# Allyne R. Ross

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/32680

## Record

- **Judge:** Allyne R. Ross
- **Year:** 2020
- **Pages:** 41

## Text

Deutsche Post AG SHS (DPSGY) — Buy (add'l)
DNB ASA Sponsored ADR (DNHBY) — None — Buy (add'l)
DNB ASA Sponsored ADR (DNHBY) — Sold (part)
Dollar General Corp New (DG) — Dividend — Sold (part)
Dollar General Corp New (DG) — Sold (part)
Dollar General Corp New (DG) — Sold (part)
Dollar General Corp New (DG) — Sold (part)
Dollar General Corp New (DG) — Sold (part)
Dupont De Nemours Inc (DD) — Dividend — Buy (add'l)
E.On SE ADR (EONGY) — Dividend — Sold
Engie SHS (ENGIY) — None — Sold (part)
Engie SHS (ENGIY) — Sold
Edison Intl Calif (EIX) — Dividend — Buy
Edison Intl Calif (EIX) — Buy (add'l)
Edison Intl Calif (EIX) — Buy (add'l)
Edison Intl Calif (EIX) — Buy (add'l)
Edison Intl Calif (EIX) — Buy (add'l)
Enel Societa Per Azioni (ENLAY) — Dividend — Buy
Enel Societa Per Azioni (ENLAY) — Buy (add'l)
Enel Societa Per Azioni (ENLAY) — Buy (add'l)
Enel Societa Per Azioni (ENLAY) — Sold (part)
Equinix Inc. REIT (EQIX) — Dividend — Sold (part)
Equinix Inc. REIT (EQIX) — Sold (part)
Equinor Asa (EQNR) — Dividend — Buy (add'l)
Equinor Asa (EQNR) — Sold (part)
Equinor Asa (EQNR) — Sold (part)
Equinor Asa (EQNR) — Buy (add'l)
Equinor Asa (EQNR) — Buy (add'l)
Equinor Asa (EQNR) — Buy (add'l)
Equitable Holdings Inc (EQH) — Dividend — Sold (part)
Essilorluxottica (formerly Essilor International) SA ADR (ESLOY) — None — Sold (part)
Essilorluxottica (formerly Essilor International) SA ADR (ESLOY) — Sold
Exelon Corporation (EXC) — None — Buy
Facebook Inc CL A (FB) — None — Sold (part)
Facebook Inc CL A (FB) — Sold (part)
Fanuc LTD Unsponsored (FANUY) — Dividend — Sold (part)
Fedex Corp Delaware Com (FDX) — Dividend — Buy (add'l)
Fedex Corp Delaware Com (FDX) — Sold (part)
Fedex Corp Delaware Com (FDX) — Sold (part)
FID National Finl Inc (FNF) — Dividend — Buy
First American Finl Corp (FAF) — Dividend — Buy
First American Finl Corp (FAF) — Buy (add'l)
Firstenergy Corp (FE) — Dividend — Buy (add'l)
Firstenergy Corp (FE) — Buy (add'l)
Firstenergy Corp (FE) — Buy (add'l)
Firstenergy Corp (FE) — Sold
Fortive Corp (FTV) — Dividend — Buy
Fortive Corp (FTV) — Buy (add'l)
Fortive Corp (FTV) — Buy (add'l)
Fortive Corp (FTV) — Sold (part)
Fortive Corp (FTV) — Sold
Fox Corp Reg Shs CL A (FOXA) — None — Buy (add'l)
Gallagher Arthur J & Co (AJG) — Dividend — Buy (add'l)
Gallagher Arthur J & Co (AJG) — Buy (add'l)
Gallagher Arthur J & Co (AJG) — Buy (add'l)
General Electric (GE) — Dividend
General Motors Co (GM) — Dividend — Buy (add'l)
General Motors Co (GM) — Buy (add'l)
Hitachi LTD 10 New Adr (HTHIY) — Dividend — Buy (add'l)
Home Depot Inc (HD) — Dividend — Sold (part)
Home Depot Inc (HD) — Sold (part)
HSBC Holding PLC (HSBC) — None — Buy (add'l)
HSBC Holding PLC (HSBC) — Sold
Humana Inc (HUM) — Dividend — Sold (part)
Humana Inc (HUM) — Sold (part)
Humana Inc (HUM) — Sold
Humana Inc (HUM) — Buy
Humana Inc (HUM) — Buy (add'l)
IHS Markit LTD SHS (INFO) — Dividend — Sold (part)
IHS Markit LTD SHS (INFO) — Sold (part)
Illumina Inc Com (ILMN) — None — Sold (part)
Illumina Inc Com (ILMN) — Sold (part)
Illumina Inc Com (ILMN) — Sold (part)
Illumina Inc Com (ILMN) — Sold (part)
Industria De Diseno (IDEXY) — Dividend — Sold (part)
Industria De Diseno (IDEXY) — Buy (add'l)
Iqvia Holdings Inc (IQV) — None — Buy
Iqvia Holdings Inc (IQV) — Buy (add'l)
