# A. Benjamin Goldgar > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/32845 ## Record - **Judge:** A. Benjamin Goldgar - **Year:** 2020 - **Pages:** 38 ## Text Fidelity Government Cash Reserves Money Market Fund — Dividend — Buy (add'l) Fidelity Government Cash Reserves Money Market Fund — Sold (part) Fidelity Government Cash Reserves Money Market Fund — Buy (add'l) IRA No. 1 (H) Fidelity Strategic Advisors Small-Mid Cap Fund — Dividend — Sold (part) Fidelity Strategic Advisors Small-Mid Cap Fund — Buy (add'l) Fidelity Strategic Advisors Small-Mid Cap Fund — Buy (add'l) Fidelity Strategic Advisors Small-Mid Cap Fund — Sold (part) Fidelity Strategic Advisors Small-Mid Cap Fund — Buy (add'l) Fidelity Strategic Advisors Small-Mid Cap Fund — Sold (part) Fidelity Strategic Advisors Small-Mid Cap Fund — Sold (part) Fidelity Strategic Advisors Value Fund — Dividend — Buy (add'l) Fidelity Strategic Advisors Value Fund — Buy (add'l) Fidelity Strategic Advisors Value Fund — Merged (with line 15) Fidelity Strategic Advisors Large Cap Fund — Dividend — Buy Fidelity Strategic Advisors Large Cap Fund — Buy (add'l) Fidelity Strategic Advisors Large Cap Fund — Sold (part) Fidelity Strategic Advisors International Fund — Dividend — Buy (add'l) Fidelity Strategic Advisors International Fund — Sold (part) Fidelity Strategic Advisors International Fund — Buy (add'l) Fidelity Strategic Advisors International Fund — Buy (add'l) Fidelity Strategic Advisors Core Income Fund — Dividend — Buy (add'l) Fidelity Strategic Advisors Core Income Fund — Sold (part) Fidelity Strategic Advisors Core Income Fund — Buy (add'l) Fidelity Strategic Advisors Core Income Fund — Buy (add'l) Fidelity Strategic Advisors Core Income Fund — Sold (part) Fidelity Strategic Advisors Core Income Fund — Sold (part) Fidelity Strategic Advisors Core Income Fund — Sold (part) Fidelity Strategic Advisors Core Income Fund — Buy (add'l) Fidelity Strategic Advisors Core Income Fund — Sold (part) Fidelity Strategic Advisors Core Income Fund — Sold (part) Fidelity Strategic Advisors Core Income Fund — Buy (add'l) Fidelity Strategic Advisors Core Fund — Dividend — Sold (part) Fidelity Strategic Advisors Core Fund — Buy (add'l) Fidelity Strategic Advisors Core Fund — Buy (add'l) Fidelity Strategic Advisors Core Fund — Sold (part) Fidelity Strategic Advisors Core Fund — Buy (add'l) Fidelity Strategic Advisors Core Fund — Buy (add'l) Fidelity Strategic Advisors Core Fund — Buy (add'l) Fidelity Strategic Advisors Core Fund — Buy (add'l) Fidelity Strategic Advisors Core Fund — Sold (part) Fidelity Strategic Advisors Core Fund — Merged (with line 15) Fidelity Strategic Advisors Growth Fund — Dividend — Sold (part) Fidelity Strategic Advisors Growth Fund — Sold (part) Fidelity Strategic Advisors Growth Fund — Sold (part) Fidelity Strategic Advisors Growth Fund — Sold (part) Fidelity Strategic Advisors Growth Fund — Merged (with line 15) Fidelity Strategic Advisors Emerging Markets — Dividend — Buy (add'l) Fidelity Strategic Advisors Emerging Markets — Buy (add'l) Fidelity Strategic Advisors Emerging Markets — Buy (add'l) Fidelity Strategic Advisors Emerging Markets — Buy (add'l) Fidelity Strategic Advisors Income Opportunity Fund — Dividend — Buy (add'l) Fidelity Strategic Advisors Income Opportunity Fund — Buy (add'l) Fidelity Strategic Advisors Income Opportunity Fund — Buy (add'l) Fidelity Strategic Advisors Income Opportunity Fund — Buy (add'l) Fidelity Strategic Advisors Income Opportunity Fund — Buy (add'l) Fidelity Strategic Advisors Income Opportunity Fund — Buy (add'l) Fidelity Strategic Advisors Income Opportunity Fund — Buy (add'l) Fidelity Strategic Advisors Income