# Leo Landsen King

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/32344

## Record

- **Judge:** Leo Landsen King
- **Year:** 2019
- **Pages:** 28

## Text

IRA #1
401(k) #1
Paducah Bank and Trust, Checking Account — Interest
BROKERAGE ACCOUNT #1
Wells Fargo Money Market Account — Interest
AT&T Stock — Dividend
Abbot Laboratories Stock — Dividend
Abbvie Inc Stock — Dividend
Archer Daniels Midland Stock — Dividend
Bristol Myers Squibb Stock* — Dividend — Buy (add'l)
Cegene Corp Stock* — Dividend — Merged (with line 8)
Cegene Corp Stock* — Sold
Chevron Corp Stock — Dividend
Comcast Corp Stock — Dividend
Corning Inc Stock — Dividend
Disney Stock — Dividend
Exxon Stock — Dividend
GE Stock — Dividend — Donated (part)
General Mills Stock — Dividend
Halliburton Co Stock — Dividend
Hasbro Inc Stock — Dividend
Intell Corp Stock — Dividend
IBM Stock — Dividend
McCormick & Co Inc Stock — Dividend
Merk & Co. Stock — Dividend
Microsoft Stock — Dividend
Oracle Corp Stock — Dividend
PNC Financial Services Stock — Dividend
Nuveen Invt Fds Inc Real Estate Secs Fund Cl A — Dividend
PIMCO FD PAC INVT MGMT, All Asst Fund Class C — Dividend
Principal Invs Fd Real Estate Secs Fd Cl A — Dividend
Principal Global Div Income Fd — Dividend
Proctor & Gamble Stock — Dividend
Southern Company Stock — Dividend
Vodafone Group Stock — Dividend
WAB TEC stock — Dividend — Spinoff (from line 16)
BROKERAGE ACCOUNT #1A
Kenton Cnty Ky Sch Dist Bond, 491089VN5 — Interest — Redeemed
KY St Ppty & Bldgs Bond, 49151E8F3 — Interest — Redeemed
Harris Cnty Tx Mun Util Bond, 414972UQ0 — Interest — Redeemed
Henry Cnty Ky Sch Dist Bond, 426569MF3 — Interest — Redeemed
Leitchfield KY RFDG SER Bond, 525439DV4 — Interest — Redeemed (part)
Leitchfield KY RFDG SER Bond, 525439DV4 — Redeemed
KY St Ppty & Bldgs Bond, 49151FLY4 — Interest
New Braunfels Tx CTF OBLG Bond, 642526KX4 — Interest — Redeemed
Harris Cnty Tx Mun Util Bond, 413956GB3 — Interest — Redeemed
Western Ky Univ Rvs Bond, 9585193P3 — Interest
Fayette Cnty Ky Sch Dist Bond, 312432UK1 — Interest
Hardin Cnty Ky Sch Dist Bond, 411873QM7 — Interest
Montgomery Cnty Tx Mun Bond, 613910RT7 — Interest — Redeemed
Washington DC Met Area Tran Auth Bond, 938782DX4 — Interest — Redeemed
Boone Cnty Ky Sch Dist Bond, 098825YV8 — Interest — Redeemed
Fayette Cnty Ky Sch Dist Fin Corp Bond, 31243UR6 — Interest
Miami Dade Cnty Fl W&S Bond, 59334DGQ1 — Interest
Harris Cnty Tx Mun Util Bond, 41421LCT3 — Interest
Brushy Creek Regl Util Auth Tx Bond, 117467EA4 — Interest
Ky St Ppty & Bldgs Commn Revs Bond, 49151FEE6 — Interest — Redeemed
Franklin Ky RFDG & Impt Pub Proj Bond, 353622AR4 — Interest — Redeemed
Ky St Ppty & Bldgs Commn Revs Bond, 49151E8R7 — Interest
Louisville & Jefferson Cnty Ky Met Swr Dist bond, 546589d58 — Interest — Redeemed
Kentucky Rural wtr fin corp pub pj rev bond, 49140mun7 — Interest
Louisville & Jeff Cnty swr dist bond, 546589rx2 — Interest
Ky St Ppty & Bildgs Commn Revs Bds, 49151FYS3 — Interest — Buy
Ky Rural WTR fin corp pub proj rev bds, 49140MN6N4 — Interest — Buy
KY St Ppty & Bldgs Commn Revs Bds, 49151FHF0 — Interest — Buy
Louisville & Jeff Cnty Ky Met Swr & Drain Bd, 546589RP9 — Interest — Buy
Louisville & Jeff Cnty Ky Met Swr & Drain bd, 546589RS3 — Interest — Buy
Ky St TPK Auth Econ Dev Rd Rev bd, 491552YD1 — Interest — Buy
Canyons Sch Dist Ut -Utah Sch Bd, 139078AU3 — Interest — Buy
Ky St Tpk Auth Econ Dev Rd Rev bd, 4915522XT7 — Interest — Buy
Ky St Tpk AuthEcon Dev Rd Rev bd, 491552ZA6 — Interest — Buy
Dallas Tx Wtrwks & Swr rev bd, 2354164X9 — Interest — Buy
