# Patricia Anne Gaughan

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/32629

## Record

- **Judge:** Patricia Anne Gaughan
- **Year:** 2020
- **Pages:** 23

## Text

Keybank National Association Savings Account — Interest
IRA #1 (H)
American Funds American Mutual Fund (AMRFX) — Dividend — Buy (add'l)
American Funds Europacific Growth Fund (AEPFX) — Dividend — Sold (part)
American Funds Washington Mutual Fund (WMFFX) — Dividend — Buy (add'l)
American Funds New Perspective Fund (ANWFX) — Dividend — Sold (part)
American Funds New World Fund (NFFFX) — Dividend — Buy (add'l)
American Funds Smallcap World Fund (SMCFX) — Dividend — Sold (part)
Blackrock Strategic Income Opportunities Fund (BSIIX) — Dividend — Buy (add'l)
Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Dividend — Buy (add'l)
Metropolitan West Total Return Bond Fund (MWTIX) — Dividend — Sold (part)
PGIM Total Return Bond (PDBZX) — Dividend — Sold (part)
Putnam Ultra Short Duration Income Fund (PSDYX) — Dividend — Buy (add'l)
American Funds Growth Fund of America Fund (GFFFX) — Dividend — Buy (add'l)
IRA #2 (H)
American Funds American Mutual Fund (AMRFX) — Dividend — Buy (add'l)
American Funds Europacific Growth Fund (AEPFX) — Dividend — Sold (part)
American Funds Washington Mutual Fund (WMFFX) — Dividend — Buy (add'l)
American Funds New Perspective Fund (ANWFX) — Dividend — Sold (part)
American Funds New World Fund (NFFFX) — Dividend — Buy (add'l)
American Funds Smallcap World Fund (SMCFX) — Dividend — Buy (add'l)
Blackrock Strategic Income Opportunities Fund (BSIIX) — Dividend — Buy (add'l)
Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Dividend — Buy (add'l)
Metropolitan West Total Return Bond Fund (MWTIX) — Dividend — Sold (part)
PGIM Total Return Bond (PDBZX) — Dividend — Sold (part)
Putnam Ultra Short Duration Income Fund (PSDYX) — Dividend — Buy (add'l)
American Funds Growth Fund of America Fund (GFFFX) — Dividend — Buy (add'l)
IRA #3 (H)
American Funds American Mutual Fund (AMRFX) — Dividend — Buy (add'l)
American Funds Washington Mutual Fund (WMFFX) — Dividend — Buy (add'l)
American Funds Europacific Growth Fund (AEPFX) — Dividend — Sold (part)
American Funds New Perspective Fund (ANWFX) — Dividend — Sold (part)
American Funds New World Fund (NFFFX) — Dividend — Buy (add'l)
American Funds Smallcap World Fund (SMCFX) — Dividend — Sold (part)
Blackrock Strategic Income Opportunities Fund (BSIIX) (X) — Dividend — Buy (add'l)
Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Dividend — Buy (add'l)
Metropolitan West Total Return Bond Fund (MWTIX) (X) — Dividend — Sold (part)
PGIM Total Return Bond (PDBZX) — Dividend — Sold (part)
Putnam Ultra Short Duration Income Fund (PSDYX) — Dividend — Buy (add'l)
American Funds Growth Fund of America Fund (GFFFX) — Dividend — Buy (add'l)
Brokerage #1 (H)
UBS Bank USA Dep Acct — Interest
American Funds New World Fund (NFFFX) — Dividend
American Funds Smallcap World Fund (SMCFX) — Dividend
Artisan International Value Fund (APDKX) — Dividend