Opportunity Fund — Buy (add'l) Fidelity Strategic Advisors Income Opportunity Fund — Buy (add'l) FIMM Money Market Port Inst CL — Dividend — Buy (add'l) FIMM Money Market Port Inst CL — Buy (add'l) FIMM Money Market Port Inst CL — Sold (part) FIMM Money Market Port Inst CL — Sold (part) FIMM Money Market Port Inst CL — Closed Fidelity Strategic Advisors Short Duration Fund — Dividend — Buy (add'l) Fidelity Strategic Advisors Short Duration Fund — Buy (add'l) Fidelity Strategic Advisors Short Duration Fund — Sold (part) Fidelity Strategic Advisors Short Duration Fund — Sold (part) Fidelity Strategic Advisors Short Duration Fund — Sold (part) Fidelity Strategic Advisors Short Duration Fund — Sold Fidelity SAI US Large Cap Index — None — Sold (part) Fidelity SAI US Large Cap Index — Sold Fidelity SAI International Index — None — Sold (part) Fidelity SAI International Index — Sold Fidelity SAI Emerging Markets Index — None — Buy (add'l) Fidelity SAI Emerging Markets Index — Sold (part) Fidelity SAI Emerging Markets Index — Sold (part) Fidelity SAI Emerging Markets Index — Sold AQR Managed Futures Fund CL N — Dividend — Sold (part) AQR Managed Futures Fund CL N — Sold (part) Pimco Commodity Real Return Inst — Dividend — Sold Eaton Vance GL Macro Absolute Return Advt A — Dividend Cohen & Steers Realty Shares — Dividend — Buy Cohen & Steers Realty Shares — Buy (add'l) Cohen & Steers Realty Shares — Buy (add'l) Fidelity Government Cash Reserves — Dividend — Buy Fidelity Government Cash Reserves — Sold (part) Fidelity Government Cash Reserves — Buy (add'l) Fidelity Government Cash Reserves — Sold (part) Fidelity Government Cash Reserves — Buy (add'l) Fidelity Government Cash Reserves — Sold (part) Fidelity Government Cash Reserves — Buy (add'l) Fidelity Government Cash Reserves — Sold (part) Fidelity Government Cash Reserves — Buy (add'l) Fidelity Government Cash Reserves — Buy (add'l) Fidelity Government Cash Reserves — Buy (add'l) Fidelity Government Cash Reserves — Sold (part) IRA No. 2 (H) Fidelity Strategic Advisors Small-Mid Cap Fund — Dividend — Buy (add'l) Fidelity Strategic Advisors International Fund — Dividend — Buy (add'l) Fidelity Strategic Advisors Value Fund — Dividend — Merged (with line 103) Fidelity Strategic Advisors Large Cap Fund — Dividend — Buy Fidelity Strategic Advisors Large Cap Fund — Sold (part) Fidelity Strategic Advisors Core Fund — Dividend — Sold (part) Fidelity Strategic Advisors Core Fund — Buy (add'l) Fidelity Strategic Advisors Core Fund — Buy (add'l) Fidelity Strategic Advisors Core Fund — Merged (with line 103) Fidelity Strategic Advisors Growth Fund — Dividend — Merged (with line 103) Fidelity Strategic Advisors Emerging Markets — Dividend Fidelity Strategic Advisors Core Income Fund — Dividend — Buy (add'l) Fidelity Strategic Advisors Core Income Fund — Sold (part) Fidelity Strategic Advisors Core Income Fund — Sold (part) Fidelity Strategic Advisors Core Income Fund — Sold (part) Fidelity Strategic Advisors Core Income Fund — Sold (part) Fidelity Strategic Advisors Core Income Fund — Sold (part) Fidelity Strategic Advisors Core Income Fund — Buy (add'l) Fidelity Strategic Advisors Income Opportunity Fund — Dividend FIMM Money Market Port Inst CL — Dividend — Buy (add'l) FIMM Money Market Port Inst CL — Sold (part) FIMM Money Market Port Inst CL — Closed Fidelity Strategic Advisors Short Duration Fund — Dividend — Buy (add'l) Fidelity Strategic Advisors Short Duration Fund — Sold (part) Fidelity Strategic Advisors Short Duration Fund — Sold (part) Fidelity Strategic Advisors Short Duration Fund — Sold (part) Fidelity Strategic Advisors Short Duration Fund — Sold Fidelity SAI US