Ky Assn of Cntys Fin Corp bd, 491196KB6 — Interest — Buy
Regional Trans Dist Co Sales Tax rev bd, 759136RK2 — Interest — Buy
BROKERAGE ACCOUNT #2
Industrial Select Sector SPDR fund — Dividend — Sold
Goldman Sachs ETF TR ETF — Dividend — Buy
Goldman Sachs ETF TR ETF — Buy (add'l)
Invesco TR Emerging Mkts Sov debt — Dividend
Ishares Russell 2000 fund — Dividend — Buy (add'l)
Ishares Russell 2000 fund — Buy (add'l)
Ishares Core MSCI emerging markets fund — Dividend — Buy (add'l)
Ishares Core MSCI emerging markets fund — Buy (add'l)
Ishares Core S&P Midcap fund — Dividend — Buy (add'l)
Ishares Core S&P 500 S&P 500 Index fund — Dividend — Buy (add'l)
Ishares Core S&P 500 S&P 500 Index fund — Sold (part)
Ishares Core US Aggregate Bond Fund — Dividend — Sold (part)
Ishares Core US Aggregate Bond Fund — Buy (add'l)
Ishares Core US Aggregate Bond Fund — Sold (part)
Ishares Core US Aggregate Bond Fund — Sold (part)
Ishares Edge MSCI Min Vol USA ETF — Dividend — Buy
Ishares Edge MSCI Min Vol USA ETF — Buy (add'l)
Ishares S&P Midcap value fund — Dividend
Ishares S&P midcap growth fund — Dividend
Sector SPDR Technology Select fund — Dividend — Buy (add'l)
Sector SPDR Technology Select fund — Buy (add'l)
Select Sector SPDR Financial fund — Dividend
Select Sector SPDR Health Care fund — Dividend — Sold
Select Sector SPDR Consumer Discretionary fund — Dividend
SPDR Dow Jones Global Real Estate — Dividend — Sold
Vanguard FTSE Developed Mrks fund — Dividend — Sold (part)
Vanguard FTSE Developed Mrks fund — Buy (add'l)
Vanguard Index fds reas estate index* — Dividend — Sold
Vanguard Intl Equity Index emerging mrkts fund — Dividend — Sold (part)
Xtrackers USD High Yield Corp Bond Fund — Dividend — Buy
Vanguard Short Term Corp Bond fund — Dividend — Sold
Wells Fargo Money Market account X — Interest
Europacific Growth Fd, cl A — Dividend
Growth Fund America, Cl A — Dividend
New Economy Fund SBI Cl A — Dividend
Smallcap World Fd A — Dividend
Wash Mutl Invs Fd Inc, Cl A — Dividend
IRA #2
Wells Fargo Money Market account X — Interest
Golman Sachs ETF TR ETF US Large Cap — Dividend — Buy
Industrial Select Sector SPDR fund — Dividend — Sold
Invesco Emerging Mkts Soveriegn debt fund — Dividend
Ishares Russell 2000 fund — Dividend — Buy (add'l)
Ishares core msci emerging markets fund — Dividend — Buy (add'l)
Ishares Core S&P Midcap fund — Dividend
Ishares Core S&P 500 fund — Dividend — Buy (add'l)
Ishares Core S&P 500 fund — Sold (part)
Ishares Core US Aggregate Bond fund — Dividend — Sold (part)
Ishares Core US Aggregate Bond fund — Buy (add'l)
Ishares Core US Aggregate Bond fund — Sold (part)
Ishares Core US Aggregate Bond fund — Sold (part)
Ishares Edge MSCI ETF Min Vol EUS ETF — Dividend — Buy
Ishares S&P Midcap 400 value fund — Dividend
Ishares S&P Midcap 400 growth fund — Dividend
SectorSPDR Tr Technology Select sector fund — Dividend — Buy (add'l)
Select Sector SPDR TR Financial fund — Dividend
Select Sector SPDR FD Health care fund — Dividend — Sold
Select Sector SPDR Fd consumer discretionary fund — Dividend
SPDR Dow Jones Global Real Estate fund — Dividend — Sold
Vanguard FTSE Develeoped Marktets fund — Dividend — Buy (add'l)
Vanguard FTSE Develeoped Marktets fund — Sold (part)
Vanguard Intl Equity Index fds ftse emerging markets — Dividend — Sold (part)
Vanguard Index fds real estate index fd — Dividend — Sold
Vanguard Short Term corp bond fund — Dividend — Sold
Xtrackers USD High Yield Corp Bond fund — Dividend — Buy
TRUST #1
Wells Fargo Money Mrkt Account — Int./Div.