Cohen & Steers Global Realty Fund (CSSPX) — Dividend
Jensen Quality Growth Fund (JENIX) — Dividend
JP Morgan Equity Income Fund (HLIEX) — Dividend — Buy (add'l)
JP Morgan Largecap Growth Fund (SEEGX) — Dividend — Buy (add'l)
Metropolitan West Total Return Bond Fund (MWTIX) — Dividend — Sold (part)
PGIM Short-Term Corporate Bond (PIFZX) — Dividend — Buy (add'l)
PGIM Short-Term Corporate Bond (PIFZX) — Sold (part)
PGIM Total Return Bond (PDBZX) — Dividend — Sold (part)
PGIM Total Return Bond (PDBZX) — Sold (part)
PGIM Total Return Bond (PDBZX) — Sold (part)
PGIM Total Return Bond (PDBZX) — Sold (part)
PGIM Total Return Bond (PDBZX) — Sold (part)
Principal Midcap Fund (PCBIX) — Dividend — Buy (add'l)
T. Rowe Price QM US Small-Cap Growth Equity Fund (PRDSX) — Dividend
Templeton Global Bond (TGBAX) — Dividend — Buy (add'l)
Templeton Global Bond (TGBAX) — Sold (part)
The Income Fund of America Fund (AMEFX) — Dividend
Thornburg Income Builder (TIBIX) — Dividend
Brokerage #2 (H) (X)
UBS Bank USA Deposit — Interest
Accenture PLC Ireland CL A Stock (ACN) — Dividend — Buy
American Electric Power Co Stock (AEP) — Dividend — Buy
American Electric Power Co Stock (AEP) — Buy (add'l)
American Electric Power Co Stock (AEP) — Buy (add'l)
American Electric Power Co Stock (AEP) — Buy (add'l)
American Electric Power Co Stock (AEP) — Sold (part)
American Electric Power Co Stock (AEP) — Sold (part)
American Electric Power Co Stock (AEP) — Sold (part)
American Electric Power Co Stock (AEP) — Sold (part)
Amgen Inc Stock (AMGN) — Dividend — Buy
Amgen Inc Stock (AMGN) — Buy (add'l)
Amgen Inc Stock (AMGN) — Buy (add'l)
Amgen Inc Stock (AMGN) — Buy (add'l)
Amgen Inc Stock (AMGN) — Buy (add'l)
Blackrock Inc Stock (BLK) — Dividend — Buy
Blackrock Inc Stock (BLK) — Sold (part)
Blackrock Inc Stock (BLK) — Buy (add'l)
Carrier Global Corp Stock (CARR) — Spinoff (from line 188)
Carrier Global Corp Stock (CARR) — Sold
Chevron Corp Stock (CVX) — Dividend — Buy
Chevron Corp Stock (CVX) — Buy (add'l)
Chevron Corp Stock (CVX) — Sold (part)
Chevron Corp Stock (CVX) — Sold (part)
Chevron Corp Stock (CVX) — Sold (part)
Chevron Corp Stock (CVX) — Sold (part)
Chevron Corp Stock (CVX) — Sold (part)
Chubb LTD CHF Stock (CB) — Dividend — Buy
Chubb LTD CHF Stock (CB) — Buy (add'l)
Chubb LTD CHF Stock (CB) — Buy (add'l)
Cisco Systems Inc Stock (CSCO) — Dividend — Buy
Cisco Systems Inc Stock (CSCO) — Buy (add'l)
Cisco Systems Inc Stock (CSCO) — Buy (add'l)
Cisco Systems Inc Stock (CSCO) — Buy (add'l)
Cisco Systems Inc Stock (CSCO) — Buy (add'l)
Cisco Systems Inc Stock (CSCO) — Buy (add'l)
Coca Cola Co Com Stock (KO) — Dividend — Buy
Coca Cola Co Com Stock (KO) — Buy (add'l)
Comcast New CL A Stock (CMSA) — Dividend — Buy
Comcast New CL A Stock (CMSA) — Sold (part)
Crane Co Stock (CR) — Dividend — Buy
Crane Co Stock (CR) — Sold (part)
Diageo Plc New GB Spon ADR Stock (DEO) — Dividend — Buy
Diageo Plc New GB Spon ADR Stock (DEO) — Sold (part)
Home Depot Inc Stock (HD) — Dividend — Buy
Home Depot Inc Stock (HD) — Sold (part)
Home Depot Inc Stock (HD) — Sold (part)