Large Cap Index — None — Sold (part) Fidelity SAI US Large Cap Index — Sold Fidelity SAI Emerging Markets Index — None — Sold AQR Managed Futures Fund CL N (Y) Pimco Commodity Real Return Inst — Dividend — Sold SAI International Index — Sold Eaton Vance GL Macro Absolute Retn Advt A — Dividend Cohen & Steers Realty Shares — Dividend — Buy Fidelity Government Cash Reserves — Dividend — Buy Fidelity Government Cash Reserves — Buy (add'l) Fidelity Government Cash Reserves — Sold (part) Fidelity Government Cash Reserves — Buy (add'l) Fidelity Government Cash Reserves — Buy (add'l) Fidelity Government Cash Reserves — Buy (add'l) IRA No. 3 (H) Fidelity Strategic Advisors Small-Mid Cap Fund — Dividend — Sold (part) Fidelity Strategic Advisors Small-Mid Cap Fund — Buy (add'l) Fidelity Strategic Advisors Small-Mid Cap Fund — Buy (add'l) Fidelity Strategic Advisors Small-Mid Cap Fund — Sold (part) Fidelity Strategic Advisors Small-Mid Cap Fund — Sold (part) Fidelity Strategic Advisors Small-Mid Cap Fund — Buy (add'l) Fidelity Strategic Advisors Small-Mid Cap Fund — Sold (part) Fidelity Strategic Advisors Small-Mid Cap Fund — Sold (part) Fidelity Strategic Advisors Small-Mid Cap Fund — Buy (add'l) Fidelity Strategic Advisors Small-Mid Cap Fund — Sold (part) Fidelity Strategic Advisors Small-Mid Cap Fund — Sold (part) Fidelity Strategic Advisors Small-Mid Cap Fund — Sold (part) Fidelity Strategic Advisors International Fund — Dividend — Buy (add'l) Fidelity Strategic Advisors International Fund — Buy (add'l) Fidelity Strategic Advisors International Fund — Sold (part) Fidelity Strategic Advisors International Fund — Buy (add'l) Fidelity Strategic Advisors International Fund — Buy (add'l) Fidelity Strategic Advisors International Fund — Buy (add'l) Fidelity Strategic Advisors International Fund — Buy (add'l) Fidelity Strategic Advisors International Fund — Sold (part) Fidelity Strategic Advisors International Fund — Sold (part) Fidelity Strategic Advisors Value Fund — Dividend — Buy (add'l) Fidelity Strategic Advisors Value Fund — Buy (add'l) Fidelity Strategic Advisors Value Fund — Sold (part) Fidelity Strategic Advisors Value Fund — Sold (part) Fidelity Strategic Advisors Value Fund — Merged (with line 168) Fidelity Strategic Advisors Large Cap Fund — Dividend — Buy Fidelity Strategic Advisors Large Cap Fund — Buy (add'l) Fidelity Strategic Advisors Large Cap Fund — Sold (part) Fidelity Strategic Advisors Core Fund — Dividend — Sold (part) Fidelity Strategic Advisors Core Fund — Buy (add'l) Fidelity Strategic Advisors Core Fund — Buy (add'l) Fidelity Strategic Advisors Core Fund — Sold (part) Fidelity Strategic Advisors Core Fund — Buy (add'l) Fidelity Strategic Advisors Core Fund — Buy (add'l) Fidelity Strategic Advisors Core Fund — Sold (part) Fidelity Strategic Advisors Core Fund — Buy (add'l) Fidelity Strategic Advisors Core Fund — Buy (add'l) Fidelity Strategic Advisors Core Fund — Buy (add'l) Fidelity Strategic Advisors Core Fund — Sold (part) Fidelity Strategic Advisors Core Fund — Sold (part) Fidelity Strategic Advisors Core Fund — Sold (part) Fidelity Strategic Advisors Core Fund — Merged (with line 168) Fidelity Strategic Advisors Growth Fund — Dividend — Sold (part) Fidelity Strategic Advisors Growth Fund — Sold (part) Fidelity Strategic Advisors Growth Fund — Sold (part) Fidelity Strategic Advisors Growth Fund — Sold (part) Fidelity Strategic Advisors Growth Fund — Sold (part) Fidelity Strategic Advisors Growth Fund — Sold (part) Fidelity Strategic Advisors Growth Fund — Sold (part) Fidelity Strategic Advisors Growth Fund — Merged (with line 168) Fidelity Strategic Advisors Emerging Markets — Dividend — Buy (add'l) Fidelity Strategic Advisors Emerging Markets — Buy (add'l) Fidelity Strategic Advisors Emerging Markets — Buy (add'l) Fidelity Strategic Advisors Emerging Markets — Buy (add'l) Fidelity Strategic Advisors Emerging Markets — Buy (add'l) Fidelity Strategic Advisors Emerging Markets — Buy (add'l) Fidelity Strategic Advisors Emerging Markets — Buy (add'l) Fidelity Strategic Advisors Emerging Markets — Sold (part) Fidelity Strategic Advisors Income Opportunity Fund — Dividend — Buy (add'l) Fidelity Strategic Advisors Income Opportunity Fund — Buy (add'l) Fidelity Strategic Advisors Income Opportunity Fund — Buy (add'l) Fidelity Strategic Advisors Income Opportunity Fund — Buy (add'l) Fidelity Government Cash Reserves — Buy (add'l) Fidelity Strategic Advisors Income Opportunity Fund — Buy (add'l) Fidelity Strategic Advisors Income Opportunity Fund — Buy (add'l) Fidelity Strategic Advisors Income Opportunity Fund — Buy (add'l) Fidelity Strategic Advisors Income Opportunity Fund — Buy (add'l) Fidelity Strategic Advisors Income Opportunity Fund — Buy (add'l) Fidelity Strategic Advisors Core Income Fund — Dividend — Buy (add'l) Fidelity Strategic Advisors Core Income Fund — Sold (part) Fidelity Strategic Advisors Core Income Fund — Buy (add'l) Fidelity Strategic Advisors Core Income Fund — Buy (add'l) Fidelity Strategic Advisors Core Income Fund — Sold (part) Fidelity Strategic Advisors Core Income Fund — Sold (part) Fidelity Strategic Advisors Core Income Fund — Sold (part) Fidelity Strategic Advisors Core Income Fund — Sold (part) Fidelity Strategic Advisors Core Income Fund — Buy (add'l) Fidelity Strategic Advisors Core Income Fund — Sold (part) Fidelity Strategic Advisors Core Income Fund — Sold (part) Fidelity Strategic Advisors Core Income Fund — Buy (add'l) Fidelity Strategic Advisors Short Duration Fund — Dividend — Buy (add'l) Fidelity Strategic Advisors Short Duration Fund — Buy (add'l) Fidelity Strategic Advisors Short Duration Fund — Sold (part) Fidelity Strategic Advisors Short Duration Fund — Sold (part) Fidelity Strategic Advisors Short Duration Fund — Sold (part) Fidelity Strategic Advisors Short Duration Fund — Sold Fidelity SAI US Large Cap Index — None — Sold (part) Fidelity SAI US Large Cap Index — Sold Fidelity SAI Emerging Markets Index — None — Buy (add'l) Fidelity SAI Emerging Markets Index — Sold (part) Fidelity SAI Emerging Markets Index — Sold (part) Fidelity SAI Emerging Markets Index — Sold AQR Managed Futures Fund CL N — Dividend — Sold (part) AQR Managed Futures Fund CL N — Buy (add'l) AQR Managed Futures Fund CL N — Sold (part) AQR Managed Futures Fund CL N — Sold (part) AQR Managed Futures Fund CL N — Sold (part) Pimco Commodity Real Return Inst — Dividend — Sold FIMM Government Portfolio: Instl Cl — Dividend — Sold (part) FIMM Government Portfolio: Instl Cl — Buy (add'l) FIMM Government Portfolio: Instl Cl — Buy (add'l) FIMM Government Portfolio: Instl Cl — Buy (add'l) FIMM Government Portfolio: Instl Cl — Sold (part) FIMM Government Portfolio: Instl Cl — Sold (part) FIMM Government Portfolio: Instl Cl — Closed Fidelity SAI Int'l Index — None — Sold (part) Fidelity SAI Int'l Index — Sold Eaton Vance GL Macro Absolute Return Advt A — Dividend Cohen & Steers Realty Shares — Dividend — Buy Cohen & Steers Realty Shares — Buy (add'l) Cohen & Steers Realty Shares — Buy (add'l) Cohen & Steers Realty Shares — Buy (add'l) Fidelity Government Cash Reserves — Dividend — Buy Fidelity Government Cash Reserves — Sold (part) Fidelity Government Cash Reserves — Buy (add'l) Fidelity Government Cash Reserves — Sold (part) Fidelity Government Cash Reserves — Buy (add'l) Fidelity Government Cash Reserves — Sold (part) Fidelity Government Cash Reserves — Buy (add'l) Fidelity Government Cash Reserves — Sold (part) Fidelity Government Cash Reserves — Buy (add'l) Fidelity Government Cash Reserves — Sold (part) Fidelity Government Cash Reserves — Buy (add'l) Fidelity Government Cash Reserves — Sold (part) Fidelity Government Cash Reserves — Sold (part) Fidelity Government Cash Reserves — Sold (part) IRA No. 5 (H) Fidelity Total Bond (see note) — Dividend — Buy (add'l) Fidelity Total Bond (see note) — Closed Fidelity Total Bond (see note) — Closed Fidelity LT Treasury Bond Index Fund — Dividend — Sold Fidelity Government MM — Dividend — Sold Roth IRA (H) Fidelity Total Bond — Dividend — Open Fidelity Total Bond — Sold Fidelity Total Bond — Open Fidelity Total Bond — Sold (part) Fidelity Total Bond — Sold Fidelity Blue Chip Growth — Dividend — Buy Fidelity Blue Chip Growth — Buy (add'l) Fidelity Blue Chip Growth — Buy (add'l) Fidelity Government Money Market — None — Buy 401(k) (H) Vanguard Institutional Index Fund Plus — Dividend — Sold U.S. Large Company Stocks Fund — Dividend — Buy Adirondack Trust Co. stock — Dividend — Sold (part) Adirondack Trust Co. stock — Sold (part) Adirondack Trust Co. stock — Sold (part) Adirondack Trust Co. stock — Sold Bank of America Growth Money Market Savings — Interest Deferred Annuity (H) Fidelity VIP Investment Grade Bond Fund — None Fidelity VIP Strategic Income Fund — None IRA No. 4 (H) Vanguard Total Bond Market Index Fund — Dividend — Buy (add'l) Vanguard Total Bond Market Index Fund — Buy (add'l) Vanguard Total Bond Market Index Fund — Buy (add'l) Vanguard Total International Stock Index Fund — Dividend — Sold (part) Vanguard Total Stock Market Index Fund — Dividend — Sold (part) Vanguard Total Stock Market Index Fund — Sold (part) Vanguard Prime Money Market Fund — Dividend Vanguard Target Retirement 2020 — Dividend Family Trust No. 1 (H) Fidelity Advisor Growth Opp CL 1 — Dividend Fidelity Diversified International — Dividend Fidelity International Cap Appreciation Fund — Dividend Causeway International Value Investor — None — Sold (part) Causeway International Value Investor — Sold Harbor Capital Appreciation Adm CL — Dividend — Sold (part) Oakmark Fund Investor CL — Dividend Oakmark International Investor CL 1 — Dividend — Sold (part) Oakmark International Investor CL 1 — Buy (add'l) Oakmark International Investor CL 1 — Buy (add'l) Oakmark International Investor CL 1 — Sold (part) Hotchkiss & Wiley Midcap Value CL A — Dividend Janus Henderson Enterprise T — Dividend Lazard Emerging Markets Equity Open CL Shares — Dividend MFS International Intrinsic Value CL A — Dividend MFS International Diversification FD A — Dividend Invesco Oppenheimer Developing Markets R6 — Dividend T Rowe Price International Discovery Fund 1 CL — None — Sold T Rowe Price Overseas Stock 1 CL — Dividend — Buy (add'l) T Rowe Price Overseas Stock 1 CL — Sold (part) T Rowe Price Overseas Stock 1 CL — Sold (part) T Rowe Price Emerging Markets Stock Fund 1 — None — Sold T Rowe Price International Stk 1 (Y) Fidelity Municipal Income — Dividend Fidelity Tax-free Bond — Dividend Strategic Adv Tax Sensitive Short Duration — Dividend — Sold (part) Strategic Adv Tax Sensitive Short Duration — Sold (part) Strategic Adv Tax Sensitive Short Duration — Sold (part) Strategic Adv Tax Sensitive Short Duration — Buy (add'l) Strategic Adv Tax Sensitive Short Duration — Buy (add'l) Strategic Adv Tax Sensitive Short Duration — Sold (part) Strategic Adv Tax Sensitive Short Duration — Buy (add'l) Strategic Adv Tax Sensitive Short Duration — Buy (add'l) Western Asset Managed Muni CL A — Dividend — Sold (part) Western Asset Managed