# Jon Ormond Newman > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/32756 ## Record - **Judge:** Jon Ormond Newman - **Year:** 2020 - **Pages:** 47 ## Text Bank accounts and cash (H): Bank of America Sarasota FL — Interest Wells Fargo expanded bank account — Interest — Closed Raymond James Bank Deposit Program — Interest — Open Brokerage Account No. 1 (H) CDs (H): Medallion Bank, Salt Lake City, UT 2.4 5/6/20 — Interest — Redeemed Citizens Bank Providence, RI 2.0 2/7/20 — Interest — Redeemed Goldman Sachs BK 1.6 2/18/21 — Interest — Buy Great Southern Bank MO 1.1 01/27/21 — Interest — Buy State Bank of India NY 1.7 11/17/20 — Interest — Redeemed Stocks (H): Air Products — Dividend Cigna Corp new (see note Part VIII) — None — Closed Cisco — Dividend Cummins — Dividend Johnson and Johnson — Dividend Merck — Dividend Microsoft — Dividend Minnesota Miniing and Manufacturing — Dividend Total Fina — Dividend Mutual funds and exchange-traded funds (H): 2BNY Mellon Technology Growth Fund (see note Part VIII) — None — Closed Calamos Growth & Income C Fund (see note Part VIII) — None — Closed Janus Henderson Intl Fund (see note part VIII) — None — Closed Invesco TR II S&P Mid Cap Revenue Fund (see note Part VIII) — None — Closed Invesco Oppenheimer Roch AMT Free Mu C Fund — None Invesco TR II S&P Small Cap Revenue Fund (see pa VIII) — None — Closed Schwab 1000 Fund — Distribution Bonds (H): Bound Brook NJ '21 4.0 — Interest Colorado Springs CO Utils '22 5.0 — Interest — Buy Davenport Iowa '21 2.0 — Interest Des Moines IA Stormwater '23 5.0 — Interest — Buy Duncanville TX '23 5.0 — Interest Elkhorn Minn '23 2.0 — Interest Florida St Brd Ed '23 5.0 — Interest — Buy Georgia ST GO '23 5.0 — Interest — Buy Hamilton Cnty TN '23 5.0 — Interest — Buy Harris Cnty TX '22 30 — Int./Div. Hartford CT '23 5.0 (see note Part VIII) — Interest Holdingford Minn School '23 5.0 — Interest Kenton Cnty KY '20 2.0 — Interest — Redeemed Lancaster PA GO '22 4.0 — Interest — Buy LaPorte Ind — Interest — Redeemed Louisiana GO A '23 5.0 — Interest — Buy Maryland '23 5.0 — Interest Maryland '22 5.0 (note Part VIII) — Interest Maryland RFDG '22 5.0 — Interest Massachusetts rdfg ser A '23 5.0 — Interest — Buy Mich St Strat. '20 5.0 — Interest — Redeemed North Car. RFDG '23 5.0 — Interest — Buy Ohio St. job ready '22 4.0 — Interest — Buy Ohio St RFDG High Ed '22 5.0 — Interest Oklahoma City '23 5.0 — Interest — Buy Oregon St Housing 2.65 '24 — Interest Rhode Island Comm Corp '22 5.0 — Interest South Amboy NJ '22 4.0 — Interest Univ. CT '22 5.0 — Interest Upper Trinity Wtr TX '22 5.0 — Interest Washuington Cnty 01/17/20 5.0 — Interest — Buy West Wildwood, NJ -21 3.0 — Interest Brokerage Account No. 2. (H): Wells Fargo expanded bank deposit — Interest — Closed Raymond James Bank Deposit Program — Interest — Open Stocks (H): Abbvie — Distribution — Buy (add'l) Abbvie — Buy (add'l) Aflac — Dividend Aflac — Buy Amazon — None — Buy Amazon — Buy (add'l) American Electric Power — Dividend — Buy (add'l) American Electric Power — Buy (add'l) AT&T — Dividend — Buy (add'l) AT&T — Buy (add'l) Amgen — Dividend Apple — Dividend — Buy (add'l) Apple — Buy (add'l) Barrick Gold — None — Buy Barrick Gold — Sold Berkshire Hathaway — None