Iqvia Holdings Inc (IQV) — Buy (add'l)
Iqvia Holdings Inc (IQV) — Buy (add'l)
Japan airlines Co Ltd Shs Adr (JAPSY) — None — Buy (add'l)
Japan airlines Co Ltd Shs Adr (JAPSY) — Buy (add'l)
Japan airlines Co Ltd Shs Adr (JAPSY) — Buy (add'l)
Japan airlines Co Ltd Shs Adr (JAPSY) — Sold
Johnson & Johnson Com (JNJ) — Dividend — Buy
Johnson & Johnson Com (JNJ) — Buy (add'l)
Johnson & Johnson Com (JNJ) — Buy (add'l)
Johnson & Johnson Com (JNJ) — Sold (part)
Johnson & Johnson Com (JNJ) — Sold (part)
Johnson & Johnson Com (JNJ) — Sold
Individual Assets (H)
Greenwich Friess Long/Short Fund — None
Oak Hill Capital Partners — Distribution
Park Overlook Equities Fund — None
WPX Partners LP — Distribution
34 Graham Road LLC (Y)
Northwestern Mutual Whole Life Insurance — Interest
Account #1 (H)
Fidelity Mid Cap Index Institutional Premium Class (FSMDX) — Dividend
Account #2 (H)
Fidelity Extd Market Index Institutional Premium Class (FSMAX) — Dividend
Fidelity Mid Cap Index Institutional Premium Class (FSMDX) — Dividend
Fidelity Total Emerging Markets FD (FTEMX) — Dividend
Fidelity Disruptive Medicine Fund (FMEDX) — Dividend — Buy
Fidelity Disruptive Medicine Fund (FMEDX) — Buy (add'l)
Wisdomtree TR US Qlt Shared YLD (QSY) — Dividend
BlackRock Global Energy & Resources Trust (BGR) — Dividend — Sold
Tekla Healthcare (HQH) — Dividend — Sold
Account #3 (H)
Fidelity Extended Market Index Institutional Premium Class (FSMAX) — Dividend
Fidelity Small Cap Index Institutional Premium Class (FSSNX) — Dividend
Account #4 (H)
Fidelity 500 Index Institutional Premium Class (FXAIX) — Dividend
Fidelity Int'l Enhanced Index Fund (FIENX) — Dividend — Buy (add'l)
Account #5 (H)
ML Bank Deposit Program (cash) — Interest
Accor Sa Shs Adr (ACCYY) — None — Buy (add'l)
Accor Sa Shs Adr (ACCYY) — Sold
ACS Actividades Cons-Uns (ACSAY) — Dividend — Buy (add'l)
ACS Actividades Cons-Uns (ACSAY) — Buy (add'l)
ACS Actividades Cons-Uns (ACSAY) — Sold
Adecco Group Ag (AHEXY) — None — Buy (add'l)
Adecco Group Ag (AHEXY) — Sold (part)
Adobe Systems Inc (ADBE) — None — Sold (part)
Adobe Systems Inc (ADBE) — Sold (part)
Adobe Systems Inc (ADBE) — Sold (part)
Adobe Systems Inc (ADBE) — Sold (part)
Adobe Systems Inc (ADBE) — Sold (part)
Aercap Holdings N.V. SHS (AER) — None — Buy (add'l)
Aercap Holdings N.V. SHS (AER) — Sold (part)
Aercap Holdings N.V. SHS (AER) — Sold
AIA Group LTD (AAGIY) — Dividend — Sold (part)
Air Liquide (AIQUY) — None — Buy
Air Liquide (AIQUY) — Buy (add'l)
Airbus SE (EADSY) — None — Buy (add'l)
Airbus SE (EADSY) — Buy (add'l)
Alcon Sa Act Nom (ALC) — None — Sold (part)
Alibaba Group Holding LT (ALC) — None — Buy
Alibaba Group Holding LT (ALC) — Sold (part)
Alexion Pharmaceuticals INC (ALXN) — None — Sold (part)
Alexion Pharmaceuticals INC (ALXN) — Sold
Align Tech Inc Del Com (ALGN) — None — Sold (part)
Allstate Corp Del (ALL) — Dividend — Buy
Allstate Corp Del (ALL) — Buy (add'l)
Alphabet Inc CL C (GOOG) — None — Sold (part)
Alphabet Inc CL C (GOOG) — Sold (part)
Alphabet Inc CL C (GOOG) — Sold (part)
Alphabet Inc CL C (GOOG) — Sold (part)
Altria Group Inc (MO) — Dividend — Buy (add'l)
Altria Group Inc (MO) — Buy (add'l)
Amazon.com INC (AMZN) — None — Sold (part)
Amazon.com INC (AMZN) — Sold (part)
Amazon.com INC (AMZN) — Sold (part)
Amazon.com INC (AMZN) — Sold (part)
American Express Company (AXP) — Dividend — Buy
American Express Company (AXP) — Buy (add'l)
American Express Company (AXP) — Buy (add'l)