Intel Corp Stock (INTC) — Dividend — Buy
Intel Corp Stock (INTC) — Sold (part)
Johnson & Johnson Com Stock (JNJ) — Dividend — Buy
Johnson & Johnson Com Stock (JNJ) — Buy (add'l)
Johnson & Johnson Com Stock (JNJ) — Sold (part)
Johnson & Johnson Com Stock (JNJ) — Sold (part)
Johnson & Johnson Com Stock (JNJ) — Sold (part)
Johnson & Johnson Com Stock (JNJ) — Buy (add'l)
JPMorgan Chase & Co Stock (JPM) — Dividend — Buy
JPMorgan Chase & Co Stock (JPM) — Sold (part)
JPMorgan Chase & Co Stock (JPM) — Sold (part)
Linde PLC EUR Stock (LIN) — Dividend — Buy
Linde PLC EUR Stock (LIN) — Sold (part)
Lockheed Martin Corp Stock (LMT) — Dividend — Buy
Lockheed Martin Corp Stock (LMT) — Sold (part)
Marsh & McLennan Cos Inc Stock (MMC) — Dividend — Buy
Marsh & McLennan Cos Inc Stock (MMC) — Buy (add'l)
Marsh & McLennan Cos Inc Stock (MMC) — Sold (part)
Marsh & McLennan Cos Inc Stock (MMC) — Sold (part)
McDonalds Corp Stock (MCD) — Dividend — Buy
Medtronic PLC Stock (MDT) — Dividend — Buy
Medtronic PLC Stock (MDT) — Buy (add'l)
Microsoft Corp Stock (MSFT) — Dividend — Buy
Microsoft Corp Stock (MSFT) — Sold (part)
Microsoft Corp Stock (MSFT) — Sold (part)
Nextra Energy Inc Com Stock (NEE) — Dividend — Buy
Nextra Energy Inc Com Stock (NEE) — Sold (part)
Novartis AG Spon ADR Stock (NVS) — Dividend — Buy
Novartis AG Spon ADR Stock (NVS) — Buy (add'l)
Novartis AG Spon ADR Stock (NVS) — Buy (add'l)
Novartis AG Spon ADR Stock (NVS) — Sold (part)
Novartis AG Spon ADR Stock (NVS) — Sold (part)
Novartis AG Spon ADR Stock (NVS) — Sold (part)
Novartis AG Spon ADR Stock (NVS) — Sold (part)
Novartis AG Spon ADR Stock (NVS) — Buy (add'l)
Novartis AG Spon ADR Stock (NVS) — Buy (add'l)
Otis Worldwide Corp Stock (OTIS) — None — Spinoff (from line 191)
Otis Worldwide Corp Stock (OTIS) — Sold
Phillips 66 Stock (PSX) — Dividend — Buy
Phillips 66 Stock (PSX) — Buy (add'l)
Phillips 66 Stock (PSX) — Buy (add'l)
Phillips 66 Stock (PSX) — Buy (add'l)
Phillips 66 Stock (PSX) — Buy (add'l)
Phillips 66 Stock (PSX) — Buy (add'l)
Procter & Gamble Co Stock (PG) — Dividend — Buy
Procter & Gamble Co Stock (PG) — Sold (part)
Procter & Gamble Co Stock (PG) — Sold (part)
Raytheon Technologies Corp Stock (RTX) — Dividend — Buy
Raytheon Technologies Corp Stock (RTX) — Buy (add'l)
Raytheon Technologies Corp Stock (RTX) — Sold (part)
Raytheon Technologies Corp Stock (RTX) — Buy (add'l)
Raytheon Technologies Corp Stock (RTX) — Buy (add'l)
Republic Services Inc Stock (RSG) — Dividend — Buy
Republic Services Inc Stock (RSG) — Sold (part)
Republic Services Inc Stock (RSG) — Sold (part)
Rockwell Automation Inc New Stock (ROK) — Dividend — Buy
Rockwell Automation Inc New Stock (ROK) — Sold (part)
Rockwell Automation Inc New Stock (ROK) — Sold (part)
Suncor Energy Inc New Foreign Stock CAD (SU) — Dividend — Buy
Suncor Energy Inc New Foreign Stock CAD (SU) — Sold (part)
Texas Instuments Stock (TXN) — Dividend — Buy
Texas Instuments Stock (TXN) — Sold (part)
Texas Instuments Stock (TXN) — Sold (part)
Texas Instuments Stock (TXN) — Buy (add'l)
