# John Zihun Lee > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/33006 ## Record - **Judge:** John Zihun Lee - **Year:** 2019 - **Pages:** 13 ## Text LPL Financial IRA #1 (H) Am. Beacon Bridgeway Large Cap Fund — None — Buy Am. Beacon Bridgeway Large Cap Fund — Sold Am. Beacon High Yield Fund — Dividend Am. Beacon Sm Cap Value Fund — Dividend Am. Century Mid Cap Value Fund — Dividend Am. Century Equity Income Fund — Dividend — Buy Artisan Mid Cap Fund — Dividend — Sold (part) Artisan International Value Fund — None — Buy Artisan International Value Fund — Sold Calamos Mkt Neutral Income Fund — Dividend Clearbridge Aggressive Growth Fund — None — Sold Clearbridge Large Cap Growth Fund — Dividend — Buy (add'l) iShares Core S&P 500 ETF — Dividend — Buy JP Morgan Prime Money Mkt Acct — Interest Janus Venture Fund — Dividend Oakmark Mutual Fund — Dividend — Buy (add'l) Oakmark Mutual Fund — Sold Oakmark International Fund — None — Sold (part) Oakmark International Fund — Sold (part) Oakmark International Fund — Sold Oppenheimer Dev. Mkts Fund — Dividend — Sold (part) Prudential Total Return Bond Fund — Dividend — Buy Vanguard Growth ETF — Dividend — Sold (part) LPL Financial IRA #2 (H) Vanguard Intermed. Term Invest. Grade Bond Fund — Dividend Vanguard High Yield Corporate Bond Mut. Fund — Dividend — Buy Vanguard International Value Mut. Fund — Dividend — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard STAR Mut Fund — Dividend — Buy Vanguard Total Stock Market Mut. Fund — Dividend — Sold (part) Goldman Sachs Bank USA Cash Acct — Dividend Trust # 1 (H) T. Rowe Price Ret. 2035 Mut. Fund — Dividend — Buy (add'l) T. Rowe Price Ret. 2035 Mut. Fund — Buy (add'l) LPL Financial IRA #3 (H) Am. Beacon Bridgeway Large Cap Fund — None — Buy Am. Beacon Bridgeway Large Cap Fund — Sold Am. Beacon Sm Cap Value Fund — Dividend Am. Century Mid Cap Value Fund — Dividend Am. Century Equity Income Mut Fund — Dividend — Buy Calamos Mkt Neautral Income Fund — Dividend Clearbridge International Growth Fund — Dividend — Sold (part) Clearbridge International Growth Fund — Sold (part) Clearbridge International Growth Fund — Sold (part) Clearbridge Large Cap Growth — Dividend Clearbridge Small Cap Fund — Dividend — Sold (part) iShares Core S&P 500 ETF — Dividend — Buy (add'l) Janus Enterprise Fund — Dividend — Sold (part) Oppenheimer Developing Mkt Fund — Dividend — Sold (part) Oppenheimer Developing Mkt Fund — Sold (part) PGIM Total Return Bond Fund — Dividend — Buy (add'l) PGIM Short Duration High Yield Fund — Dividend — Buy (add'l) Vanguard Growth Fund — Dividend — Sold (part) Morgan Stanley Private Bank Money Market Fund — Dividend Am. Century Equity Income Mut. Fund — Dividend — Sold DWS Managed Municipal Bond Mutual Fund — Dividend — Buy DWS Intermediate Tax-Free Mut. Fund — Dividend Janus Enterprise Mut. Fund — Dividend — Buy (add'l) Janus Venture Mut. Fund — Dividend — Buy (add'l) Oakmark Fund Mutual Fund — Dividend Goldman Sachs Bank USA Cash Acct — Interest Loomis Sayles Growth Mut. Fund — Dividend Oppenheimer Dev. Markets Mut. Fund — Dividend — Sold (part) Oppenheimer Dev. Markets Mut. Fund — Buy Vanguard FTSE Dev. Mkts Fund — Dividend Vanguard Growth ETF — Dividend — Buy WisdomTree US Mid Cap Dividend Fund — Dividend — Buy (add'l) iShares Core S&P 500 ETF — Dividend — Buy iShares Russell 1000 Value ETF — Dividend — Buy iShares Russell 1000 Value ETF — Buy (add'l) Bright Directions College Savings 15-16 Portfolio — None — Buy (add'l) Bright Directions College Savings 15-16 Portfolio — Buy (add'l) Bright Directions College Savings 15-16 Portfolio — Sold Bright Directions College Savings 17-18 Portfolio — None — Buy Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — None — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — None — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Sold Bright Directions College Savings Northern Bond Fund — None — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Sold Bright Directions College Bright Direc. Sav. Oppen. Int'l Growth Fund — None — Sold Bright Directions College Savings T Rowe Price Large Cap Growth Fund — None — Sold Bright Directions College Savings T Rowe Price Real Estate Fund — None — Sold Bright Directions College Savings T Rowe Price Balanced Portfolio — None — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions 529 College Savings Fidelity US Bond Index — None — Buy Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l) Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l) Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l) Apple (AAPL) — Dividend — Sold Amazon (AMZN) — None — Buy Johnson & Johnson (JNJ) — Dividend — Buy Revolution Lighting (RVLT) — None Schwab One Interest Account — Interest JP Morgan Chase Bank Accounts — Interest LPL Financial IRA #1 (H) Am. Beacon Bridgeway Large Cap Fund — None — Buy Am. Beacon Bridgeway Large Cap Fund — Sold Am. Beacon High Yield Fund — Dividend Am. Beacon Sm Cap Value Fund — Dividend Am. Century Mid Cap Value Fund — Dividend Am. Century Equity Income Fund — Dividend — Buy Artisan Mid Cap Fund — Dividend — Sold (part) Artisan International Value Fund — None — Buy Artisan International Value Fund — Sold Calamos Mkt Neutral Income Fund — Dividend Clearbridge Aggressive Growth Fund — None — Sold Clearbridge Large Cap Growth Fund — Dividend — Buy (add'l) iShares Core S&P 500 ETF — Dividend — Buy JP Morgan Prime Money Mkt Acct — Interest Janus Venture Fund — Dividend Oakmark Mutual Fund — Dividend — Buy (add'l) Oakmark Mutual Fund — Sold Oakmark International Fund — None — Sold (part) Oakmark International Fund — Sold (part) Oakmark International Fund — Sold Oppenheimer Dev. Mkts Fund — Dividend — Sold (part) Prudential Total Return Bond Fund — Dividend — Buy Vanguard Growth ETF — Dividend — Sold (part) LPL Financial IRA #2 (H) Vanguard Intermed. Term Invest. Grade Bond Fund — Dividend Vanguard High Yield Corporate Bond Mut. Fund — Dividend — Buy Vanguard International Value Mut. Fund — Dividend — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard STAR Mut Fund — Dividend — Buy Vanguard Total Stock Market Mut. Fund — Dividend — Sold (part) Goldman Sachs Bank USA Cash Acct — Dividend Trust # 1 (H) T. Rowe Price Ret. 2035 Mut. Fund — Dividend — Buy (add'l) T. Rowe Price Ret. 2035 Mut. Fund — Buy (add'l) LPL Financial IRA #3 (H) Am. Beacon Bridgeway Large Cap Fund — None — Buy Am. Beacon Bridgeway Large Cap Fund — Sold Am. Beacon Sm Cap Value Fund — Dividend Am. Century Mid Cap Value Fund — Dividend Am. Century Equity Income Mut Fund — Dividend — Buy Calamos Mkt Neautral Income Fund — Dividend Clearbridge International Growth Fund — Dividend — Sold (part) Clearbridge International Growth Fund — Sold (part) Clearbridge International Growth Fund — Sold (part) Clearbridge Large Cap Growth — Dividend Clearbridge Small Cap Fund — Dividend — Sold (part) iShares Core S&P 500 ETF — Dividend — Buy (add'l) Janus Enterprise Fund — Dividend — Sold (part) Oppenheimer Developing Mkt Fund — Dividend — Sold (part) Oppenheimer Developing Mkt Fund — Sold (part) PGIM Total Return Bond Fund — Dividend — Buy (add'l) PGIM Short Duration High Yield Fund — Dividend — Buy (add'l) Vanguard Growth Fund — Dividend — Sold (part) Morgan Stanley Private Bank Money Market Fund — Dividend Am. Century Equity Income Mut. Fund — Dividend — Sold DWS Managed Municipal Bond Mutual Fund — Dividend — Buy DWS Intermediate Tax-Free Mut. Fund — Dividend Janus Enterprise Mut. Fund — Dividend — Buy (add'l) Janus Venture Mut. Fund — Dividend — Buy (add'l) Oakmark Fund Mutual Fund — Dividend Goldman Sachs Bank USA Cash Acct — Interest Loomis Sayles Growth Mut. Fund — Dividend Oppenheimer Dev. Markets Mut. Fund — Dividend — Sold (part) Oppenheimer Dev. Markets Mut. Fund — Buy Vanguard FTSE Dev. Mkts Fund — Dividend Vanguard Growth ETF — Dividend — Buy WisdomTree US Mid Cap Dividend Fund — Dividend — Buy (add'l) iShares Core S&P 500 ETF — Dividend — Buy iShares Russell 1000 Value ETF — Dividend — Buy iShares Russell 1000 Value ETF — Buy (add'l) Bright Directions College Savings 15-16 Portfolio — None — Buy (add'l) Bright Directions College Savings 15-16 Portfolio — Buy (add'l) Bright Directions College Savings 15-16 Portfolio — Sold Bright Directions College Savings 17-18 Portfolio — None — Buy Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — None — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — None — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Sold Bright Directions College Savings Northern Bond Fund — None — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Sold Bright Directions College Bright Direc. Sav. Oppen. Int'l Growth Fund — None — Sold Bright Directions College Savings T Rowe Price Large Cap Growth Fund — None — Sold Bright Directions College Savings T Rowe Price Real Estate Fund — None — Sold Bright Directions College Savings T Rowe Price Balanced Portfolio — None — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions 529 College Savings Fidelity US Bond Index — None — Buy Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l) Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l) Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l) Apple (AAPL) — Dividend — Sold Amazon (AMZN) — None — Buy Johnson & Johnson (JNJ) — Dividend — Buy Revolution Lighting (RVLT) — None Schwab One Interest Account — Interest JP Morgan Chase Bank Accounts — Interest LPL Financial IRA #1 (H) Am. Beacon Bridgeway Large Cap Fund — None — Buy Am. Beacon Bridgeway Large Cap Fund — Sold Am. Beacon High Yield Fund — Dividend Am. Beacon Sm Cap Value Fund — Dividend Am. Century Mid Cap Value Fund — Dividend Am. Century Equity Income Fund — Dividend — Buy Artisan Mid Cap Fund — Dividend — Sold (part) Artisan International Value Fund — None — Buy Artisan International Value Fund — Sold Calamos Mkt Neutral Income Fund — Dividend Clearbridge Aggressive Growth Fund — None — Sold Clearbridge Large Cap Growth Fund — Dividend — Buy (add'l) iShares Core S&P 500 ETF — Dividend — Buy JP Morgan Prime Money Mkt Acct — Interest Janus Venture Fund — Dividend Oakmark Mutual Fund — Dividend — Buy (add'l) Oakmark Mutual Fund — Sold Oakmark International Fund — None — Sold (part) Oakmark International Fund — Sold (part) Oakmark International Fund — Sold Oppenheimer Dev. Mkts Fund — Dividend — Sold (part) Prudential Total Return Bond Fund — Dividend — Buy Vanguard Growth ETF — Dividend — Sold (part) LPL Financial IRA #2 (H) Vanguard Intermed. Term Invest. Grade Bond Fund — Dividend Vanguard High Yield Corporate Bond Mut. Fund — Dividend — Buy Vanguard International Value Mut. Fund — Dividend — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard STAR Mut Fund — Dividend — Buy Vanguard Total Stock Market Mut. Fund — Dividend — Sold (part) Goldman Sachs Bank USA Cash Acct — Dividend Trust # 1 (H) T. Rowe Price Ret. 2035 Mut. Fund — Dividend — Buy (add'l) T. Rowe Price Ret. 2035 Mut. Fund — Buy (add'l) LPL Financial IRA #3 (H) Am. Beacon Bridgeway