American Express Company (AXP) — Sold (part)
American International Group Com New (AIG) — Dividend — Buy (add'l)
American International Group Com New (AIG) — Buy (add'l)
American International Group Com New (AIG) — Buy (add'l)
American Tower Corp. REIT (AMT) — Dividend — Sold (part)
American Tower Corp. REIT (AMT) — Buy (add'l)
American Tower Corp. REIT (AMT) — Sold (part)
Anglo American Plc Shs Adr (NGLOY) — Dividend — Buy (add'l)
Anglo American Plc Shs Adr (NGLOY) — Buy (add'l)
Anglo American Plc Shs Adr (NGLOY) — Sold (part)
Anthem Inc. (ANTM) — Dividend — Buy (add'l)
Applied Material Inc (AMAT) — Dividend — Buy
Applied Material Inc (AMAT) — Buy (add'l)
Applied Material Inc (AMAT) — Buy (add'l)
ASML Holding NV NY Reg Shs (ASML) — Dividend — Sold (part)
ASML Holding NV NY Reg Shs (ASML) — Sold (part)
ASML Holding NV NY Reg Shs (ASML) — Sold (part)
Astrazeneca PLC Spon ADR (AZN) — Dividend — Sold (part)
AXA Spons ADR (AXAHY) — None — Sold
BAE Systems PLC Sponsored ADR (BAESY) — Dividend — Buy (add'l)
Baker Hughes Inc Reg Shs (BHGE) — Dividend — Sold (part)
Baker Hughes Inc Reg Shs (BHGE) — Sold
Berkshire Hathaway Inc Del Cl B New (BRKB) — None — Buy
Berkshire Hathaway Inc Del Cl B New (BRKB) — Buy (add'l)
BASF SE Sponsored ADR (BASFY) — None — Sold
Biomarin Pharmaceutical Inc (BMRN) — None — Sold (part)
Biomarin Pharmaceutical Inc (BMRN) — Sold (part)
Boston Scientific Corp (BSX) — None — Buy (add'l)
Boston Scientific Corp (BSX) — Buy (add'l)
Boston Scientific Corp (BSX) — Buy (add'l)
Boston Scientific Corp (BSX) — Sold (part)
BP PLC Spon ADR (BP) — Dividend — Buy (add'l)
BP PLC Spon ADR (BP) — Sold (part)
BP PLC Spon ADR (BP) — Sold (part)
BP PLC Spon ADR (BP) — Sold (part)
Brambles Ltd SHS ADR (BXBLY) — None — Buy
Brambles Ltd SHS ADR (BXBLY) — Buy (add'l)
Bristol-Myers Squibb Co (BMY) — Dividend — Sold (part)
Bristol-Myers Squibb Co (BMY) — Sold (part)
Bristol-Myers Squibb Co (BMY) — Sold
Capegemini Se Shs Adr (CGEMY) — Dividend
Carlsberg AS Sponsored ADR (CABGY) — Dividend
Chubb Ltd CHF (CB) — Dividend — Sold (part)
Chubb Ltd CHF (CB) — Sold (part)
Chubb Ltd CHF (CB) — Sold (part)
Chubb Ltd CHF (CB) — Sold
Cisco Systems Inc Com (CSCO) — Dividend — Buy (add'l)
Cisco Systems Inc Com (CSCO) — Sold (part)
Cisco Systems Inc Com (CSCO) — Buy (add'l)
Citigroup Inc (C) — Dividend — Buy (add'l)
Citigroup Inc (C) — Buy (add'l)
CME Group Inc (CME) — Dividend — Buy
CME Group Inc (CME) — Buy (add'l)
CME Group Inc (CME) — Buy (add'l)
Coca Cola Com (KO) — None — Buy
Coca Cola Com (KO) — Buy (add'l)
Coca Cola Com (KO) — Buy (add'l)
Cognizant Tech Solutions A (CTSH) — Dividend — Buy (add'l)
Cognizant Tech Solutions A (CTSH) — Buy (add'l)
Comcast Corp New Cl A (CMCSA) — Dividend
Compagnie de Saint-Unsp Adr (CODYY) — None — Buy (add'l)
Compagnie de Saint-Unsp Adr (CODYY) — Sold (part)
Conagra Brands INC (CAG) — Dividend — Sold (part)
Conagra Brands INC (CAG) — Sold (part)
Conagra Brands INC (CAG) — Sold
Conocophillips (COP) — Dividend — Buy (add'l)
Conocophillips (COP) — Buy (add'l)
Conocophillips (COP) — Buy (add'l)
Constellation Brands INC (STZ) — Dividend — Buy (add'l)
Constellation Brands INC (STZ) — Buy (add'l)
Constellation Brands INC (STZ) — Buy (add'l)
Constellation Brands INC (STZ) — Buy (add'l)
Corteva Inc Reg Shs (CTVA) — Dividend — Buy (add'l)
Corteva Inc Reg Shs (CTVA) — Buy (add'l)
Costco Wholesale Corp (COST) — Dividend — Sold (part)
Costco Wholesale Corp (COST) — Sold (part)
