XTRACK MSCI EURP — Sold (part) DBX ETF TR XTRACK MSCI EURP — Buy DBX ETF TR XTRACK MSCI EURP — Sold (part) DBX ETF TR XTRACK MSCI EURP — Sold (part) DELAWARE SMID CAP GROWTH INST — Distribution — Buy DELAWARE SMID CAP GROWTH INST — Buy DELAWARE SMID CAP GROWTH INST — Buy DELAWARE SMID CAP GROWTH INST — Sold (part) DELAWARE VALUE INSTL — Dividend — Buy DELAWARE VALUE INSTL — Sold DELAWARE VALUE INSTL — Sold DELAWARE VALUE INSTL — Sold DELAWARE VALUE INSTL — Sold DELTA AIR LINES INC NEW — Dividend — Buy DOUBLELINE INCOME SOLUTIONS FD — Dividend — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy ENERGY SEL SECT SPDR FD — Dividend — Sold (part) ENERGY SEL SECT SPDR FD — Buy ENERGY SEL SECT SPDR FD — Buy ENERGY SEL SECT SPDR FD — Buy EXXON MOBIL CORP — Dividend — Buy EXXON MOBIL CORP — Buy EXXON MOBIL CORP — Buy FACEBOOK INC CL-A — None FEDEX CORP — Dividend — Buy FEDEX CORP — Buy FEDEX CORP — Sold (part) FEDEX CORP — Sold (part) FIRST TR HIGH YL LG/SHT ETF — Dividend — Buy FIRST TR HIGH YL LG/SHT ETF — Buy FIRST TR HIGH YL LG/SHT ETF — Sold (part) FIRST TR HIGH YL LG/SHT ETF — Sold (part) FIRST TR HIGH YL LG/SHT ETF — Buy FIRST TRST HLTH CARE ALPHA ETF — None — Buy FIRST TRST HLTH CARE ALPHA ETF — Buy FIRST TRST HLTH CARE ALPHA ETF — Buy FIRST TRST HLTH CARE ALPHA ETF — Sold (part) FIRST TRST HLTH CARE ALPHA ETF — Sold (part) FIRST TRUST AMEX BIOTECH — None — Buy FIRST TRUST AMEX BIOTECH — Buy FIRST TRUST AMEX BIOTECH — Buy FIRST TRUST AMEX BIOTECH — Sold (part) FIRST TRUST AMEX BIOTECH — Buy FIRST TRUST EUROPE — None — Buy FIRST TRUST EUROPE — Sold FIRST TRUST EUROPE — Buy FIRST TRUST EUROPE — Sold FIRST TRUST EUROPE — Sold FIRST TRUST INDS/PRODS ETF — Dividend — Buy FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST JAPAN — Dividend — Buy FIRST TRUST JAPAN — Sold FIRST TRUST LOW DURATION OPP — Dividend — Buy FIRST TRUST LOW DURATION OPP — Buy FIRST TRUST LOW DURATION OPP — Sold (part) FIRST TRUST LOW DURATION OPP — Buy FIRST TRUST NASDAQ ABF CBIF — Dividend — Buy FIRST TRUST NASDAQ ABF CBIF — Sold FIRST TRUST NASDAQ ABF CBIF — Sold FIRST TRUST NASDAQ ABF CBIF — Sold FIRST TRUST SENIOR LOAN FUND — Dividend — Buy FIRST TRUST SENIOR LOAN FUND — Sold (part) FIRST TRUST VALUE LINE DIV IDX — Dividend — Buy FIRST TRUST VALUE LINE DIV IDX — Buy FIRST TRUST VALUE LINE DIV IDX — Sold FIRST TRUST VALUE LINE DIV IDX — Buy FIRST TRUST VALUE LINE DIV IDX — Sold FIRST TRUST VALUE LINE DIV IDX — Sold FT ENHANCED SHORT MURITY ETF — Dividend — Buy FT ENHANCED SHORT MURITY ETF — Sold (part) FT ENHANCED SHORT MURITY ETF — Sold (part) FT ENHANCED SHORT MURITY ETF — Sold (part) FT ENHANCED SHORT MURITY ETF — Sold (part) FT NORTH AMERICAN ENERGY INFRA — Dividend — Buy FT NORTH AMERICAN ENERGY INFRA — Buy FT NORTH AMERICAN ENERGY INFRA — Sold (part) FT NORTH AMERICAN ENERGY INFRA — Buy FT NORTH AMERICAN ENERGY INFRA — Sold (part) FT NORTH AMERICAN ENERGY INFRA — Sold (part) FT-PREFERRED SECUR & INC ETF — Dividend — Buy FT-PREFERRED SECUR & INC ETF — Buy FT-PREFERRED SECUR & INC ETF — Sold (part) FT-PREFERRED SECUR & INC ETF — Sold (part) FT-PREFERRED SECUR & INC ETF — Buy GENERAL ELECTRIC CO — Dividend — Buy HARTFORD SCHRODER EM MKT EQ I — Dividend — Buy HARTFORD SCHRODER EM MKT EQ I — Buy HARTFORD SCHRODER EM MKT EQ I — Buy HARTFORD SCHRODER EM MKT EQ I — Sold (part) HARTFORD SCHRODER EM MKT EQ I — Sold (part) HEALTH CARE SEL SECT SPDR FD — Dividend — Buy HEALTH CARE SEL SECT SPDR FD — Buy HEALTH CARE SEL SECT SPDR FD — Buy HEALTH CARE SEL SECT SPDR FD — Sold (part) HEALTH CARE SEL SECT SPDR FD — Sold (part) INDUSTRIAL SEL SEC SPDR FD — Dividend — Buy INDUSTRIAL SEL SEC SPDR FD — Sold (part) INDUSTRIAL SEL SEC SPDR FD — Buy INDUSTRIAL SEL SEC SPDR FD — Buy INDUSTRIAL SEL SEC SPDR FD — Sold (part) INTL BUSINESS MACHINES CORP — Dividend — Buy INTL BUSINESS MACHINES CORP — Buy INTL BUSINESS MACHINES CORP — Sold (part) INVESCO EMER MRKTS SOVER ETF — Dividend — Buy INVESCO EMER MRKTS SOVER ETF — Sold INVESCO MUNI INCOME A — Dividend INVESCO OPP RCH MUNICIPALS Y — Dividend — Sold ISHARES INC MSCI JAPAN ETF — None — Buy ISHARES INC MSCI JAPAN ETF — Sold ISHARES INC MSCI JAPAN ETF — Sold ISHARES INC MSCI JAPAN ETF — Sold ISHARES JP MORGAN EM BOND ETF — Dividend — Buy ISHARES JP MORGAN EM BOND ETF — Sold (part) ISHARES JP MORGAN EM BOND ETF — Sold (part) ISHARES MSCI BRIC ETF — None — Buy ISHARES MSCI BRIC ETF — Sold ISHARES MSCI BRIC ETF — Sold ISHARES MSCI BRIC ETF — Sold ISHARES MSCI CANADA ETF — None — Buy ISHARES MSCI CANADA ETF — Sold ISHARES MSCI CANADA ETF — Buy ISHARES MSCI CANADA ETF — Sold ISHARES MSCI CANADA ETF — Sold ISHARES MSCI EAFE ETF — Dividend ISHARES MSCI EAFE GRWTH ETF — Dividend — Buy ISHARES MSCI EAFE GRWTH ETF — Sold (part) ISHARES MSCI EAFE GRWTH ETF — Sold (part) ISHARES MSCI EAFE GRWTH ETF — Buy ISHARES MSCI EAFE GRWTH ETF — Sold (part) ISHARES MSCI EMERGING MKTS ETF — Dividend — Buy ISHARES MSCI EMERGING MKTS ETF — Sold (part) ISHARES MSCI EMERGING MKTS ETF — Buy ISHARES MSCI EMERGING MKTS ETF — Sold (part) ISHARES MSCI EMU ETF — Dividend — Buy ISHARES MSCI EMU ETF — Sold (part) ISHARES MSCI EMU ETF — Buy ISHARES MSCI EMU ETF — Sold (part) ISHARES MSCI EURO FINANCIAL ETF — None — Buy ISHARES MSCI EURO FINANCIAL ETF — Sold ISHARES MSCI FRONTIER 100 ETF — None — Buy ISHARES MSCI FRONTIER 100 ETF — Sold ISHARES MSCI FRONTIER 100 ETF — Sold ISHARES MSCI GERMANY ETF — Dividend — Buy ISHARES MSCI GERMANY ETF — Buy ISHARES MSCI ITALY ETF — Dividend — Buy ISHARES MSCI ITALY ETF — Buy ISHARES MSCI UNITED KINGDOM ETF — Dividend — Buy ISHARES MSCI UNITED KINGDOM ETF — Buy ISHARES MSCI UNITED KINGDOM ETF — Sold (part) ISHARES MSCI UNITED KINGDOM ETF — Buy ISHARES MSCI UNITED KINGDOM ETF — Sold (part) ISHARES PREFERRED & INCOME S — Dividend — Buy ISHARES PREFERRED & INCOME S — Sold (part) ISHARES PREFERRED & INCOME S — Buy ISHARES PREFERRED & INCOME S — Sold (part) ISHARES S&P MIDCAP 400 INDEX — Dividend — Buy ISHARES S&P MIDCAP 400 INDEX — Sold (part) ISHARES S&P MIDCAP 400 INDEX — Buy ISHARES S&P MIDCAP 400 INDEX — Sold (part) ISHARES SP SMALLCAP 600 INDEX — Dividend — Buy ISHARES SP SMALLCAP 600 INDEX — Buy ISHARES SP SMALLCAP 600 INDEX — Sold (part) ISHARES SP SMALLCAP 600 INDEX — Buy ISHARES SP SMALLCAP 600 INDEX — Sold (part) JOHN HANCOCK MULTI FACT MID — Dividend — Buy JOHN HANCOCK MULTI FACT MID — Buy JETBLUE AWYS CORP COM — None — Buy JOHNSON & JOHNSON — Dividend — Buy JOHNSON & JOHNSON — Buy JOHNSON & JOHNSON — Sold (part) JOHNSON CTLS INTL PLC — Dividend JPMORGAN CHASE & CO — Dividend — Buy JPMORGAN CHASE & CO — Buy JPMORGAN CHASE & CO — Buy JPMORGAN EQUITY INCOME I — Dividend — Buy JPMORGAN EQUITY INCOME I — Buy JPMORGAN EQUITY INCOME I — Buy JPMORGAN EQUITY INCOME I — Sold (part) JPMORGAN EQUITY INCOME I — Buy JPMORGAN EQUITY INCOME I — Sold (part) JPMORGAN GLOBAL BD OPPORT I — Dividend — Buy JPMORGAN GLOBAL BD OPPORT I — Buy JPMORGAN GLOBAL BD OPPORT I — Sold (part) JPMORGAN GLOBAL BD OPPORT I — Sold (part) JPMORGAN GLOBAL BD OPPORT I — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Dividend — Buy JP MORGAN ULTRA-SHORT INC ETF — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Sold (part) KRANESH BOSERA MSCI CHINA A — Dividend — Buy KRANESH BOSERA MSCI CHINA A — Buy KRANESH BOSERA MSCI CHINA A — Sold (part) KRANESH BOSERA MSCI CHINA A — Buy KRANESH BOSERA MSCI CHINA A — Sold (part) KRANESH BOSERA MSCI CHINA A — Sold (part) MATERIALS SEL SECT SPDR FD — Dividend — Buy MATERIALS SEL SECT SPDR FD — Sold (part) MATERIALS SEL SECT SPDR FD — Buy MATERIALS SEL SECT SPDR FD — Buy MATERIALS SEL SECT SPDR FD — Sold (part) MATERIALS SEL SECT SPDR FD — Sold (part) MAINSTAY MCKAY SHTDUR HGYD I — Dividend — Buy MAINSTAY MCKAY SHTDUR HGYD I — Sold MAINSTAY MCKAY SHTDUR HGYD I — Sold METLIFE INCORORATED — Dividend MICROSOFT CORP — Dividend — Buy MICROSOFT CORP — Buy MICROSOFT CORP — Sold (part) MORGAN STANLEY — Dividend Morgan Stanley Bank Deposit — Dividend NUV NEW YORK AMT-FREE MUNIC — Dividend NUVEEN NEW YORK MUNI VALUE FD — Dividend PIMCO DYN CREDIT & MORT INC FD — Dividend — Buy PIMCO DYN CREDIT & MORT INC FD — Sold (part) PIMCO DYN CREDIT & MORT INC FD — Sold (part) PIMCO DYN CREDIT & MORT INC FD — Buy PIMCO DYN CREDIT & MORT INC FD — Buy PIMCO DYN CREDIT & MORT INC FD — Buy PIMCO DYN CREDIT & MORT INC FD — Buy PORT AUTH NY NJ SPL PJ 6 JFK INTL AIR TERMINAL LLC PJCoupon 5.75% Matu — Dividend — Redeemed RAYTHEON TECHNOLOGIES CORP — None — Buy SPDR GOLD TR GOLD SHS — None — Buy SPDR GOLD TR GOLD SHS — Buy SPDR GOLD TR GOLD SHS — Buy SPDR GOLD TR GOLD SHS — Sold (part) SPDR GOLD TR GOLD SHS — Buy SPDR GOLD TR GOLD SHS — Sold (part) SPDR S&P 500 ETF TRUST — Dividend SPDR S&P GLB NAT RESOURCES — None — Sold THE FINANCIAL SEL SECT SPDR FD — Dividend — Buy THE FINANCIAL SEL SECT SPDR FD — Sold (part) THE FINANCIAL SEL SECT SPDR FD — Buy THE FINANCIAL SEL SECT SPDR FD — Sold (part) THE FINANCIAL SEL SECT SPDR FD — Sold (part) TRI CONTINENTAL CORP — Dividend UNIT IMIT MUNICIPAL INSURED NEW YORK 120 MPS — Interest UNUMPROVIDENT CORP — Dividend UTILITIES SEL SECT SPDR FUND — Dividend — Buy UTILITIES SEL SECT SPDR FUND — Buy