Large Cap Fund — None — Buy Am. Beacon Bridgeway Large Cap Fund — Sold Am. Beacon Sm Cap Value Fund — Dividend Am. Century Mid Cap Value Fund — Dividend Am. Century Equity Income Mut Fund — Dividend — Buy Calamos Mkt Neautral Income Fund — Dividend Clearbridge International Growth Fund — Dividend — Sold (part) Clearbridge International Growth Fund — Sold (part) Clearbridge International Growth Fund — Sold (part) Clearbridge Large Cap Growth — Dividend Clearbridge Small Cap Fund — Dividend — Sold (part) iShares Core S&P 500 ETF — Dividend — Buy (add'l) Janus Enterprise Fund — Dividend — Sold (part) Oppenheimer Developing Mkt Fund — Dividend — Sold (part) Oppenheimer Developing Mkt Fund — Sold (part) PGIM Total Return Bond Fund — Dividend — Buy (add'l) PGIM Short Duration High Yield Fund — Dividend — Buy (add'l) Vanguard Growth Fund — Dividend — Sold (part) Morgan Stanley Private Bank Money Market Fund — Dividend Am. Century Equity Income Mut. Fund — Dividend — Sold DWS Managed Municipal Bond Mutual Fund — Dividend — Buy DWS Intermediate Tax-Free Mut. Fund — Dividend Janus Enterprise Mut. Fund — Dividend — Buy (add'l) Janus Venture Mut. Fund — Dividend — Buy (add'l) Oakmark Fund Mutual Fund — Dividend Goldman Sachs Bank USA Cash Acct — Interest Loomis Sayles Growth Mut. Fund — Dividend Oppenheimer Dev. Markets Mut. Fund — Dividend — Sold (part) Oppenheimer Dev. Markets Mut. Fund — Buy Vanguard FTSE Dev. Mkts Fund — Dividend Vanguard Growth ETF — Dividend — Buy WisdomTree US Mid Cap Dividend Fund — Dividend — Buy (add'l) iShares Core S&P 500 ETF — Dividend — Buy iShares Russell 1000 Value ETF — Dividend — Buy iShares Russell 1000 Value ETF — Buy (add'l) Bright Directions College Savings 15-16 Portfolio — None — Buy (add'l) Bright Directions College Savings 15-16 Portfolio — Buy (add'l) Bright Directions College Savings 15-16 Portfolio — Sold Bright Directions College Savings 17-18 Portfolio — None — Buy Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — None — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — None — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Sold Bright Directions College Savings Northern Bond Fund — None — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Sold Bright Directions College Bright Direc. Sav. Oppen. Int'l Growth Fund — None — Sold Bright Directions College Savings T Rowe Price Large Cap Growth Fund — None — Sold Bright Directions College Savings T Rowe Price Real Estate Fund — None — Sold Bright Directions College Savings T Rowe Price Balanced Portfolio — None — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions 529 College Savings Fidelity US Bond Index — None — Buy Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l) Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l) Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l) Apple (AAPL) — Dividend — Sold Amazon (AMZN) — None — Buy Johnson & Johnson (JNJ) — Dividend — Buy Revolution Lighting (RVLT) — None Schwab One Interest Account — Interest JP Morgan Chase Bank Accounts — Interest LPL Financial IRA #1 (H) Am. Beacon Bridgeway Large Cap Fund — None — Buy Am. Beacon Bridgeway Large Cap Fund — Sold Am. Beacon High Yield Fund — Dividend Am. Beacon Sm Cap Value Fund — Dividend Am. Century Mid Cap Value Fund — Dividend Am. Century Equity Income Fund — Dividend — Buy Artisan Mid Cap Fund — Dividend — Sold (part) Artisan International Value Fund — None — Buy Artisan International Value Fund — Sold Calamos Mkt Neutral Income Fund — Dividend Clearbridge Aggressive Growth Fund — None — Sold Clearbridge Large Cap Growth Fund — Dividend — Buy (add'l) iShares Core S&P 500 ETF — Dividend — Buy JP Morgan