# Katharine Sweeney Hayden > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/32377 ## Record - **Judge:** Katharine Sweeney Hayden - **Year:** 2020 - **Pages:** 16 ## Text BROKERAGE ACCOUNT #1 (H) Arbor Realty Trust Inc. Common Stock — Dividend — Buy (add'l) Consolidated Edison Inc. Common Stock — Dividend Duke Energy Corp New Common Stock — Dividend Enterprise Prods Partners LP Common Stock — None — Buy (add'l) Enterprise Prods Partners LP Common Stock — Buy (add'l) GlaxoSmithKline PLC SP ADR Common Stock — Dividend Kimberly Clark Corp. Common Stock — Dividend JP Morgan Chase & Co. Common Stock — Dividend Pfizer Inc. Common Stock — Dividend — See Note in Part VIII Sasol Ltd., Spons. ADR Common Stock — None — Sold Walt Disney Co. Common Stock — Dividend Essential Utilities Inc. Common Stock (formerly Aqua America Inc.) — Dividend — See Note in Part VIII AT&T Inc. Common Stock — Dividend — Buy (add'l) Honeywell Intl Inc. Common Stock — Dividend Microsoft Corp Common Stock — Dividend Procter & Gamble Co. Common Stock — Dividend Wal-Mart Stores Inc. Common Stock — Dividend CVS Caremark Corp. Common Stock — Dividend — Buy (add'l) McDonalds Corp Common Stock — Dividend Wells Fargo & Co Common Stock — Dividend Bristol Myers Squibb Co. Common Stock — Dividend — Buy (add'l) Bristol Myers Squibb Co. Common Stock — Buy (add'l) Conagra Foods Inc. Common Stock — Dividend Deere & Co. Common Stock — Dividend General Electric Co. Common Stock — Dividend Kellogg Co. Common Stock — Dividend Mondelez Intl Inc. Common Stock — Dividend Nustar Energy LP Common Stock — None Parker-Hannifin Corp. Common Stock — Dividend Philip Morris Intl Inc. Common Stock — Dividend Quanta Services Inc. Common Stock — Dividend Raytheon Company Common Stock — Dividend — Merged (with line 86) — See Note in Part VIII Boeing Co. Common Stock — Dividend Public Service Enterprise Grp Common Stock — Dividend NJ Higher Ed Assistant Auth Bond — Interest — Redeemed (part) NJ Higher Ed Assistant Auth Bond — Redeemed Emerson Electric Co Common Stock — Dividend Nucor Corp Common Stock — Dividend Morgan Stanley Bank NA Bank Deposit Program — Interest Eaton Corp. PLC SHS Common Stock — Dividend Weyerhauser Co. Common Stock — Distribution Xylem Inc. Common Stock — Dividend Apple Inc. Common Stock — Dividend — See Note in Part VIII BP PLC ADS Common Stock — Dividend — Buy (add'l) Timken Co Common Stock — Dividend Puerto Rico Elec Pwr Auth Rev Ref Ser- MM Bond — Interest Conoco Phillips Common Stock — Dividend Exelon Corp. Common Stock — Dividend John Hancock Bk & Thrift Fund — Dividend Merck & Co Inc Common Stock — Dividend Steel Dynamics Inc Common Stock — Dividend — Buy (add'l) Aerie Pharmaceuticals Inc. Common Stock — None Quotient Ltd Shs Common Stock — None — Buy (add'l) Quotient Ltd Shs Common Stock — Buy (add'l) Cypress Semiconductor Common Stock — Dividend — Sold Global Blood Therapeutics Common Stock — None — Buy (add'l) Sabre Corporation Common Stock — Distribution BASF SE ADR Common Stock — Dividend Enbridge Inc Common Stock — Dividend — Buy (add'l) Golar Lng Ltd Common Stock — None — Sold Kinder Morgan Incorp Common Stock — Distribution Newell Brands Inc Common Stock — Dividend Corteva Inc. Common Stock — Dividend Federated US Trsy Mutual Fund — Dividend Gladstone Land Corp. Common Stock — Distribution — Buy Granite Constr Inc. Common Stock — Dividend — Buy (add'l) Granite Constr Inc. Common Stock — Buy (add'l) Marcus Corp. Common Stock — Dividend Metlife Incorporated