UTILITIES SEL SECT SPDR FUND — Buy UTILITIES SEL SECT SPDR FUND — Sold (part) UTILITIES SEL SECT SPDR FUND — Sold (part) UTILITIES SEL SECT SPDR FUND — Sold (part) UTILITIES SEL SECT SPDR FUND — Sold (part) VANGUARD FTSE EMERGING MARKETS — None — Sold VANGUARD FTSE PACIFIC ETF — Dividend — Buy VANGUARD FTSE PACIFIC ETF — Sold (part) VANGUARD FTSE PACIFIC ETF — Sold (part) VANGUARD FTSE PACIFIC ETF — Buy VANGUARD FTSE PACIFIC ETF — Sold (part) VANGUARD GLBL EX-US REAL EST — None — Sold VANGUARD INFO TECH ETF — Dividend — Buy VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INTL EQUITY INDEX FD — Dividend — Buy VANGUARD INTL EQUITY INDEX FD — Sold VANGUARD INTL EQUITY INDEX FD — Sold VANGUARD MID CAP VALUE ETF — Dividend — Buy VANGUARD MID CAP VALUE ETF — Buy VANGUARD MID CAP VALUE ETF — Sold VANGUARD MID CAP VALUE ETF — Sold VANGUARD REAL ESTATE ETF — Dividend — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD SM CAP VALUE ETF — Dividend — Buy VANGUARD SM CAP VALUE ETF — Buy VANGUARD SM CAP VALUE ETF — Sold (part) VANGUARD SM CAP VALUE ETF — Sold (part) VICTORY RS INTL A — Dividend VIRTUS INVESTMENT PARTNERS INC — Dividend VIRTUS VONTOBEL EMRG MKT OPP I — None — Buy VIRTUS VONTOBEL EMRG MKT OPP I — Sold VIRTUS VONTOBEL EMRG MKT OPP I — Sold WABTEC CORP — Dividend WALT DISNEY CO HLDG CO — None — Buy WALT DISNEY CO HLDG CO — Buy WALT DISNEY CO HLDG CO — Sold (part) WALT DISNEY CO HLDG CO — Sold (part) WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Dividend — Buy WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR US MIDCAP FUND — Dividend — Sold (part) WISDOMTREE TR US MIDCAP FUND — Buy WISDOMTREE TR US MIDCAP FUND — Sold (part) WISDOMTREE US SMALLCAP DIV FUND — Dividend — Sold WISDOMTREE US SMALLCAP DIV FUND — Sold ADOBE INC — None — Sold (part) ALPHABET INC CL A — None — Buy AMERICAN TOWER CORP — Dividend — Buy AMERICAN TOWER CORP — Buy AMERICAN TOWER CORP — Sold (part) AMAZON.COM INC — None — Sold (part) AMAZON.COM INC — Buy APPLE INC — Dividend — Buy APPLE INC — Sold (part) APPLIED MATERIAL INC — None — Buy APPLIED MATERIAL INC — Buy BANK OF AMERICA NA — None BECTON DICKINSON CO — Dividend CASH MERRILL LYNCH — Interest COSTCO WHOLESALE CORPORATION — Dividend — Buy COSTCO WHOLESALE CORPORATION — Buy COSTCO WHOLESALE CORPORATION — Sold (part) CISCO SYSTEMS INC — Dividend — Sold CHEVRON CORP — Dividend D.R. HORTON INC — Dividend — Buy D.R. HORTON INC — Buy DOVER CORP — Dividend — Buy DOVER CORP — Buy DOMINO'S PIZZA INC — None — Sold DOMINO'S PIZZA INC — Sold DOMINO'S PIZZA INC — Sold DOMINO'S PIZZA INC — Sold EATON VANCE BALANCED FUND CL I — Dividend ECOLAB INC — Dividend EDWARDS LIFESCIENCES CORP — None — Buy EDWARDS LIFESCIENCES CORP — Buy ESTEE LAUDER COMPANIES INC — Dividend — Sold (part) FACEBOOK INC — None — Sold (part) FINANCIAL SELECT SECTOR SPDR FUND — Dividend — Buy FIRST REPUBLIC BANK — Dividend — Buy GENERAL DYNAMICS CORPORATION — Dividend — Buy GENERAL ELECTRIC — Dividend HONEYWELL INTERNATIONAL INC — Dividend — Buy INTERCONTINENTAL EXCHANCE INC — Dividend — Buy INTERCONTINENTAL EXCHANCE INC — Buy INTERCONTINENTAL EXCHANCE INC — Buy INTERCONTINENTAL EXCHANCE INC — Buy INTERCONTINENTAL EXCHANCE INC — Sold (part) INTERCONTINENTAL EXCHANCE INC — Sold (part) INTUIT INC — Dividend INTUITIVE SURGICAL INC — None INVESCO QQQ TRUST SERIES 1 — Dividend — Buy ISHARES CORE U.S. AGGREGATE BOND ETF — Dividend ISHARES EDGE MSCI MIN VOL USA ETF — Dividend — Sold ISHARES NATIONAL MUNI BOND ETF — Dividend ISHARES TIPS BOND ETF — Dividend — Buy JPMORGAN CHASE & CO — Dividend KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC — Dividend — Sold LOWE'S COMPANIES INC — Dividend — Buy LOWE'S COMPANIES INC — Buy LOWE'S COMPANIES INC — Sold (part) MASTERCARD INC — Dividend MATERIALS SELECT SECTOR SPDR FUND — None — Sold MCDONALD'S CORP — Dividend — Buy MERCK & CO INC — Dividend — Buy MERCK & CO INC — Buy MERCK & CO INC — Sold MICROSOFT CORPORATION — Dividend — Sold (part) MODERNA INC — None — Buy NETFLIX INC — None — Sold (part) NETFLIX INC — Buy NETFLIX INC — Buy NORTHROP GRUMMAN CORPORATION — Dividend — Sold NORTHROP GRUMMAN CORPORATION — Sold NORTHROP GRUMMAN CORPORATION — Sold NVIDIA CORPORATION — Dividend — Sold (part) NVIDIA CORPORATION — Buy NY GO BD Mar 13 — None O'REILLY AUTOMOTIVE INC — None — Buy O'REILLY AUTOMOTIVE INC — Buy O'REILLY AUTOMOTIVE INC — Buy O'REILLY AUTOMOTIVE INC — Sold (part) PAYPAL HOLDINGS INC — None — Buy PAYPAL HOLDINGS INC — Sold (part) PAYPAL HOLDINGS INC — Buy RAYTHEON TECHNOLOGIES CORP — Dividend — Sold SALESFORCE.COM INC — None SPDR S&P MIDCAP 400 ETF TRUST — None — Sold SPDR S&P 500 ETF TRUST — Dividend SPOTIFY TECHNOLOGY S.A. — None TESLA INC — None — Buy TESLA INC — Buy TESLA INC — Buy TESLA INC — Buy TEXAS INSTRUMENTS INCORPORATED — Dividend — Buy THERMO FISHER SCIENTIFIC INC — Dividend — Buy THERMO FISHER SCIENTIFIC INC — Sold (part) TJX COMPANIES INC — Dividend — Sold (part) TJX COMPANIES INC — Buy UBER TECHNOLOGIES INC — None — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Sold (part) UBER TECHNOLOGIES INC — Sold (part) UNITEDHEALTH GROUP INC — Dividend — Sold (part) VANGUARD GROWTH INDEX FUND ETF — Dividend — Buy VANGUARD MID-CAP GROWTH INDEX FUND ETF — Dividend — Sold (part) VANGUARD RUSSELL 1000 ET VALUE — Dividend — Sold VANGUARD VALUE INDEX FUND ETF — Dividend VISA INC — Dividend — Buy VMWARE INC — None — Buy VMWARE INC — Buy VMWARE INC — Buy VMWARE INC — Sold (part) WALT DISNEY CO — Dividend WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP — Dividend — Sold WISDOMTREE US MIDCAP DIV FD — Dividend — Sold ZOETIS INC — Dividend Guardian Global Utilities VIP Fund — None Guardian Core Plus Fixed Income VIP Fund — None Guardian International Growth VIP Fund — None Guardian Large Cap Disciplined Value VIP Fund — None Guardian Large Cap Fundamental Growth VIP Fund — None Guardian Mid Cap Relative Value VIP Fund — None Guardian Mid Cap Traditional Growth VIP Fund — None Blackrock Advantage Large Cap Core CL 111 — None Columbia Variable Portfolio Small Cap Value Fund Class 2 — None Guardian Small Cap Core VIP Fund — None Victory Incore Investment Quality Bond VIP Series — None Victory Incore Low Duration Bond VIP Series — None MFS VIT New Discovery Series SC — None MFS VIT Technology Portfolio SC — None Guardian Multi-Sector Bond VIP Fund — None Guardian U.S. Government Securities VIP Fund — None Putnam VT Multi-Cap Core Fund — None Putnam VT Equity Income CL IB — None Templeton Foreign VIP Fund Class 2 Shares — None AC ALTERNATIVE INC — Dividend — Buy AC ALTERNATIVE INC — Sold ABBVIE INC COM — Dividend — Buy ADIENT PLC COM — None ALLERGAN PLC SHS — Dividend — Redeemed ALPHABET INC CL A — None — Buy ALPHABET INC CL A — Buy ALPHABET INC CL A — Sold (part) ALPHABET INC CL A — Sold (part) ALPHABET INC CL A — Sold (part) AMAZON COM INC — None — Buy AMAZON COM INC — Buy AMBASE CORP — None AMER CENT EMERG MKTS I — Dividend — Buy AMER CENT EMERG MKTS I — Buy AMER CENT EMERG MKTS I — Sold (part) AMER CENT EMERG MKTS I — Sold (part) AMER CENT EMERG MKTS I — Buy AMER CENT EMERG MKTS I — Sold (part) APPLE INC — Dividend — Buy APPLE INC — Buy APPLE INC — Buy APPLE INC — Sold (part) BANK OF AMERICA CORP — Dividend — Buy BANK OF AMERICA CORP — Buy BANK OF AMERICA CORP — Sold (part) BANK OF AMERICA CORP — Sold (part) BERKSHIRE HATHAWAY CL-B NEW — None — Buy BERKSHIRE HATHAWAY CL-B NEW — Buy BERKSHIRE HATHAWAY CL-B NEW — Sold (part) BOEING CO — None — Buy BOEING CO — Buy BOEING CO — Sold (part) BOEING CO — Sold (part) BLACKSTONE GROUP INC CL A — Dividend BNY MELLON GLB REAL RETURN I — Dividend — Buy BNY MELLON GLB REAL RETURN I — Sold (part) BNY MELLON DYNAMIC TOT RET I — None — Buy BNY MELLON DYNAMIC TOT RET I — Sold BNY MELLON DYNAMIC TOT RET I — Sold BNY MELLON DYNAMIC TOT RET I — Sold BNY MELLON INTL STK I — Dividend — Buy BNY MELLON INTL STK I — Buy BNY MELLON INTL STK I — Buy BNY MELLON INTL STK I — Sold (part) BNY MELLON INTL STK I — Buy BNY MELLON INTL STK I — Sold (part) BNY MELLON INTL STK I — Sold (part) BNY MELLON MUN BD INFRASTRUCTU — Dividend BRIGHTHOUSE FINL INC — None — Sold CAPITAL ONE FINANCIAL CORP — Dividend CHEVRON CORP — Dividend COMM SERV. SELECT SECTOR SDRR — Dividend — Buy COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Sold (part) COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Sold (part) CONOCOPHILLIPS — Dividend CONS DISCRET SEL SECT SPDR FD — Dividend — Buy CONS DISCRET SEL SECT SPDR FD — Buy CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS STAPLES SEL SECT SPDR FD — Dividend — Buy CONS STAPLES SEL SECT SPDR FD — Buy CONS STAPLES SEL SECT SPDR FD — Buy CONS STAPLES SEL SECT SPDR FD — Sold (part) CONS STAPLES SEL SECT SPDR FD — Buy CONS STAPLES SEL SECT SPDR FD — Sold (part) DBX ETF TR XTRACK MSCI EURP — Dividend — Sold (part) DBX ETF TR XTRACK MSCI EURP — Buy DBX ETF TR XTRACK MSCI EURP — Sold (part) DBX ETF TR XTRACK MSCI EURP — Buy DBX ETF TR XTRACK MSCI EURP — Sold (part) DBX ETF TR XTRACK MSCI EURP — Sold (part) DELAWARE SMID CAP GROWTH INST — Distribution — Buy DELAWARE SMID CAP GROWTH INST — Buy DELAWARE SMID CAP