Industrial Select Sector fund — Dividend — Sold
Goldman Sachs Active Beta US Large Cap Equity ETF — Dividend — Buy
Goldman Sachs Active Beta US Large Cap Equity ETF — Buy (add'l)
Invesco TR II Emerging MKTS Sovereign Debt (FKA Powershares Em Mar) — Dividend
Ishares Russell 2000 fund — Dividend
Ishares Core S&P MSCI Emerging Markets fund — Dividend — Buy (add'l)
Ishares Core S&P MSCI Emerging Markets fund — Buy (add'l)
Ishares core S&P Midcap fund — Dividend — Buy (add'l)
Ishares core S&P Midcap fund — Buy (add'l)
Ishares core S&P 500 fund — Dividend — Buy (add'l)
Ishares core S&P 500 fund — Sold (part)
Ishares core S&P 500 fund — Buy (add'l)
Ishares Core US Aggregate Bond fund — Dividend — Buy (add'l)
Ishares Core US Aggregate Bond fund — Buy (add'l)
Ishares Core US Aggregate Bond fund — Buy (add'l)
Ishares Edge MSCI Min Vol USA ETF — Dividend — Buy
Ishares Edge MSCI Min Vol USA ETF — Buy (add'l)
Ishares IBOXX$ High Yield Corp Bond — Dividend
Ishares JP Morgan USD Emerging Markets Bond fund — Dividend — Buy (add'l)
Ishares JP Morgan USD Emerging Markets Bond fund — Sold (part)
Ishares MBS Fund — Dividend — Sold (part)
Ishares MBS Fund — Buy (add'l)
Sector SPDR Technology Select Sector fund — Dividend — Buy (add'l)
Sector SPDR Technology Select Sector fund — Buy (add'l)
Select Sector SPDR Financial fund — Dividend
Select Sector SPDR Health Care fund — Dividend — Sold
Select Sector SPDR Consumer Discretionary fund — Dividend
Spdr Dow Jones Global Real Estate fund — Dividend — Sold
Vanguard FTSE Developed Markets fund — Dividend — Buy (add'l)
Vanguard FTSE Developed Markets fund — Sold (part)
Vanguard FTSE Developed Markets fund — Buy (add'l)
Vanguard Index FDS Real Estate Index Fund (FKA Vanguard REIT Fund) — Dividend — Sold
Vanguard Intermediate Term Corp Bond fund — Dividend — Sold (part)
Vanguard Intermediate Term Corp Bond fund — Buy (add'l)
Vanguard Intermediate Term Corp Bond fund — Buy (add'l)
Vanguard Intermediate Term Corp Bond fund — Buy (add'l)
Vanguard INTL Equity Index Emerging Mrkts fund — Dividend — Sold (part)
Vanguard Short Term Corp Bd fund — Dividend — Sold (part)
Xtrackers USD High Yield Corp Bond fund — Dividend — Buy
Xtrackers USD High Yield Corp Bond fund — Buy (add'l)
TRUST #2
Well Fargo Money Mrkt Account — Interest
Industrial Select Sector SPDR — Dividend — Sold
Goldman Sachs ActiveBeta US Large Cacp Equity ETF — Dividend — Buy
Goldman Sachs ActiveBeta US Large Cacp Equity ETF — Buy (add'l)
Invesco TR II Emerging Mkts Sovereign Debt fund (FKA Powershares) — Dividend
Ishares Russell 2000 — Dividend
Ishares Core MSCI Emerging Markets fund — Dividend — Buy (add'l)
Ishares Core S&P Midcap fund — Dividend — Buy (add'l)
Ishares Core S&P Midcap fund — Buy (add'l)
Ishares core S&P 500 index fund — Dividend — Buy (add'l)
Ishares core S&P 500 index fund — Sold (part)
Ishares core S&P 500 index fund — Buy (add'l)
Ishares Core US Aggregate Bond fund — Dividend — Buy (add'l)
Ishares Core US Aggregate Bond fund — Buy (add'l)
Ishares Core US Aggregate Bond fund — Buy (add'l)
Ishares Edge MSCI Min Vol USA ETF — Dividend — Buy
Ishares Edge MSCI Min Vol USA ETF — Buy (add'l)
Ishares IBOXX$ High Yield Corp Bond fd — Dividend
Ishares Core MSCI Emerging MKTS fund — Dividend — Buy
Ishares JP Morgan USD Emerging Markets Bond fund — Dividend — Buy (add'l)
Ishares JP Morgan USD Emerging Markets Bond fund — Sold (part)
Ishares MBS MBB fund — Dividend — Sold (part)
Ishares MBS MBB fund — Buy (add'l)
Sector SPDR Tr Technology Select sector fund — Dividend — Buy (add'l)
Sector SPDR Tr Technology Select sector fund — Buy (add'l)
Select Sector SPDR TR Financial fund — Dividend
Select Sector SPDR fd health care — Dividend — Sold
