# Paul G. Gardephe

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/3292

## Record

- **Judge:** Paul G. Gardephe
- **Year:** 2015
- **Report type:** Annual
- **Pages:** 8

## Text

Dreyfus Basic Money Market Mutual Fund — Int/Div
Janus Research Fund — Int/Div — Sold
Apple Bank cert of deposit — Interest
Neuberger Berman Int'l Equity Fund — Int/Div
Janus Enterprise Fund — Int/Div — Sold
Janus Research Fund — Int/Div — Sold
Janus Growth and Income Fund — Int/Div — Sold (part)
Janus Global Research Fund (f/k/a Janus Worldwide Fund) — Int/Div — Sold
Fidelity Magellan Fund — Int/Div
Neuberger Berman Large Cap Value Fund {fk/a NB Parmers Fund) — None
Time Wamer Savings Plan — Int/Div
Aggressive Growth Equity Fund
Large Cap Value Fund
Time Warmer Stock Fund
New York College Savings Plan (no control other than risk) — None
Moderate Age-Based Option: Income Portfolio
Aggressive Growth Portfolio
Patterson Belknap Money Purchase Plan — Int/Div
Vanguard Institutional Index Fund
Vanguard Growth and Income Fund
Vanguard Windsor Fund
Patterson Belknap Webb & Tyler 401k — Int/Div
Vanguard Institutional Index Fund
Vanguard Growth & Income Fund
Vanguard Windsor Fund
Vanguard Tax Managed Capital Appreciation Fund — Int/Div — Buy
Vanguard 500 Index Fund — Int/Div — Buy (add'l)
Vanguard 500 Index Fund — Int/Div — Buy
Vanguard Developed Markets Index Fund — Int/Div — Sold
Vanguard Tax Managed Small Cap Fund — Int/Div
Vanguard Prime Money Market Fund — Int/Div
Northwestern Mutual Life ins. policy (cash value.no control) — Int/Div
Northwestern Mutual Life ins. policy (cash value.no control) — Int/Div
Northwestern Mutual Life ms, policy (cash value.no control) — Int/Div
Savings Bank Life ins. (cash value, no control) — Int/Div
Savings Bank Life ins. (cash value, no control) — Int/Div
Mutual of America Money Market Fund — None
Estate #1 — Interest
Accounts at Barre Savings Bank
CD at Spencer Savings Bank
Advisory Board Member, Sunsglow
Agreement — 2003 — with Time Warner Inc., regarding deferred compensation plan, Time Warner Savings Plan
Agreement — 2008 — with Patterson Belknap Webb & Tyler, LLP, regarding capital account and fees eamed while a firm partner, and 401K, money purchase, and cash balance plans
Income — 2015 — New York Law School — $6,750.00
Income — 20158 — Fordham Law School — S2.500.02
Spouse's income — 2015 — Medshadow Foundation, wages
Note For Section VIL, Item 7

Janus did not provide cost basis information for the gain, if any, associated with the partial sale of assets in the Janus Growth & Income Fund.

Note for Section VII, Item 12

1 added this entry to my 2015 Report. It is not listed on earlier reports. The Time Wamer Savings Plan is a 401(k) defined contribution plan. The Plan offers a

wide variety

of investment options. One "core" mvestment option is Agressive Growth Equity. A portion of my Time Warmer Savings Plan account has been invested in that

investment option since at least 2001, There were no buy, sell, or redemption transcations

in this account in 2015, Tadded this investment option to my 2015 report because 1 concluded that the rules regardding the FDR could call for disclosure that 4

portion of the funds in my Time Warner

Savings Plan account were invested in this mvestment option.

Note For Section VII, Item 30

Vanguard transferred my investment in the Vanguard Developed Markets Index Fund to the Vanguard Tax-Managed Capital Appreciation Fund,

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/3292. Public record. Not legal advice.