Common Stock — Dividend — Buy (add'l) United Parcel Serv Inc. Cl B Common Stock — Dividend Verizon Communications Common Stock — Dividend — Buy (add'l) Williams Co Inc. Common Stock — Dividend — Buy (add'l) Alphabet Inc. Common Stock — None Amazon Co Inc. Common Stock — None Brookfield Ppty Partners LP — None — Buy (add'l) Brookfield Renew Partners LP — None — See Note in Part VIII Dow Inc Common Stock — None — Sold Occidental Petroleum Corp. Common Stock — Dividend — Sold Takeda Pharmaceuticals Co. Common Stock — Dividend — Buy (add'l) Brookfield Renewable Corp Common Stock — Dividend — Spinoff (from line 80) — See Note in Part VIII Magna International Inc. Common Stock — Dividend — Buy Raytheon Technologies Corp Common Stock — Dividend — Buy (add'l) — See Note in Part VIII Science Applications Intl Common Stock — Dividend — Buy Science Applications Intl Common Stock — Buy (add'l) Science Applications Intl Common Stock — Buy (add'l) Science Applications Intl Common Stock — Buy (add'l) Science Applications Intl Common Stock — Buy (add'l) Stag Industries Inc. Common Stock — Dividend — Buy Valero Energy CP Common Stock — Dividend — Buy Hannon Armstrong Common Stock — Distribution — Buy Carrier Global Corp Common Stock — None — Buy Nextera Energy Inc. Common Stock — None — Buy Toronto Donimnion Bank Common Stock — None — Buy Toronto Donimnion Bank Common Stock — Buy (add'l) Truist Financial Corp Common Stock — None — Buy Truist Financial Corp Common Stock — Buy (add'l) Viatris Inc. Common Stock — None — Spinoff (from line 10) — See Note in Part VIII Vontier Corp Common Stock — None — Buy Vontier Corp Common Stock — Buy (add'l) BROKERAGE ACCOUNT #3 (H) Morgan Stanley Bank NA — Interest IRA ACCOUNT (H) Morgan Stanley Bank NA Cash Account — Interest Altria Group Inc. Common Stock — Dividend — Buy (add'l) Bank of New York Mellon Corp Common Stock — Dividend Truist Finl Corp. formerly BB&T Corp Common Stock — Dividend — Buy (add'l) Cisco Sys Inc Common Stock — Dividend Cubesmart Common Stock — Dividend Emerson Electric Co Common Stock — Dividend Kinder Morgan Incorp Common Stock — Dividend — Sold Marathon Petroleum Corp Common Stock — Dividend Merck & Co Inc Common Stock — Dividend Metlife Incorporated Common Stock — Dividend — Buy (add'l) Novo Nordisk A.S ADR Common Stock — Dividend Old Republic Intl CP Common Stock — Dividend Paypal Hldgs Inc Common Stock — None Pfizer Inc Common Stock — Dividend — See Note in Part VIII Qualcomm Inc Common Stock — Dividend Toronto Dom Bk New Common Stock — Dividend — Buy (add'l) Toronto Dom Bk New Common Stock — Buy (add'l) US Bancorp New Common Stock — Dividend Unilever PLC Common Stock — Dividend Wells Fargo & Co New Common Stock — Dividend Weyerhaeuser Co Common Stock — Dividend — Buy (add'l) AT&T Common Stock — Dividend — Buy (add'l) Bristol Myers Squibb Co Common Stock — Dividend Cypress Semiconductor Common Stock — Dividend — Redeemed Gladstone Land Corp Common Stock — Dividend — Buy (add'l) John Hancock Financial Opps Fd — Dividend Hannon Armstrong Sys Info Common Stock — Dividend — Buy (add'l) Nucor Corp Common Stock — Dividend Permian Basin Rlty Uni BI Common Stock — Distribution Sabre Corporation Common Stock — Dividend San Juan Basin Rty Tr UBI Common Stock — Distribution Tallgrass Energy Gp, LP Common Stock — None — Redeemed Templeton Eng Mkt Incm Fd — Dividend Proctor & Gamble Common Stock — Dividend BP LLC ADS Common Stock — Dividend — Buy (add'l) Enbridge Inc Common Stock — Dividend Newell