Select Sector SPDR fd consumer discretionary — Dividend
SPDR Dow Jones Global Real Estate — Dividend — Sold
Vanguard FTSE Developed Markegts ETF fund — Dividend — Buy (add'l)
Vanguard FTSE Developed Markegts ETF fund — Sold (part)
Vanguard FTSE Developed Markegts ETF fund — Buy (add'l)
Vanguard Index Fds Real Estate Index fd (FKA Vanguard REIT fd) — Dividend — Sold
Vanguard Intermediate Term Corp bond fund — Dividend — Sold (part)
Vanguard Intermediate Term Corp bond fund — Buy (add'l)
Vanguard Intl Equity Index fds ftse emerging mkts — Dividend — Sold (part)
Vanguarde Short Term Corp Bond fd — Dividend — Sold (part)
Vanguarde Short Term Corp Bond fd — Buy (add'l)
Xtrackers USD High Yield Corp Bond fund — Distribution — Buy
Xtrackers USD High Yield Corp Bond fund — Buy (add'l)
American Funds Income Fnd R3 — Dividend
Royal Crown Bottling Corp (2011 Appraisal) — Distribution
RC Transportation Co. (2010 Appraisal) — Distribution
Rental Agricultural Property, Henderson County, Ky ($57,036) — Rent
POP Investments, LLC (Aggregate Ownership Arrangement)
Trust Govt obligatiosn Tax Managed Fund — Interest — Buy (add'l)
Trust Govt obligatiosn Tax Managed Fund — Redeemed (part)
Trust Govt obligatiosn Tax Managed Fund — Redeemed (part)
Trust Govt obligatiosn Tax Managed Fund — Buy (add'l)
Trust Govt obligatiosn Tax Managed Fund — Buy (add'l)
Trust Govt obligatiosn Tax Managed Fund — Buy (add'l)
Trust Govt obligatiosn Tax Managed Fund — Redeemed (part)
Trust Govt obligatiosn Tax Managed Fund — Sold
Federated Government Obligation Premier Fd — Buy
Federated Government Obligation Premier Fd — Buy (add'l)
Federated Government Obligation Premier Fd — Redeemed (part)
Federated Government Obligation Premier Fd — Redeemed (part)
Federated Government Obligation Premier Fd — Buy (add'l)
Federated Government Obligation Premier Fd — Buy (add'l)
Federated Government Obligation Premier Fd — Buy (add'l)
Federated Government Obligation Premier Fd — Redeemed (part)
Federated Government Obligation Premier Fd — Buy (add'l)
Federated Government Obligation Premier Fd — Buy (add'l)
Federated Government Obligation Premier Fd — Buy (add'l)
Federated Government Obligation Premier Fd — Buy (add'l)
Federated Government Obligation Premier Fd — Buy (add'l)
Federal Home Ln Bks DEB — Interest — Buy
General Dynamics Corp Deb bond — Interest
Carmel In REDEV Auth Lease Rev bond — Interest
Columbus-Franklin Cnty Oh Fin Rev bond — Interest
Connecticut St Hlth & Ed Fac Rev Bond — Interest
Greene Cnty In Bldg Corp Rev bond — Interest
Missouri hlth & Ed Fac Rev bond — Interest
New Hope Tx Cult Ed FACS Fin Rev bond — Interest
New Jersey St Econ Dev Auth Rev bond — Interest — Matured
San Francisco City & Cnty txbl bond — Interest — Buy
South Washington Cnty Mn Ind bond — Interest
University Central Arkansas Rev bond — Interest
West Fargo ND Publ Schl Dist bond — Interest
Apple Inc Bond — Interest
Bank of New York Mellon Corp bond — Interest
Chevron Corp bond — Interest
Cisco Systems Inc bond — Interest
Disney Walt company new med deb bond — Interest
Exxon Mobil Corp bond — Interest
Intel Corp DEB bond — Interest
JP Morgan Chase DEB bond — Interest
Merck & Co DEB bond — Interest
Oracle Corp DEB bond — Interest
Pepsico Inc DEB bond — Interest
Phillip Morris Intl Inc DEB bond — Interest
Qualcomm Inc DEB bond — Interest
Simon Property Group LB DEB bond — Interest
Target Corp DEB bond — Interest
TJX Company inc DEB bond — Interest
Visa Inc DEB bond — Interest
Wells Fargo & Co DEB bond — Interest
Gabelli Dividend & Income PFD preferred stock — Int./Div.
Georgia Power Co PFD preferred stock — Int./Div.
Invesco Ex PFD ETF preferred stock — Int./Div.
Public Storage PFD preferred stock — Int./Div.