CRH Plc Adr (CRH) — Dividend — Sold (part)
CVS Health Corp (CVS) — Dividend — Buy (add'l)
CVS Health Corp (CVS) — Buy (add'l)
Danone Sponsored ADR (DANOY) — None — Buy (add'l)
Danone Sponsored ADR (DANOY) — Buy (add'l)
Danone Sponsored ADR (DANOY) — Sold (part)
DBS Group Holdings LTD SPON ADR (DBSDY) — Dividend — Buy (add'l)
DBS Group Holdings LTD SPON ADR (DBSDY) — Buy (add'l)
DBS Group Holdings LTD SPON ADR (DBSDY) — Sold (part)
Deutsche Boerse AG SHS (DBOEY) — Dividend — Sold (part)
Deutsche Boerse AG SHS (DBOEY) — Sold (part)
Deutsche Boerse AG SHS (DBOEY) — Buy (add'l)
Deutsche Post AG SHS (DPSGY) — Dividend — Buy (add'l)
Deutsche Post AG SHS (DPSGY) — Sold (part)
Johnson Controls International (JCI) — Dividend — Sold
JPMorgan Chase & Co (JPM) — Dividend — Sold (part)
JPMorgan Chase & Co (JPM) — Sold (part)
JPMorgan Chase & Co (JPM) — Sold (part)
JPMorgan Chase & Co (JPM) — Sold (part)
Julius Baer Group ADR (JBAXY) — Dividend — Sold (part)
KBC Groupe SA SHS (KBCSY) — None — Buy
KBC Groupe SA SHS (KBCSY) — Buy (add'l)
KBC Groupe SA SHS (KBCSY) — Buy (add'l)
KBC Groupe SA SHS (KBCSY) — Buy (add'l)
Kellogg CO (K) — Dividend — Sold (part)
Kellogg CO (K) — Sold (part)
Kellogg CO (K) — Sold
Kinder Morgan Inc Del (KMI) — Dividend — Buy
Koninkluke Philips NV Spon ADR (PHG) — Dividend — Sold (part)
Koninkluke Philips NV Spon ADR (PHG) — Buy (add'l)
Koninkluke Philips NV Spon ADR (PHG) — Buy (add'l)
Koninkluke Philips NV Spon ADR (PHG) — Buy (add'l)
Koninkluke Philips NV Spon ADR (PHG) — Buy (add'l)
Koninklijke Ahold Delhaize NV SP ADR (ADRNY) — Dividend — Buy
Koninklijke Ahold Delhaize NV SP ADR (ADRNY) — Buy (add'l)
Leidos Holdings Inc Shs (LDOS) — Dividend — Buy
Leidos Holdings Inc Shs (LDOS) — Buy (add'l)
Lloyds Banking Group PLC (LYG) — None — Sold
Lockheed Martin Corp (LMT) — Dividend — Sold (part)
Lockheed Martin Corp (LMT) — Sold
London Stk Exchange (LNSTY) — Dividend — Buy
London Stk Exchange (LNSTY) — Sold
Lowe's Companies Inc (LOW) — Dividend — Buy (add'l)
Lowe's Companies Inc (LOW) — Sold (part)
Lowe's Companies Inc (LOW) — Sold (part)
Lowe's Companies Inc (LOW) — Sold (part)
Lowe's Companies Inc (LOW) — Sold (part)
Marathon Oil Corp (MRO) — Dividend — Sold
Marathon Petroleum Co (MPC) — Dividend — Buy (add'l)
Marathon Petroleum Co (MPC) — Buy (add'l)
Marathon Petroleum Co (MPC) — Buy (add'l)
Marathon Petroleum Co (MPC) — Buy (add'l)
Marsh & Mclennan Cos Inc (MMC) — Dividend — Sold
Mastercard Inc (MA) — Dividend — Buy (add'l)
Mastercard Inc (MA) — Sold (part)
Mastercard Inc (MA) — Sold (part)
McKesson Corp Com (MCK) — Dividend — Buy (add'l)
McKesson Corp Com (MCK) — Buy (add'l)
Medtronic PLC SHS (MDT) — Dividend — Buy (add'l)
Medtronic PLC SHS (MDT) — Sold (part)
Merck KGAA ADR (MKKGY) — Dividend — Buy
Merck KGAA ADR (MKKGY) — Buy (add'l)
Merck KGAA ADR (MKKGY) — Sold (part)
Merck KGAA ADR (MKKGY) — Buy (add'l)
MetLife Inc (MET) — Dividend — Buy (add'l)
Microsoft Corp (MSFT) — Dividend — Sold (part)
Microsoft Corp (MSFT) — Sold (part)
Microsoft Corp (MSFT) — Sold (part)
Microsoft Corp (MSFT) — Sold (part)
Mondelez International (MDLZ) — Dividend — Sold (part)
Monster Beverage Corp New Com (MNST) — None — Sold (part)
Monster Beverage Corp New Com (MNST) — Sold (part)
Monster Beverage Corp New Com (MNST) — Sold
Morgan Stanley (MS) — Dividend — Buy (add'l)
Motorola Solutions Inc (MSI) — Dividend — Buy (add'l)
Motorola Solutions Inc (MSI) — Buy (add'l)
Murata Manufacturing Co (MRAAY) — Dividend — Sold (part)