Texas Instuments Stock (TXN) — Buy (add'l)
Truist Finl Corp Stock (TFC) — Dividend — Buy
Truist Finl Corp Stock (TFC) — Sold (part)
Truist Finl Corp Stock (TFC) — Sold (part)
Union Pacific Corp Stock (UNP) — Dividend — Buy
Union Pacific Corp Stock (UNP) — Buy (add'l)
Union Pacific Corp Stock (UNP) — Buy (add'l)
Union Pacific Corp Stock (UNP) — Sold (part)
United Parcel Services Inc CL B Stock (UPS) — Dividend — Buy
United Parcel Services Inc CL B Stock (UPS) — Buy (add'l)
United Technologies Corp Stock (UTX) — Dividend — Buy
United Technologies Corp Stock (UTX) — Sold
VF Corp Stock (VFC) — Dividend — Buy
VF Corp Stock (VFC) — Buy (add'l)
VF Corp Stock (VFC) — Buy (add'l)
Brokerage #3 (H) (X)
UBS Bank USA Deposit — Interest
Accenture PLC Ireland CL A Stock (ACN) — Dividend — Buy
Accenture PLC Ireland CL A Stock (ACN) — Buy (add'l)
Accenture PLC Ireland CL A Stock (ACN) — Buy (add'l)
Accenture PLC Ireland CL A Stock (ACN) — Sold (part)
ADOBE Inc. Stock (ADBE) — None — Buy
ADOBE Inc. Stock (ADBE) — Sold (part)
ADOBE Inc. Stock (ADBE) — Sold (part)
ALPHABET Inc CL A Stock (GOOGL) — None — Buy
Amazon.com Inc Stock (AMZN) — None — Buy
American Tower Corp REIT Stock (AMT) — Dividend — Buy
American Tower Corp REIT Stock (AMT) — Buy (add'l)
Ameriprise Financial Inc Stock (AMP) — Dividend — Buy
Apple Inc Stock (AAPL) — Dividend — Buy
Apple Inc Stock (AAPL) — Buy (add'l)
Apple Inc Stock (AAPL) — Buy (add'l)
Boeing Company Stock (BA) — None — Buy
Boeing Company Stock (BA) — Sold
Comcast Corp New CL A Stock (CMCSA) — Dividend — Buy
Comcast Corp New CL A Stock (CMCSA) — Buy (add'l)
Comcast Corp New CL A Stock (CMCSA) — Sold (part)
Comcast Corp New CL A Stock (CMCSA) — Sold (part)
Comcast Corp New CL A Stock (CMCSA) — Sold (part)
Costco Wholesale Corp Stock (COST) — Dividend — Buy
Costco Wholesale Corp Stock (COST) — Sold (part)
Costco Wholesale Corp Stock (COST) — Sold (part)
Danaher Corp Stock (DHR) — Dividend — Buy
Danaher Corp Stock (DHR) — Buy (add'l)
Danaher Corp Stock (DHR) — Sold (part)
Danaher Corp Stock (DHR) — Sold (part)
Dollar Gen Corp New Stock (DG) — Dividend — Buy
Dollar Gen Corp New Stock (DG) — Buy (add'l)
Dollar Gen Corp New Stock (DG) — Buy (add'l)
Facebook Inc CL A Stock (FB) — None — Buy
Facebook Inc CL A Stock (FB) — Buy (add'l)
Facebook Inc CL A Stock (FB) — Buy (add'l)
Facebook Inc CL A Stock (FB) — Sold (part)
Fidelity Natl Information Svcs Stock (FIS) — Dividend — Buy
Fidelity Natl Information Svcs Stock (FIS) — Sold (part)
Fidelity Natl Information Svcs Stock (FIS) — Buy (add'l)
Fidelity Natl Information Svcs Stock (FIS) — Buy (add'l)
Home Depot Inc Stock (HD) — Dividend — Buy
Home Depot Inc Stock (HD) — Sold (part)
Home Depot Inc Stock (HD) — Sold (part)
Honeywell Intl Inc Stock (HON) — Dividend — Buy
Honeywell Intl Inc Stock (HON) — Sold (part)
Honeywell Intl Inc Stock (HON) — Sold (part)
Honeywell Intl Inc Stock (HON) — Buy (add'l)
Honeywell Intl Inc Stock (HON) — Buy (add'l)
Honeywell Intl Inc Stock (HON) — Sold (part)
Honeywell Intl Inc Stock (HON) — Sold (part)