Bristol Myers Squibb — Dividend — Buy Bristol Myers Squibb — Buy (add'l) Bristol Myers Squibb — Buy (add'l) Bristol Myers Squibb — Buy (add'l) Broadcom — Dividend — Buy (add'l) Broadcom — Buy (add'l) Broadcom — Buy (add'l) Chevron — Dividend — Buy Chevron — Buy (add'l) Chevron — Buy (add'l) Chevron — Buy (add'l) Chevron — Buy (add'l) Cigna new (see note Part VIII) — None — Open Cigna new (see note Part VIII) — Sold (part) Cigna new (see note Part VIII) — Sold Cisco — None — Sold Digital Realty Trust — Dividend Dow Inc. — Dividend — Buy (add'l) Dow Inc. — Buy (add'l) Dow Inc. — Buy (add'l) Gilead Sciences — Dividend — Buy Gilead Sciences — Buy (add'l) Gilead Sciences — Buy (add'l) Gilead Sciences — Buy (add'l) Gilead Sciences — Buy (add'l) Home Depot — Dividend IBM — Dividend — Buy IBM — Buy (add'l) IBM — Buy (add'l) Intel — Dividend — Buy (add'l) Iron Mountain, Inc. — Dividend — Buy Iron Mountain, Inc. — Buy (add'l) Iron Mountain, Inc. — Buy (add'l) Johnson & Johnson — Dividend — Buy (add'l) Johnson & Johnson — Buy (add'l) JP Morgan Chase — Dividend — Buy (add'l) JP Morgan Chase — Buy (add'l) Kimberly-Clark — Dividend — Buy (add'l) Merck — Dividend — Buy (add'l) Minnesota Mining & Manufacturing — None — Sold Nextera Energy — Dividend — Sold Nextera Energy — None — Buy Pfizer — Dividend — Sold Phillips 66 — Dividend — Buy (add'l) Phillips 66 — Buy (add'l) Procter & Gamble — Dividend Qualcomm — Dividend — Buy Qualcomm — Buy (add'l) Qualcomm — Buy (add'l) Realty Income Corp.. — Dividend — Buy (add'l) Ishares S&P small cap 600 growth fund — Dividend Realty Income Corp.. — Buy (add'l) Realty Income Corp.. — Buy (add'l) Southern Company — Dividend — Buy (add'l) US Bancorp — Dividend — Buy (add'l) US Bancorp — Buy (add'l) US Bancorp — Buy (add'l) Verizon — Dividend — Buy (add'l) Waste Mgmt — Dividend — Buy (add'l) Mutual Funds (H) American Tax-Exempt Bond Fund — None — Buy (add'l) BNY Mellon Technology Growth Fund (see note Part VIII) — None — Open BNY Mellon Technology Growth Fund (see note Part VIII) — Sold Calamos Growth & Income C Fund (see note Part VIII) — None — Open Calamos Growth & Income C Fund (see note Part VIII) — Sold (part) Calamos Growth & Income C Fund (see note Part VIII) — Sold Goldman Sachs Dynamic Mun. Inc. Fund — Dividend Exchange Traded Funds (H) Invesco TR II S&P Mid Cap Revenue Fund (see note Part VIII) — None — Open Invesco TR II S&P Mid Cap Revenue Fund (see note Part VIII) — Sold Invesco TR II S&P Small Cap Revenue Fund (see note Part VIII) — None — Open Invesco TR II S&P Small Cap Revenue Fund (see note Part VIII) — Sold Janus Henderson Intl Fund (see note part VIII) — None — Open Janus Henderson Intl Fund (see note part VIII) — Sold SPDR S&P dividend ETF Fund — Dividend — Buy (add'l) Vanguard Intermediate Term ETF Bond Fund — Dividend — Buy Vanguard Short Term ETF bond Fund — Dividend Merrill Edge Account (H): Merrill Lynch direct deposit program — Interest ETF and Mutual Funds (H) AB Large Capital Growth Fund — Dividend Invesco QQQ Trust Units Ser. 1 Fund (see note Part VIII) — Dividend Ishares core S&P small cap etf fund — Dividend Janus Henderson Enterprise Fund — Dividend — Sold Vanguard Mid-Cap Value Index Fund — Dividend Bonds (H) Manatee County Recreational