Muni CL A — Sold (part) Vanguard Long Term Tax Exempt Admiral — Dividend — Sold (part) Vanguard Long Term Tax Exempt Admiral — Buy (add'l) Vanguard Long Term Tax Exempt Admiral — Buy (add'l) Vanguard Long Term Tax Exempt Admiral — Buy (add'l) DWS Managed Muni Bond FD S — Dividend — Sold (part) T Rowe Price Tax Free High Yield Adv — Dividend — Sold (part) T Rowe Price Tax Free High Yield Adv — Buy (add'l) T Rowe Price Tax Free Income Adv CL — Dividend Fidelity Govt Cash Reserves — Dividend IShares S&P 100 ETF — Dividend IShares TR Russell Midcap ETF — Dividend IShares Russell 1000 Value ETF — Dividend — Buy (add'l) IShares Russell 1000 Value ETF — Sold (part) IShares Russell 1000 Value ETF — Sold (part) IShares Russell 1000 Value ETF — Sold (part) IShares Russell 1000 Growth ETF — Dividend IShares Russell 1000 ETF — Dividend IShares Russell 2000 ETF — Dividend IShares S&P Small Cap 600 Value — Dividend — Sold IShares Inc Core MSCI Emerging Markets — None — Sold Vanguard Index FDS Vanguard Value — Dividend Mainstay Mackay Tax Free Bond Class A (see note) — Dividend — Buy (add'l) Flexshares Trust Morningstar Global Upstream NAT RES IDX — None — Sold (part) Flexshares Trust Morningstar Global Upstream NAT RES IDX — Sold IShares TR US Treas Bd ETF (Y) Causeway Emerging Markets FD INV CL — Dividend — Buy Dimensional Emerging Markets Val PRTF Instl — Dividend — Buy Dimensional Emerging Markets Val PRTF Instl — Sold (part) DFA Emerging Markets Portfolio — Dividend — Buy Transamerica International Equity CL 1 — Dividend — Buy Transamerica International Equity CL 1 — Buy (add'l) Transamerica International Equity CL 1 — Sold (part) Invesco Exch Traded FD TR 11 FTSE RAF1 — Dividend — Buy IShares Trust S&P Midcap — Dividend — Buy IShares Trust S&P Midcap — Buy (add'l) IShares Trust S&P Midcap — Sold (part) IShares Core S&P Small-Cap E — Dividend — Buy IShares Core S&P Small-Cap E — Buy (add'l) IShares Core S&P Small-Cap E — Sold (part) Vanguard Real Estate ETF — Dividend — Buy Vanguard Real Estate ETF — Sold (part) Vanguard Real Estate ETF — Buy (add'l) Vanguard Real Estate ETF — Sold (part) Aberdeen Emerging Markets FD Instl SV CL — None — Buy Aberdeen Emerging Markets FD Instl SV CL — Sold Goldman Sachs Emerging Markets EQ Instl CL — None — Buy Goldman Sachs Emerging Markets EQ Instl CL — Sold IShares TIPS Bond ETF — Dividend — Buy IShares TIPS Bond ETF — Sold (part) IShares TIPS Bond ETF — Sold (part) IShares TIPS Bond ETF — Sold IShares TR Barclays 7 10 YR — Dividend — Buy IShares TR Barclays 7 10 YR — Sold IShares US Real Estate ETF — None — Buy IShares US Real Estate ETF — Sold MFS Municipal Income Class A — Dividend — Buy MFS Municipal Income Class A — Sold (part) MFS Municipal Income Class A — Sold Family Trust No. 2 (H) Fidelity Diversified International — Dividend Fidelity International Cap Appreciation Fund — Dividend — Buy (add'l) Fidelity International Cap Appreciation Fund — Sold (part) Causeway International Value Investor — None — Sold Harbor Capital Appreciation Adm CL — None — Sold (part) Harbor Capital Appreciation Adm CL — Sold (part) Harbor Capital Appreciation Adm CL — Sold Oakmark Fund Investor Class — Dividend Hotchkiss & Wiley Midcap Value CL A — Dividend Janus Henderson Enterprise T — Dividend Lazard Emerging Markets Equity Open CL Shares — Dividend — Sold (part) MFS International Intrinsic Value CL A — Dividend MFS International Diversification FD A — Dividend T Rowe Price New Era — None — Sold T Rowe Price International Stk 1 — Dividend — Buy (add'l) T Rowe Price International Stk 1 — Sold (part) Fidelity Municipal Income — Dividend Fidelity Tax-free Bond — Dividend Strategic Adv Tax Sensitive Short