Franklin Templeton Global Bond Fund — Int./Div. — Sold
Janus Henderson Short Duration fund — Dividend — Sold
Fidelity Overseas fund — Dividend — Buy (add'l)
Fidelity Select Biotechnology Portfolio fund — Dividend — Sold
Invesco Oppenheimer Developing Markets fund — Dividend — Buy (add'l)
Vanguard Small cap Index investor class fund — Dividend — Sold (part)
Vanguard Small cap Index investor class fund — Sold (part)
Vanguard Small Cap Value ETF Fund* — Dividend
T Rowe Price Mid Cap Growth — Dividend — Buy (add'l)
T Rowe Price Mid Cap Growth — Buy (add'l)
Vanguard Explorer Fund — Dividend — Buy
Vanguard Explorer Fund — Buy (add'l)
Vanguard Explorer Fund — Buy (add'l)
Accenture stock — Dividend — Buy
Alibab Group Holding stock — Dividend — Buy
Alliant Corp Stock — Dividend
Alphabet Inc stock — Dividend
Amazon Stock — Dividend — Sold (part)
Amazon Stock — Sold (part)
Apache corporation stock — Dividend — Sold
Apple Inc. Stock — Dividend
Bank Amer Corp stock — Dividend — Buy
Berkshire Hathaway inc stock — Dividend
Boeing co stock — Dividend — Sold (part)
Boeing co stock — Sold
Blackstone Group inc stock — Dividend — Buy
Bristol Myers Squibb stock — Dividend — Buy
Broadcom LTD stock — Dividend
Caterpillar Inc stock — Dividend — Buy
Celgene Corp Stock — Dividend — Sold (part)
Celgene Corp Stock — Sold (part)
Celgene Corp Stock — Sold
Chevron Corp Stock — Dividend — Sold (part)
Chubb Corp Stock — Dividend — Sold
Costco Whsl Corp stock — Dividend
CSX Corp stock — Dividend — Sold (part)
Disney Company stock — Dividend — Buy (add'l)
East West Bancorp Inc Stock — Dividend — Sold (part)
Enbridge Inc — Dividend
Exxon Mobil Corp Stock — Dividend
Facebook inc stock — Dividend — Buy
Facebook inc stock — Buy (add'l)
Fidelity Tr MSCI REIT ETF — Dividend
General Dynamics Corp stock — Dividend
General Electric Co Stock — Dividend
Gilead Sciences Inc Stock — Dividend
Global x mlp & energy infrastructure etf — Dividend — Buy (add'l)
Home Depot stock — Dividend — Buy (add'l)
Honeywell International stock — Dividend — Buy
Intel Corp Stock — Dividend — Sold (part)
Intuitive Surgical Inc stock — Dividend — Buy
JP Morgan Chase & Co. Stock — Dividend
Johnson & Johnson Stock — Dividend — Sold (part)
Kimberly Clark stock — Dividend — Buy
Linde PLC EUR stock — Dividend
Marathon Pete Corp stock — Dividend — Buy
Marvel Technology stock — Dividend — Buy
Mastercard inc stock — Dividend — Buy
Mastercard inc stock — Buy (add'l)
McDonalds Corp stock — Dividend
Medtronic PLC stock — Dividend — Buy (add'l)
Merk & Co stock — Dividend — Buy
Merk & Co stock — Buy (add'l)
Microsoft Corp stock — Dividend — Buy (add'l)
Mondelez International Inc stock — Dividend
Monster Beverage Corp Stock — Dividend
Netflix inc stock — Dividend — Sold
Nike inc stock — Dividend
Nucor Corp stock — Dividend
Oracle Corp Stock — Dividend — Sold (part)
Packaging Corp Amer Stock — Dividend — Sold (part)
Palo Alto Networks inc stock — Dividend — Buy
PayPal Holdings inc stock — Dividend — Buy
Pepsico Inc stock — Dividend
PPG INDS inc stock — Dividend
Procter & Gamble Co — Dividend
Prudential Financial stock — Dividend — Buy (add'l)
Prudential Financial stock — Sold
Salesforce.com stock — Dividend
SBA Communications Corp Stock — Dividend — Sold
Sherman WIlliams Co Stock — Dividend
Stryker Corp stock — Dividend — Buy
T-Mobile US stock — Dividend — Buy (add'l)
TJX companies stock — Dividend
Unilever stock — Dividend
United Technologies corp stock — Dividend — Buy (add'l)
United Health Group stock — Dividend
Verizon Communications stock — Dividend — Buy (add'l)
Verizon Communications stock — Buy (add'l)
Visa inc stock — Dividend
