# Robert S. Ballou > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/3299 ## Record - **Judge:** Robert S. Ballou - **Year:** 2014 - **Report type:** Annual - **Pages:** 17 ## Text USAA Bank — Interest First Citizens Bank — Interest Wachovia/'Wells Fargo Bank — None Equitable Vanable Life Insurance — None USAA Brokerage Account (assets listed below) (HY CSX Comp. — Int/Div Exxon Mobil Corp. — Int/Div IBM — Int/Div Norfolk Southern Corp. — Int/Div Sigma Aldrich Corp — Int/Div Venzon Commumcanons, Inc — Int/Div Tweedy Browne Value Fund — Int/Div USAA Money Market Fund — Int/Div UTMA Account # (holdings listed below) (Hy Marsico Growth Fund — Int/Div USAA Growth & Income Fund — Int/Div USAA Money Market — Int/Div UTMA Account # 2 (holdings listed below) (Hy Marsico Growth Fund — Int/Div USAA Growth & Income Fund — Int/Div USAA Money Market — Int/Div UTMA Account #3 (holdings listed below) (Hy USAA Growth & Income Fund — Int/Div USAA Money Market Fund — Int/Div Wells Fargo Brokerage Account (holdings listed below) H) Hewlett-Packard Co. — Int/Div Stanley Black & Decker — Int/Div Sigma Aldrich Corp — Int/Div 403(b) Retirement Account (holdings listed below WH) Goldman Sachs MidCap Value-Inst ((Formerly A Class shares) — Int/Div Munder Mad Cap Core Growth-Y (formerly A class shares) — Int/Div American Funds EuroPac. Growth (R6) (Formerly R4 share class — Int/Div Metropolitan West Total Return Bond Plan — Int/Div — Buy PIMCO Total Return Institutional — Int/Div — Sold Vanguard Institutional Index S00 — Int/Div Vanguard Retirement Account (holdings below H) Vanguard Health Care Fund Investor Shares — Int/Div T.Rowe Price Retirement Account (holdings below WH) T.Rowe Price Mid-Cap Growth Fund — Int/Div T. Rowe Price Science & Technology Fund — Int/Div T. Rowe Price Small-Cap Stock Fund — Int/Div T. Rowe Price Spectrum Growth Fund — Int/Div Virginia 529 College Savings Plan # {holdings below (H) Va. 529 Chesapeake Fund — None — Buy (add'l) Va 529 Stock Index Fund — None — Buy Va. 529 Aggressive Growth Fund — None — Buy (add'l) S10. Virginia 529 College Savings Plan # 2 {holdings below (H) Va. 529 Chesapeake Fund — None — Buy (add'l) Va 529 Stock Index Fund — None — Buy Va. 529 Aggressive Growth Fund — None — Buy (add'l) Virginia 529 College Savings Plan # 3 (holdings below )(H) Va. 529 Chesapeake Fund — None — Buy (add'l) Va 529 Stock Index Fund — None — Buy Va. 529 Aggressive Growth Fund — None — Buy (add'l) Morgan Stanley SEP Account (holdings listed below )(H) Morgan Stanley Bank, N.A — Int/Div AQR Managed Futures Strategy — Int/Div — Buy (add'l) Blackrock Low Dur. BD Inv. (Institutional Shs.) — Int/Div — Buy Blackrock Low Dur. BD Inv. (Institutional Shs.) — Buy (add'l) Causeway Int'l Value — Int/Div Causeway Int'l Value — Buy (add'l) Causeway Int'l Value — Sold (part) Causeway Int'l Value — Buy (add'l) Causeway Int'l Value — Buy (add'l) Center Coast MLP — Int/Div — Buy Center Coast MLP — Buy (add'l) Deleware Investment Small Cap Value — Int/Div Deleware Investment Small Cap Value — Sold (part) EV Income Fund of Boston — Int/Div EV Income Fund of Boston — Buy (add'l) EV Income Fund of Boston — Buy (add'l) EV Income Fund of Boston — Buy (add'l) Eaton Vance Commodity Strategy — Int/Div Eaton Vance Commodity Strategy — Sold (part) Eaton Vance Commodity Strategy — Buy (add'l) Eaton Vance Commodity Strategy — Buy (add'l) Goldman Sachs Absolute Return — Int/Div Goldman Sachs Absolute Return — Buy (add'l) Goldman Sachs Absolute Return — Buy (add'l) ING Global Real Estate Fund (Re-named Vova Global Real Estate) — Int/Div ING Global Real Estate Fund (Re-named Vova Global Real Estate) — Buy (add'l) Invesco Premier — Int/Div Invesco Premier — Buy (add'l) Invesco Premier — Buy (add'l) lvy Mid Cap Growth — Int/Div lvy Mid Cap Growth — Buy (add'l) lvy Mid Cap Growth — Buy (add'l) John Hancock Displicined Value (Inst Shs.) — Int/Div — Buy JP Morgan Dynamic Small Cap Growth — Int/Div JP Morgan Dynamic Small Cap Growth — Buy (add'l) JP Morgan Dynamic Small Cap Growth — Buy (add'l) Lege Mason WA Emerg. Mkts. — Int/Div — Buy Lege Mason WA Emerg. Mkts. — Buy (add'l) Lege Mason WA Emerg. Mkts. — Buy (add'l) Mainstay