Duration — Dividend — Sold (part) Strategic Adv Tax Sensitive Short Duration — Buy (add'l) Strategic Adv Tax Sensitive Short Duration — Sold (part) Strategic Adv Tax Sensitive Short Duration — Sold (part) Strategic Adv Tax Sensitive Short Duration — Buy (add'l) Strategic Adv Tax Sensitive Short Duration — Sold (part) Strategic Adv Tax Sensitive Short Duration — Buy (add'l) Strategic Adv Tax Sensitive Short Duration — Buy (add'l) Strategic Adv Tax Sensitive Short Duration — Buy (add'l) Blackrock National Muni Fund CL A — Dividend — Sold (part) Blackrock National Muni Fund CL A — Sold (part) Mainstay Mackay High Yield Muni Bd CL A — Dividend — Sold (part) Mainstay Mackay High Yield Muni Bd CL A — Sold Wells Fargo Muni Bond FD Admin CL — None — Sold (part) Wells Fargo Muni Bond FD Admin CL — Buy (add'l) DWS Managed Muni Bond FD S — Dividend — Sold (part) DWS Managed Muni Bond FD S — Buy (add'l) DWS Managed Muni Bond FD S — Sold (part) Franklin Federal Tax Free Class A (see note) — None — Closed Franklin Federal Tax Free Income ADV (see note) — Dividend — Open T Rowe Price Tax Free High Yield Adv — Dividend — Sold (part) T Rowe Price Tax Free High Yield Adv — Buy (add'l) T Rowe Price Tax Free High Yield Adv — Sold (part) T Rowe Price Tax Free High Yield Adv — Buy (add'l) T Rowe Price Tax Free High Yield Adv — Sold (part) T Rowe Price Tax Free High Yield Adv — Sold (part) T Rowe Price Tax Free High Yield Adv — Buy (add'l) T Rowe Price Tax Free Income Adv CL — None Fidelity Govt Cash Reserves — Dividend IShares S&P 100 ETF — Dividend IShares TR Russell Midcap ETF — Dividend IShares Russell 1000 Growth ETF — Dividend — Sold (part) IShares Russell 1000 ETF — Dividend IShares Russell 2000 ETF — Dividend IShares S&P Small Cap 600 Value — Dividend — Sold IShares Trust Core MSCI EAFE ETF — None — Sold IShares Inc Core MSCI Emerging Markets — None — Sold Sector Spdr Tr Shares Ben Int Financial — Dividend — Sold Vanguard Index FDS Vanguard Value — Dividend — Buy (add'l) Vanguard Index FDS Vanguard Value — Sold (part) Vanguard Index FDS Vanguard Value — Sold (part) Mainstay Mackay Tax Free Bond Class A — None — Buy (add'l) Mainstay Mackay Tax Free Bond Class A — Sold (part) Mainstay Mackay Tax Free Bond Class A — Sold (part) IShares TR US Treas Bd ETF — Dividend — Buy (add'l) IShares TR US Treas Bd ETF — Buy (add'l) IShares TR US Treas Bd ETF — Sold (part) IShares TR US Treas Bd ETF — Buy (add'l) IShares TR US Treas Bd ETF — Sold (part) IShares TR US Treas Bd ETF — Sold (part) IShares TR US Treas Bd ETF — Sold Fidelity Advisor Focused Emerging Markets Z — Dividend — Buy Fidelity Advisor Focused Emerging Markets Z — Buy (add'l) Aberdeen Emerging Markets FD Instl SV CL — None — Buy Aberdeen Emerging Markets FD Instl SV CL — Sold Acadian Emerging Markets Port Investor — Dividend — Buy DFA Emerging Markets Portfolio — Dividend — Buy Transamerica Int'l Equity CL 1 — Dividend — Buy Transamerica Int'l Equity CL 1 — Buy (add'l) Transamerica Int'l Equity CL 1 — Sold (part) IShares Core S&P Small-Cap E — Dividend — Buy IShares Core S&P Small-Cap E — Sold (part) IShares Core S&P Small-Cap E — Buy (add'l) IShares Core S&P Small-Cap E — Sold (part) IShares Core S&P Small-Cap E — Sold (part) IShares TR EAFE Small Cap ETF — Dividend — Buy Causeway Emerging Markets FD INV CL — None — Buy Causeway Emerging Markets FD INV CL — Sold (part) Causeway Emerging Markets FD INV CL — Sold Dimensional Emerging Markets Value PRTF I Instl — None — Buy Dimensional Emerging Markets Value PRTF I Instl — Sold Delaware Tax Free USA Class A — None — Buy Delaware Tax Free USA Class A — Sold Harbor International Inst — None — Buy Harbor International Inst — Sold