# Catharine R. Aron

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/32529

## Record

- **Judge:** Catharine R. Aron
- **Year:** 2020
- **Pages:** 50

## Text

IT — None
GBCI — Int./Div.
ENTG — Int./Div.
BLK — Int./Div.
First National Bank Bank money market — Interest
AIG-Valic Aim lntern.ADR Growth Fund
BTI — Dividend — Sold (part)
CNI — Dividend — Buy (add'l)
CMPGY — Dividend — Sold
FANUY — None — Buy (add'l)
FANUY — Sold (part)
FMX — Dividend — Sold (part)
FMX — Sold
JBAXY — None — Sold (part)
JBAXY — Sold
NVS — Dividend — Sold (part)
NVS — Sold (part)
RELX — Int./Div. — Sold (part)
RELX — Sold (part)
RELX — Sold (part)
RELX — Sold
SAP — Dividend — Sold (part)
SAP — Sold (part)
SAP — Sold (part)
SAP — Sold (part)
SAP — Sold (part)
SAP — Sold
TSM — Dividend — Sold (part)
TSM — Sold (part)
TSM — Sold (part)
TSM — Sold (part)
AMADY — Dividend — Sold (part)
AMADY — Sold
GIB — Dividend — Sold (part)
GIB — Buy (add'l)
GIB — Buy (add'l)
SU — Dividend — Sold
SBGSY — None — Buy (add'l)
AVGO — Dividend — Buy (add'l)
AZSEY — None — Sold (part)
AZSEY — Sold
AMCRY — None — Sold (part)
CABGY — Int./Div. — Buy (add'l)
CABGY — Sold (part)
PPERY — Int./Div. — Sold (part)
PPERY — Sold
UOVEY — Dividend — Sold (part)
CFRUY — None — Sold (part)
CFRUY — Sold
WTKWY — None — Sold (part)
CSLLY — None — Sold (part)
PDRDY — None — Sold (part)
PDRDY — Sold (part)
PDRDY — Sold (part)
IFJPY — None — Sold
BBD — Int./Div.
DBOEY — Int./Div. — Buy (add'l)
ESLOY — Int./Div. — Sold (part)
ESLOY — Sold
ING — Int./Div. — Sold (part)
ING — Sold
LVS — Int./Div. — Sold (part)
LVS — Sold
MDIBY — Int./Div. — Sold (part)
MDIBY — Sold (part)
MDIBY — Sold
MDLZ — Int./Div.
OTEX — Int./Div. — Sold (part)
OTEX — Sold (part)
PDYPY — Int./Div. — Buy (add'l)
PDYPY — Sold (part)
RBGLY — None — Sold
VCISY — None — Sold
BABA — None
CRTO — None
HOCPY — Int./Div. — Sold (part)
HOCPY — Sold (part)
HOCPY — Sold (part)
KAOOY — None — Sold (part)
KAOOY — Sold (part)
KAOOY — Sold
NTR — Int./Div. — Sold
PM — Int./Div. — Sold (part)
PM — Sold (part)
PM — Buy (add'l)
FTI — Int./Div. — Sold
VIVHY — Int./Div. — Sold
YUMC — Int./Div. — Sold (part)
AAGIY — Int./Div. — Buy (add'l)
ALC — None — Buy (add'l)
ALC — Sold (part)
ALC — Sold (part)
ABEV — Int./Div. — Sold
BDRFY — Int./Div. — Buy (add'l)
BDRFY — Sold (part)
PAC — Int./Div. — Sold
ICLR — None — Buy (add'l)
KOTMY — None
KMTUY — Int./Div. — Buy (add'l)
KHNGY — Int./Div. — Sold (part)
KHNGY — Sold (part)
EDU — None — Buy (add'l)
EDU — Sold (part)
SMCAY — Int./Div. — Sold (part)
SMCAY — Sold (part)
SMCAY — Sold (part)
BKNG — None
xASML — Int./Div. — Buy
xCIADY — None — Buy
xCIADY — Buy (add'l)
xPAC — Int./Div. — Buy
xHDB — Int./Div. — Buy
xHDB — Buy (add'l)
xHDB — Buy (add'l)
xHEINY — Int./Div. — Buy
xJD — None — Buy
xJD — Buy (add'l)
xJD — Buy (add'l)
xJD — Buy (add'l)
xKNRRY — Int./Div. — Buy
xKNRRY — Buy (add'l)
xLIN — Int./Div. — Buy
xLIN — Buy (add'l)
xLOGI — Int./Div. — Buy
xLVMUY — Int./Div. — Buy
xLVMUY — Buy (add'l)
xNSRGY — Int./Div. — Buy
xNSRGY — Buy (add'l)
xNJDCY — Int./Div. — Buy
xNJDCY — Sold (part)
xNJDCY — Sold (part)
xNVO — Int./Div. — Buy