Large Cap Growth — Int/Div Mainstay Large Cap Growth — Sold (part) Mainstay Large Cap Growth — Sold (part) Mainstay Large Cap Growth — Buy (add'l) Managers AMG System Mid-Cap Value Renamed 10 AMG Systematic — Int/Div Managers AMG System Mid-Cap Value Renamed 10 AMG Systematic — Sold (part) Metropolitan West Total Return — Int/Div Metropolitan West Total Return — Sold (part) Metropolitan West Total Return — Buy (add'l) Nuveen NWQ Larege Cap Value — Int/Div Nuveen NWQ Larege Cap Value — Buy (add'l) Nuveen NWQ Larege Cap Value — Sold Pimco Foreign Bond Fund — Int/Div — Buy PIMCO Low Duration — Int/Div PIMCO Low Duration — Buy (add'l) PIMCO Low Duration — Sold (part) PIMCO Low Duration — Sold Virtus Insight Emerging Markets — Int/Div Virtus Insight Emerging Markets — Sold (part) Virtus Insight Emerging Markets — Buy (add'l) Virtus Insight Emerging Markets — Buy (add'l) Morgan Stanley Roth IRA (holdings listed below KH) Citibank Deposit Program — Int/Div AQR Managed Futures Strategy — Int/Div AQR Managed Futures Strategy — Buy (add'l) Blackrock Low Duration Bnd. Fund — Int/Div — Buy Blackrock Low Duration Bnd. Fund — Buy (add'l) Causeway Int'l Value Fund — Int/Div Causeway Int'l Value Fund — Buy (add'l) Causeway Int'l Value Fund — Sold (part) Causeway Int'l Value Fund — Buy (add'l) Causeway Int'l Value Fund — Buy (add'l) Center Coast MLP — Int/Div — Buy Center Coast MLP — Buy (add'l) Deleware Inv. Sm. Cap. Value — Int/Div Deleware Inv. Sm. Cap. Value — Sold Deleware Inv. Sm. Cap. Value — Buy (add'l) EV Income Fund of Boston — Int/Div EV Income Fund of Boston — Buy (add'l) EV Income Fund of Boston — Buy (add'l) EV Income Fund of Boston — Buy (add'l) EV Commodity Strategy — Int/Div EV Commodity Strategy — Sold (part) EV Commodity Strategy — Buy (add'l) EV Commodity Strategy — Buy (add'l) Goldman Sachs Absolute Return — Int/Div Goldman Sachs Absolute Return — Buy (add'l) Goldman Sachs Absolute Return — Buy (add'l) ING Global Real Estate Fund (Renamed: Vova Global Real Estate) — Int/Div ING Global Real Estate Fund (Renamed: Vova Global Real Estate) — Buy (add'l) Invesco Premier Institutional Invesco Premier Institutional — Buy (add'l) Invesco Premier Institutional — Buy (add'l) lvy Mid-Cap Growth — Int/Div lvy Mid-Cap Growth — Buy (add'l) lvy Mid-Cap Growth — Buy (add'l) John Hancock Disciplined Value Fund — Int/Div — Buy JP Morgan Dynamic Small Cap Growth — Distribution JP Morgan Dynamic Small Cap Growth — Buy (add'l) JP Morgan Dynamic Small Cap Growth — Buy (add'l) Lege Mason WA Emerginng Markets — Int/Div — Buy Lege Mason WA Emerginng Markets — Buy (add'l) Lege Mason WA Emerginng Markets — Buy (add'l) Mamstay Large Cap Growth — Int/Div Mamstay Large Cap Growth — Sold (part) Mamstay Large Cap Growth — Sold (part) Mamstay Large Cap Growth — Buy (add'l) Managers Systematic Mid-Cap. Value Renamed AMG Systematic Mid — Int/Div Managers Systematic Mid-Cap. Value Renamed AMG Systematic Mid — Sold (part) Metropolitan West Total Return — Int/Div Metropolitan West Total Return — Sold (part) Metropolitan West Total Return — Buy (add'l) Nuveen NWQ Large Cap Value — Int/Div Nuveen NWQ Large Cap Value — Buy (add'l) Nuveen NWQ Large Cap Value — Sold Pimco Foreign Bond Fund — Distribution — Buy PIMCO Low Duration — Int/Div PIMCO Low Duration — Sold PIMCO Low Duration — Sold (part) PIMCO Low Duration — Buy (add'l) Virtus Insight Emerging Markets — Int/Div Virtus Insight Emerging Markets — Sold (part) Virtus Insight Emerging Markets — Buy (add'l) Virtus Insight Emerging Markets — Buy (add'l) Morgan Stanley Traditional IRA No. 2 (holdingsbelow)H) Pfizer, Inc — Int/Div Citibank Bank Deposit Program — Int/Div AETNA HSA — Interest Limes 229 - 235 on the 2013 report reflected the sale of all stocks in the Morgan Stanley Traditional IRA No. 1. This account was closed with the sale of these stocks, but the report failed to reflect on line 229 that the account was closed. All proceeds were folded into the SEP IRA which began reporting on line 73 of the 2013 report. Please accept this as an amendment to my 2013 report, --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/3299. Public record. Not legal advice.