Intercontinenetalexchange Group Stock (ICE) — Dividend — Buy
Intercontinenetalexchange Group Stock (ICE) — Sold (part)
Intercontinenetalexchange Group Stock (ICE) — Sold (part)
Lauder Estee Cos CL A Stock (EL) — Dividend — Buy
Lauder Estee Cos CL A Stock (EL) — Sold (part)
Lauder Estee Cos CL A Stock (EL) — Sold (part)
Lowes Companies Inc Stock (LOW) — Dividend — Buy
Lowes Companies Inc Stock (LOW) — Sold (part)
Lowes Companies Inc Stock (LOW) — Sold (part)
Medtronic Plc Stock (MDT) — Dividend — Buy
Medtronic Plc Stock (MDT) — Buy (add'l)
Microsoft Corp Stock (MSFT) — Dividend — Buy
Microsoft Corp Stock (MSFT) — Buy (add'l)
Microsoft Corp Stock (MSFT) — Sold (part)
Microsoft Corp Stock (MSFT) — Sold (part)
Microsoft Corp Stock (MSFT) — Sold (part)
Mondelez Intl Inc Stock (MDLZ) — Dividend — Buy
Mondelez Intl Inc Stock (MDLZ) — Buy (add'l)
Mondelez Intl Inc Stock (MDLZ) — Buy (add'l)
Mondelez Intl Inc Stock (MDLZ) — Sold (part)
Mondelez Intl Inc Stock (MDLZ) — Sold (part)
O Reilly Automotive Inc Stock (ORLY) — None — Buy
O Reilly Automotive Inc Stock (ORLY) — Buy (add'l)
Parker Hannifin Corp Stock (PH) — Dividend — Buy
Parker Hannifin Corp Stock (PH) — Sold (part)
Parker Hannifin Corp Stock (PH) — Buy (add'l)
Rockwell Automation Inc New Stock (ROK) — Dividend — Buy
Rockwell Automation Inc New Stock (ROK) — Sold (part)
Rockwell Automation Inc New Stock (ROK) — Sold (part)
Salesforce.com Inc Stock (CRM) — None — Buy
Salesforce.com Inc Stock (CRM) — Buy (add'l)
Salesforce.com Inc Stock (CRM) — Buy (add'l)
Salesforce.com Inc Stock (CRM) — Buy (add'l)
Sherwin Williams Co Stock (SHW) — Dividend — Buy
Thermo Fisher Scientific Inc Stock (TMO) — Dividend — Buy
Thermo Fisher Scientific Inc Stock (TMO) — Buy (add'l)
Thermo Fisher Scientific Inc Stock (TMO) — Sold (part)
TJX Cos Inc New Stock (TJX) — Dividend — Buy
TJX Cos Inc New Stock (TJX) — Buy (add'l)
Unitedhealth Group Inc Stock (UNH) — Dividend — Buy
Unitedhealth Group Inc Stock (UNH) — Buy (add'l)
VISA Inc CL A Stock (V) — Dividend — Buy
VISA Inc CL A Stock (V) — Sold (part)
VISA Inc CL A Stock (V) — Sold (part)
VISA Inc CL A Stock (V) — Buy (add'l)
Walt Disney Com Stock (DIS) — None — Buy
Walt Disney Com Stock (DIS) — Sold (part)
Walt Disney Com Stock (DIS) — Sold (part)
Walt Disney Com Stock (DIS) — Sold
UBS Lincoln National Life Insurance Co Moneyguard II 2017 (Whole) (X) — None
Member - Board of Directors, St. John Medical Center Community Board
Member - Board of Directors, Collaborative to End Human Trafficking
Agreement — 1978 — PERS - mandatory public retirement plan covering state and local public employees (SEE Chap 145 of the Ohio Revised Code)
Spouse's income — 2020 — St. Raphael Church (administration) - salary
VII. INVESTMENTS AND TRUSTS
Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether
taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per page
42 of the filing instructions.
Part VII, line 297: Inadvertently omitted in prior year.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/32629. Public record. Not legal advice.