Walgreens Boots Alliance Inc stock — Dividend — Sold
Waste Management inc stock — Dividend — Buy (add'l)
Pfizer co stock — Dividend — Buy
Pfizer co stock — Sold
IBM stock — Dividend — Buy
IBM stock — Sold
EOG Res inc stock — Dividend — Buy
EOG Res inc stock — Sold
TRUST #3
Fifth Third Banksafe Trust Money Market Account — Interest
Schwab 1000 Index Fund — Dividend
Paducah Bank and Trust, Checking Account — Interest
BROKERAGE ACCOUNT #1
Wells Fargo Money Market Account — Interest
AT&T Stock — Dividend
Abbot Laboratories Stock — Dividend
Abbvie Inc Stock — Dividend
Archer Daniels Midland Stock — Dividend
Bristol Myers Squibb Stock* — Dividend — Buy (add'l)
Cegene Corp Stock* — Dividend — Merged (with line 8)
Cegene Corp Stock* — Sold
Chevron Corp Stock — Dividend
Comcast Corp Stock — Dividend
Corning Inc Stock — Dividend
Disney Stock — Dividend
Exxon Stock — Dividend
GE Stock — Dividend — Donated (part)
General Mills Stock — Dividend
Halliburton Co Stock — Dividend
Hasbro Inc Stock — Dividend
Intell Corp Stock — Dividend
IBM Stock — Dividend
McCormick & Co Inc Stock — Dividend
Merk & Co. Stock — Dividend
Microsoft Stock — Dividend
Oracle Corp Stock — Dividend
PNC Financial Services Stock — Dividend
Nuveen Invt Fds Inc Real Estate Secs Fund Cl A — Dividend
PIMCO FD PAC INVT MGMT, All Asst Fund Class C — Dividend
Principal Invs Fd Real Estate Secs Fd Cl A — Dividend
Principal Global Div Income Fd — Dividend
Proctor & Gamble Stock — Dividend
Southern Company Stock — Dividend
Vodafone Group Stock — Dividend
WAB TEC stock — Dividend — Spinoff (from line 16)
BROKERAGE ACCOUNT #1A
Kenton Cnty Ky Sch Dist Bond, 491089VN5 — Interest — Redeemed
KY St Ppty & Bldgs Bond, 49151E8F3 — Interest — Redeemed
Harris Cnty Tx Mun Util Bond, 414972UQ0 — Interest — Redeemed
Henry Cnty Ky Sch Dist Bond, 426569MF3 — Interest — Redeemed
Leitchfield KY RFDG SER Bond, 525439DV4 — Interest — Redeemed (part)
Leitchfield KY RFDG SER Bond, 525439DV4 — Redeemed
KY St Ppty & Bldgs Bond, 49151FLY4 — Interest
New Braunfels Tx CTF OBLG Bond, 642526KX4 — Interest — Redeemed
Harris Cnty Tx Mun Util Bond, 413956GB3 — Interest — Redeemed
Western Ky Univ Rvs Bond, 9585193P3 — Interest
Fayette Cnty Ky Sch Dist Bond, 312432UK1 — Interest
Hardin Cnty Ky Sch Dist Bond, 411873QM7 — Interest
Montgomery Cnty Tx Mun Bond, 613910RT7 — Interest — Redeemed
Washington DC Met Area Tran Auth Bond, 938782DX4 — Interest — Redeemed
Boone Cnty Ky Sch Dist Bond, 098825YV8 — Interest — Redeemed
Fayette Cnty Ky Sch Dist Fin Corp Bond, 31243UR6 — Interest
Miami Dade Cnty Fl W&S Bond, 59334DGQ1 — Interest
Harris Cnty Tx Mun Util Bond, 41421LCT3 — Interest
Brushy Creek Regl Util Auth Tx Bond, 117467EA4 — Interest
Ky St Ppty & Bldgs Commn Revs Bond, 49151FEE6 — Interest — Redeemed
Franklin Ky RFDG & Impt Pub Proj Bond, 353622AR4 — Interest — Redeemed
Ky St Ppty & Bldgs Commn Revs Bond, 49151E8R7 — Interest
Louisville & Jefferson Cnty Ky Met Swr Dist bond, 546589d58 — Interest — Redeemed
Kentucky Rural wtr fin corp pub pj rev bond, 49140mun7 — Interest
Louisville & Jeff Cnty swr dist bond, 546589rx2 — Interest
Ky St Ppty & Bildgs Commn Revs Bds, 49151FYS3 — Interest — Buy
Ky Rural WTR fin corp pub proj rev bds, 49140MN6N4 — Interest — Buy
KY St Ppty & Bldgs Commn Revs Bds, 49151FHF0 — Interest — Buy
Louisville & Jeff Cnty Ky Met Swr & Drain Bd, 546589RP9 — Interest — Buy
Louisville & Jeff Cnty Ky Met Swr & Drain bd, 546589RS3 — Interest — Buy
Ky St TPK Auth Econ Dev Rd Rev bd, 491552YD1 — Interest — Buy
Canyons Sch Dist Ut -Utah Sch Bd, 139078AU3 — Interest — Buy
Ky St Tpk Auth Econ Dev Rd Rev bd, 4915522XT7 — Interest — Buy