Murata Manufacturing Co (MRAAY) — Buy (add'l)
Murata Manufacturing Co (MRAAY) — Sold (part)
Murata Manufacturing Co (MRAAY) — Sold (part)
Newell Brands Inc (NWL) — Dividend — Buy (add'l)
Newell Brands Inc (NWL) — Sold (part)
Newell Brands Inc (NWL) — Sold (part)
Nisource Inc (NI) — Dividend — Buy
Nextera Energy Inc Com (NEE) — Dividend — Sold
Nordea Bank ABP SHS ADR (NRDBY) — None
Northrop Grumman Corp (NOC) — Dividend — Sold (part)
Northrop Grumman Corp (NOC) — Sold
Novozymes A/S ADR (NVZMY) — None — Buy
Novozymes A/S ADR (NVZMY) — Buy (add'l)
Nutrien Ltd Reg Shs (NTR) — Dividend — Buy (add'l)
Nutrien Ltd Reg Shs (NTR) — Sold
Nvidia (NVDA) — Dividend — Sold (part)
Nvidia (NVDA) — Sold (part)
Nvidia (NVDA) — Sold (part)
NXP Semiconductors N.V (NXPI) — Dividend — Sold (part)
NXP Semiconductors N.V (NXPI) — Sold (part)
Oneok Inc (Oklahoma) (OKE) — Dividend — Sold
Oracle Corp. (ORCL) — Dividend — Sold (part)
Oracle Corp. (ORCL) — Sold (part)
Oracle Corp. (ORCL) — Sold
Otsuka Holdings Co LTD (OTSKY) — Dividend — Sold (part)
Otsuka Holdings Co LTD (OTSKY) — Sold
Paypal Holdings Inc (PYPL) — None — Sold (part)
Paypal Holdings Inc (PYPL) — Sold (part)
Pentair Plc Shs (PNR) — Dividend — Sold (part)
Pentair Plc Shs (PNR) — Sold
Pepsico Inc (PEP) — Dividend — Sold (part)
Pepsico Inc (PEP) — Sold
Pernod-Ricard Sa-Unspon (PDRDY) — Dividend — Buy
Pernod-Ricard Sa-Unspon (PDRDY) — Buy (add'l)
Pfizer Inc Common Stock (PFE) — Dividend — Sold (part)
Pfizer Inc Common Stock (PFE) — Sold (part)
Philip Morris Intl Inc (PM) — Dividend — Sold
Pioneer Natural Res Co (PXD) — Dividend — Buy
Pioneer Natural Res Co (PXD) — Buy (add'l)
Pioneer Natural Res Co (PXD) — Buy (add'l)
Pioneer Natural Res Co (PXD) — Sold (part)
Pioneer Natural Res Co (PXD) — Buy (add'l)
PPG Industries Inc SHS (PPG) — Dividend — Buy
PPG Industries Inc SHS (PPG) — Buy (add'l)
PPG Industries Inc SHS (PPG) — Buy (add'l)
PPL Corporation (PPL) — Dividend — Buy
PPL Corporation (PPL) — Buy (add'l)
Prosus N V (PROSY) — Dividend — Sold (part)
Prosus N V (PROSY) — Buy (add'l)
Prosus N V (PROSY) — Buy (add'l)
Public Service Enterprise Group Inc Common Stock (PEG) — Dividend — Buy (add'l)
Public Service Enterprise Group Inc Common Stock (PEG) — Buy (add'l)
Public Service Enterprise Group Inc Common Stock (PEG) — Buy (add'l)
Public Service Enterprise Group Inc Common Stock (PEG) — Buy (add'l)
Qualcomm Inc Common Stock (QCOM) — None — Sold
Quest Diagnostic Inc (DGX) — Dividend — Sold (part)
Quest Diagnostic Inc (DGX) — Sold
Raymond James FINL Inc (RJF) — Dividend — Buy
Raymond James FINL Inc (RJF) — Buy (add'l)
Raymond James FINL Inc (RJF) — Buy (add'l)
Raymond James FINL Inc (RJF) — Buy (add'l)
Raytheon Technologies (RTX) — Dividend — Buy
Raytheon Technologies (RTX) — Buy (add'l)
Reckitt Benckiser Group (RBGLY) — Dividend — Buy (add'l)
Reckitt Benckiser Group (RBGLY) — Buy (add'l)
Reckitt Benckiser Group (RBGLY) — Sold (part)
Repsol YPF S A SPND ADR (RDSMY) — Dividend — Sold (part)
Repsol YPF S A SPND ADR (RDSMY) — Sold (part)
Repsol YPF S A SPND ADR (RDSMY) — Sold (part)
Repsol YPF S A SPND ADR (RDSMY) — Sold (part)
Repsol YPF S A SPND ADR (RDSMY) — Sold (part)
Repsol YPF S A SPND ADR (RDSMY) — Sold (part)
Repsol YPF S A SPND ADR (RDSMY) — Sold
Roche Holding LTD Spons ADR Switzerland ADR (RHHBY) — Dividend — Buy (add'l)
Roche Holding LTD Spons ADR Switzerland ADR (RHHBY) — Buy (add'l)