Brands Inc Common Stock — Dividend BASF SE SP ADR Common Stock — Dividend Natl Fuel Gas Co Common Stock — Dividend Annaly Capital Mgmt Common Stock — Dividend Brookfield Ppty Partners LP — Int./Div. Brookfield Renew Partners LP — Int./Div. — See Note in Part VIII Dow Inc. Common Stock — Dividend — Sold Dupont De Nemours Common Stock — Dividend — Sold Tesla Inc. Common Stock — None — See Note in Part VIII William Co. Common Stock — Dividend Federated US Trsy Mutual Fund — Dividend — Sold (part) Lumen Technologies Common Stock (formerly Century Link Inc) — Dividend — Buy (add'l) — See Note in Part VIII Aflac Incorporated Common Stock — Dividend — Buy Brookfield Renewable Corp Common Stock — Dividend — Spinoff (from line 152) — See Note in Part VIII Corteva Inc. Common Stock (X) — Dividend Granite Constr Inc. Common Stock — None — Buy Granite Constr Inc. Common Stock — Buy (add'l) Iron Mountain Inc. Common Stock — Dividend — Buy Kraft Heinz Co. Common Stock — None — Buy Magna Intl Inc. Common Stock — Dividend — Buy Science Application Intl Common Stock — Dividend — Buy Science Application Intl Common Stock — Buy (add'l) Science Application Intl Common Stock — Buy (add'l) Stag Indl Inc Common Stock — Dividend — Buy Unumprovident Corp Common Stock — None — Buy Valero Energy Common Stock — None — Buy Verizon Communications Common Stock — None — Buy Western Digital Corp Common Stock — None — Buy Viatris Inc. Common Stock — None — Spinoff (from line 123) — See Note in Part VIII Viatris Inc. Common Stock — Sold Spouse's income — 1/20-12/20 — Partner, Law Firm - Pashman Stein Walder Hayden PC, Hackensack, NJ Part VII, Lines 10 and 102 - Due to a spinoff on 11/.13/2020, holders of Pfizer stock received approximately 0.124079 shares of Viatris common stock for every share of Pfizer common stock; fractional shares were sold. Part VII, Lines 13 - Aqua America Inc. changed its name effective 2/3/2020 to Essential Utilities Inc. Part VII, Lines 33 and 86 - Due to a merger each share of Raytheon common stock were coverted to 2.3348 shares of United Technologies common stock. Upon closing of the merger, United Technologies changed its name to Raytheon Technologies Corporation.. Part VII, Line 44 - Apple Inc.common stock split 4 for 1 on 08/31/2020.. Part VII, Lines 80 and 84 - Brookfield Renewable Partners LP stock split 1251 shares of Brookfield Renewable Corp. for 1000 shares of Brookfield Renewarble Partners LP on 7/30/2020; fractional shares sold. Part VII, Lines 80 - Brookfield Renewable Partners LP stock split 3 for 2 on 12/14/2020. Part VII, Line 84 - Brookfield Renewable Corp. stock split 3 for 2 on 12/14/2020. Part VII, Lines 123 and 176 - Due to a spinoff on 11/.13/2020, holders of Pfizer stock received approximately 0.124079 shares of Viatris common stock for every share of Pfizer common stock; fractional shares were sold. Part VII, Lines 152 and 161 - Brookfield Renewable Partners LP stock split 1251 shares of Brookfield Renewable Corp. for 1000 shares of Brookfield Renewarble Partners LP on 7/30/2020; fractional shares sold. Part VII, Lines 152 - Brookfield Renewable Partners LP stock split 3 for 2 on 12/14/2020. Part VII, Line 156 - Tesla stock split 5 for 1 on 8/11/2020. Part VII, Line 159 - CenturyLink Inc. changed its name to Lumen Technologies on 9/14/2020 Part VII, Line 161 - Brookfield Renewable Corp. stock split 3 for 2 on 12/14/2020. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/32377. Public record. Not legal advice.