xNVO — Buy (add'l)
xOCPNY — Int./Div. — Buy
xOCPNY — Buy (add'l)
xOCPNY — Buy (add'l)
xOCPNY — Buy (add'l)
xPROSY — Int./Div. — Buy
xPROSY — Buy (add'l)
xPROSY — Buy (add'l)
xRHHBY — Int./Div. — Buy
xRHHBY — Buy (add'l)
xRHHBY — Buy (add'l)
xRHHBY — Buy (add'l)
xSCHYY — Int./Div. — Buy
xSCHYY — Buy (add'l)
xSCHYY — Buy (add'l)
xSDVKY — None — Buy
xSDVKY — Buy (add'l)
xSDVKY — Buy (add'l)
xSDVKY — Buy (add'l)
xSNY — Int./Div. — Buy
xSNE — Int./Div. — Buy
xSNE — Buy (add'l)
xSNE — Buy (add'l)
xSNE — Buy (add'l)
xTCEHY — Int./Div. — Buy
xTCEHY — Buy (add'l)
xWMMVY — Int./Div. — Buy
xWMMVY — Buy (add'l)
xWMMVY — Buy (add'l)
xWMMVY — Buy (add'l)
xWMMVY — Buy (add'l)
SSGAMoney Market Fund — Int./Div.
AIG- Valic money market account — Interest
AIG/Valic Select IRA 1 Transamerica Large Growth
AAPL — Dividend
V — Dividend
DIS — Dividend — Sold
GOOG — None
A — Int./Div.
LOW — Dividend
ATVI — Int./Div.
AMGN — Int./Div.
BLK — Int./Div.
MSFT — Int./Div.
UTX — Int./Div. — Sold
FB — None
NVDA — Dividend
NXPI — None
AKAM — None
TJX — None — Sold
INTU — Dividend
NKE — Dividend
NOC — Dividend
AMZN — None
AVGO — Dividend
COST — Dividend
CRM — None
LHX — Dividend
PANW — None
IQV — None
CSCO — None — Sold
WM — Dividend
WMT — Dividend
ZTS — Dividend
XLNX — Dividend — Sold (part)
XLNX — Buy (add'l)
BAH — Dividend
PLNT — None — Sold
ILMN — None — Sold (part)
ILMN — Buy (add'l)
GPN — Dividend
GH — None
LMT — Dividend
QRVO — None
TTD — None
TW — Dividend
VRTX — None
ZS — None
xBX — Int./Div. — Buy
xCSX — Int./Div. — Buy
xIIVI — None — Buy
xIIVI — Buy (add'l)
xLITE — None — Buy
xLITE — Sold (part)
xLITE — Buy (add'l)
xQCOM — Int./Div. — Buy
xSNPS — None — Buy
xEXEL — None — Buy
xEXEL — Sold
SSGA Money Market — Interest
AIG- Valic Select IRA 2 Columbia value and restruct
JPM — Dividend — Buy (add'l)
JPM — Sold (part)
JPM — Sold (part)
MA — Dividend
CVX — Dividend — Sold (part)
CVX — Buy (add'l)
CVX — Sold (part)
CI — Dividend
GOOG — None — Sold (part)
AON — Dividend
ABT — Dividend — Buy (add'l)
ABT — Sold (part)
AAPL — Dividend — Sold (part)
AAPL — Sold (part)
AAPL — Sold (part)
BRKB — None — Buy (add'l)
BRKB — Sold (part)
BRKB — Sold (part)
BRKB — Sold (part)
BLK — Dividend
C — Dividend — Sold (part)
C — Sold (part)
C — Sold (part)
C — Buy (add'l)
C — Buy (add'l)
CMCSA — Dividend — Buy (add'l)
HON — Dividend — Sold (part)
HON — Sold (part)
HON — Buy (add'l)
HON — Buy (add'l)
JNJ — Dividend — Buy (add'l)
LOW — Dividend — Sold (part)
MSFT — Dividend — Sold (part)
MSFT — Sold (part)
MSFT — Sold (part)
MSFT — Sold (part)
MSFT — Sold (part)
CNQ — None — Buy (add'l)
EA — None — Sold (part)
EA — Sold
MDT — Dividend — Sold (part)
MDT — Buy (add'l)
VZ — Dividend — Sold
ATVI — Int./Div. — Sold (part)
ATVI — Sold (part)
ATVI — Buy (add'l)
GOOGL — None — Buy (add'l)
AMT — Int./Div. — Sold (part)
AMT — Sold (part)
FB — None — Sold (part)
FB — Sold (part)
FB — Buy (add'l)
MCD — Int./Div. — Buy (add'l)
MCD — Sold (part)
PFE — None — Sold
PM — Int./Div. — Buy (add'l)
PM — Sold (part)
ALXN — None
ANTM — Int./Div. — Buy (add'l)
ANTM — Sold (part)
ANTM — Sold (part)
AVGO — Int./Div. — Sold
FIS — Int./Div.