Roche Holding LTD Spons ADR Switzerland ADR (RHHBY) — Sold (part)
Rolls Royce Grp Spn Adr (RYCEY) — Dividend — Buy (add'l)
Rolls Royce Grp Spn Adr (RYCEY) — Sold
Royal DSM N V Sponsored ADR (RDSMY) — None — Sold (part)
Royal DSM N V Sponsored ADR (RDSMY) — Sold (part)
Royal DSM N V Sponsored ADR (RDSMY) — Sold (part)
Royal DSM N V Sponsored ADR (RDSMY) — Sold
Royal Dutch Shell PLC Cl A (RDSA) — Dividend — Sold (part)
Royal Dutch Shell PLC Cl A (RDSA) — Sold
RWE Ag Sponsored Adr (RWEOY) — Dividend — Sold (part)
RWE Ag Sponsored Adr (RWEOY) — Sold (part)
S&P Global Inc (SPGI) — Dividend — Sold (part)
Salesforce.com Inc (CRM) — None — Sold (part)
Salesforce.com Inc (CRM) — Sold (part)
Sands China Ltd Unsp Adr (SCHYY) — Dividend — Buy (add'l)
Sands China Ltd Unsp Adr (SCHYY) — Buy (add'l)
Sands China Ltd Unsp Adr (SCHYY) — Buy (add'l)
Sanofi Adr (SNY) — Dividend — Buy (add'l)
Sanofi Adr (SNY) — Buy (add'l)
Sanofi Adr (SNY) — Buy (add'l)
Sanofi Adr (SNY) — Buy (add'l)
Sanofi Adr (SNY) — Buy (add'l)
Sanofi Adr (SNY) — Buy (add'l)
SAP SE SHS (SAP) — Dividend — Sold (part)
Schwab Charles Corp New (SCHW) — Dividend — Sold (part)
Schwab Charles Corp New (SCHW) — Buy (add'l)
Schwab Charles Corp New (SCHW) — Buy (add'l)
Schwab Charles Corp New (SCHW) — Buy (add'l)
Schwab Charles Corp New (SCHW) — Sold (part)
Schwab Charles Corp New (SCHW) — Buy (add'l)
ServiceNow Inc (NOW) — None — Sold (part)
ServiceNow Inc (NOW) — Sold (part)
Shiseido Ltd Sponsrd Adr (SSDOY) — Dividend — Buy
Shiseido Ltd Sponsrd Adr (SSDOY) — Buy (add'l)
Shiseido Ltd Sponsrd Adr (SSDOY) — Sold
Siemens Healthineers ADR (SMMNY) — Dividend — Buy (add'l)
Siemens Healthineers ADR (SMMNY) — Sold (part)
Siemens Healthineers ADR (SMMNY) — Sold (part)
Siemens Healthineers ADR (SMMNY) — Sold (part)
Siemens Healthineers ADR (SMMNY) — Sold
Siemens AG ADR (SIEGY) — None — Buy
Siemens AG ADR (SIEGY) — Buy (add'l)
Siemens AG ADR (SIEGY) — Buy (add'l)
Smith & Nephew PLC Sponsored ADR New (SNN) — Dividend — Buy (add'l)
Smith & Nephew PLC Sponsored ADR New (SNN) — Buy (add'l)
Snowflake Inc Reg SHS (SNOW) — None — Buy
Sony Corp Adr New (SNE) — Dividend — Sold (part)
Sony Corp Adr New (SNE) — Sold (part)
Sony Corp Adr New (SNE) — Sold (part)
Sony Corp Adr New (SNE) — Sold (part)
Sony Corp Adr New (SNE) — Sold (part)
Splunk Inc.(SPLK) — None — Buy (add'l)
Splunk Inc.(SPLK) — Sold (part)
Splunk Inc.(SPLK) — Sold (part)
Stanley Black & Decker (SWK) — None — Buy
Stanley Black & Decker (SWK) — Buy (add'l)
Stanley Black & Decker (SWK) — Buy (add'l)
State Street Corp (STT) — Dividend — Sold (part)
State Street Corp (STT) — Sold (part)
State Street Corp (STT) — Sold
Taiwan S Manufacturing ADR (TSM) — Dividend — Buy
Taiwan S Manufacturing ADR (TSM) — Buy (add'l)
Taiwan S Manufacturing ADR (TSM) — Sold (part)
Taiwan S Manufacturing ADR (TSM) — Sold (part)
Temenos AG (TMSNY) — None — Buy
Temenos AG (TMSNY) — Buy (add'l)
TJX Cos Inc New (TJX) — None — Buy
TJX Cos Inc New (TJX) — Buy (add'l)
Total S.E. France Spon ADR (TOT) — Dividend — Buy (add'l)
Total S.E. France Spon ADR (TOT) — Sold (part)
Total S.E. France Spon ADR (TOT) — Buy (add'l)
Total S.E. France Spon ADR (TOT) — Sold (part)
Total S.E. France Spon ADR (TOT) — Sold
Trade (the) Desk Inc Shs Cl A (TTD) — None — Buy (add'l)
Trade (the) Desk Inc Shs Cl A (TTD) — Sold (part)
Trade (the) Desk Inc Shs Cl A (TTD) — Sold (part)
Trade (the) Desk Inc Shs Cl A (TTD) — Sold (part)
Trade (the) Desk Inc Shs Cl A (TTD) — Sold (part)