GROWTH INST — Buy DELAWARE SMID CAP GROWTH INST — Sold (part) DELAWARE VALUE INSTL — Dividend — Buy DELAWARE VALUE INSTL — Sold DELAWARE VALUE INSTL — Sold DELAWARE VALUE INSTL — Sold DELAWARE VALUE INSTL — Sold DELTA AIR LINES INC NEW — Dividend — Buy DOUBLELINE INCOME SOLUTIONS FD — Dividend — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy ENERGY SEL SECT SPDR FD — Dividend — Sold (part) ENERGY SEL SECT SPDR FD — Buy ENERGY SEL SECT SPDR FD — Buy ENERGY SEL SECT SPDR FD — Buy EXXON MOBIL CORP — Dividend — Buy EXXON MOBIL CORP — Buy EXXON MOBIL CORP — Buy FACEBOOK INC CL-A — None FEDEX CORP — Dividend — Buy FEDEX CORP — Buy FEDEX CORP — Sold (part) FEDEX CORP — Sold (part) FIRST TR HIGH YL LG/SHT ETF — Dividend — Buy FIRST TR HIGH YL LG/SHT ETF — Buy FIRST TR HIGH YL LG/SHT ETF — Sold (part) FIRST TR HIGH YL LG/SHT ETF — Sold (part) FIRST TR HIGH YL LG/SHT ETF — Buy FIRST TRST HLTH CARE ALPHA ETF — None — Buy FIRST TRST HLTH CARE ALPHA ETF — Buy FIRST TRST HLTH CARE ALPHA ETF — Buy FIRST TRST HLTH CARE ALPHA ETF — Sold (part) FIRST TRST HLTH CARE ALPHA ETF — Sold (part) FIRST TRUST AMEX BIOTECH — None — Buy FIRST TRUST AMEX BIOTECH — Buy FIRST TRUST AMEX BIOTECH — Buy FIRST TRUST AMEX BIOTECH — Sold (part) FIRST TRUST AMEX BIOTECH — Buy FIRST TRUST EUROPE — None — Buy FIRST TRUST EUROPE — Sold FIRST TRUST EUROPE — Buy FIRST TRUST EUROPE — Sold FIRST TRUST EUROPE — Sold FIRST TRUST INDS/PRODS ETF — Dividend — Buy FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST JAPAN — Dividend — Buy FIRST TRUST JAPAN — Sold FIRST TRUST LOW DURATION OPP — Dividend — Buy FIRST TRUST LOW DURATION OPP — Buy FIRST TRUST LOW DURATION OPP — Sold (part) FIRST TRUST LOW DURATION OPP — Buy FIRST TRUST NASDAQ ABF CBIF — Dividend — Buy FIRST TRUST NASDAQ ABF CBIF — Sold FIRST TRUST NASDAQ ABF CBIF — Sold FIRST TRUST NASDAQ ABF CBIF — Sold FIRST TRUST SENIOR LOAN FUND — Dividend — Buy FIRST TRUST SENIOR LOAN FUND — Sold (part) FIRST TRUST VALUE LINE DIV IDX — Dividend — Buy FIRST TRUST VALUE LINE DIV IDX — Buy FIRST TRUST VALUE LINE DIV IDX — Sold FIRST TRUST VALUE LINE DIV IDX — Buy FIRST TRUST VALUE LINE DIV IDX — Sold FIRST TRUST VALUE LINE DIV IDX — Sold FT ENHANCED SHORT MURITY ETF — Dividend — Buy FT ENHANCED SHORT MURITY ETF — Sold (part) FT ENHANCED SHORT MURITY ETF — Sold (part) FT ENHANCED SHORT MURITY ETF — Sold (part) FT ENHANCED SHORT MURITY ETF — Sold (part) FT NORTH AMERICAN ENERGY INFRA — Dividend — Buy FT NORTH AMERICAN ENERGY INFRA — Buy FT NORTH AMERICAN ENERGY INFRA — Sold (part) FT NORTH AMERICAN ENERGY INFRA — Buy FT NORTH AMERICAN ENERGY INFRA — Sold (part) FT NORTH AMERICAN ENERGY INFRA — Sold (part) FT-PREFERRED SECUR & INC ETF — Dividend — Buy FT-PREFERRED SECUR & INC ETF — Buy FT-PREFERRED SECUR & INC ETF — Sold (part) FT-PREFERRED SECUR & INC ETF — Sold (part) FT-PREFERRED SECUR & INC ETF — Buy GENERAL ELECTRIC CO — Dividend — Buy HARTFORD SCHRODER EM MKT EQ I — Dividend — Buy HARTFORD SCHRODER EM MKT EQ I — Buy HARTFORD SCHRODER EM MKT EQ I — Buy HARTFORD SCHRODER EM MKT EQ I — Sold (part) HARTFORD SCHRODER EM MKT EQ I — Sold (part) HEALTH CARE SEL SECT SPDR FD — Dividend — Buy HEALTH CARE SEL SECT SPDR FD — Buy HEALTH CARE SEL SECT SPDR FD — Buy HEALTH CARE SEL SECT SPDR FD — Sold (part) HEALTH CARE SEL SECT SPDR FD — Sold (part) INDUSTRIAL SEL SEC SPDR FD — Dividend — Buy INDUSTRIAL SEL SEC SPDR FD — Sold (part) INDUSTRIAL SEL SEC SPDR FD — Buy INDUSTRIAL SEL SEC SPDR FD — Buy INDUSTRIAL SEL SEC SPDR FD — Sold (part) INTL BUSINESS MACHINES CORP — Dividend — Buy INTL BUSINESS MACHINES CORP — Buy INTL BUSINESS MACHINES CORP — Sold (part) INVESCO EMER MRKTS SOVER ETF — Dividend — Buy INVESCO EMER MRKTS SOVER ETF — Sold INVESCO MUNI INCOME A — Dividend INVESCO OPP RCH MUNICIPALS Y — Dividend — Sold ISHARES INC MSCI JAPAN ETF — None — Buy ISHARES INC MSCI JAPAN ETF — Sold ISHARES INC MSCI JAPAN ETF — Sold ISHARES INC MSCI JAPAN ETF — Sold ISHARES JP MORGAN EM BOND ETF — Dividend — Buy ISHARES JP MORGAN EM BOND ETF — Sold (part) ISHARES JP MORGAN EM BOND ETF — Sold (part) ISHARES MSCI BRIC ETF — None — Buy ISHARES MSCI BRIC ETF — Sold ISHARES MSCI BRIC ETF — Sold ISHARES MSCI BRIC ETF — Sold ISHARES MSCI CANADA ETF — None — Buy ISHARES MSCI CANADA ETF — Sold ISHARES MSCI CANADA ETF — Buy ISHARES MSCI CANADA ETF — Sold ISHARES MSCI CANADA ETF — Sold ISHARES MSCI EAFE ETF — Dividend ISHARES MSCI EAFE GRWTH ETF — Dividend — Buy ISHARES MSCI EAFE GRWTH ETF — Sold (part) ISHARES MSCI EAFE GRWTH ETF — Sold (part) ISHARES MSCI EAFE GRWTH ETF — Buy ISHARES MSCI EAFE GRWTH ETF — Sold (part) ISHARES MSCI EMERGING MKTS ETF — Dividend — Buy ISHARES MSCI EMERGING MKTS ETF — Sold (part) ISHARES MSCI EMERGING MKTS ETF — Buy ISHARES MSCI EMERGING MKTS ETF — Sold (part) ISHARES MSCI EMU ETF — Dividend — Buy ISHARES MSCI EMU ETF — Sold (part) ISHARES MSCI EMU ETF — Buy ISHARES MSCI EMU ETF — Sold (part) ISHARES MSCI EURO FINANCIAL ETF — None — Buy ISHARES MSCI EURO FINANCIAL ETF — Sold ISHARES MSCI FRONTIER 100 ETF — None — Buy ISHARES MSCI FRONTIER 100 ETF — Sold ISHARES MSCI FRONTIER 100 ETF — Sold ISHARES MSCI GERMANY ETF — Dividend — Buy ISHARES MSCI GERMANY ETF — Buy ISHARES MSCI ITALY ETF — Dividend — Buy ISHARES MSCI ITALY ETF — Buy ISHARES MSCI UNITED KINGDOM ETF — Dividend — Buy ISHARES MSCI UNITED KINGDOM ETF — Buy ISHARES MSCI UNITED KINGDOM ETF — Sold (part) ISHARES MSCI UNITED KINGDOM ETF — Buy ISHARES MSCI UNITED KINGDOM ETF — Sold (part) ISHARES PREFERRED & INCOME S — Dividend — Buy ISHARES PREFERRED & INCOME S — Sold (part) ISHARES PREFERRED & INCOME S — Buy ISHARES PREFERRED & INCOME S — Sold (part) ISHARES S&P MIDCAP 400 INDEX — Dividend — Buy ISHARES S&P MIDCAP 400 INDEX — Sold (part) ISHARES S&P MIDCAP 400 INDEX — Buy ISHARES S&P MIDCAP 400 INDEX — Sold (part) ISHARES SP SMALLCAP 600 INDEX — Dividend — Buy ISHARES SP SMALLCAP 600 INDEX — Buy ISHARES SP SMALLCAP 600 INDEX — Sold (part) ISHARES SP SMALLCAP 600 INDEX — Buy ISHARES SP SMALLCAP 600 INDEX — Sold (part) JOHN HANCOCK MULTI FACT MID — Dividend — Buy JOHN HANCOCK MULTI FACT MID — Buy JETBLUE AWYS CORP COM — None — Buy JOHNSON & JOHNSON — Dividend — Buy JOHNSON & JOHNSON — Buy JOHNSON & JOHNSON — Sold (part) JOHNSON CTLS INTL PLC — Dividend JPMORGAN CHASE & CO — Dividend — Buy JPMORGAN CHASE & CO — Buy JPMORGAN CHASE & CO — Buy JPMORGAN EQUITY INCOME I — Dividend — Buy JPMORGAN EQUITY INCOME I — Buy JPMORGAN EQUITY INCOME I — Buy JPMORGAN EQUITY INCOME I — Sold (part) JPMORGAN EQUITY INCOME I — Buy JPMORGAN EQUITY INCOME I — Sold (part) JPMORGAN GLOBAL BD OPPORT I — Dividend — Buy JPMORGAN GLOBAL BD OPPORT I — Buy JPMORGAN GLOBAL BD OPPORT I — Sold (part) JPMORGAN GLOBAL BD OPPORT I — Sold (part) JPMORGAN GLOBAL BD OPPORT I — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Dividend — Buy JP MORGAN ULTRA-SHORT INC ETF — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Sold (part) KRANESH BOSERA MSCI CHINA A — Dividend — Buy KRANESH BOSERA MSCI CHINA A — Buy KRANESH BOSERA MSCI CHINA A — Sold (part) KRANESH BOSERA MSCI CHINA A — Buy KRANESH BOSERA MSCI CHINA A — Sold (part) KRANESH BOSERA MSCI CHINA A — Sold (part) MATERIALS SEL SECT SPDR FD — Dividend — Buy MATERIALS SEL SECT SPDR FD — Sold (part) MATERIALS SEL SECT SPDR FD — Buy MATERIALS SEL SECT SPDR FD — Buy MATERIALS SEL SECT SPDR FD — Sold (part) MATERIALS SEL SECT SPDR FD — Sold (part) MAINSTAY MCKAY SHTDUR HGYD I — Dividend — Buy MAINSTAY MCKAY SHTDUR HGYD I — Sold MAINSTAY MCKAY SHTDUR HGYD I — Sold METLIFE INCORORATED — Dividend MICROSOFT CORP — Dividend — Buy MICROSOFT CORP — Buy MICROSOFT CORP — Sold (part) MORGAN STANLEY — Dividend Morgan Stanley Bank Deposit — Dividend NUV NEW YORK AMT-FREE MUNIC — Dividend NUVEEN NEW YORK MUNI VALUE FD — Dividend PIMCO DYN CREDIT & MORT INC FD — Dividend — Buy PIMCO DYN CREDIT & MORT INC FD — Sold (part) PIMCO DYN CREDIT & MORT INC FD — Sold (part) PIMCO DYN CREDIT & MORT INC FD — Buy PIMCO DYN CREDIT & MORT INC FD — Buy PIMCO DYN CREDIT & MORT INC FD — Buy PIMCO DYN CREDIT & MORT INC FD — Buy PORT AUTH NY NJ SPL PJ 6 JFK INTL AIR TERMINAL LLC PJCoupon 5.75% Matu — Dividend — Redeemed RAYTHEON TECHNOLOGIES CORP — None — Buy SPDR GOLD TR GOLD SHS — None — Buy SPDR GOLD TR GOLD SHS — Buy SPDR GOLD TR GOLD SHS — Buy SPDR GOLD TR GOLD SHS — Sold (part) SPDR GOLD TR GOLD SHS — Buy SPDR GOLD TR GOLD SHS — Sold (part) SPDR S&P 500 ETF TRUST — Dividend SPDR S&P GLB NAT RESOURCES — None — Sold THE FINANCIAL SEL SECT SPDR FD — Dividend — Buy THE FINANCIAL SEL SECT SPDR FD — Sold (part) THE FINANCIAL SEL SECT SPDR FD — Buy THE FINANCIAL SEL SECT SPDR FD — Sold (part) THE FINANCIAL SEL SECT SPDR FD — Sold (part) TRI CONTINENTAL CORP — Dividend UNIT IMIT MUNICIPAL INSURED NEW YORK 120 MPS — Interest UNUMPROVIDENT CORP — Dividend UTILITIES SEL SECT SPDR FUND — Dividend — Buy UTILITIES SEL SECT SPDR FUND — Buy UTILITIES SEL SECT SPDR FUND — Buy UTILITIES SEL SECT SPDR FUND — Sold (part) UTILITIES SEL SECT SPDR FUND — Sold (part) UTILITIES SEL SECT SPDR FUND — Sold (part) UTILITIES SEL SECT SPDR FUND — Sold (part) VANGUARD FTSE EMERGING MARKETS — None — Sold