MS — Int./Div. — Sold (part)
MS — Buy (add'l)
PANW — None — Buy (add'l)
SHW — None — Sold (part)
T — None — Sold (part)
T — Sold (part)
T — Sold
AGN — None — Sold (part)
AGN — Sold
AMZN — None — Buy (add'l)
AMZN — Buy (add'l)
AMZN — Sold (part)
AMZN — Sold (part)
CSCO — Int./Div. — Sold (part)
CSCO — Buy (add'l)
CAG — None — Sold
EOG — Int./Div.
MDLZ — Int./Div. — Buy (add'l)
SYY — Int./Div. — Sold (part)
SYY — Buy (add'l)
APD — None — Sold (part)
APD — Sold (part)
APD — Sold (part)
CAT — Int./Div. — Sold (part)
CAT — Sold
XRAY — None — Sold (part)
EBAY — Int./Div. — Sold (part)
EBAY — Sold (part)
EBAY — Buy (add'l)
EMR — Int./Div. — Sold (part)
EMR — Sold
LRCX — None — Sold (part)
NOC — None — Sold (part)
NOC — Sold
NVDA — None — Sold (part)
TMUS — None — Buy (add'l)
NXPI — Int./Div. — Sold (part)
NXPI — Sold (part)
NXPI — Buy (add'l)
ADBE — None — Sold (part)
ARMK — Int./Div. — Sold
ADSK — None — Buy (add'l)
ADSK — Buy (add'l)
ADSK — Sold (part)
BDX — Int./Div.
CDK — Int./Div. — Sold
CL — Int./Div.
CPRI — None — Sold
CAG — Int./Div. — Sold (part)
CAG — Sold
GWL — Int./Div. — Sold (part)
GWL — Sold
CTVA — Int./Div. — Buy (add'l)
CTVA — Sold (part)
CTVA — Buy (add'l)
DD — Int./Div. — Sold
DHI — Int./Div. — Sold
DXC — None — Sold
INTC — Int./Div. — Sold (part)
INTC — Sold (part)
INTC — Sold
IBM — Int./Div. — Buy (add'l)
IBM — Sold
LHX — Int./Div. — Sold
LYFT — None — Sold
MPC — Int./Div. — Sold
MHK — None — Sold (part)
MHK — Sold (part)
MHK — Sold
MRVL — None
NEM — Int./Div.