Transunion (TRU) — Dividend — Sold (part)
Transunion (TRU) — Sold (part)
Travelers Cos. Inc (TRV) — Dividend — Sold (part)
Travelers Cos. Inc (TRV) — Sold (part)
Travelers Cos. Inc (TRV) — Sold
UCB Unspond ADR (UCBJY) — None — Buy
UCB Unspond ADR (UCBJY) — Buy (add'l)
UCB Unspond ADR (UCBJY) — Buy (add'l)
Ulta Beauty Inc (ULTA) — None — Sold (part)
Ulta Beauty Inc (ULTA) — Sold (part)
Unilever PLC New ADR (UL) — Dividend — Buy (add'l)
Unilever PLC New ADR (UL) — Buy (add'l)
Unilever PLC New ADR (UL) — Buy (add'l)
Unilever PLC New ADR (UL) — Buy (add'l)
Unilever PLC New ADR (UL) — Buy (add'l)
Unilever PLC New ADR (UL) — Sold (part)
Unilever PLC New ADR (UL) — Sold (part)
Union Pacific Corp (UNP) — Dividend — Buy (add'l)
Union Pacific Corp (UNP) — Buy (add'l)
United Health Group Inc (UNH) — Dividend — Sold
United Health Group Inc (UNH) — Buy
United Health Group Inc (UNH) — Buy (add'l)
US Bancorp (USB) — Dividend — Buy
US Bancorp (USB) — Sold
Verizon Communciations Inc (VZ) — Dividend — Sold (part)
Verizon Communciations Inc (VZ) — Buy (add'l)
Verizon Communciations Inc (VZ) — Sold (part)
Visa Inc. CL A (V) — Dividend — Buy (add'l)
Visa Inc. CL A (V) — Sold (part)
Visa Inc. CL A (V) — Buy (add'l)
Visa Inc. CL A (V) — Buy (add'l)
Visa Inc. CL A (V) — Sold (part)
Visa Inc. CL A (V) — Buy (add'l)
Visa Inc. CL A (V) — Sold (part)
Vontier Corp (VNT) (X) — None — Sold
Waste Connections Inc (WCN) — Dividend — Sold (part)
Waste Connections Inc (WCN) — Sold (part)
Wells Fargo & Co New (WFC) — Dividend — Sold (part)
Wells Fargo & Co New (WFC) — Buy (add'l)
Wells Fargo & Co New (WFC) — Buy (add'l)
Wells Fargo & Co New (WFC) — Buy (add'l)
Williams Companies Del (WMB) — Dividend — Sold (part)
Williams Companies Del (WMB) — Sold (part)
Williams Companies Del (WMB) — Sold (part)
Willis Toweres Watson PLC (WLTW) — Dividend — Sold (part)
Willis Toweres Watson PLC (WLTW) — Sold (part)
Willis Toweres Watson PLC (WLTW) — Sold (part)
Xylem Inc SHS (XYL) — Dividend — Sold (part)
Xylem Inc SHS (XYL) — Sold (part)
Yum China Holdings Inc (YUMC) — Dividend — Buy
Zimmer Biomet Hold (ZBH) — None — Buy
Zoetis Inc (ZTS) — Dividend — Sold (part)
Zoetis Inc (ZTS) — Sold (part)
Zurich Insurance Group (ZURVY) — None — Buy
Zurich Insurance Group (ZURVY) — Buy (add'l)
3M Co. (MMM) — None — Sold
Account #6 (H)
Merrill Lynch Bank Deposit (cash) (X) — Interest
NY State Dorm Auth St (64990FMX9) — Interest — Redeemed
Metropolitan Transit Authority Bond (59259ND83) — Interest — Redeemed
Dormitory Auth of NY Bond (649906DJ0) — Interest — Sold (part)
Sachem Cent Sch Dist NY (785721VG3) — Interest — Sold
NY State Environmental Bond (64985HKC0) — Interest
Pelham NY UN Free Sch Dist (705795PZ9) — None — Buy
34th Street Partnership Bond (884286BX2) — Interest
Bay Shore NY Union Free School District (072581JX0) — Interest
Hudson Yd Infra Corp NY (44420RAD2) — Interest
Erie NY Indl Dev Agy Sch FC RV Ref (29509PJC4) — Interest
University California Revs (91412G2U8) — Interest
Tribborough Brdg & Tunl (89602NK37) — Interest — Buy
Erie County NY Bond (295084LGO) — Interest
Sales Tax Asset (794665FM6) — Interest
Shenendehowa NY Bond (823194F75) — Interest
New York N Y Go BDS 2018 (64966MRT8) — Interest
Matanuska-Susitna Boro (576544S68) — Interest
NY St Dorm Auth Sales Tax (64990AEY7) — Interest
NYC Transit Bond (64972HVG4) — Interest
Tulsa CO Ok Indl At Edl (89952PFE0) — Interest
Port Auth N Y & N J Cons (73358WRU0) — Interest