Oakmark Intl Investor CL — Dividend — Buy Oakmark Intl Investor CL — Buy (add'l) Oakmark Intl Investor CL — Sold (part) Invesco Exch Traded FD TR 11 FTSE RAFI — Dividend — Buy Invesco Exch Traded FD TR 11 FTSE RAFI — Sold IShares TIPS Bond ETF — Dividend — Buy IShares TIPS Bond ETF — Sold (part) IShares TIPS Bond ETF — Sold IShares Russell Midcap Value ETF — Dividend — Buy IShares Russell Midcap Value ETF — Sold IShares S&P Midcap 400 — None — Buy IShares S&P Midcap 400 — Sold IShares US Real Estate ETF — Dividend — Buy IShares US Real Estate ETF — Buy (add'l) IShares US Real Estate ETF — Sold (part) IShares US Real Estate ETF — Buy (add'l) IShares US Real Estate ETF — Buy (add'l) MFS Municipal Income Class A — Dividend — Buy MFS Municipal Income Class A — Buy (add'l) MFS Municipal Income Class A — Sold (part) MFS Municipal Income Class A — Sold T. Rowe Price Emerging Markets Stock Fund 1 — None — Buy T. Rowe Price Emerging Markets Stock Fund 1 — Sold Vanguard Real Estate ETF — Dividend — Buy Vanguard Real Estate ETF — Sold Family Trust No. 3 (H) Fidelity Government Money Market — Dividend — Buy Fidelity Government Money Market — Sold (part) Fidelity Government Money Market — Buy (add'l) Fidelity Government Money Market — Sold (part) Fidelity Disruptors Fund — None — Buy Fidelity Disruptors Fund — Sold IShares Select Dividend ETF — Dividend — Buy IShares Select Dividend ETF — Buy (add'l) IShares Select Dividend ETF — Buy (add'l) Fidelity High Dividend ETF — Dividend — Buy (add'l) Inherited IRA No. 1 (H) T. Rowe Price Dividend Growth — Dividend — Redeemed (part) T. Rowe Price Spectrum Income — Dividend — Redeemed (part) Inherited IRA No. 2 (H) TIAA Traditional (see note) — Interest — Sold (part) TIAA Traditional (see note) — Sold (part) CREF Stock (see note) — Sold (part) CREF Stock (see note) — Sold (part) CREF Global Equities (see note) — Sold (part) CREF Global Equities (see note) — Sold (part) TIAA Real Estate (see note) — Sold (part) TIAA Real Estate (see note) — Sold (part) CREF Bond Market (see note) — Sold (part) CREF Bond Market (see note) — Sold (part) CREF Inflation Linked Bond (see note) Bank of America checking (cash equivalent) — Interest Bank of America checking (cash equivalent) (4) — Interest Trustee, Family Trust No. 1 Director, Federal Bar Association -- Chicago Chapter Line 270-72. On the dates shown in lines 271 and 272, portions of this account were converted from a traditional IRA to a Roth IRA. I have selected "Closed" only because there is no "Converted" or "Exchanged" option that would accurately describe the transactions. After the conversion, some funds remained in this investment; the account was not literally closed. The resulting Roth IRA appears on Lines 275ff. Lines 436-37. According to the Fidelity statement, on the date shown the account on Line 436 was "converted" to the account on Line 437. I selected "Closed" for the account on Line 436 and "Open" for the account on Line 437 because there is no "Converted" option. Lines 533-43. This is an inherited IRA. Except for line 533, Column B is not completed because it cannot be. The TIAA-CREF statements disclose no information about income (other than for the "TIAA Traditional" fund), and TIAA-CREF personnel have told me that the information is unavailable because the investments are "annuity-based." Similarly, information about gain or loss from "sales" (the distributions I am required to take) is not reported in Column D for any portion of the IRA because TIAA-CREF personnel have told me that information about gains or losses is unavailable. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/32845. Public record. Not legal advice.