District 3.5 '50 — Interest — Buy Miami-Dade Cty. 5.0 '20 — Interest — Matured N.Y. St. Dorm. '21 5.0 — Interest Wisc. Environmental 5.0 '20 — Interest — Matured Stocks (H) Apple Inc. — Dividend Other (H): Thames & Hudson Royalty Contract — Royalty AIG fixed income Annuity (IRA) — Interest AIG fixed income Annuity (IRA) — Interest Trust No. 1: (H) — Distributed Brokerage Account No. 1 (H) — Distributed Wells Fargo expanded bank deposit account — Int./Div. — Closed Raymond James Bank Deposit Program — Interest — Open Stocks: (H) — Distributed Corning — Dividend — Distributed Exxon Mobil (see note Part VIII) — Dividend — Closed Honeywell — Dividend — Distributed Insteel — Dividend — Sold Koninklijke Phillips — Dividend — Distributed M & T Bank — Dividend — Distributed Norfolk Southern — Dividend — Distributed Pfizer — Dividend — Distributed Mutual Funds (H): Bonds (H): CT St Spl Tax '20 3.9 — Interest — Matured Cullman AL Util Elec 5.0 '23 — Interest — Distributed Everett PA Sch Dist 5.0 '23 — Interest — Distributed Florida Keys Aqueduct 5.0 '23 — Distributed Hillsborough FL 5.0 '23 — Interest — Distributed JEA Florida Wtr & Swr 5.0 '22 — Interest — Distributed Martin Cnty Florida 5.0 '20 — Interest — Redeemed Mass. St Cons 03/01/23 5.0 — Interest — Buy Mass. St Cons 03/01/23 5.0 — Distributed Miami Dade Cnty 5.0 '22 — Interest — Distributed Municipal Elec auth GA 5.0 '20 — Interest — Matured New Britain CT 5.0 '23 — Interest — Distributed Northern Palm Sch Cnty FL 5.0 '23 — Interest — Distributed Northern TX Mun. Wrt. 5.0 '22 — Interest — Distributed Philadelphia PA Gas wks 5.0 '23 — Interest — Distributed Philadelphia PA Ser B GO 5.0 '23 — Interest — Distributed Port St. Lucie FL Util. 5.25 '23 — Interest — Distributed Snohomish Cnty WA Pub. Util. 5.0 '22 — Interest — Distributed Brokerage Account No. 2 (H) — Distributed Wells Fargo expanded bank deposit accouint — Interest — Closed Stocks: (H) — Distributed Abbvie — Dividend — Buy Abbvie — Distributed Amazon — None — Buy Amazon — Distributed AT&T — Dividend — Buy (add'l) AT&T — Buy (add'l) AT&T — Distributed Apple — Dividend — Buy Apple — Distributed Bristol Myers Squibb — Dividend — Buy Bristol Myers Squibb — Buy (add'l) Bristol Myers Squibb — Distributed Broadcom — Dividend — Buy (add'l) Broadcom — Buy (add'l) Broadcom — Distributed Chevron — Dividend — Buy (add'l) Chevron — Buy (add'l) Chevron — Distributed Coca-cola — Dividend — Buy Coca-cola — Distributed Digital Realty Trust, Inc. — Dividend — Buy (add'l) Digital Realty Trust, Inc. — Distributed Exxon Mobil (see note Part VIII) — Dividend — Open Exxon Mobil (see note Part VIII) — Sold (part) Exxon Mobil (see note Part VIII) — Buy (add'l) Exxon Mobil (see note Part VIII) — Sold General Mills — Dividend — Buy (add'l) General Mills — Distributed General Motors — Dividend — Sold Gilead Sciences — Dividend — Buy Gilead Sciences — Buy (add'l) Gilead Sciences — Distributed Home Depot — Dividend — Buy Home Depot — Distributed IBM — Dividend — Buy (add'l) IBM — Buy (add'l) IBM — Distributed Intel — Dividend — Buy Intel — Buy (add'l) Intel — Distributed Johnson & Johnson — Dividend — Buy (add'l) Johnson & Johnson — Distributed (part) JP Morgan Chase — Dividend — Buy (add'l) JP Morgan Chase — Buy (add'l) JP Morgan Chase — Distributed Kimberly Clark — Dividend — Buy Kimberly Clark — Distributed LTC Properties Inc. — Dividend — Buy (add'l) LTC Properties Inc. — Buy (add'l) LTC Properties Inc. — Sold Lockheed Martin — Dividend — Buy (add'l) Lockheed Martin — Distributed Nextera — Dividend — Buy Nextera — Sold Nextera — Distributed Pfizer — Dividend — Buy (add'l) Pfizer — Buy (add'l) Pfizer — Distributed Procter & Gamble — Dividend — Buy (add'l) Procter & Gamble — Distributed Qualcomm — Dividend — Buy Qualcomm — Distributed Realty Income Corp. — Dividend — Buy (add'l) Realty Income Corp. — Buy (add'l) Realty Income Corp. — Distributed Southern Company — Dividend — Buy (add'l) Southern Company — Distributed Verizon — Dividend — Buy (add'l) Verizon — Distributed Waste Mgmt — Dividend — Buy Waste Mgmt — Distributed Trust No. 2 (H): Brokerage Account No. 1 (H): Well Fargo expanded bank deposit account — Interest — Closed Raymond James Bank Deposit Pprogram — Interest — Open CDs (H) Great Southern Bank MO 1.1 01/27/21 — Interest — Buy JP Morgan Chase Bank 1.65 11/15/20 — Interest — Redeemed JPMorgan Chase Bank 1.7 11/29/20 — Interest — Redeemed Medallion Bank, Salt Lake City, UT 2.4 5/6/20 — Interest — Redeemed State Bank of India NY 1.7 11/17/20 — Interest — Redeemed First Financial Bank Cincinnati 1.0 3/15/21 — None — Buy Stocks (H): 3M — Dividend Adobe Systems — None Agilent — Dividend American Express — Dividend Automatic Data Processing — Dividend Baxter Int'l — Dividend Becton Dickinson — Dividend CDK Global — Dividend Cigna — Dividend Dominion Resources — Dividend Edwards Life Resources — None Emerson Electric — Dividend General Mills — Dividend Home Depot — Dividend Intel — Dividend IBM — Dividend Keysight Technologies — None McDonalds — Dividend Microsoft — Dividend Procter & Gamble — Dividend RPM Int'l — Dividend Travelers — Dividend T Rowe Price — Dividend Weyerhauser — None Bonds (H): Auburn FL Rev '23 3.0 — Interest — Buy Baltimore MD '22 5.0 — Interest Brainard Minn '21 1.75 — Interest Burlington VT '22 5.0 — Interest Cape Coral FL '40 6.0 — Interest Carbon Cnty PA '20 5.0 — Interest — Redeemed Columbus OH '23 5.0 — Interest — Buy Cromwell CT '20 4.0 — Interest — Redeemed Delton Kellogg MY Sch '22 4.0 — Interest Denton TX '22 5.0 — Interest Des Moines IA G.O. '23 5.0 — Interest — Buy Harrison NJ '20 3.0 — Interest — Redeemed Louisiana St Energy & Pwr '23 5.0 — Interest — Buy New York City Trust for Cultural Reserve '21 5.0 — Interest Orange Cnty FL '24 5.0 — Interest Oyster Bay NY '23 3.0 — Interest Philadelphia PA Wtr '23 3.0 — Interest — Buy Sauk Centre Minn Sch '24 3.0 — Interest Vancouver Wash. '22 5.0 — Interest West Orange NY '22 2.0 — Interest West VA RFDG '23 5.0 — Interest — Buy Williamson Cnty TX '22 4.5 — Interest Brokerage Account No. 2 (H): Wells Fargo expanded bank deposit — Interest — Closed Raymond James Bank Deposit Program — Interest — Open Stocks (H): Abbott Labs — Dividend Abbvie — Dividend Air Products — Dividend — Sold Alphabet Inc. — None Amazon — None — Buy American Electric Power — Dividend American Express — Dividend Apple — Dividend ASML Holding — None — Sold AT&T — Dividend — Buy (add'l) Automatic Data Processing — Dividend — Sold Blackrock — Dividend Bristol Myers Squibb — Dividend — Buy Bristol Myers Squibb — Buy (add'l) Chevron — Dividend — Buy (add'l) Chubb — Dividend — Sold Coca-cola — Dividend Comcast — Dividend Conoco — None — Sold Estee Lauder — Dividend Facebook — None Gilead Sciences — Dividend — Buy Intercontinental Exchange Group — Dividend — Sold Intuitive Surgical — None Iron Mountain — Dividend Johnson & Johnson — Dividend — Buy JP Morgan Chase — Dividend — Buy (add'l) Mastercard — Dividend McDonalds — Dividend Microsoft — Dividend Nestle — Dividend Nextera Energy — Dividend — Buy Nextera Energy — Buy (add'l) Nike — Dividend Novo-Nordisk — Dividend Otis Worldwide — None — Open Otis Worldwide — Sold Pepsico — Dividend Phillip Morris — Dividend Procter & Gamble — Dividend — Buy Roche Holding — Dividend Texas Instruments — Dividend Union Pacific — Dividend United Health — Dividend United Technologies L&N (see note Part VIII) — Dividend — Sold Verisk Analytics — Dividend — Sold Verizon — Dividend Visa — Dividend Waste Management — Dividend Exchange Traded and Closed End Funds (H): Invesco S&P Midcap ETF Value With Momentum Fund — Dividend — Sold Invesco S&P Midcap ETF Momentum Fund — Dividend — Sold SPDR Dow Jones Wilshire Int'l Real Est. Fund — Dividend — Sold SPDR Nuveen Barclays Mun. Fund — Int./Div. SPDR S&P Div ETF Fund — Dividend — Buy (add'l) Vanguard Intermediate ETF Term Bd Fund — Distribution Vanguard short term ETF Bd Fund — Dividend Vanguard TTL World Stk Index Fund — Dividend Mutual Funds (H): American Funds Tax-Exempt Bond Fund — Int./Div. Cohen & Steers Realty Fund — Dividend Franklin Conv. Sec. Adv. Fund — Dividend Goldman Sachs Dynamic Mun. Inc. Fund (see note Part VIII) — Dividend JP Morgan Dynamic Sm Cp Gr Sel Fund — None — Sold Mainstay Large Cap Grw I Fund — None — Sold Nuveen limited term muni bond I Fund — Dividend Trust No. 3: (H) Brokerage Account No. 1 (H): Wells Fargo expanded bank deposit — Interest — Closed Raymond James Bank Deposit Program — Interest — Open CDs (H) Goldman Sachs Bank 1.9 2/14/20 — Interest — Redeemed Great Southern Bank MO 1.1 01/27/21 — Interest — Buy Medallion Bank, Salt Lake City UT 2.4 5/6/20 — Interest — Redeemed State Bank of India NY 1.7 11/17/20 — Interest — Redeemed City National Bank 2/25/21 1.65 — None — Buy Stocks (H): 3M Co. — Dividend Air Products — Dividend Apple — Dividend Danaher — Dividend Fortive — Dividend Johnson & Johnson — Dividend Vontier — None — Spinoff (from line 430) Wells Fargo — Dividend Bonds (H): Florida Dpt Enviromental Protection Everglades '23 5.0 '23 5.0 — Interest — Buy Florida Dpt Environmental Protection RFDG '23 5.0 — Interest — Buy Maryland St G.O. '23 5.0 — Interest — Buy Ohio St Wtr Pollution '23 5.0 — Interest — Buy Pennsylvania RFDG 1st Ser. '23 5.0 — Interest — Buy Brokerage Account No. 2 (H): Wells Fargo Bank expanded bank deposit — Interest — Closed Raymond James Bank Deposit Program — Interest — Open Stocks (H): Amazon — None — Buy American Electric Power — Dividend American Express — Dividend Apple — Dividend — Buy (add'l) AT&T — Dividend Chevron — Dividend — Buy (add'l) Conoco Phllips — Dividend — Buy (add'l) Conoco Phllips — Buy (add'l) Conoco Phllips — Buy (add'l) Digital Realty Trust Inc — Dividend Ebay — Dividend Exelon — Dividend Facebook — None Gilead Science — Dividend — Buy Globe Life — Dividend — Sold Hartford Financial Services — Dividend — Sold Intel — Dividend — Buy (add'l) Iron Mountain, Inc. — Dividend — Buy (add'l) Johnson & Johnson — Dividend JP Morgan Chase — Dividend Lowes — Dividend — Buy (add'l) LTC Properties Inc — Dividend — Buy (add'l) LTC Properties Inc — Sold Marathon Petroleum — Dividend — Sold Medtronic — Dividend Microsoft — Dividend National Grid — Dividend — Sold National Retail Properties — Dividend Nextera Energy — Dividend Pepsico — Dividend Phillips 66 — Dividend — Buy (add'l) PNC Financial — Dividend — Buy (add'l) PPG — Dividend Procter & Gamble — Dividend Qualcomm — Dividend — Buy (add'l) Qualcomm — Buy (add'l) Realty Income Corp — Dividend — Buy (add'l) Southern Company — Dividend Target — Dividend Travelers — Dividend Truist Finl Corp. — Dividend US Bancorp — Dividend — Buy (add'l) Verizon — Dividend Waste Management — Dividend Exchange Traded & Closed End Funds:(H) IShares MSCI Small Cap Fund — Dividend IShares Short Treasury Bond Fund — Dividend SPDR S&P div ETF Fund — Dividend Vanguard Intermediate Term ETF Bd Fund — Dividend Vanguard short teerm ETF Bd Fund — Dividend Xtrackers MSCI EAFE Equity Fund — Dividend Mutual Funds (H): American tax-exempt bond Fund — Int./Div. Franklin Fed. Intm. Trm. Tx. Fr. Adv. Fund — Int./Div. Goldman Sachs Dynamic Mun. Inc. Fund (see note Part VIII) — Int./Div. Nuveen Ltd. Term Mun. Bond Fund — Int./Div. Tweedy Browne Fund — None — Sold Trust No. 4: (H) Brokerage Account No. 1 (H): Wells Fargo expanded bank depoasit — Interest — Closed Raymond James Bank Deposit Program — Interest — Open CDs (H) JP Morgan Chase Bank, OH 1.65 11/15/20 — Interest — Redeemed Suntrust Bank Atlanta GA 1.9 2/14/20 — Interest — Redeemed City National Bank 02/25/20 1.65 — None — Buy bonds: (H) Audubon NJ G.O. '23 2.0 — Interest — Buy Bucks Cnty PA '22 2.5 — Interest — Buy CT Ser B G/O '23 2.0 — Interest — Buy Del Rio TX '22 2.250 — Interest — Buy Mass ST WTR '22 5.0 — Interest — Buy New York NY GO '22 3.0 — None — Buy Venice FL Util '22 2.0 — Interest — Buy Stocks (H): Apple — Dividend Automatic Data Processing — None Caarrier Global — Dividend — Spinoff (from line 527) CDK Global — Dividend — Sold Danaher — Dividend Ecolab — Dividend Fortive — Dividend — Sold Nike Class B — Distribution Otis — Dividend — Spinoff (from line 527) Raytheon Technologies (note Part VIII) — Dividend Brokerage Account No. 2 (H): Wells Fargo expanded bank deposit — Interest — Closed Raymond James Bank Deposit Program — Interest — Open Stocks (H): Abbvie — Dividend — Buy (add'l) Abbvie — Buy (add'l) Allergan — Dividend — Sold Allianz — None — Sold Amazon — None — Buy Amazon — Buy (add'l) Ameerican Electric Power — Dividend Anasys — None Apple — Dividend — Buy (add'l) AspenTechnology — None AT&T — Dividend — Buy (add'l) AT&T — Buy (add'l) Autodesk — None Berkley W.R. — Dividend — Sold Biogen — None Boeing — None — Sold Broadcom — Dividend CDW — Dividend Check Point — None — Sold Chevron — Dividend — Buy (add'l) Chevron — Buy (add'l) Chevron — Buy (add'l) Cisco — Sold Citrix — Dividend — Buy (add'l) Comcast — Dividend ConocoPhillips — Dividend — Buy ConocoPhillips — Buy (add'l) ConocoPhillips — Buy (add'l) ConocoPhillips — Buy (add'l) Cooper Co. — Dividend Copart — None Cree — None — Sold Dassault — None — Sold DBS — None — Sold Digital Realty Trust — Dividend Docusign — None Dolby — Dividend Expeditors Int'l — Dividend ExxonMobil — None — Sold General Mills — Dividend Gilead Sciences — Dividend — Buy Gilead Sciences — Buy (add'l) Home Depot — Dividend — Buy (add'l) IBM — Dividend — Sold IBM — Dividend — Buy IBM — Buy (add'l) Intel — Dividend — Buy (add'l) Ionis Pharmaceuticals — None Iron Mountain, Inc. — Dividend — Buy Iron Mountain, Inc. — Buy (add'l) JPMorgan Chase — Dividend — Buy Jack Henry — None Johnson & Johnson — None — Sold Johnson Controls Intl — Dividend — Sold L'Oreal — None — Sold L3 Harris Technologies — Dividend Lennox Int'l — Dividend — Sold Lockheed Martin — Dividend Medtronic — Dividend Merck — Dividend Microoft — Dividend MSCI Inc Com — None Nestle — Dividend Nextera Energy — Dividend Nordson — Dividend — Sold Nucor — Dividend — Sold Occidental Pete Corp. — Dividend — Sold Pepsico — Dividend Phillips 66 — Dividend Pool Corp. — Dividend Procter & Gamble — Dividend Primerica — Dividend — Sold RBC Bearngs — None — Sold Qualcom — Dividend — Buy Realty Income Corp. — Dividend Royal Dutch Shell — Dividend — Sold SAP AG — None — Sold Scott's Miracle-Glo — Dividend Seagate Tech. — Dividend Snap-on — Dividend — Sold Sonova — None — Sold Southern Company — Dividend Symrise — None — Sold Sysmex — None — Sold Taiwan Semiconductor — Dividend TE Connectivity — Dividend Tencent Holdings — None — Sold Teradyne — Dividend Twitter — None Unilever — Dividend — Sold United Health — Dividend Verizon — Dividend Vertex — None Wabco Holdings — None — Sold Waste Management — Dividend Exchange Traded Closed End Funds (H): Ishares Russell 3000 Fund — Dividend SPDR S&P Div ETF Fund — Dividend Vanguard Intermediate ETF term bond Fund — Dividend Vanguard short term Corp Bond Fund — Dividend Mutual funds (H): American Tax-Exempt Bd Fund — Int./Div. E V Atlanta Cap Sel Eq Fund — None Goldman Sachs Dynamic Mun. Inc. Fund (see note Part VIII) — Int./Div. IRA consisting of Stocks and Corporate Bonds: (H) Brokerage Account No. 1 (H): Wells Fargo expanded bank deposit — Interest — Closed Raymond James Bank Deposit Program — Interest — Open Brokerage Account No. 2 (H): Wells Fargo standad bank deposit — Interest — Closed Raymond James Bank Deposit Program — Interest — Open Stocks (H): Amazon — None — Buy Amazon — Buy (add'l) American Electric Power — Dividend — Buy (add'l) Ameriprise Financial — None — Sold Amgen — Dividend Apple — Dividend — Buy (add'l) AT&T — Dividend — Buy (add'l) Barrick Gold — Dividend — Buy Barrick Gold — Sold Berkshire Hathaway — None Boeing — Dividend — Buy (add'l) Boeing — Buy (add'l) Chevron — Dividend — Buy (add'l) Chevron — Buy (add'l) Cisco — Dividend — Buy (add'l) Digital Realty Trust — Dividend Exxon Mobil — Dividend — Buy (add'l) Exxon Mobil — Buy (add'l) Exxon Mobil — Buy (add'l) Exxon Mobil — Buy (add'l) Exxon Mobil — Sold General Mills — Dividend Home Depot — Dividend IBM — Dividend — Buy (add'l) IBM — Buy (add'l) Intel — Dividend — Buy (add'l) Johnson & Johnson — Dividend — Buy (add'l) Johnson & Johnson — Buy (add'l) JP Morgan Chase — Dividend — Buy (add'l) Lockheed Martin — Dividend Merck — Dividend Microsoft — Dividend Nextera Energy — Dividend Pepsico — Dividend Pfizer — Dividend — Buy (add'l) Phillips 66 — Dividend — Buy (add'l) Phillips 66 — Buy (add'l) Procter & Gamble — Dividend Realty Income Corp. — Dividend — Buy (add'l) Southern Company — Dividend U.S. Bancorp — Dividend — Buy (add'l) U.S. Bancorp — Buy (add'l) U.S. Bancorp — Sold Verizon — Dividend Viatris — None — Spinoff (from line 678) Waste Management — Dividend — Buy (add'l) Exchange traded and closed End funds (H): Invesco Dynamic Large Cap Fund — None — Sold Ishares Russell 1000 value Fund — None — Sold (part) Ishares Russell 1000 value Fund — Sold Vanguard Intermediate ETF Term Bd Fund — Dividend Vanguard short term ETF Fund — Dividend Vanguard Utilities Fund — Dividend Mutual funds (H): Cohen & Steers Pref. Sec. & Inc. I Fund — Dividend Corporator, Hartford Hospital Corporator, Institute of Living Elector, Hartford Atheneum Life Regent, University of Hartford Trustee, No. 1 Famly Trust (asset listed in Part VII, lines 181-285 Gift — Yale University — three nights lodging, lunches, and dinners at Global Constitutional seminar — $900.00 Gift — University of Southern California — four nights lodging, parking, lunches, and 1 dinner at Jurist in Residence prograsm — $1,481.49 Gift — Duke University Law School — three nights lodging, lunches and dinners at Jurist in Residence program — $900.00 4Line 14: This stock was transferred to Brokerage Account No. 2 and appears on line 95. Line 23: This fund was transfgerred to Brokerage Account No. 2 and appears on line 143. Line 24: This fund was transfgerred to Brokerage Account No. 2 and appears on line 145. Line 25: This fund was transfgerred to Brokerage Account No. 2 and appears on line 154. Line 26: This fund was transferred to Brokerage Account No. 2 and appears on line 150. line 28: This fund was transferred to Brokerage Account No. 2 and appears on line 152. Line 41: The name of this bond has been amplified to show the interest rate and due date. Line 48: The maturity date of this bond was listed as '26, and is now correctly listed as '22. Line 95: This stock was transferred from Brokerage Account No. 1 on line 14. Line 141: This fund was transferred from Brokerage Account No. 1 on line 27. Line 143: This fund was transferred from Brokerage Account No. 1 on line 23. Line 145: This fund was transferred from Brokerage Account No. 1 on line 24. Line 150: This fund was transferred from Brokerage Account No. 1 on line 26. Line 152: This fund was transferred to Brokerage Account No. 1 on line 28. Line 154: This fund was transferred from Brokerage Account No. 1 on line 25. Line 185: This stock was transferred to Brokerage Account No. 2 and appears on line 237. Line 237: This stock, was transferred from Broikerage Account No. 1 on line 185. Line 393: "United Technologies" changed its name to "United Technologies L&N." Line 527: United Technologies changed its name to Raytheon Technologies. Line 635: This fund changed its name from "Goldman Sachs Strategic Mun. Inc. Fund" to "Goldman Sachs Dynamic Mun. Inc. Fund." --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/32756. Public record. Not legal advice.