Chicago O'Hare Airport Bond (167593RF1) — Interest
New York NY Mun WFA (64972GPL2) — Interest
NY St Dorm Auth RE (64990CDS7) — Interest
Cook Co Il Cmnty Cons SD (213291RF6) — None — Buy
Hudson Yd Infra Corp NY (44420RAT7) — Interest — Sold
New York NY City TFA Rev (64971XCN6) — Interest
New York St Twy Auth Gen (650009S95) — Interest — Buy
New York St Dorm Auth St (64990FKQ6) — Interest
Illinois Fin Auth Rev (45204EFA1) — Interest — Buy
New York St Urban Dev (650036CY0) — None — Buy
Port Auth N Y & N J (73358W4K7) — Interest
Account #7 (H)
ML Bank Deposit Program (cash) (Y)
Account #8 (H)
Vanguard Commodity Strategy Admiral CL (VCMDX) — Dividend — Buy
Vanguard Commodity Strategy Admiral CL (VCMDX) — Buy (add'l)
Vanguard Explorer Value Investor CL (VEVFX) — Dividend — Buy
Vanguard Explorer Admiral CL (VEXRX) — Dividend — Buy
Invesco Oppenheimer Developing Markets CL Y (ODVYX) — Dividend — Buy
Vanguard FTSE Emerging Markets ETF (VWO) — Dividend — Buy
Vanguard FTSE Europe ETF (VGK) Vanguard FTSE Europe ETF (VGK) — Dividend — Buy
Vanguard Global Real Estate Fund (VNQI) — None — Buy
Vanguard Global Real Estate Fund (VNQI) — Sold
Vanguard Mid Cap ETF (VO) — Dividend — Buy
IShares Core S&P Small Cap ETF (IJR) — Dividend — Buy
Wisdomtree US Small Cap Div Grwth (DGRS) — Dividend — Buy
Wisdomtree Global Ex US Qlty Div Growth ETF (DNL) — Dividend — Buy
BBX Capital Inc Cl A (BBXIA) (X) — None
Bluegreen Vacations Holdings Corp Cl A (BVH) — None — Buy
General Electic Co (GE) — Dividend — Buy
Account #9 (H)
Vanguard Commodity Strategy Admiral CL (VCMDX) — None — Sold
Vanguard Explorer Admiral CL (VEXRX) — None — Sold
Vanguard Ltd-Term Tax-Exempt Fund (VMLUX) — Dividend
Vanguard High-Yield Tax-Exempt Fund (VWALX) — Dividend
Vanguard Intermediate Term Tax Exempt Adm (VWIUX) — Dividend
Invesco Oppenheimer Developing Markets CL Y (ODVYX) — None — Sold
Vanguard Emerging Markets Index Fund (VWO) — None — Sold
Vanguard Europe ETF (VGK) — None — Sold
Vanguard Global Real Estate Fund (VNQI) — None — Sold
Vanguard Mid Cap ETF (VO) — None — Sold
IShares Core S&P Small Cap ETF (IJR) — None — Sold
Wisdom Tree U.S. Small Cap. Div. Growth ETF (DGRS) — Dividend — Sold
Wisdom Tree Global ex-US Quality Dividend (DNL) — None — Sold
BBX Capital Corp New Cl A (BBX) — Dividend — Sold
General Electic Co (GE) — Dividend — Sold
Account #10 (H)
Fidelity Int'l Small Cap (FISMX) — Dividend — Sold
Fidelity Zero International Index (FZILX) — Dividend — Sold
Fidelity Zero Total Market Index (FZROX) — Dividend — Sold
Dodge & Cox Stock (DODGX) — Dividend — Sold
Wisdomtree TR US Midcap Dividend (DON) — Dividend — Sold
Account #11 (H)
Fidelity Int'l Small Cap (FISMX) — Dividend — Buy
Fidelity Zero International Index (FZILX) — Dividend — Buy
Fidelity Zero International Index (FZILX) — Buy (add'l)
Fidelity Zero Total Market Index (FZROX) — Dividend — Buy
Dodge & Cox Stock (DODGX) — Dividend — Buy
Wisdomtree TR US Midcap Dividend (DON) — Dividend — Buy
Spouse's income — 2020 — Trustee of WisdomTree Trust (trustee fees)
Part VII, line 2: No underlying investment options.
Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether
taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per
page 42 of the filing instructions.
Equitable Holdings Inc (EQH) was AXA Equitable Holdings Inc (EQH).
Unilever PLC New ADR (UL) was Unilever NV NY SHS New (UN).

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/32680. Public record. Not legal advice.