# John Joseph Tharp jr > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/32614 ## Record - **Judge:** John Joseph Tharp jr - **Year:** 2020 - **Pages:** 22 ## Text General Electric (common stock) — Dividend IBM (common stock) — Dividend JP Morgan Chase Bank Accounts — Interest Northwestern Mutual Insurance Policies (Whole Life) — Dividend Pfizer (common stock) — Dividend United Pacific Life Ins. (Universal Life; no control) (nka Genworth) — Dividend U.S. Savings Bonds — None Vanguard Dividend Growth Fund — Dividend Vanguard Energy Fund — Dividend Vanguard Federal Money Market Fund — Int./Div. Vanguard Information Tech ETF — Dividend Vanguard Mid-Cap ETF — Dividend Vanguard Long-Term Tax Exempt Bond Fund — Dividend Vanguard S&P 500 Index Fund — Dividend Vanguard Prime Money Market Fund (Y) Fidelity CORE Cash Sweep Fund — Int./Div. Capital One Checking — Interest Corteva — Dividend Dow — Dividend Dupont De Nemours — Dividend Wabtec — Dividend Vanguard Growth ETF — Dividend PTC Inc. (X) — None Viatris (common) — Dividend — Spinoff (from line 5) Viatris (common) — Sold (part) IRA #1 (H) Vanguard Total International Stock Index Fund — Dividend Vanguard Total Stock Market Index Fund — Dividend Vanguard Total Bond Market Index Fund — Dividend IRA #2 (H) Vanguard Total International Stock Index Fund — Dividend Vanguard Total Stock Market Index Fund — Dividend Vanguard Total Bond Market Index Fund — Dividend IRA #3 (H) Fidelity Magellan Fund — Dividend IRA #4 (H) Vanguard 500 Index Fund — Dividend IRA #5 (H) CIVIX - MFO Causeway Cap Mgmt Tr Intl Value FD Instl Cl — Dividend DFCEX - MFO DFA Invt. Dimensions Group Inc Emerging Mkts — Dividend DFEVX - MFO DFA Emerging Markets Value — Dividend — Sold DFITX - MFO DFA Invt Dimensions Group Inc Intl Real Estate — Dividend DFREX - MFO DFA Invt Dimensions Group Inc. Real Estate — Dividend GUNR - MFC Flexshares TR Morningstar Global Upstream NRIF — Dividend HLMIX - MFO Harding Loevner FDS Inc. Intl Equity Portfolio — Dividend — Sold NMFIX MFB Northern Multimanager — Dividend NOMIX - MFB Northern Mid Cap Index Fund — Dividend NOSIX - MFB Northern Funds Stock Index Fund — Dividend NSIDX - MFB Northern Funds Small Cap Index Fund — Dividend QDF MFC Flexshares Trust Quality — Dividend NHFIX MFB Northern High Yield Fixed Income — Dividend BHYIX Black Rock Federal High Yield Bond — Int./Div. — Buy (add'l) MIEIX MFS Instl Intl Equity Fund — Dividend — Buy VEA VAnguard FTSE Developed Mkts ETF — Dividend — Buy VWO MFC Vanguard Intl Equity Index Fd FTSE Emerging Mkts — Dividend — Buy NOGXX Northern US Govt Money Market — Int./Div. IRA #6 (H) Fidelity Blue Chip Growth — Dividend Fidelity Independence — Dividend IRA #7 (H) Fidelity Independence — Dividend Trust #1 (H) Trust #2 (H) Allstate (common) — Dividend American Electric Power (common) — Dividend AT&T (common) — Dividend Blackrock Global Allocation C — Dividend BP Amoco (ADR) — Dividend Chemours — Dividend Conoco Phillips (common) — Dividend Duke Energy (common) — Dividend Exxon (common) — Dividend Fortune Brands Home & Security (common) — Dividend Hershey (common) — Dividend ISHARES Russell Mid Cap ETF — Dividend ISHARES S&P Growth ETF (IVW) — Dividend Ivy Asset Strategy — Dividend JP Morgan Chase Cash Accounts — Dividend JP Morgan Tr I US Small Co. Cl C — Dividend JP Morgan Tr II Large Cap Growth (formerly JP Morgan Dynamic Growth) — Dividend Lincoln National Group (common) — Dividend Merck (common) — Dividend Pfizer (common) — Dividend Phillips 66 (common) — Dividend Sterling Cap FDS Mid