VANGUARD FTSE PACIFIC ETF — Dividend — Buy VANGUARD FTSE PACIFIC ETF — Sold (part) VANGUARD FTSE PACIFIC ETF — Sold (part) VANGUARD FTSE PACIFIC ETF — Buy VANGUARD FTSE PACIFIC ETF — Sold (part) VANGUARD GLBL EX-US REAL EST — None — Sold VANGUARD INFO TECH ETF — Dividend — Buy VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INTL EQUITY INDEX FD — Dividend — Buy VANGUARD INTL EQUITY INDEX FD — Sold VANGUARD INTL EQUITY INDEX FD — Sold VANGUARD MID CAP VALUE ETF — Dividend — Buy VANGUARD MID CAP VALUE ETF — Buy VANGUARD MID CAP VALUE ETF — Sold VANGUARD MID CAP VALUE ETF — Sold VANGUARD REAL ESTATE ETF — Dividend — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD SM CAP VALUE ETF — Dividend — Buy VANGUARD SM CAP VALUE ETF — Buy VANGUARD SM CAP VALUE ETF — Sold (part) VANGUARD SM CAP VALUE ETF — Sold (part) VICTORY RS INTL A — Dividend VIRTUS INVESTMENT PARTNERS INC — Dividend VIRTUS VONTOBEL EMRG MKT OPP I — None — Buy VIRTUS VONTOBEL EMRG MKT OPP I — Sold VIRTUS VONTOBEL EMRG MKT OPP I — Sold WABTEC CORP — Dividend WALT DISNEY CO HLDG CO — None — Buy WALT DISNEY CO HLDG CO — Buy WALT DISNEY CO HLDG CO — Sold (part) WALT DISNEY CO HLDG CO — Sold (part) WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Dividend — Buy WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR US MIDCAP FUND — Dividend — Sold (part) WISDOMTREE TR US MIDCAP FUND — Buy WISDOMTREE TR US MIDCAP FUND — Sold (part) WISDOMTREE US SMALLCAP DIV FUND — Dividend — Sold WISDOMTREE US SMALLCAP DIV FUND — Sold ADOBE INC — None — Sold (part) ALPHABET INC CL A — None — Buy AMERICAN TOWER CORP — Dividend — Buy AMERICAN TOWER CORP — Buy AMERICAN TOWER CORP — Sold (part) AMAZON.COM INC — None — Sold (part) AMAZON.COM INC — Buy APPLE INC — Dividend — Buy APPLE INC — Sold (part) APPLIED MATERIAL INC — None — Buy APPLIED MATERIAL INC — Buy BANK OF AMERICA NA — None BECTON DICKINSON CO — Dividend CASH MERRILL LYNCH — Interest COSTCO WHOLESALE CORPORATION — Dividend — Buy COSTCO WHOLESALE CORPORATION — Buy COSTCO WHOLESALE CORPORATION — Sold (part) CISCO SYSTEMS INC — Dividend — Sold CHEVRON CORP — Dividend D.R. HORTON INC — Dividend — Buy D.R. HORTON INC — Buy DOVER CORP — Dividend — Buy DOVER CORP — Buy DOMINO'S PIZZA INC — None — Sold DOMINO'S PIZZA INC — Sold DOMINO'S PIZZA INC — Sold DOMINO'S PIZZA INC — Sold EATON VANCE BALANCED FUND CL I — Dividend ECOLAB INC — Dividend EDWARDS LIFESCIENCES CORP — None — Buy EDWARDS LIFESCIENCES CORP — Buy ESTEE LAUDER COMPANIES INC — Dividend — Sold (part) FACEBOOK INC — None — Sold (part) FINANCIAL SELECT SECTOR SPDR FUND — Dividend — Buy FIRST REPUBLIC BANK — Dividend — Buy GENERAL DYNAMICS CORPORATION — Dividend — Buy GENERAL ELECTRIC — Dividend HONEYWELL INTERNATIONAL INC — Dividend — Buy INTERCONTINENTAL EXCHANCE INC — Dividend — Buy INTERCONTINENTAL EXCHANCE INC — Buy INTERCONTINENTAL EXCHANCE INC — Buy INTERCONTINENTAL EXCHANCE INC — Buy INTERCONTINENTAL EXCHANCE INC — Sold (part) INTERCONTINENTAL EXCHANCE INC — Sold (part) INTUIT INC — Dividend INTUITIVE SURGICAL INC — None INVESCO QQQ TRUST SERIES 1 — Dividend — Buy ISHARES CORE U.S. AGGREGATE BOND ETF — Dividend ISHARES EDGE MSCI MIN VOL USA ETF — Dividend — Sold ISHARES NATIONAL MUNI BOND ETF — Dividend ISHARES TIPS BOND ETF — Dividend — Buy JPMORGAN CHASE & CO — Dividend KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC — Dividend — Sold LOWE'S COMPANIES INC — Dividend — Buy LOWE'S COMPANIES INC — Buy LOWE'S COMPANIES INC — Sold (part) MASTERCARD INC — Dividend MATERIALS SELECT SECTOR SPDR FUND — None — Sold MCDONALD'S CORP — Dividend — Buy MERCK & CO INC — Dividend — Buy MERCK & CO INC — Buy MERCK & CO INC — Sold MICROSOFT CORPORATION — Dividend — Sold (part) MODERNA INC — None — Buy NETFLIX INC — None — Sold (part) NETFLIX INC — Buy NETFLIX INC — Buy NORTHROP GRUMMAN CORPORATION — Dividend — Sold NORTHROP GRUMMAN CORPORATION — Sold NORTHROP GRUMMAN CORPORATION — Sold NVIDIA CORPORATION — Dividend — Sold (part) NVIDIA CORPORATION — Buy NY GO BD Mar 13 — None O'REILLY AUTOMOTIVE INC — None — Buy O'REILLY AUTOMOTIVE INC — Buy O'REILLY AUTOMOTIVE INC — Buy O'REILLY AUTOMOTIVE INC — Sold (part) PAYPAL HOLDINGS INC — None — Buy PAYPAL HOLDINGS INC — Sold (part) PAYPAL HOLDINGS INC — Buy RAYTHEON TECHNOLOGIES CORP — Dividend — Sold SALESFORCE.COM INC — None SPDR S&P MIDCAP 400 ETF TRUST — None — Sold SPDR S&P 500 ETF TRUST — Dividend SPOTIFY TECHNOLOGY S.A. — None TESLA INC — None — Buy TESLA INC — Buy TESLA INC — Buy TESLA INC — Buy TEXAS INSTRUMENTS INCORPORATED — Dividend — Buy THERMO FISHER SCIENTIFIC INC — Dividend — Buy THERMO FISHER SCIENTIFIC INC — Sold (part) TJX COMPANIES INC — Dividend — Sold (part) TJX COMPANIES INC — Buy UBER TECHNOLOGIES INC — None — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Sold (part) UBER TECHNOLOGIES INC — Sold (part) UNITEDHEALTH GROUP INC — Dividend — Sold (part) VANGUARD GROWTH INDEX FUND ETF — Dividend — Buy VANGUARD MID-CAP GROWTH INDEX FUND ETF — Dividend — Sold (part) VANGUARD RUSSELL 1000 ET VALUE — Dividend — Sold VANGUARD VALUE INDEX FUND ETF — Dividend VISA INC — Dividend — Buy VMWARE INC — None — Buy VMWARE INC — Buy VMWARE INC — Buy VMWARE INC — Sold (part) WALT DISNEY CO — Dividend WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP — Dividend — Sold WISDOMTREE US MIDCAP DIV FD — Dividend — Sold ZOETIS INC — Dividend Guardian Global Utilities VIP Fund — None Guardian Core Plus Fixed Income VIP Fund — None Guardian International Growth VIP Fund — None Guardian Large Cap Disciplined Value VIP Fund — None Guardian Large Cap Fundamental Growth VIP Fund — None Guardian Mid Cap Relative Value VIP Fund — None Guardian Mid Cap Traditional Growth VIP Fund — None Blackrock Advantage Large Cap Core CL 111 — None Columbia Variable Portfolio Small Cap Value Fund Class 2 — None Guardian Small Cap Core VIP Fund — None Victory Incore Investment Quality Bond VIP Series — None Victory Incore Low Duration Bond VIP Series — None MFS VIT New Discovery Series SC — None MFS VIT Technology Portfolio SC — None Guardian Multi-Sector Bond VIP Fund — None Guardian U.S. Government Securities VIP Fund — None Putnam VT Multi-Cap Core Fund — None Putnam VT Equity Income CL IB — None Templeton Foreign VIP Fund Class 2 Shares — None TESLA INC — Buy AC ALTERNATIVE INC — Dividend — Buy AC ALTERNATIVE INC — Sold ABBVIE INC COM — Dividend — Buy ADIENT PLC COM — None ALLERGAN PLC SHS — Dividend — Redeemed ALPHABET INC CL A — None — Buy ALPHABET INC CL A — Buy ALPHABET INC CL A — Sold (part) ALPHABET INC CL A — Sold (part) ALPHABET INC CL A — Sold (part) AMAZON COM INC — None — Buy AMAZON COM INC — Buy AMBASE CORP — None AMER CENT EMERG MKTS I — Dividend — Buy AMER CENT EMERG MKTS I — Buy AMER CENT EMERG MKTS I — Sold (part) AMER CENT EMERG MKTS I — Sold (part) AMER CENT EMERG MKTS I — Buy AMER CENT EMERG MKTS I — Sold (part) APPLE INC — Dividend — Buy APPLE INC — Buy APPLE INC — Buy APPLE INC — Sold (part) BANK OF AMERICA CORP — Dividend — Buy BANK OF AMERICA CORP — Buy BANK OF AMERICA CORP — Sold (part) BANK OF AMERICA CORP — Sold (part) BERKSHIRE HATHAWAY CL-B NEW — None — Buy BERKSHIRE HATHAWAY CL-B NEW — Buy BERKSHIRE HATHAWAY CL-B NEW — Sold (part) BOEING CO — None — Buy BOEING CO — Buy BOEING CO — Sold (part) BOEING CO — Sold (part) BLACKSTONE GROUP INC CL A — Dividend BNY MELLON GLB REAL RETURN I — Dividend — Buy BNY MELLON GLB REAL RETURN I — Sold (part) BNY MELLON DYNAMIC TOT RET I — None — Buy BNY MELLON DYNAMIC TOT RET I — Sold BNY MELLON DYNAMIC TOT RET I — Sold BNY MELLON DYNAMIC TOT RET I — Sold BNY MELLON INTL STK I — Dividend — Buy BNY MELLON INTL STK I — Buy BNY MELLON INTL STK I — Buy BNY MELLON INTL STK I — Sold (part) BNY MELLON INTL STK I — Buy BNY MELLON INTL STK I — Sold (part) BNY MELLON INTL STK I — Sold (part) BNY MELLON MUN BD INFRASTRUCTU — Dividend BRIGHTHOUSE FINL INC — None — Sold CAPITAL ONE FINANCIAL CORP — Dividend CHEVRON CORP — Dividend COMM SERV. SELECT SECTOR SDRR — Dividend — Buy COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Sold (part) COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Sold (part) CONOCOPHILLIPS — Dividend CONS DISCRET SEL SECT SPDR FD — Dividend — Buy CONS DISCRET SEL SECT SPDR FD — Buy CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS STAPLES SEL SECT SPDR FD — Dividend — Buy CONS STAPLES SEL SECT SPDR FD — Buy CONS STAPLES SEL SECT SPDR FD — Buy CONS STAPLES SEL SECT SPDR FD — Sold (part) CONS STAPLES SEL SECT SPDR FD — Buy CONS STAPLES SEL SECT SPDR FD — Sold (part) DBX ETF TR XTRACK MSCI EURP — Dividend — Sold (part) DBX ETF TR XTRACK MSCI EURP — Buy DBX ETF TR XTRACK MSCI EURP — Sold (part) DBX ETF TR XTRACK MSCI EURP — Buy DBX ETF TR XTRACK MSCI EURP — Sold (part) DBX ETF TR XTRACK MSCI EURP — Sold (part) DELAWARE SMID CAP GROWTH INST — Distribution — Buy DELAWARE SMID CAP GROWTH INST — Buy DELAWARE SMID CAP GROWTH INST — Buy DELAWARE SMID CAP GROWTH INST — Sold (part) DELAWARE VALUE INSTL — Dividend — Buy DELAWARE VALUE INSTL — Sold DELAWARE VALUE INSTL — Sold DELAWARE VALUE INSTL — Sold DELAWARE VALUE INSTL — Sold DELTA AIR LINES INC NEW — Dividend — Buy DOUBLELINE INCOME SOLUTIONS FD — Dividend — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy ENERGY SEL SECT SPDR FD — Dividend — Sold (part) ENERGY SEL SECT SPDR FD — Buy ENERGY SEL SECT SPDR FD — Buy ENERGY SEL SECT SPDR FD — Buy EXXON MOBIL CORP — Dividend — Buy EXXON MOBIL CORP — Buy EXXON MOBIL CORP — Buy FACEBOOK INC CL-A — None FEDEX CORP — Dividend — Buy FEDEX CORP — Buy FEDEX CORP — Sold (part) FEDEX CORP — Sold (part) FIRST TR HIGH YL LG/SHT ETF — Dividend — Buy FIRST TR HIGH YL LG/SHT ETF — Buy FIRST TR HIGH YL LG/SHT ETF — Sold (part) FIRST TR HIGH YL LG/SHT ETF — Sold (part) FIRST TR HIGH YL LG/SHT ETF — Buy FIRST TRST HLTH CARE ALPHA ETF — None — Buy FIRST TRST HLTH CARE ALPHA ETF — Buy FIRST TRST HLTH CARE ALPHA ETF — Buy FIRST TRST HLTH CARE ALPHA ETF — Sold (part) FIRST TRST HLTH CARE ALPHA ETF — Sold (part) FIRST TRUST AMEX BIOTECH — None — Buy FIRST TRUST AMEX BIOTECH — Buy FIRST TRUST AMEX BIOTECH — Buy FIRST TRUST AMEX BIOTECH — Sold (part) FIRST TRUST AMEX BIOTECH — Buy FIRST TRUST EUROPE — None — Buy FIRST TRUST EUROPE — Sold FIRST TRUST EUROPE — Buy FIRST TRUST EUROPE — Sold FIRST TRUST EUROPE — Sold FIRST TRUST INDS/PRODS ETF — Dividend — Buy FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST JAPAN — Dividend — Buy FIRST TRUST JAPAN — Sold FIRST TRUST LOW DURATION OPP — Dividend — Buy FIRST TRUST LOW DURATION OPP — Buy FIRST TRUST LOW DURATION OPP — Sold (part) FIRST TRUST LOW DURATION OPP — Buy FIRST TRUST NASDAQ ABF CBIF — Dividend — Buy FIRST TRUST NASDAQ ABF CBIF — Sold FIRST TRUST NASDAQ ABF CBIF — Sold FIRST TRUST NASDAQ ABF CBIF — Sold FIRST TRUST SENIOR LOAN FUND — Dividend — Buy FIRST TRUST SENIOR LOAN FUND — Sold (part) FIRST TRUST VALUE LINE DIV IDX — Dividend — Buy FIRST TRUST VALUE LINE DIV IDX — Buy FIRST TRUST VALUE LINE DIV IDX — Sold FIRST TRUST VALUE LINE DIV IDX — Buy FIRST TRUST VALUE LINE DIV IDX — Sold FIRST TRUST VALUE LINE DIV IDX — Sold FT ENHANCED SHORT MURITY ETF — Dividend — Buy FT ENHANCED SHORT MURITY ETF — Sold (part) FT ENHANCED SHORT MURITY ETF — Sold (part) FT ENHANCED SHORT MURITY ETF — Sold (part) FT ENHANCED SHORT MURITY ETF — Sold (part) FT NORTH AMERICAN ENERGY INFRA — Dividend — Buy FT NORTH AMERICAN ENERGY INFRA — Buy FT NORTH AMERICAN ENERGY INFRA — Sold (part) FT NORTH AMERICAN ENERGY INFRA — Buy FT NORTH AMERICAN ENERGY INFRA — Sold (part) FT NORTH AMERICAN ENERGY INFRA — Sold (part) FT-PREFERRED SECUR & INC ETF — Dividend — Buy FT-PREFERRED SECUR & INC ETF — Buy FT-PREFERRED SECUR & INC ETF — Sold (part) FT-PREFERRED SECUR & INC ETF — Sold (part) FT-PREFERRED SECUR & INC ETF — Buy GENERAL ELECTRIC CO — Dividend — Buy HARTFORD SCHRODER EM MKT EQ I — Dividend — Buy HARTFORD SCHRODER EM MKT EQ I — Buy HARTFORD SCHRODER EM MKT EQ I — Buy HARTFORD SCHRODER EM MKT EQ I — Sold (part) HARTFORD SCHRODER EM MKT EQ I — Sold (part) HEALTH CARE SEL SECT SPDR FD — Dividend — Buy HEALTH CARE SEL SECT SPDR FD — Buy HEALTH CARE SEL SECT SPDR FD — Buy HEALTH CARE SEL SECT SPDR FD — Sold (part) HEALTH CARE SEL SECT SPDR FD — Sold (part) INDUSTRIAL SEL SEC SPDR FD — Dividend — Buy INDUSTRIAL SEL SEC SPDR FD — Sold (part) INDUSTRIAL SEL SEC SPDR FD — Buy INDUSTRIAL SEL SEC SPDR FD — Buy INDUSTRIAL SEL SEC SPDR FD — Sold (part) INTL BUSINESS MACHINES CORP — Dividend — Buy INTL BUSINESS MACHINES CORP — Buy INTL BUSINESS MACHINES CORP — Sold (part) INVESCO EMER MRKTS SOVER ETF — Dividend — Buy INVESCO EMER MRKTS SOVER ETF — Sold INVESCO MUNI INCOME A — Dividend INVESCO OPP RCH MUNICIPALS Y — Dividend — Sold ISHARES INC MSCI JAPAN ETF — None — Buy ISHARES INC MSCI JAPAN ETF — Sold ISHARES INC MSCI JAPAN ETF — Sold ISHARES INC MSCI JAPAN ETF — Sold ISHARES JP MORGAN EM BOND ETF — Dividend — Buy ISHARES JP MORGAN EM BOND ETF — Sold (part) ISHARES JP MORGAN EM BOND ETF — Sold (part) ISHARES MSCI BRIC ETF — None — Buy ISHARES MSCI BRIC ETF — Sold ISHARES MSCI BRIC ETF — Sold ISHARES MSCI BRIC ETF — Sold ISHARES MSCI CANADA ETF — None — Buy ISHARES MSCI CANADA ETF — Sold ISHARES MSCI CANADA ETF — Buy ISHARES MSCI CANADA ETF — Sold ISHARES MSCI CANADA ETF — Sold ISHARES MSCI EAFE ETF — Dividend ISHARES MSCI EAFE GRWTH ETF — Dividend — Buy ISHARES MSCI EAFE GRWTH ETF — Sold (part) ISHARES MSCI EAFE GRWTH ETF — Sold (part) ISHARES MSCI EAFE GRWTH ETF — Buy ISHARES MSCI EAFE GRWTH ETF — Sold (part) ISHARES MSCI EMERGING MKTS ETF — Dividend — Buy ISHARES MSCI EMERGING MKTS ETF — Sold (part) ISHARES MSCI EMERGING MKTS ETF — Buy ISHARES MSCI EMERGING MKTS ETF — Sold (part) ISHARES MSCI EMU ETF — Dividend — Buy ISHARES MSCI EMU ETF — Sold (part) ISHARES MSCI EMU ETF — Buy ISHARES MSCI EMU ETF — Sold (part) ISHARES MSCI EURO FINANCIAL ETF — None — Buy ISHARES MSCI EURO FINANCIAL ETF — Sold ISHARES MSCI FRONTIER 100 ETF — None — Buy ISHARES MSCI FRONTIER 100 ETF — Sold ISHARES MSCI FRONTIER 100 ETF — Sold ISHARES MSCI GERMANY ETF — Dividend — Buy ISHARES MSCI GERMANY ETF — Buy ISHARES MSCI ITALY ETF — Dividend — Buy ISHARES MSCI ITALY ETF — Buy ISHARES MSCI UNITED KINGDOM ETF — Dividend — Buy ISHARES MSCI UNITED KINGDOM ETF — Buy ISHARES MSCI UNITED KINGDOM ETF — Sold (part) ISHARES MSCI UNITED KINGDOM ETF — Buy ISHARES MSCI UNITED KINGDOM ETF — Sold (part) ISHARES PREFERRED & INCOME S — Dividend — Buy ISHARES PREFERRED & INCOME S — Sold (part) ISHARES PREFERRED & INCOME S — Buy ISHARES PREFERRED & INCOME S — Sold (part) ISHARES S&P MIDCAP 400 INDEX — Dividend — Buy ISHARES S&P MIDCAP 400 INDEX — Sold (part) ISHARES S&P MIDCAP 400 INDEX — Buy ISHARES S&P MIDCAP 400 INDEX — Sold (part) ISHARES SP SMALLCAP 600 INDEX — Dividend — Buy ISHARES SP SMALLCAP 600 INDEX — Buy ISHARES SP SMALLCAP 600 INDEX — Sold (part) ISHARES SP SMALLCAP 600 INDEX — Buy ISHARES SP SMALLCAP 600 INDEX — Sold (part) JOHN HANCOCK MULTI FACT MID — Dividend — Buy JOHN HANCOCK MULTI FACT MID — Buy JETBLUE AWYS CORP COM — None — Buy JOHNSON & JOHNSON — Dividend — Buy JOHNSON & JOHNSON — Buy JOHNSON & JOHNSON — Sold (part) JOHNSON CTLS INTL PLC — Dividend JPMORGAN CHASE & CO — Dividend — Buy JPMORGAN CHASE & CO — Buy JPMORGAN CHASE & CO — Buy JPMORGAN EQUITY INCOME I — Dividend — Buy JPMORGAN EQUITY INCOME I — Buy JPMORGAN EQUITY INCOME I — Buy JPMORGAN EQUITY INCOME I — Sold (part) JPMORGAN EQUITY INCOME I — Buy JPMORGAN EQUITY INCOME I — Sold (part) JPMORGAN GLOBAL BD OPPORT I — Dividend — Buy JPMORGAN GLOBAL BD OPPORT I — Buy JPMORGAN GLOBAL BD OPPORT I — Sold (part) JPMORGAN GLOBAL BD OPPORT I — Sold (part) JPMORGAN GLOBAL BD OPPORT I — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Dividend — Buy JP MORGAN ULTRA-SHORT INC ETF — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Sold (part) KRANESH BOSERA MSCI CHINA A — Dividend — Buy KRANESH BOSERA MSCI CHINA A — Buy KRANESH BOSERA MSCI CHINA A — Sold (part) KRANESH BOSERA MSCI CHINA A — Buy KRANESH BOSERA MSCI CHINA A — Sold (part) KRANESH BOSERA MSCI CHINA A — Sold (part) MATERIALS SEL SECT SPDR FD — Dividend — Buy MATERIALS SEL SECT SPDR FD — Sold (part) MATERIALS SEL SECT SPDR FD — Buy MATERIALS SEL SECT SPDR FD — Buy MATERIALS SEL SECT SPDR FD — Sold (part) MATERIALS SEL SECT SPDR FD — Sold (part) MAINSTAY MCKAY SHTDUR HGYD I — Dividend — Buy MAINSTAY MCKAY SHTDUR HGYD I — Sold MAINSTAY MCKAY SHTDUR HGYD I — Sold METLIFE INCORORATED — Dividend MICROSOFT CORP — Dividend — Buy MICROSOFT CORP — Buy MICROSOFT CORP — Sold (part) MORGAN STANLEY — Dividend Morgan Stanley Bank Deposit — Dividend NUV NEW YORK AMT-FREE MUNIC — Dividend NUVEEN NEW YORK MUNI VALUE FD — Dividend PIMCO DYN CREDIT & MORT INC FD — Dividend — Buy PIMCO DYN CREDIT & MORT INC FD — Sold (part) PIMCO DYN CREDIT & MORT INC FD — Sold (part) PIMCO DYN CREDIT & MORT INC FD — Buy PIMCO DYN CREDIT & MORT INC FD — Buy PIMCO DYN CREDIT & MORT INC FD — Buy PIMCO DYN CREDIT & MORT INC FD — Buy PORT AUTH NY NJ SPL PJ 6 JFK INTL AIR TERMINAL LLC PJCoupon 5.75% Matu — Dividend — Redeemed RAYTHEON TECHNOLOGIES CORP — None — Buy SPDR GOLD TR GOLD SHS — None — Buy SPDR GOLD TR GOLD SHS — Buy SPDR GOLD TR GOLD SHS — Buy SPDR GOLD TR GOLD SHS — Sold (part) SPDR GOLD TR GOLD SHS — Buy SPDR GOLD TR GOLD SHS — Sold (part) SPDR S&P 500 ETF TRUST — Dividend SPDR S&P GLB NAT RESOURCES — None — Sold THE FINANCIAL SEL SECT SPDR FD — Dividend — Buy THE FINANCIAL SEL SECT SPDR FD — Sold (part) THE FINANCIAL SEL SECT SPDR FD — Buy THE FINANCIAL SEL SECT SPDR FD — Sold (part) THE FINANCIAL SEL SECT SPDR FD — Sold (part) TRI CONTINENTAL CORP — Dividend UNIT IMIT MUNICIPAL INSURED NEW YORK 120 MPS — Interest UNUMPROVIDENT CORP — Dividend UTILITIES SEL SECT SPDR FUND — Dividend — Buy UTILITIES SEL SECT SPDR FUND — Buy UTILITIES SEL SECT SPDR FUND — Buy UTILITIES SEL SECT SPDR FUND — Sold (part) UTILITIES SEL SECT SPDR FUND — Sold (part) UTILITIES SEL SECT SPDR FUND — Sold (part) UTILITIES SEL SECT SPDR FUND — Sold (part) VANGUARD FTSE EMERGING MARKETS — None — Sold VANGUARD FTSE PACIFIC ETF — Dividend — Buy VANGUARD FTSE PACIFIC ETF — Sold (part) VANGUARD FTSE PACIFIC ETF — Sold (part) VANGUARD FTSE PACIFIC ETF — Buy VANGUARD FTSE PACIFIC ETF — Sold (part) VANGUARD GLBL EX-US REAL EST — None — Sold VANGUARD