Prime Money Mkt Acct — Interest Janus Venture Fund — Dividend Oakmark Mutual Fund — Dividend — Buy (add'l) Oakmark Mutual Fund — Sold Oakmark International Fund — None — Sold (part) Oakmark International Fund — Sold (part) Oakmark International Fund — Sold Oppenheimer Dev. Mkts Fund — Dividend — Sold (part) Prudential Total Return Bond Fund — Dividend — Buy Vanguard Growth ETF — Dividend — Sold (part) LPL Financial IRA #2 (H) Vanguard Intermed. Term Invest. Grade Bond Fund — Dividend Vanguard High Yield Corporate Bond Mut. Fund — Dividend — Buy Vanguard International Value Mut. Fund — Dividend — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard STAR Mut Fund — Dividend — Buy Vanguard Total Stock Market Mut. Fund — Dividend — Sold (part) Goldman Sachs Bank USA Cash Acct — Dividend Trust # 1 (H) T. Rowe Price Ret. 2035 Mut. Fund — Dividend — Buy (add'l) T. Rowe Price Ret. 2035 Mut. Fund — Buy (add'l) LPL Financial IRA #3 (H) Am. Beacon Bridgeway Large Cap Fund — None — Buy Am. Beacon Bridgeway Large Cap Fund — Sold Am. Beacon Sm Cap Value Fund — Dividend Am. Century Mid Cap Value Fund — Dividend Am. Century Equity Income Mut Fund — Dividend — Buy Calamos Mkt Neautral Income Fund — Dividend Clearbridge International Growth Fund — Dividend — Sold (part) Clearbridge International Growth Fund — Sold (part) Clearbridge International Growth Fund — Sold (part) Clearbridge Large Cap Growth — Dividend Clearbridge Small Cap Fund — Dividend — Sold (part) iShares Core S&P 500 ETF — Dividend — Buy (add'l) Janus Enterprise Fund — Dividend — Sold (part) Oppenheimer Developing Mkt Fund — Dividend — Sold (part) Oppenheimer Developing Mkt Fund — Sold (part) PGIM Total Return Bond Fund — Dividend — Buy (add'l) PGIM Short Duration High Yield Fund — Dividend — Buy (add'l) Vanguard Growth Fund — Dividend — Sold (part) Morgan Stanley Private Bank Money Market Fund — Dividend Am. Century Equity Income Mut. Fund — Dividend — Sold DWS Managed Municipal Bond Mutual Fund — Dividend — Buy DWS Intermediate Tax-Free Mut. Fund — Dividend Janus Enterprise Mut. Fund — Dividend — Buy (add'l) Janus Venture Mut. Fund — Dividend — Buy (add'l) Oakmark Fund Mutual Fund — Dividend Goldman Sachs Bank USA Cash Acct — Interest Loomis Sayles Growth Mut. Fund — Dividend Oppenheimer Dev. Markets Mut. Fund — Dividend — Sold (part) Oppenheimer Dev. Markets Mut. Fund — Buy Vanguard FTSE Dev. Mkts Fund — Dividend Vanguard Growth ETF — Dividend — Buy WisdomTree US Mid Cap Dividend Fund — Dividend — Buy (add'l) iShares Core S&P 500 ETF — Dividend — Buy iShares Russell 1000 Value ETF — Dividend — Buy iShares Russell 1000 Value ETF — Buy (add'l) Bright Directions College Savings 15-16 Portfolio — None — Buy (add'l) Bright Directions College Savings 15-16 Portfolio — Buy (add'l) Bright Directions College Savings 15-16 Portfolio — Sold Bright Directions College Savings 17-18 Portfolio — None — Buy Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — None — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — None — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Sold Bright Directions College Savings Northern Bond Fund — None — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Sold Bright Directions College Bright Direc. Sav. Oppen. Int'l Growth Fund — None — Sold Bright Directions College Savings T Rowe Price Large Cap Growth Fund — None — Sold Bright Directions College Savings T Rowe Price Real Estate Fund — None — Sold Bright Directions College Savings T Rowe Price Balanced Portfolio — None — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions 529 College Savings Fidelity US Bond Index — None — Buy Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l) Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l) Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l) Apple (AAPL) — Dividend — Sold Amazon (AMZN) — None — Buy Johnson & Johnson (JNJ) — Dividend — Buy Revolution Lighting (RVLT) — None Schwab One Interest Account — Interest JP Morgan Chase Bank Accounts — Interest LPL Financial IRA #1 (H) Am. Beacon Bridgeway Large Cap Fund — None — Buy Am. Beacon Bridgeway Large Cap Fund — Sold Am. Beacon High Yield Fund — Dividend Am. Beacon Sm Cap Value Fund — Dividend Am. Century Mid Cap Value Fund — Dividend Am. Century Equity Income Fund — Dividend — Buy Artisan Mid Cap Fund — Dividend — Sold (part) Artisan International Value Fund — None — Buy Artisan International Value Fund — Sold Calamos Mkt Neutral Income Fund — Dividend Clearbridge Aggressive Growth Fund — None — Sold Clearbridge Large Cap Growth Fund — Dividend — Buy (add'l) iShares Core S&P 500 ETF — Dividend — Buy JP Morgan Prime Money Mkt Acct — Interest Janus Venture Fund — Dividend Oakmark Mutual Fund — Dividend — Buy (add'l) Oakmark Mutual Fund — Sold Oakmark International Fund — None — Sold (part) Oakmark International Fund — Sold (part) Oakmark International Fund — Sold Oppenheimer Dev. Mkts Fund — Dividend — Sold (part) Prudential Total Return Bond Fund — Dividend — Buy Vanguard Growth ETF — Dividend — Sold (part) LPL Financial IRA #2 (H) Vanguard Intermed. Term Invest. Grade Bond Fund — Dividend Vanguard High Yield Corporate Bond Mut. Fund — Dividend — Buy Vanguard International Value Mut. Fund — Dividend — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard International Value Mut. Fund — Sold (part) Vanguard STAR Mut Fund — Dividend — Buy Vanguard Total Stock Market Mut. Fund — Dividend — Sold (part) Goldman Sachs Bank USA Cash Acct — Dividend Trust # 1 (H) T. Rowe Price Ret. 2035 Mut. Fund — Dividend — Buy (add'l) T. Rowe Price Ret. 2035 Mut. Fund — Buy (add'l) LPL Financial IRA #3 (H) Am. Beacon Bridgeway Large Cap Fund — None — Buy Am. Beacon Bridgeway Large Cap Fund — Sold Am. Beacon Sm Cap Value Fund — Dividend Am. Century Mid Cap Value Fund — Dividend Am. Century Equity Income Mut Fund — Dividend — Buy Calamos Mkt Neautral Income Fund — Dividend Clearbridge International Growth Fund — Dividend — Sold (part) Clearbridge International Growth Fund — Sold (part) Clearbridge International Growth Fund — Sold (part) Clearbridge Large Cap Growth — Dividend Clearbridge Small Cap Fund — Dividend — Sold (part) iShares Core S&P 500 ETF — Dividend — Buy (add'l) Janus Enterprise Fund — Dividend — Sold (part) Oppenheimer Developing Mkt Fund — Dividend — Sold (part) Oppenheimer Developing Mkt Fund — Sold (part) PGIM Total Return Bond Fund — Dividend — Buy (add'l) PGIM Short Duration High Yield Fund — Dividend — Buy (add'l) Vanguard Growth Fund — Dividend — Sold (part) Morgan Stanley Private Bank Money Market Fund — Dividend Am. Century Equity Income Mut. Fund — Dividend — Sold DWS Managed Municipal Bond Mutual Fund — Dividend — Buy DWS Intermediate Tax-Free Mut. Fund — Dividend Janus Enterprise Mut. Fund — Dividend — Buy (add'l) Janus Venture Mut. Fund — Dividend — Buy (add'l) Oakmark Fund Mutual Fund — Dividend Goldman Sachs Bank USA Cash Acct — Interest Loomis Sayles Growth Mut. Fund — Dividend Oppenheimer Dev. Markets Mut. Fund — Dividend — Sold (part) Oppenheimer Dev. Markets Mut. Fund — Buy Vanguard FTSE Dev. Mkts Fund — Dividend Vanguard Growth ETF — Dividend — Buy WisdomTree US Mid Cap Dividend Fund — Dividend — Buy (add'l) iShares Core S&P 500 ETF — Dividend — Buy iShares Russell 1000 Value ETF — Dividend — Buy iShares Russell 1000 Value ETF — Buy (add'l) Bright