SLB — Dividend — Sold
SPR — Int./Div. — Sold
MMM — Int./Div. — Sold
VLO — Int./Div. — Sold
VIAC — None — Sold
xAEP — Int./Div. — Buy
xAXP — Int./Div. — Buy
xAXP — Buy (add'l)
xAZO — None — Buy
xAZO — Buy (add'l)
xBMRN — None — Buy
xCARR — Int./Div. — Buy
xCARR — Buy (add'l)
xCARR — Buy (add'l)
xKO — Int./Div. — Buy
xKO — Buy (add'l)
xCVS — Int./Div. — Buy
xDRI — None — Buy
xDRI — Int./Div. — Sold (part)
xDLTR — None — Buy
xDLTR — Buy (add'l)
xDLTR — Buy (add'l)
xLLY — None — Buy
xFISV — None — Buy
xINTU — Int./Div. — Buy
xINTU — Buy (add'l)
xNTR — Int./Div. — Buy
xNTR — Buy (add'l)
xNTR — Buy (add'l)
xPYPL — None — Buy
xDGX — Int./Div. — Buy
xDGX — Sold (part)
xRTX — Int./Div. — Buy
xRTX — Buy (add'l)
xRTX — Buy (add'l)
xRTX — Buy (add'l)
xLUV — Int./Div. — Buy
xSWK — Int./Div. — Buy
xSWK — Buy (add'l)
xSWK — Buy (add'l)
xSWK — Buy (add'l)
xSTT — Int./Div. — Buy
xSYK — Int./Div. — Buy
xSYK — Buy (add'l)
xSYK — Sold (part)
xTPR — None — Buy
xTEL — Int./Div. — Buy
xTEL — Buy (add'l)
xTEL — Buy (add'l)
xAES — Int./Div. — Buy
xAES — Buy (add'l)
xUBER — None — Buy
xUBER — Buy (add'l)
xUBER — Sold (part)
xULTA — None — Buy
xUAA — None — Buy
xUNP — Int./Div. — Buy
xUNP — Buy (add'l)
xUNP — Buy (add'l)
xDIS — None — Buy
xDIS — Buy (add'l)
xDIS — Buy (add'l)
xWDC — None — Buy
xWDC — Buy (add'l)
xELAN — None — Buy
xELAN — Sold
xBA — None — Buy
xBA — Sold
SSGA Money Market — Interest
AIG Valic IRA DBA DavidsonMid Cap
STE — Int./Div. — Sold (part)
STE — Sold (part)
ACHC — None — Buy (add'l)
ACC — Int./Div. — Sold (part)
ATR — Int./Div. — Buy (add'l)
APAM — Int./Div.
BURL — None — Sold (part)
BURL — Sold (part)
CTLT — None — Sold (part)
CTLT — Buy (add'l)
CTLT — Sold (part)
CTLT — Sold (part)
CVCO — None
CGNX — Int./Div. — Sold (part)
CGNX — Sold (part)
DORM — None
DRQ — None
EXPO — Int./Div. — Sold (part)
FIVE — None — Sold (part)
FIVE — Sold (part)
FIVE — Sold (part)
ICUI — None — Sold (part)
ICUI — Sold
MKTX — Int./Div. — Sold (part)
MKTX — Sold (part)
MKTX — Sold (part)
MKTX — Sold (part)
MKTX — Sold (part)
MAA — Int./Div. — Sold
MIDD — None — Sold
NDSN — Int./Div. — Sold (part)
NDSN — Sold (part)
POR — Int./Div.
POWI — Int./Div.
PINC — None — Sold
KWR — Int./Div.
RPM — Int./Div. — Sold (part)
ROLL — None — Sold (part)
RBA — Int./Div. — Sold (part)
SSNC — Int./Div. — Sold (part)
SSNC — Sold (part)
SSNC — Sold
SBNY — None
SUI — Int./Div. — Sold (part)
TTC — Int./Div. — Sold (part)
TTC — Sold (part)
TYL — None — Sold (part)
TYL — Sold (part)
TYL — Sold
WAB — None — Sold (part)
WAB — Sold
WBS — Int./Div. — Sold (part)
WBS — Sold
WST — Int./Div. — Sold (part)
WST — Sold (part)
WST — Sold (part)
WST — Sold (part)
WST — Sold (part)
WST — Sold
ZBRA — None — Sold (part)
BAH — Int./Div. — Sold (part)
BAH — Sold (part)
BAH — Sold (part)
BJRI — Int./Div. — Sold
CRI — Int./Div.
COR — Int./Div.
EXP — Int./Div. — Sold (part)
DEA — Int./Div.
GDI* name change to IR — None — Merged (with line 504)
IR — None
GGG — Int./Div.
JRVR — Int./Div. — Sold
LAD — Int./Div.
MTDR — None — Sold
OGE — Int./Div.
DOC — Int./Div. — Buy (add'l)
PNFP — Int./Div. — Sold (part)
PII — Int./Div. — Sold (part)
POOL — Int./Div. — Sold (part)
POOL — Sold (part)
POOL — Sold (part)
SLAB — None — Sold (part)
SLAB — Buy (add'l)
SNDR — Int./Div. — Sold (part)
INN — Int./Div. — Sold (part)
WAL — None
BERY — None — Sold
BIO — None — Sold (part)
EPAM — None
HXL — None — Sold (part)
JAZZ — None
NBIX — None
PE — None — Buy (add'l)
RPD — None — Sold (part)
TXRH — Int./Div.