Value FD (OVECX) — Dividend Walgreen's Boots Alliance (common) — Dividend Enbridge Inc. (common) (formerly Spectra Energy) — Dividend Ishares Core S&P Small Cap ETF — Dividend Corteva Inc. — Dividend Dow Inc. — Dividend Dupont De Nemours Inc. — Dividend Invesco Exchange Traded Fd Tr Dynamic Lg Cap — Dividend Occidental Petroleum (formerly Anadarko Petroleum) — Dividend Ivy Asset Strategy CL A — Dividend — Spinoff (from line 77) Viatris — Dividend — Spinoff (from line 83) Trust #3 (H) 3-M (common) — Dividend Allstate (common) — Dividend Bank of America (common) — Dividend Exelon (common) — Dividend Exxon (common) — Dividend IBM (common) — Dividend JP Morgan Chase (common) — Dividend JP Morgan US Treasury Plus Money Market Acct. — Dividend Lincoln National Corp. (common) — Dividend Pfizer (common) — Dividend Sherwin Williams (common) — Dividend Corteva Inc. — Dividend Dow Inc. — Dividend Dupont De Nemours Inc. — Dividend JP Morgan Deposit account — Int./Div. — Spinoff (from line 104) Viatris — Dividend — Spinoff (from line 106) Trust #4 (H) 3-M (common) — Dividend Exxon Mobil (common) — Dividend McDonald's (common) — Dividend JP Morgan Chase Cash Account — Interest Trust #5 (H) JP Morgan Chase Cash Account — Interest 25% of Moles Family Partnership (H) NSIDX-Northern Funds Sall Cap Index Fund — Dividend NOSIX-Northern Funds Stock Index Fund — Dividend NOMIX-Northern Mid Cap Index Fund — Dividend DVY-IShares Tr Dow Jones Select Divid Index Fd — Dividend GUNR-Flexshares TR Morningstar Global Upstream Nat ResIdx — Dividend DFCEX-Invt Dimensions Group Emerging Mkts Core Eq Prt — Dividend DFITX-Invt Dimensions Group Int'l Real Estate Secs Ptf — Dividend HLMIX-Harding Loevner Funds Inc Int'l Equity Prt — Dividend CIVIX-Causeway Cap Mgmt Tr Int'l Value Fd — Dividend DFREX-Invt Dimensions Group Real Estate Secs Prt — Dividend DFEVX-Emerging Markets Value Fd — Dividend BHYIX Blackrock Fed High Yield Bond Portfolio — Dividend QDF MFC Flexshares Trust Quality Div — Dividend MFB Northern US Govt Money Mkt Fund (Cash Account) — Int./Div. NFRA MFC Flexshares TR STOXX Global Broad — Dividend Trust #6 (H) Farm land, Christian County, Illinois — Distribution JP Morgan Chase Cash Account — Distribution Trust #7 (H) IShares MSCI EAFE Index Fund (EFA) — Dividend — Sold (part) IShares MSCI EAFE Index Fund (EFA) — Sold (part) Condominium Unit (real estate),TK Sarasota County, Florida — Rent Neuberger Berman Multi Cap Opportunities Fd (NMULX) — Dividend — Sold (part) Neuberger Berman Multi Cap Opportunities Fd (NMULX) — Sold (part) Neuberger Berman Multi Cap Opportunities Fd (NMULX) — Sold Spdr S&P 500 ETF Trust (SPY) — Dividend MFS Intl Value Fd-I (MINIX) NKA MFS Intl Value -R6 (MINJX) — Dividend — Sold (part) MFS Intl Value Fd-I (MINIX) NKA MFS Intl Value -R6 (MINJX) — Sold (part) MFS Intl Value Fd-I (MINIX) NKA MFS Intl Value -R6 (MINJX) — Sold (part) American Fund Intl Vntg (AIVG) (formerly Cap Prv Client (CNUSX)) — Dividend — Sold (part) American Fund Intl Vntg (AIVG) (formerly Cap Prv Client (CNUSX)) — Sold (part) American Fund Intl Vntg (AIVG) (formerly Cap Prv Client (CNUSX)) — Sold (part) JPM Glbl R/E Fund (JEITX) NKA JPM Global R/E Fd (JEIYX) — Dividend — Sold JP Morgan Tax Free Instl Sweep Fund (#840) — Interest Met West T/R CL I (MWTIX) NKA Met West T/R BD-PLN — Dividend — Sold Ishares Inc MSCl Japan New (EWI) — Dividend — Sold (part) Ishares Inc MSCl Japan New (EWI) — Sold (part) JP Morgan Cash Account — Interest Dodge & Cox Income Fd (DODIX) — Dividend — Sold Ishares S&P 500/Barra