Directions College Savings 15-16 Portfolio — None — Buy (add'l) Bright Directions College Savings 15-16 Portfolio — Buy (add'l) Bright Directions College Savings 15-16 Portfolio — Sold Bright Directions College Savings 17-18 Portfolio — None — Buy Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings 17-18 Portfolio — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — None — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — None — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Buy (add'l) Bright Directions 529 College Savings MFS Value Fund — Sold Bright Directions College Savings Northern Bond Fund — None — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Buy (add'l) Bright Directions College Savings Northern Bond Fund — Sold Bright Directions College Bright Direc. Sav. Oppen. Int'l Growth Fund — None — Sold Bright Directions College Savings T Rowe Price Large Cap Growth Fund — None — Sold Bright Directions College Savings T Rowe Price Real Estate Fund — None — Sold Bright Directions College Savings T Rowe Price Balanced Portfolio — None — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l) Bright Directions 529 College Savings Fidelity US Bond Index — None — Buy Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l) Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l) Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l) Apple (AAPL) — Dividend — Sold Amazon (AMZN) — None — Buy Johnson & Johnson (JNJ) — Dividend — Buy Revolution Lighting (RVLT) — None Schwab One Interest Account — Interest JP Morgan Chase Bank Accounts — Interest Reimbursement — Judical Conference, Advisory Committee on Evidence Rules — 10/24/19 - 10/25/19 — Nashville, TN — Attend meeting — Transportation, lodging, and food Reimbursement — Judicial Conference, Committee on Court Administration and Case Management — 12/03/19 - 12/05/19 — Washington, D.C. — Attend meeting — Transportation, lodging, and food Reimbursement — Judical Conference, Advisory Committee on Evidence Rules — 10/24/19 - 10/25/19 — Nashville, TN — Attend meeting — Transportation, lodging, and food Reimbursement — Judicial Conference, Committee on Court Administration and Case Management — 12/03/19 - 12/05/19 — Washington, D.C. — Attend meeting — Transportation, lodging, and food Reimbursement — Judical Conference, Advisory Committee on Evidence Rules — 10/24/19 - 10/25/19 — Nashville, TN — Attend meeting — Transportation, lodging, and food Reimbursement — Judicial Conference, Committee on Court Administration and Case Management — 12/03/19 - 12/05/19 — Washington, D.C. — Attend meeting — Transportation, lodging, and food Reimbursement — Judical Conference, Advisory Committee on Evidence Rules — 10/24/19 - 10/25/19 — Nashville, TN — Attend meeting — Transportation, lodging, and food Reimbursement — Judicial Conference, Committee on Court Administration and Case Management — 12/03/19 - 12/05/19 — Washington, D.C. — Attend meeting — Transportation, lodging, and food Reimbursement — Judical Conference, Advisory Committee on Evidence Rules — 10/24/19 - 10/25/19 — Nashville, TN — Attend meeting — Transportation, lodging, and food Reimbursement — Judicial Conference, Committee on Court Administration and Case Management — 12/03/19 - 12/05/19 — Washington, D.C. — Attend meeting — Transportation, lodging, and food Spouse's income — 2019 — Self-employed physician Spouse's income — 2019 — Self-employed physician Spouse's income — 2019 — Self-employed physician Spouse's income — 2019 — Self-employed physician Spouse's income — 2019 — Self-employed physician --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33006. Public record. Not legal advice.