INFO TECH ETF — Dividend — Buy VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INTL EQUITY INDEX FD — Dividend — Buy VANGUARD INTL EQUITY INDEX FD — Sold VANGUARD INTL EQUITY INDEX FD — Sold VANGUARD MID CAP VALUE ETF — Dividend — Buy VANGUARD MID CAP VALUE ETF — Buy VANGUARD MID CAP VALUE ETF — Sold VANGUARD MID CAP VALUE ETF — Sold VANGUARD REAL ESTATE ETF — Dividend — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD SM CAP VALUE ETF — Dividend — Buy VANGUARD SM CAP VALUE ETF — Buy VANGUARD SM CAP VALUE ETF — Sold (part) VANGUARD SM CAP VALUE ETF — Sold (part) VICTORY RS INTL A — Dividend VIRTUS INVESTMENT PARTNERS INC — Dividend VIRTUS VONTOBEL EMRG MKT OPP I — None — Buy VIRTUS VONTOBEL EMRG MKT OPP I — Sold VIRTUS VONTOBEL EMRG MKT OPP I — Sold WABTEC CORP — Dividend WALT DISNEY CO HLDG CO — None — Buy WALT DISNEY CO HLDG CO — Buy WALT DISNEY CO HLDG CO — Sold (part) WALT DISNEY CO HLDG CO — Sold (part) WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Dividend — Buy WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR US MIDCAP FUND — Dividend — Sold (part) WISDOMTREE TR US MIDCAP FUND — Buy WISDOMTREE TR US MIDCAP FUND — Sold (part) WISDOMTREE US SMALLCAP DIV FUND — Dividend — Sold WISDOMTREE US SMALLCAP DIV FUND — Sold ADOBE INC — None — Sold (part) ALPHABET INC CL A — None — Buy AMERICAN TOWER CORP — Dividend — Buy AMERICAN TOWER CORP — Buy AMERICAN TOWER CORP — Sold (part) AMAZON.COM INC — None — Sold (part) AMAZON.COM INC — Buy APPLE INC — Dividend — Buy APPLE INC — Sold (part) APPLIED MATERIAL INC — None — Buy APPLIED MATERIAL INC — Buy BANK OF AMERICA NA — None BECTON DICKINSON CO — Dividend CASH MERRILL LYNCH — Interest COSTCO WHOLESALE CORPORATION — Dividend — Buy COSTCO WHOLESALE CORPORATION — Buy COSTCO WHOLESALE CORPORATION — Sold (part) CISCO SYSTEMS INC — Dividend — Sold CHEVRON CORP — Dividend D.R. HORTON INC — Dividend — Buy D.R. HORTON INC — Buy DOVER CORP — Dividend — Buy DOVER CORP — Buy DOMINO'S PIZZA INC — None — Sold DOMINO'S PIZZA INC — Sold DOMINO'S PIZZA INC — Sold DOMINO'S PIZZA INC — Sold EATON VANCE BALANCED FUND CL I — Dividend ECOLAB INC — Dividend EDWARDS LIFESCIENCES CORP — None — Buy EDWARDS LIFESCIENCES CORP — Buy ESTEE LAUDER COMPANIES INC — Dividend — Sold (part) FACEBOOK INC — None — Sold (part) FINANCIAL SELECT SECTOR SPDR FUND — Dividend — Buy FIRST REPUBLIC BANK — Dividend — Buy GENERAL DYNAMICS CORPORATION — Dividend — Buy GENERAL ELECTRIC — Dividend HONEYWELL INTERNATIONAL INC — Dividend — Buy INTERCONTINENTAL EXCHANCE INC — Dividend — Buy INTERCONTINENTAL EXCHANCE INC — Buy INTERCONTINENTAL EXCHANCE INC — Buy INTERCONTINENTAL EXCHANCE INC — Buy INTERCONTINENTAL EXCHANCE INC — Sold (part) INTERCONTINENTAL EXCHANCE INC — Sold (part) INTUIT INC — Dividend INTUITIVE SURGICAL INC — None INVESCO QQQ TRUST SERIES 1 — Dividend — Buy ISHARES CORE U.S. AGGREGATE BOND ETF — Dividend ISHARES EDGE MSCI MIN VOL USA ETF — Dividend — Sold ISHARES NATIONAL MUNI BOND ETF — Dividend ISHARES TIPS BOND ETF — Dividend — Buy JPMORGAN CHASE & CO — Dividend KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC — Dividend — Sold LOWE'S COMPANIES INC — Dividend — Buy LOWE'S COMPANIES INC — Buy LOWE'S COMPANIES INC — Sold (part) MASTERCARD INC — Dividend MATERIALS SELECT SECTOR SPDR FUND — None — Sold MCDONALD'S CORP — Dividend — Buy MERCK & CO INC — Dividend — Buy MERCK & CO INC — Buy MERCK & CO INC — Sold MICROSOFT CORPORATION — Dividend — Sold (part) MODERNA INC — None — Buy NETFLIX INC — None — Sold (part) NETFLIX INC — Buy NETFLIX INC — Buy NORTHROP GRUMMAN CORPORATION — Dividend — Sold NORTHROP GRUMMAN CORPORATION — Sold NORTHROP GRUMMAN CORPORATION — Sold NVIDIA CORPORATION — Dividend — Sold (part) NVIDIA CORPORATION — Buy NY GO BD Mar 13 — None O'REILLY AUTOMOTIVE INC — None — Buy O'REILLY AUTOMOTIVE INC — Buy O'REILLY AUTOMOTIVE INC — Buy O'REILLY AUTOMOTIVE INC — Sold (part) PAYPAL HOLDINGS INC — None — Buy PAYPAL HOLDINGS INC — Sold (part) PAYPAL HOLDINGS INC — Buy RAYTHEON TECHNOLOGIES CORP — Dividend — Sold SALESFORCE.COM INC — None SPDR S&P MIDCAP 400 ETF TRUST — None — Sold SPDR S&P 500 ETF TRUST — Dividend SPOTIFY TECHNOLOGY S.A. — None TESLA INC — None — Buy TESLA INC — Buy TESLA INC — Buy TEXAS INSTRUMENTS INCORPORATED — Dividend — Buy THERMO FISHER SCIENTIFIC INC — Dividend — Buy THERMO FISHER SCIENTIFIC INC — Sold (part) TJX COMPANIES INC — Dividend — Sold (part) TJX COMPANIES INC — Buy UBER TECHNOLOGIES INC — None — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Sold (part) UBER TECHNOLOGIES INC — Sold (part) UNITEDHEALTH GROUP INC — Dividend — Sold (part) VANGUARD GROWTH INDEX FUND ETF — Dividend — Buy VANGUARD MID-CAP GROWTH INDEX FUND ETF — Dividend — Sold (part) VANGUARD RUSSELL 1000 ET VALUE — Dividend — Sold VANGUARD VALUE INDEX FUND ETF — Dividend VISA INC — Dividend — Buy VMWARE INC — None — Buy VMWARE INC — Buy VMWARE INC — Buy VMWARE INC — Sold (part) WALT DISNEY CO — Dividend WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP — Dividend — Sold WISDOMTREE US MIDCAP DIV FD — Dividend — Sold ZOETIS INC — Dividend Guardian Global Utilities VIP Fund — None Guardian Core Plus Fixed Income VIP Fund — None Guardian International Growth VIP Fund — None Guardian Large Cap Disciplined Value VIP Fund — None Guardian Large Cap Fundamental Growth VIP Fund — None Guardian Mid Cap Relative Value VIP Fund — None Guardian Mid Cap Traditional Growth VIP Fund — None Blackrock Advantage Large Cap Core CL 111 — None Columbia Variable Portfolio Small Cap Value Fund Class 2 — None Guardian Small Cap Core VIP Fund — None Victory Incore Investment Quality Bond VIP Series — None Victory Incore Low Duration Bond VIP Series — None MFS VIT New Discovery Series SC — None MFS VIT Technology Portfolio SC — None Guardian Multi-Sector Bond VIP Fund — None Guardian U.S. Government Securities VIP Fund — None Putnam VT Multi-Cap Core Fund — None Putnam VT Equity Income CL IB — None Templeton Foreign VIP Fund Class 2 Shares — None AC ALTERNATIVE INC — Dividend — Buy AC ALTERNATIVE INC — Sold ABBVIE INC COM — Dividend — Buy ADIENT PLC COM — None ALLERGAN PLC SHS — Dividend — Redeemed ALPHABET INC CL A — None — Buy ALPHABET INC CL A — Buy ALPHABET INC CL A — Sold (part) ALPHABET INC CL A — Sold (part) ALPHABET INC CL A — Sold (part) AMAZON COM INC — None — Buy AMAZON COM INC — Buy AMBASE CORP — None AMER CENT EMERG MKTS I — Dividend — Buy AMER CENT EMERG MKTS I — Buy AMER CENT EMERG MKTS I — Sold (part) AMER CENT EMERG MKTS I — Sold (part) AMER CENT EMERG MKTS I — Buy AMER CENT EMERG MKTS I — Sold (part) APPLE INC — Dividend — Buy APPLE INC — Buy APPLE INC — Buy APPLE INC — Sold (part) BANK OF AMERICA CORP — Dividend — Buy BANK OF AMERICA CORP — Buy BANK OF AMERICA CORP — Sold (part) BANK OF AMERICA CORP — Sold (part) BERKSHIRE HATHAWAY CL-B NEW — None — Buy BERKSHIRE HATHAWAY CL-B NEW — Buy BERKSHIRE HATHAWAY CL-B NEW — Sold (part) BOEING CO — None — Buy BOEING CO — Buy BOEING CO — Sold (part) BOEING CO — Sold (part) BLACKSTONE GROUP INC CL A — Dividend BNY MELLON GLB REAL RETURN I — Dividend — Buy BNY MELLON GLB REAL RETURN I — Sold (part) BNY MELLON DYNAMIC TOT RET I — None — Buy BNY MELLON DYNAMIC TOT RET I — Sold BNY MELLON DYNAMIC TOT RET I — Sold BNY MELLON DYNAMIC TOT RET I — Sold BNY MELLON INTL STK I — Dividend — Buy BNY MELLON INTL STK I — Buy BNY MELLON INTL STK I — Buy BNY MELLON INTL STK I — Sold (part) BNY MELLON INTL STK I — Buy BNY MELLON INTL STK I — Sold (part) BNY MELLON INTL STK I — Sold (part) BNY MELLON MUN BD INFRASTRUCTU — Dividend BRIGHTHOUSE FINL INC — None — Sold CAPITAL ONE FINANCIAL CORP — Dividend CHEVRON CORP — Dividend COMM SERV. SELECT SECTOR SDRR — Dividend — Buy COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Sold (part) COMM SERV. SELECT SECTOR SDRR — Buy COMM SERV. SELECT SECTOR SDRR — Sold (part) CONOCOPHILLIPS — Dividend CONS DISCRET SEL SECT SPDR FD — Dividend — Buy CONS DISCRET SEL SECT SPDR FD — Buy CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS DISCRET SEL SECT SPDR FD — Sold (part) CONS STAPLES SEL SECT SPDR FD — Dividend — Buy CONS STAPLES SEL SECT SPDR FD — Buy CONS STAPLES SEL SECT SPDR FD — Buy CONS STAPLES SEL SECT SPDR FD — Sold (part) CONS STAPLES SEL SECT SPDR FD — Buy CONS STAPLES SEL SECT SPDR FD — Sold (part) DBX ETF TR XTRACK MSCI EURP — Dividend — Sold (part) DBX ETF TR XTRACK MSCI EURP — Buy DBX ETF TR XTRACK MSCI EURP — Sold (part) DBX ETF TR XTRACK MSCI EURP — Buy DBX ETF TR XTRACK MSCI EURP — Sold (part) DBX ETF TR XTRACK MSCI EURP — Sold (part) DELAWARE SMID CAP GROWTH INST — Distribution — Buy DELAWARE SMID CAP GROWTH INST — Buy DELAWARE SMID CAP GROWTH INST — Buy DELAWARE SMID CAP GROWTH INST — Sold (part) DELAWARE VALUE INSTL — Dividend — Buy DELAWARE VALUE INSTL — Sold DELAWARE VALUE INSTL — Sold DELAWARE VALUE INSTL — Sold DELAWARE VALUE INSTL — Sold DELTA AIR LINES INC NEW — Dividend — Buy DOUBLELINE INCOME SOLUTIONS FD — Dividend — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy DOUBLELINE INCOME SOLUTIONS FD — Buy ENERGY SEL SECT SPDR FD — Dividend — Sold (part) ENERGY SEL SECT SPDR