Growth (IVW) — Dividend — Sold (part) Ishares S&P 500/Barra Growth (IVW) — Buy (add'l) Ishares S&P 500/Barra Value (IVE) — Dividend — Sold (part) Ishares S&P 500/Barra Value (IVE) — Buy (add'l) Ishares S&P 500/Barra Value (IVE) — Buy (add'l) Six Circles U.S. Unconstrained (CUSUX) — Dividend — Sold (part) JPMorgan BetaBuilders Canada ETF (BBCA) — Dividend — Buy (add'l) Six Circles Int'l Unconstrained (CIUEX) — Dividend — Buy (add'l) Six Circles Int'l Unconstrained (CIUEX) — Buy (add'l) Six Circles Int'l Unconstrained (CIUEX) — Sold (part) Six Circles Int'l Unconstrained (CIUEX) — Buy (add'l) Six Circles Int'l Unconstrained (CIUEX) — Buy (add'l) JPMorgan BetaBuilders Europe (BBEU) — Dividend — Sold (part) JPMorgan BetaBuilders Europe (BBEU) — Buy (add'l) JPMorgan BetaBuilders Europe (BBEU) — Buy (add'l) JPMorgan BetaBuilders Europe (BBEU) — Buy (add'l) JPMorgan BetaBuilders Europe (BBEU) — Buy (add'l) JPMorgan BetaBuilders Europe (BBEU) — Buy (add'l) JPMorgan BetaBuilders Europe (BBEU) — Buy (add'l) JPMorgan BetaBuilders Europe (BBEU) — Sold (part) JPMorgan BetaBuilders Europe (BBEU) — Sold (part) JPMorgan BetaBuilders Europe (BBEU) — Sold (part) JPMorgan BetaBuilders Japan (BBJP) — Dividend — Buy (add'l) JPMorgan BetaBuilders Japan (BBJP) — Buy (add'l) JPMorgan BetaBuilders Japan (BBJP) — Buy (add'l) JPMorgan BetaBuilders Japan (BBJP) — Buy (add'l) JPMorgan BetaBuilders Developed Asia (BBAX) — Dividend — Buy (add'l) JPMorgan BetaBuilders Developed Asia (BBAX) — Buy (add'l) Six Circles Tax Aware Ultra Short — Dividend — Sold Amer Funds T/E Bnd Fund AM-F3 — Dividend — Buy (add'l) Amer Funds T/E Bnd Fund AM-F3 — Sold (part) Amer Funds T/E Bnd Fund AM-F3 — Sold Fidelity 500 Index Fund — Dividend — Buy (add'l) Fidelity 500 Index Fund — Buy (add'l) Fidelity 500 Index Fund — Sold (part) Fidelity 500 Index Fund — Buy (add'l) Fidelity 500 Index Fund — Buy (add'l) Fidelity 500 Index Fund — Sold (part) Fidelity Sch Str Tr (FIQZ) (formerly Fidelity Intermed. Muni) — Dividend — Buy (add'l) Fidelity Sch Str Tr (FIQZ) (formerly Fidelity Intermed. Muni) — Buy (add'l) Fidelity Sch Str Tr (FIQZ) (formerly Fidelity Intermed. Muni) — Sold (part) Fidelity Sch Str Tr (FIQZ) (formerly Fidelity Intermed. Muni) — Sold (part) Ishares 7-10 Year Treasury (IEF) — Dividend — Sold Ishares 3-7 Year Treasury (IEI) — Dividend — Buy (add'l) Ishares Short Treasury (SHV) — Dividend — Buy (add'l) Ishares Short Treasury (SHV) — Sold (part) Ishares Short Treasury (SHV) — Sold (part) Ishares Short Treasury (SHV) — Sold Fidelity Itl Index (FSPS) — Dividend — Buy Fidelity Itl Index (FSPS) — Sold (part) Ishares Core MSCI Emerging (IEMG) — Dividend — Buy PIMCO High Yield Fund (PHIYX) — Dividend — Buy PIMCO High Yield Q (PHYQX) — Dividend — Buy PIMCO High Yield Q (PHYQX) — Buy (add'l) Six Circles Tax Aware Bond (CBTAX) — Dividend — Buy Six Circles Tax Aware Bond (CBTAX) — Buy (add'l) Trust #8 (H) JPMORGAN CASH ACCOUNT — Interest SPDR 500 ETF TR (SPY) — Dividend JPM TX FREE (FUND 1374) NKA JPM Interim T/F R6 (JITZX) — Dividend — Buy (add'l) JPM TX FREE (FUND 1374) NKA JPM Interim T/F R6 (JITZX) — Sold (part) JP MORGAN TR I TAX AWARE EQUITY FD INSTL (JPDEX) (fka SELECT JPESX) — Dividend MFS Intl Val Fd (MINIX) KNA MFS Intl Val Fd R6 (MINJX) — Dividend — Sold (part) MFS Intl Val Fd (MINIX) KNA MFS Intl Val Fd R6 (MINJX) — Sold PRIMECAP ODYSSEY FUNDS ODYSSEY STK FD (POSKX) — Dividend — Sold (part) PRIMECAP ODYSSEY FUNDS ODYSSEY STK FD (POSKX) — Sold (part) ISHARES MSCI EAFE INDX FD (EFA) — Dividend JPM Glob R/E Idx Fd (JEITX) NKA JPM Glob R/E R6 (JEIYX) — Dividend — Sold Doubleline Total Ret Bond-I (DBLTX) — Dividend — Sold (part) Doubleline Total Ret Bond-I (DBLTX) — Sold iShares Inc MSCI Japan New (EWJ) — Dividend — Sold (part) iShares Inc MSCI Japan New (EWJ) — Sold (part) Ishares S&P 500/Barra Growth Index (IVW) — Dividend Ishares S&P 500/Barra Value Index (IVE) — Dividend Six Circles U.S. Unconstrained (CUSUX) — Dividend JPMorgan BetaBuilders Canada ETF (BBCA) — Dividend Six Circles Int'l (CIUEX) — Dividend — Buy (add'l) Six Circles Int'l (CIUEX) — Sold (part) Six Circles Int'l (CIUEX) — Buy (add'l) JPMorgan BetaBuilders Europe ETF (BBEU) — Dividend — Sold (part) JPMorgan BetaBuilders Europe ETF (BBEU) — Sold (part) JPMorgan BetaBuilders Europe ETF (BBEU) — Buy (add'l) JPMorgan BetaBuilders Europe ETF (BBEU) — Buy (add'l) JPMorgan BetaBuilders Europe ETF (BBEU) — Buy (add'l) JPMorgan BetaBuilders Europe ETF (BBEU) — Buy (add'l) JPMorgan BetaBuilders Europe ETF (BBEU) — Buy (add'l) JPMorgan BetaBuilders Europe ETF (BBEU) — Sold (part) JPMorgan BetaBuilders Europe ETF (BBEU) — Sold (part) JPMorgan BetaBuilders Europe ETF (BBEU) — Sold (part) JPMorgan BetaBuilders Japan ETF (BBJP) — Dividend — Buy (add'l) JPMorgan BetaBuilders Japan ETF (BBJP) — Buy (add'l) JPMorgan BetaBuilders Developed Asia (BBAX) — Dividend — Sold (part) JPMorgan BetaBuilders Developed Asia (BBAX) — Buy (add'l) JPMorgan BetaBuilders Developed Asia (BBAX) — Buy (add'l) Six Circles Tax Aware Ultra Short — Dividend — Sold Ameri Funds T/E Bond Fund (AM-f3) — Dividend — Sold (part) Ameri Funds T/E Bond Fund (AM-f3) — Sold Ishares 7-10 Year Treasury (IEF) — Dividend — Sold Ishares 3-7 Year Treasury (IEI) — Dividend — Buy Ishares Short Treasury (SHV) — Dividend — Sold Fidelity 500 Index (FXAIXX) — Dividend — Buy Fidelity 500 Index (FXAIXX) — Buy (add'l) Fidelity 500 Index (FXAIXX) — Buy (add'l) Fidelity 500 Index (FXAIXX) — Sold (part) Fidelity 500 Index (FXAIXX) — Buy (add'l) Fidelity 500 Index (FXAIXX) — Buy (add'l) Ishares Core MSCI Emerging Market (IEMG) — Dividend — Buy PIMCO High Yield Fund (PHIYX) — Dividend — Buy PGIM High Yield-Q (PHYQY) — Dividend — Buy PGIM High Yield-Q (PHYQY) — Buy (add'l) Six Circles Tax Aware Bond (CBTAX) — Dividend — Buy Six Circles Tax Aware Bond (CBTAX) — Buy (add'l) Fidelity Int'l Index — Dividend — Buy Fidelity Int'l Index — Sold Co-Trustee, Trust #1 (family trust; no reportable assets because I did not create the trust and have no beneficial interest in the trust) Liability — United Pacific Life (n/k/a Genworth Life Ins. Co.) — Loan #1 Liability — United Pacific Life (n/k/a Genworth Life Ins. Co.) — Loan #2 Liability — JP Morgan Chase — Credit Card Spouse's income — 2020 — Janus & Associates, salary Additional Information Concerning Part VII, Investments and Trusts: is the sole beneficiary of Trusts #2-#5 and has a 25% beneficial interest in Trusts #6 through #8. I have reported only the value of beneficial interest in these trusts. Line 15: Funds in Vanguard Prime Money Market Fund were transferred to Vanguard Federal Money Marekt Fund and are included in the reporting for that asset on Line 10. Line 62: Trust #1 has no reportable assets. I did not create the Trust and am not a beneficiary. Line 104: Cash in JPMorgan US Treasury Plus money market fund transferred to JPMorgan deposit account (Line 111). Interest earned prior to transfer is reported on Line 104; after transfer on Line 111. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/32614. Public record. Not legal advice.