AUB — Int./Div. — Sold (part)
BJ — None — Sold (part)
ENV — None — Sold (part)
ROCK — None — Sold (part)
LOPE — None
HUBS — None — Buy (add'l)
PODD — None — Sold (part)
PODD — Sold
PFGC — None
TCF — Int./Div. — Buy (add'l)
MTN — Int./Div. — Sold (part)
xBFAM — None — Buy
xCRNC — None — Buy
xCRNC — Buy (add'l)
xCHE — Int./Div. — Buy
xCHE — Buy (add'l)
xESI — None — Buy
xFSS — Int./Div. — Buy
xFSS — Buy (add'l)
xGMED — None — Buy
xHZNP — None — Buy
xHPP — Int./Div. — Buy
xHPP — Buy (add'l)
xIDA — Int./Div. — Buy
xIDA — Buy (add'l)
xITGR — None — Buy
xKMPR — Int./Div. — Buy
xKMPR — Buy (add'l)
xKNSL — Int./Div. — Buy
xLANC — Int./Div. — Buy
xLANC — Buy (add'l)
xMOH — None — Buy
xMOH — Sold (part)
xPIPR — Int./Div. — Buy
xSYNH — None — Buy
xSYNH — Buy (add'l)
xSYNH — Buy (add'l)
xVOYA — Int./Div. — Buy
xVOYA — Buy (add'l)
xQDEL — None — Buy
xQDEL — Sold
SSGAMoney Market Fund — Int./Div.
Highwoods Pptys Inc — Dividend
Hooker Furniture — Dividend
Regency CTRS Corp — Int./Div.
Carter Bank and Trust — None
Calamos Growth Mutual Fund A — Int./Div.
Mutual Series Mutual Shares A — Int./Div.
Tempelton Growth Mutual Fund A — Int./Div.
Franklin Income Mutual Fund A — Int./Div.
Valic Freedom Plus IRA Annuity (Porfolio Director Fixed and Variable) — Int./Div.
AIG 401K
BSCFX — Int./Div.
JNTFX — Int./Div.
VPMCX — Int./Div.
VEXMX — Int./Div.
FTSE — Int./Div.
TGVAX — Int./Div.
VINIX — Int./Div.
VWELX — Int./Div.
MEIAX — Int./Div.
JSIVX — Int./Div.
VBMFX — Int./Div.
AIG Stable Value Fund — Interest
Sun America NQDA — Int./Div.
Jackson National NQDA — Int./Div.
VFA TransAmerica Laarge Growth — Int./Div.
VFA Columbia Value — Int./Div.
VFA Sterling Mid Cap Value — Int./Div.
VFA GWK Small Core — Int./Div.
VFA Nuveen Intermediate Muni — Interest
VFA Intergrated Manager Account
A — Dividend
V — Dividend
MSFT — Dividend
AMGN — Distribution
ATVI — Int./Div.
DIS — Int./Div. — Sold
GOOG — None
UTX — Int./Div. — Sold
CRM — None
LOW — Dividend
NXPI — None
FB — None
NVDA — Dividend
AKAM — None — Sold (part)
TJX — None — Sold
NKE — Int./Div.
GOOGL — None
APPL — Int./Div.
NOC — Int./Div.
INTU — Int./Div.
XLNX — Int./Div. — Sold (part)
AVGO — Int./Div.
LHX — Int./Div.
AMZN — None
WM — Int./Div.
ZTS — Int./Div.
PAWN — None
IQV — None
COST — Int./Div.
WMT — Int./Div.
CSCO — Int./Div. — Sold
BAH — Int./Div.
PLNT — None — Sold
GPN — Int./Div.
GH — Int./Div.
LMT — Int./Div.
QRVO — Int./Div.
TTD — Int./Div.
TW — Int./Div.
VRTX — Int./Div.
xBX — Int./Div. — Buy
xCSX — Int./Div. — Buy
xIIVI — None — Buy
xIIVI — Buy (add'l)
xLITE — None — Buy
xLITE — Sold (part)
xQCOM — Int./Div. — Buy
xSNPS — None — Buy
xEXEL — None — Buy
xEXEL — Sold (part)
xRTX — None — Buy
xRTX — Sold
SPAXX money market fund — Interest
Diversified equity mutual Funds
FSPSX — Int./Div.
FSSNX — Int./Div.
FXAIX — Int./Div.
PMDEX — Int./Div.
AXBIS — Int./Div.
WSBIS — Int./Div.
SPDR (cash) — Interest
Genworth Variable Life Insurance (Fixed Index Annuities) — Int./Div.
Spouse's income — 2020 — Valic-Salary

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/32529. Public record. Not legal advice.