FD — Buy ENERGY SEL SECT SPDR FD — Buy ENERGY SEL SECT SPDR FD — Buy EXXON MOBIL CORP — Dividend — Buy EXXON MOBIL CORP — Buy EXXON MOBIL CORP — Buy FACEBOOK INC CL-A — None FEDEX CORP — Dividend — Buy FEDEX CORP — Buy FEDEX CORP — Sold (part) FEDEX CORP — Sold (part) FIRST TR HIGH YL LG/SHT ETF — Dividend — Buy FIRST TR HIGH YL LG/SHT ETF — Buy FIRST TR HIGH YL LG/SHT ETF — Sold (part) FIRST TR HIGH YL LG/SHT ETF — Sold (part) FIRST TR HIGH YL LG/SHT ETF — Buy FIRST TRST HLTH CARE ALPHA ETF — None — Buy FIRST TRST HLTH CARE ALPHA ETF — Buy FIRST TRST HLTH CARE ALPHA ETF — Buy FIRST TRST HLTH CARE ALPHA ETF — Sold (part) FIRST TRST HLTH CARE ALPHA ETF — Sold (part) FIRST TRUST AMEX BIOTECH — None — Buy FIRST TRUST AMEX BIOTECH — Buy FIRST TRUST AMEX BIOTECH — Buy FIRST TRUST AMEX BIOTECH — Sold (part) FIRST TRUST AMEX BIOTECH — Buy FIRST TRUST EUROPE — None — Buy FIRST TRUST EUROPE — Sold FIRST TRUST EUROPE — Buy FIRST TRUST EUROPE — Sold FIRST TRUST EUROPE — Sold FIRST TRUST INDS/PRODS ETF — Dividend — Buy FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST INDS/PRODS ETF — Sold FIRST TRUST JAPAN — Dividend — Buy FIRST TRUST JAPAN — Sold FIRST TRUST LOW DURATION OPP — Dividend — Buy FIRST TRUST LOW DURATION OPP — Buy FIRST TRUST LOW DURATION OPP — Sold (part) FIRST TRUST LOW DURATION OPP — Buy FIRST TRUST NASDAQ ABF CBIF — Dividend — Buy FIRST TRUST NASDAQ ABF CBIF — Sold FIRST TRUST NASDAQ ABF CBIF — Sold FIRST TRUST NASDAQ ABF CBIF — Sold FIRST TRUST SENIOR LOAN FUND — Dividend — Buy FIRST TRUST SENIOR LOAN FUND — Sold (part) FIRST TRUST VALUE LINE DIV IDX — Dividend — Buy FIRST TRUST VALUE LINE DIV IDX — Buy FIRST TRUST VALUE LINE DIV IDX — Sold FIRST TRUST VALUE LINE DIV IDX — Buy FIRST TRUST VALUE LINE DIV IDX — Sold FIRST TRUST VALUE LINE DIV IDX — Sold FT ENHANCED SHORT MURITY ETF — Dividend — Buy FT ENHANCED SHORT MURITY ETF — Sold (part) FT ENHANCED SHORT MURITY ETF — Sold (part) FT ENHANCED SHORT MURITY ETF — Sold (part) FT ENHANCED SHORT MURITY ETF — Sold (part) FT NORTH AMERICAN ENERGY INFRA — Dividend — Buy FT NORTH AMERICAN ENERGY INFRA — Buy FT NORTH AMERICAN ENERGY INFRA — Sold (part) FT NORTH AMERICAN ENERGY INFRA — Buy FT NORTH AMERICAN ENERGY INFRA — Sold (part) FT NORTH AMERICAN ENERGY INFRA — Sold (part) FT-PREFERRED SECUR & INC ETF — Dividend — Buy FT-PREFERRED SECUR & INC ETF — Buy FT-PREFERRED SECUR & INC ETF — Sold (part) FT-PREFERRED SECUR & INC ETF — Sold (part) FT-PREFERRED SECUR & INC ETF — Buy GENERAL ELECTRIC CO — Dividend — Buy HARTFORD SCHRODER EM MKT EQ I — Dividend — Buy HARTFORD SCHRODER EM MKT EQ I — Buy HARTFORD SCHRODER EM MKT EQ I — Buy HARTFORD SCHRODER EM MKT EQ I — Sold (part) HARTFORD SCHRODER EM MKT EQ I — Sold (part) HEALTH CARE SEL SECT SPDR FD — Dividend — Buy HEALTH CARE SEL SECT SPDR FD — Buy HEALTH CARE SEL SECT SPDR FD — Buy HEALTH CARE SEL SECT SPDR FD — Sold (part) HEALTH CARE SEL SECT SPDR FD — Sold (part) INDUSTRIAL SEL SEC SPDR FD — Dividend — Buy INDUSTRIAL SEL SEC SPDR FD — Sold (part) INDUSTRIAL SEL SEC SPDR FD — Buy INDUSTRIAL SEL SEC SPDR FD — Buy INDUSTRIAL SEL SEC SPDR FD — Sold (part) INTL BUSINESS MACHINES CORP — Dividend — Buy INTL BUSINESS MACHINES CORP — Buy INTL BUSINESS MACHINES CORP — Sold (part) INVESCO EMER MRKTS SOVER ETF — Dividend — Buy INVESCO EMER MRKTS SOVER ETF — Sold INVESCO MUNI INCOME A — Dividend INVESCO OPP RCH MUNICIPALS Y — Dividend — Sold ISHARES INC MSCI JAPAN ETF — None — Buy ISHARES INC MSCI JAPAN ETF — Sold ISHARES INC MSCI JAPAN ETF — Sold ISHARES INC MSCI JAPAN ETF — Sold ISHARES JP MORGAN EM BOND ETF — Dividend — Buy ISHARES JP MORGAN EM BOND ETF — Sold (part) ISHARES JP MORGAN EM BOND ETF — Sold (part) ISHARES MSCI BRIC ETF — None — Buy ISHARES MSCI BRIC ETF — Sold ISHARES MSCI BRIC ETF — Sold ISHARES MSCI BRIC ETF — Sold ISHARES MSCI CANADA ETF — None — Buy ISHARES MSCI CANADA ETF — Sold ISHARES MSCI CANADA ETF — Buy ISHARES MSCI CANADA ETF — Sold ISHARES MSCI CANADA ETF — Sold ISHARES MSCI EAFE ETF — Dividend ISHARES MSCI EAFE GRWTH ETF — Dividend — Buy ISHARES MSCI EAFE GRWTH ETF — Sold (part) ISHARES MSCI EAFE GRWTH ETF — Sold (part) ISHARES MSCI EAFE GRWTH ETF — Buy ISHARES MSCI EAFE GRWTH ETF — Sold (part) ISHARES MSCI EMERGING MKTS ETF — Dividend — Buy ISHARES MSCI EMERGING MKTS ETF — Sold (part) ISHARES MSCI EMERGING MKTS ETF — Buy ISHARES MSCI EMERGING MKTS ETF — Sold (part) ISHARES MSCI EMU ETF — Dividend — Buy ISHARES MSCI EMU ETF — Sold (part) ISHARES MSCI EMU ETF — Buy ISHARES MSCI EMU ETF — Sold (part) ISHARES MSCI EURO FINANCIAL ETF — None — Buy ISHARES MSCI EURO FINANCIAL ETF — Sold ISHARES MSCI FRONTIER 100 ETF — None — Buy ISHARES MSCI FRONTIER 100 ETF — Sold ISHARES MSCI FRONTIER 100 ETF — Sold ISHARES MSCI GERMANY ETF — Dividend — Buy ISHARES MSCI GERMANY ETF — Buy ISHARES MSCI ITALY ETF — Dividend — Buy ISHARES MSCI ITALY ETF — Buy ISHARES MSCI UNITED KINGDOM ETF — Dividend — Buy ISHARES MSCI UNITED KINGDOM ETF — Buy ISHARES MSCI UNITED KINGDOM ETF — Sold (part) ISHARES MSCI UNITED KINGDOM ETF — Buy ISHARES MSCI UNITED KINGDOM ETF — Sold (part) ISHARES PREFERRED & INCOME S — Dividend — Buy ISHARES PREFERRED & INCOME S — Sold (part) ISHARES PREFERRED & INCOME S — Buy ISHARES PREFERRED & INCOME S — Sold (part) ISHARES S&P MIDCAP 400 INDEX — Dividend — Buy ISHARES S&P MIDCAP 400 INDEX — Sold (part) ISHARES S&P MIDCAP 400 INDEX — Buy ISHARES S&P MIDCAP 400 INDEX — Sold (part) ISHARES SP SMALLCAP 600 INDEX — Dividend — Buy ISHARES SP SMALLCAP 600 INDEX — Buy ISHARES SP SMALLCAP 600 INDEX — Sold (part) ISHARES SP SMALLCAP 600 INDEX — Buy ISHARES SP SMALLCAP 600 INDEX — Sold (part) JOHN HANCOCK MULTI FACT MID — Dividend — Buy JOHN HANCOCK MULTI FACT MID — Buy JETBLUE AWYS CORP COM — None — Buy JOHNSON & JOHNSON — Dividend — Buy JOHNSON & JOHNSON — Buy JOHNSON & JOHNSON — Sold (part) JOHNSON CTLS INTL PLC — Dividend JPMORGAN CHASE & CO — Dividend — Buy JPMORGAN CHASE & CO — Buy JPMORGAN CHASE & CO — Buy JPMORGAN EQUITY INCOME I — Dividend — Buy JPMORGAN EQUITY INCOME I — Buy JPMORGAN EQUITY INCOME I — Buy JPMORGAN EQUITY INCOME I — Sold (part) JPMORGAN EQUITY INCOME I — Buy JPMORGAN EQUITY INCOME I — Sold (part) JPMORGAN GLOBAL BD OPPORT I — Dividend — Buy JPMORGAN GLOBAL BD OPPORT I — Buy JPMORGAN GLOBAL BD OPPORT I — Sold (part) JPMORGAN GLOBAL BD OPPORT I — Sold (part) JPMORGAN GLOBAL BD OPPORT I — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Dividend — Buy JP MORGAN ULTRA-SHORT INC ETF — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Sold (part) JP MORGAN ULTRA-SHORT INC ETF — Sold (part) KRANESH BOSERA MSCI CHINA A — Dividend — Buy KRANESH BOSERA MSCI CHINA A — Buy KRANESH BOSERA MSCI CHINA A — Sold (part) KRANESH BOSERA MSCI CHINA A — Buy KRANESH BOSERA MSCI CHINA A — Sold (part) KRANESH BOSERA MSCI CHINA A — Sold (part) MATERIALS SEL SECT SPDR FD — Dividend — Buy MATERIALS SEL SECT SPDR FD — Sold (part) MATERIALS SEL SECT SPDR FD — Buy MATERIALS SEL SECT SPDR FD — Buy MATERIALS SEL SECT SPDR FD — Sold (part) MATERIALS SEL SECT SPDR FD — Sold (part) MAINSTAY MCKAY SHTDUR HGYD I — Dividend — Buy MAINSTAY MCKAY SHTDUR HGYD I — Sold MAINSTAY MCKAY SHTDUR HGYD I — Sold METLIFE INCORORATED — Dividend MICROSOFT CORP — Dividend — Buy MICROSOFT CORP — Buy MICROSOFT CORP — Sold (part) MORGAN STANLEY — Dividend Morgan Stanley Bank Deposit — Dividend NUV NEW YORK AMT-FREE MUNIC — Dividend NUVEEN NEW YORK MUNI VALUE FD — Dividend PIMCO DYN CREDIT & MORT INC FD — Dividend — Buy PIMCO DYN CREDIT & MORT INC FD — Sold (part) PIMCO DYN CREDIT & MORT INC FD — Sold (part) PIMCO DYN CREDIT & MORT INC FD — Buy PIMCO DYN CREDIT & MORT INC FD — Buy PIMCO DYN CREDIT & MORT INC FD — Buy PIMCO DYN CREDIT & MORT INC FD — Buy PORT AUTH NY NJ SPL PJ 6 JFK INTL AIR TERMINAL LLC PJCoupon 5.75% Matu — Dividend — Redeemed RAYTHEON TECHNOLOGIES CORP — None — Buy SPDR GOLD TR GOLD SHS — None — Buy SPDR GOLD TR GOLD SHS — Buy SPDR GOLD TR GOLD SHS — Buy SPDR GOLD TR GOLD SHS — Sold (part) SPDR GOLD TR GOLD SHS — Buy SPDR GOLD TR GOLD SHS — Sold (part) SPDR S&P 500 ETF TRUST — Dividend SPDR S&P GLB NAT RESOURCES — None — Sold THE FINANCIAL SEL SECT SPDR FD — Dividend — Buy THE FINANCIAL SEL SECT SPDR FD — Sold (part) THE FINANCIAL SEL SECT SPDR FD — Buy THE FINANCIAL SEL SECT SPDR FD — Sold (part) THE FINANCIAL SEL SECT SPDR FD — Sold (part) TRI CONTINENTAL CORP — Dividend UNIT IMIT MUNICIPAL INSURED NEW YORK 120 MPS — Interest UNUMPROVIDENT CORP — Dividend UTILITIES SEL SECT SPDR FUND — Dividend — Buy UTILITIES SEL SECT SPDR FUND — Buy UTILITIES SEL SECT SPDR FUND — Buy UTILITIES SEL SECT SPDR FUND — Sold (part) UTILITIES SEL SECT SPDR FUND — Sold (part) UTILITIES SEL SECT SPDR FUND — Sold (part) UTILITIES SEL SECT SPDR FUND — Sold (part) VANGUARD FTSE EMERGING MARKETS — None — Sold VANGUARD FTSE PACIFIC ETF — Dividend — Buy VANGUARD FTSE PACIFIC ETF — Sold (part) VANGUARD FTSE PACIFIC ETF — Sold (part) VANGUARD FTSE PACIFIC ETF — Buy VANGUARD FTSE PACIFIC ETF — Sold (part) VANGUARD GLBL EX-US REAL EST — None — Sold VANGUARD INFO TECH ETF — Dividend — Buy VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INFO TECH