Ky St Tpk AuthEcon Dev Rd Rev bd, 491552ZA6 — Interest — Buy
Dallas Tx Wtrwks & Swr rev bd, 2354164X9 — Interest — Buy
Ky Assn of Cntys Fin Corp bd, 491196KB6 — Interest — Buy
Regional Trans Dist Co Sales Tax rev bd, 759136RK2 — Interest — Buy
BROKERAGE ACCOUNT #2
Industrial Select Sector SPDR fund — Dividend — Sold
Goldman Sachs ETF TR ETF — Dividend — Buy
Goldman Sachs ETF TR ETF — Buy (add'l)
Invesco TR Emerging Mkts Sov debt — Dividend
Ishares Russell 2000 fund — Dividend — Buy (add'l)
Ishares Russell 2000 fund — Buy (add'l)
Ishares Core MSCI emerging markets fund — Dividend — Buy (add'l)
Ishares Core MSCI emerging markets fund — Buy (add'l)
Ishares Core S&P Midcap fund — Dividend — Buy (add'l)
Ishares Core S&P 500 S&P 500 Index fund — Dividend — Buy (add'l)
Ishares Core S&P 500 S&P 500 Index fund — Sold (part)
Ishares Core US Aggregate Bond Fund — Dividend — Sold (part)
Ishares Core US Aggregate Bond Fund — Buy (add'l)
Ishares Core US Aggregate Bond Fund — Sold (part)
Ishares Core US Aggregate Bond Fund — Sold (part)
Ishares Edge MSCI Min Vol USA ETF — Dividend — Buy
Ishares Edge MSCI Min Vol USA ETF — Buy (add'l)
Ishares S&P Midcap value fund — Dividend
Ishares S&P midcap growth fund — Dividend
Sector SPDR Technology Select fund — Dividend — Buy (add'l)
Sector SPDR Technology Select fund — Buy (add'l)
Select Sector SPDR Financial fund — Dividend
Select Sector SPDR Health Care fund — Dividend — Sold
Select Sector SPDR Consumer Discretionary fund — Dividend
SPDR Dow Jones Global Real Estate — Dividend — Sold
Vanguard FTSE Developed Mrks fund — Dividend — Sold (part)
Vanguard FTSE Developed Mrks fund — Buy (add'l)
Vanguard Index fds reas estate index* — Dividend — Sold
Vanguard Intl Equity Index emerging mrkts fund — Dividend — Sold (part)
Xtrackers USD High Yield Corp Bond Fund — Dividend — Buy
Vanguard Short Term Corp Bond fund — Dividend — Sold
Wells Fargo Money Market account X — Interest
IRA #1
Europacific Growth Fd, cl A — Dividend
Growth Fund America, Cl A — Dividend
New Economy Fund SBI Cl A — Dividend
Smallcap World Fd A — Dividend
Wash Mutl Invs Fd Inc, Cl A — Dividend
IRA #2
Wells Fargo Money Market account X — Interest
Golman Sachs ETF TR ETF US Large Cap — Dividend — Buy
Industrial Select Sector SPDR fund — Dividend — Sold
Invesco Emerging Mkts Soveriegn debt fund — Dividend
Ishares Russell 2000 fund — Dividend — Buy (add'l)
Ishares core msci emerging markets fund — Dividend — Buy (add'l)
Ishares Core S&P Midcap fund — Dividend
Ishares Core S&P 500 fund — Dividend — Buy (add'l)
Ishares Core S&P 500 fund — Sold (part)
Ishares Core US Aggregate Bond fund — Dividend — Sold (part)
Ishares Core US Aggregate Bond fund — Buy (add'l)
Ishares Core US Aggregate Bond fund — Sold (part)
Ishares Core US Aggregate Bond fund — Sold (part)
Ishares Edge MSCI ETF Min Vol EUS ETF — Dividend — Buy
Ishares S&P Midcap 400 value fund — Dividend
Ishares S&P Midcap 400 growth fund — Dividend
SectorSPDR Tr Technology Select sector fund — Dividend — Buy (add'l)
Select Sector SPDR TR Financial fund — Dividend
Select Sector SPDR FD Health care fund — Dividend — Sold
Select Sector SPDR Fd consumer discretionary fund — Dividend
SPDR Dow Jones Global Real Estate fund — Dividend — Sold
Vanguard FTSE Develeoped Marktets fund — Dividend — Buy (add'l)
Vanguard FTSE Develeoped Marktets fund — Sold (part)
Vanguard Intl Equity Index fds ftse emerging markets — Dividend — Sold (part)
Vanguard Index fds real estate index fd — Dividend — Sold
Vanguard Short Term corp bond fund — Dividend — Sold
Xtrackers USD High Yield Corp Bond fund — Dividend — Buy
TRUST #1
Wells Fargo Money Mrkt Account — Int./Div.
