# Kathleen Mary Williams

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/32345

## Record

- **Judge:** Kathleen Mary Williams
- **Year:** 2020
- **Pages:** 7

## Text

United Technologies (UTX) — Dividend — Merged (with line 2)
Raytheon (RTX) — Dividend — Buy
Carrier (CARR) — Dividend — Spinoff (from line 2)
Otis Worldwide (OTIS) — Dividend — Spinoff (from line 2)
AT&T (T) — Dividend
Edison (EIX) — Dividend
Lockheed Martin (LMT) — Dividend
IBM — Dividend
Princ Preferred Securities (PRFCX) — Int./Div.
Nationwide Fixed Annuity — None
Wells Fargo Money Sweep — Interest
WELLS FARGO MANAGED ASSET ACCOUNT HOLDINGS BELOW
FTIXX-GSachs Treasury Instruments — Interest — Sold
MEDIX-MFS Emerg Mkt Debt — Dividend
AEPFX-American Euro-Pacific Grth — Dividend
Cohen & Steers Rlty (CSRSX) — Dividend
Diamond Hill Large Cap (DHLRX) — Dividend — Buy (add'l)
John Hancock FDS III (JGYIX) — Dividend
MFS Municipal Fnd (MMIIX) — Int./Div.
MFS VALUE Fnd (MEIIX) — Dividend — Sold
Noveen Mon. Trust (NUVBX) — Dividend
Wells Fargo Emerging Markets (EMGNX) — Dividend
T. Rowe Price Mun. Funds (PRINX) — Interest — Sold (part)
T. Rowe Price Mun. Inter Fnd (PRSMX) — Interest
T. Rowe Price Tax Free (PRFSX) — Interest
T. Rowe Price Blue Chip (TRBCX) — Dividend
Brown Adv Small Cap (BAFSX) — Dividend
Hartford Midcap (HFMIX) — Distribution
Janus Henderson Sm Cap Val (JSCOX) — Dividend
Wells Fargo Midcap Value — Dividend — Sold (part)
Liability — Wells Fargo Investments — Securities Margin Loan
SECTION VII. INVESTMENTS AND TRUSTS
LINES 1-4: On April 3, 2020, UTX merged with Raytheon and ceased to be traded separately. OYIS and CARR were then spun off by Raytheon into separate
companies. There was no gain/loss in the transactions as UTX shares were exchanged for shares in each of the 3 companies.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/32345. Public record. Not legal advice.