ETF — Sold (part) VANGUARD INTL EQUITY INDEX FD — Dividend — Buy VANGUARD INTL EQUITY INDEX FD — Sold VANGUARD INTL EQUITY INDEX FD — Sold VANGUARD MID CAP VALUE ETF — Dividend — Buy VANGUARD MID CAP VALUE ETF — Buy VANGUARD MID CAP VALUE ETF — Sold VANGUARD MID CAP VALUE ETF — Sold VANGUARD REAL ESTATE ETF — Dividend — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD REAL ESTATE ETF — Buy VANGUARD SM CAP VALUE ETF — Dividend — Buy VANGUARD SM CAP VALUE ETF — Buy VANGUARD SM CAP VALUE ETF — Sold (part) VANGUARD SM CAP VALUE ETF — Sold (part) VICTORY RS INTL A — Dividend VIRTUS INVESTMENT PARTNERS INC — Dividend VIRTUS VONTOBEL EMRG MKT OPP I — None — Buy VIRTUS VONTOBEL EMRG MKT OPP I — Sold VIRTUS VONTOBEL EMRG MKT OPP I — Sold WABTEC CORP — Dividend WALT DISNEY CO HLDG CO — None — Buy WALT DISNEY CO HLDG CO — Buy WALT DISNEY CO HLDG CO — Sold (part) WALT DISNEY CO HLDG CO — Sold (part) WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Dividend — Buy WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR INT RT HDG HIGH YIELD BOND — Sold WISDOMTREE TR US MIDCAP FUND — Dividend — Sold (part) WISDOMTREE TR US MIDCAP FUND — Buy WISDOMTREE TR US MIDCAP FUND — Sold (part) WISDOMTREE US SMALLCAP DIV FUND — Dividend — Sold WISDOMTREE US SMALLCAP DIV FUND — Sold ADOBE INC — None — Sold (part) ALPHABET INC CL A — None — Buy AMERICAN TOWER CORP — Dividend — Buy AMERICAN TOWER CORP — Buy AMERICAN TOWER CORP — Sold (part) AMAZON.COM INC — None — Sold (part) AMAZON.COM INC — Buy APPLE INC — Dividend — Buy APPLE INC — Sold (part) APPLIED MATERIAL INC — None — Buy APPLIED MATERIAL INC — Buy BANK OF AMERICA NA — None BECTON DICKINSON CO — Dividend CASH MERRILL LYNCH — Interest COSTCO WHOLESALE CORPORATION — Dividend — Buy COSTCO WHOLESALE CORPORATION — Buy COSTCO WHOLESALE CORPORATION — Sold (part) CISCO SYSTEMS INC — Dividend — Sold CHEVRON CORP — Dividend D.R. HORTON INC — Dividend — Buy D.R. HORTON INC — Buy DOVER CORP — Dividend — Buy DOVER CORP — Buy DOMINO'S PIZZA INC — None — Sold DOMINO'S PIZZA INC — Sold DOMINO'S PIZZA INC — Sold DOMINO'S PIZZA INC — Sold EATON VANCE BALANCED FUND CL I — Dividend ECOLAB INC — Dividend EDWARDS LIFESCIENCES CORP — None — Buy EDWARDS LIFESCIENCES CORP — Buy ESTEE LAUDER COMPANIES INC — Dividend — Sold (part) FACEBOOK INC — None — Sold (part) FINANCIAL SELECT SECTOR SPDR FUND — Dividend — Buy FIRST REPUBLIC BANK — Dividend — Buy GENERAL DYNAMICS CORPORATION — Dividend — Buy GENERAL ELECTRIC — Dividend HONEYWELL INTERNATIONAL INC — Dividend — Buy INTERCONTINENTAL EXCHANCE INC — Dividend — Buy INTERCONTINENTAL EXCHANCE INC — Buy INTERCONTINENTAL EXCHANCE INC — Buy INTERCONTINENTAL EXCHANCE INC — Buy INTERCONTINENTAL EXCHANCE INC — Sold (part) INTERCONTINENTAL EXCHANCE INC — Sold (part) INTUIT INC — Dividend INTUITIVE SURGICAL INC — None INVESCO QQQ TRUST SERIES 1 — Dividend — Buy ISHARES CORE U.S. AGGREGATE BOND ETF — Dividend ISHARES EDGE MSCI MIN VOL USA ETF — Dividend — Sold ISHARES NATIONAL MUNI BOND ETF — Dividend ISHARES TIPS BOND ETF — Dividend — Buy JPMORGAN CHASE & CO — Dividend KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC — Dividend — Sold LOWE'S COMPANIES INC — Dividend — Buy LOWE'S COMPANIES INC — Buy LOWE'S COMPANIES INC — Sold (part) MASTERCARD INC — Dividend MATERIALS SELECT SECTOR SPDR FUND — None — Sold MCDONALD'S CORP — Dividend — Buy MERCK & CO INC — Dividend — Buy MERCK & CO INC — Buy MERCK & CO INC — Sold MICROSOFT CORPORATION — Dividend — Sold (part) MODERNA INC — None — Buy NETFLIX INC — None — Sold (part) NETFLIX INC — Buy NETFLIX INC — Buy NORTHROP GRUMMAN CORPORATION — Dividend — Sold NORTHROP GRUMMAN CORPORATION — Sold NORTHROP GRUMMAN CORPORATION — Sold NVIDIA CORPORATION — Dividend — Sold (part) NVIDIA CORPORATION — Buy NY GO BD Mar 13 — None O'REILLY AUTOMOTIVE INC — None — Buy O'REILLY AUTOMOTIVE INC — Buy O'REILLY AUTOMOTIVE INC — Buy O'REILLY AUTOMOTIVE INC — Sold (part) PAYPAL HOLDINGS INC — None — Buy PAYPAL HOLDINGS INC — Sold (part) PAYPAL HOLDINGS INC — Buy RAYTHEON TECHNOLOGIES CORP — Dividend — Sold SALESFORCE.COM INC — None SPDR S&P MIDCAP 400 ETF TRUST — None — Sold SPDR S&P 500 ETF TRUST — Dividend SPOTIFY TECHNOLOGY S.A. — None TESLA INC — None — Buy TESLA INC — Buy TESLA INC — Buy TESLA INC — Buy TEXAS INSTRUMENTS INCORPORATED — Dividend — Buy THERMO FISHER SCIENTIFIC INC — Dividend — Buy THERMO FISHER SCIENTIFIC INC — Sold (part) TJX COMPANIES INC — Dividend — Sold (part) TJX COMPANIES INC — Buy UBER TECHNOLOGIES INC — None — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Buy UBER TECHNOLOGIES INC — Sold (part) UBER TECHNOLOGIES INC — Sold (part) UNITEDHEALTH GROUP INC — Dividend — Sold (part) VANGUARD GROWTH INDEX FUND ETF — Dividend — Buy VANGUARD MID-CAP GROWTH INDEX FUND ETF — Dividend — Sold (part) VANGUARD RUSSELL 1000 ET VALUE — Dividend — Sold VANGUARD VALUE INDEX FUND ETF — Dividend VISA INC — Dividend — Buy VMWARE INC — None — Buy VMWARE INC — Buy VMWARE INC — Buy VMWARE INC — Sold (part) WALT DISNEY CO — Dividend WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP — Dividend — Sold WISDOMTREE US MIDCAP DIV FD — Dividend — Sold ZOETIS INC — Dividend Guardian Global Utilities VIP Fund — None Guardian Core Plus Fixed Income VIP Fund — None Guardian International Growth VIP Fund — None Guardian Large Cap Disciplined Value VIP Fund — None Guardian Large Cap Fundamental Growth VIP Fund — None Guardian Mid Cap Relative Value VIP Fund — None Guardian Mid Cap Traditional Growth VIP Fund — None Blackrock Advantage Large Cap Core CL 111 — None Columbia Variable Portfolio Small Cap Value Fund Class 2 — None Guardian Small Cap Core VIP Fund — None Victory Incore Investment Quality Bond VIP Series — None Victory Incore Low Duration Bond VIP Series — None MFS VIT New Discovery Series SC — None MFS VIT Technology Portfolio SC — None Guardian Multi-Sector Bond VIP Fund — None Guardian U.S. Government Securities VIP Fund — None Putnam VT Multi-Cap Core Fund — None Putnam VT Equity Income CL IB — None Templeton Foreign VIP Fund Class 2 Shares — None Board of Visitor, Elisabeth Haub School of Law at Pace University Director, Metropolitan Golf Association Director, Foundation No. I Trustee, Revocable Trust No. I Trustee, Irrevocable Trust No. I Board of Visitor, Elisabeth Haub School of Law at Pace University Director, Metropolitan Golf Association Director, Foundation No. I Trustee, Revocable Trust No. I Trustee, Irrevocable Trust No. I Board of Visitor, Elisabeth Haub School of Law at Pace University Director, Metropolitan Golf Association Director, Foundation No. I Trustee, Revocable Trust No. I Trustee, Irrevocable Trust No. I Board of Visitor, Elisabeth Haub School of Law at Pace University Director, Metropolitan Golf Association Director, Foundation No. I Trustee, Revocable Trust No. I Trustee, Irrevocable Trust No. I Board of Visitor, Elisabeth Haub School of Law at Pace University Director, Metropolitan Golf Association Director, Foundation No. I Trustee, Revocable Trust No. I Trustee, Irrevocable Trust No. I Agreement — 2019 — Buyout Agreement with Collier,Newberg,LLP Agreement — 2019 — Buyout Agreement with Collier,Newberg,LLP Agreement — 2019 — Buyout Agreement with Collier,Newberg,LLP Agreement — 2019 — Buyout Agreement with Collier,Newberg,LLP Agreement — 2019 — Buyout Agreement with Collier,Newberg,LLP Income — 2020 — ADP Totalsource Inc./ salary — $3,640.00 Income — 2020 — Collier, Halpern&Newberg, LLP/mediation fees and phantom income — $28,861.00 Income — 2020 — Collier, Newberg,LLP/ buyout — $839,477.00 Income — 2020 — American Bar Assn./Book royalties — $596.00 Income — 2020 — ADP Totalsource Inc./ salary — $3,640.00 Income — 2020 — Collier, Halpern&Newberg, LLP/mediation fees and phantom income — $28,861.00 Income — 2020 — Collier, Newberg,LLP/ buyout — $839,477.00 Income — 2020 — American Bar Assn./Book royalties — $596.00 Income — 2020 — ADP Totalsource Inc./ salary — $3,640.00 Income — 2020 — Collier, Halpern&Newberg, LLP/mediation fees and phantom income — $28,861.00 Income — 2020 — Collier, Newberg,LLP/ buyout — $839,477.00 Income — 2020 — American Bar Assn./Book royalties — $596.00 Income — 2020 — ADP Totalsource Inc./ salary — $3,640.00 Income — 2020 — Collier, Halpern&Newberg, LLP/mediation fees and phantom income — $28,861.00 Income — 2020 — Collier, Newberg,LLP/ buyout — $839,477.00 Income — 2020 — American Bar Assn./Book royalties — $596.00 Income — 2020 — ADP Totalsource Inc./ salary — $3,640.00 Income — 2020 — Collier, Halpern&Newberg, LLP/mediation fees and phantom income — $28,861.00 Income — 2020 — Collier, Newberg,LLP/ buyout — $839,477.00 Income — 2020 — American Bar Assn./Book royalties — $596.00 I Positions:Filer has no beneficial interests in the two Trusts listed in items 4 and 5 in Part I. VIII Investments and Trusts: The assets listed on lines 491 through 509 do not show actual income earned ; and only show a unit value. Therfore, no information has been included in column B for those line items . --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33032. Public record. Not legal advice.