Industrial Select Sector fund — Dividend — Sold
Goldman Sachs Active Beta US Large Cap Equity ETF — Dividend — Buy
Goldman Sachs Active Beta US Large Cap Equity ETF — Buy (add'l)
Invesco TR II Emerging MKTS Sovereign Debt (FKA Powershares Em Mar) — Dividend
Ishares Russell 2000 fund — Dividend
Ishares Core S&P MSCI Emerging Markets fund — Dividend — Buy (add'l)
Ishares Core S&P MSCI Emerging Markets fund — Buy (add'l)
Ishares core S&P Midcap fund — Dividend — Buy (add'l)
Ishares core S&P Midcap fund — Buy (add'l)
Ishares core S&P 500 fund — Dividend — Buy (add'l)
Ishares core S&P 500 fund — Sold (part)
Ishares core S&P 500 fund — Buy (add'l)
Ishares Core US Aggregate Bond fund — Dividend — Buy (add'l)
Ishares Core US Aggregate Bond fund — Buy (add'l)
Ishares Core US Aggregate Bond fund — Buy (add'l)
Ishares Edge MSCI Min Vol USA ETF — Dividend — Buy
Ishares Edge MSCI Min Vol USA ETF — Buy (add'l)
Ishares IBOXX$ High Yield Corp Bond — Dividend
Ishares JP Morgan USD Emerging Markets Bond fund — Dividend — Buy (add'l)
Ishares JP Morgan USD Emerging Markets Bond fund — Sold (part)
Ishares MBS Fund — Dividend — Sold (part)
Ishares MBS Fund — Buy (add'l)
Sector SPDR Technology Select Sector fund — Dividend — Buy (add'l)
Sector SPDR Technology Select Sector fund — Buy (add'l)
Select Sector SPDR Financial fund — Dividend
Select Sector SPDR Health Care fund — Dividend — Sold
Select Sector SPDR Consumer Discretionary fund — Dividend
Spdr Dow Jones Global Real Estate fund — Dividend — Sold
Vanguard FTSE Developed Markets fund — Dividend — Buy (add'l)
Vanguard FTSE Developed Markets fund — Sold (part)
Vanguard FTSE Developed Markets fund — Buy (add'l)
Vanguard Index FDS Real Estate Index Fund (FKA Vanguard REIT Fund) — Dividend — Sold
Vanguard Intermediate Term Corp Bond fund — Dividend — Sold (part)
Vanguard Intermediate Term Corp Bond fund — Buy (add'l)
Vanguard Intermediate Term Corp Bond fund — Buy (add'l)
Vanguard Intermediate Term Corp Bond fund — Buy (add'l)
Vanguard INTL Equity Index Emerging Mrkts fund — Dividend — Sold (part)
Vanguard Short Term Corp Bd fund — Dividend — Sold (part)
Xtrackers USD High Yield Corp Bond fund — Dividend — Buy
Xtrackers USD High Yield Corp Bond fund — Buy (add'l)
TRUST #2
Well Fargo Money Mrkt Account — Interest
Industrial Select Sector SPDR — Dividend — Sold
Goldman Sachs ActiveBeta US Large Cacp Equity ETF — Dividend — Buy
Goldman Sachs ActiveBeta US Large Cacp Equity ETF — Buy (add'l)
Invesco TR II Emerging Mkts Sovereign Debt fund (FKA Powershares) — Dividend
Ishares Russell 2000 — Dividend
Ishares Core MSCI Emerging Markets fund — Dividend — Buy (add'l)
Ishares Core S&P Midcap fund — Dividend — Buy (add'l)
Ishares Core S&P Midcap fund — Buy (add'l)
Ishares core S&P 500 index fund — Dividend — Buy (add'l)
Ishares core S&P 500 index fund — Sold (part)
Ishares core S&P 500 index fund — Buy (add'l)
Ishares Core US Aggregate Bond fund — Dividend — Buy (add'l)
Ishares Core US Aggregate Bond fund — Buy (add'l)
Ishares Core US Aggregate Bond fund — Buy (add'l)
Ishares Edge MSCI Min Vol USA ETF — Dividend — Buy
Ishares Edge MSCI Min Vol USA ETF — Buy (add'l)
Ishares IBOXX$ High Yield Corp Bond fd — Dividend
Ishares Core MSCI Emerging MKTS fund — Dividend — Buy
Ishares JP Morgan USD Emerging Markets Bond fund — Dividend — Buy (add'l)
Ishares JP Morgan USD Emerging Markets Bond fund — Sold (part)
Ishares MBS MBB fund — Dividend — Sold (part)
Ishares MBS MBB fund — Buy (add'l)
Sector SPDR Tr Technology Select sector fund — Dividend — Buy (add'l)
Sector SPDR Tr Technology Select sector fund — Buy (add'l)
Select Sector SPDR TR Financial fund — Dividend
Select Sector SPDR fd health care — Dividend — Sold
Select Sector SPDR fd consumer discretionary — Dividend
SPDR Dow Jones Global Real Estate — Dividend — Sold
Vanguard FTSE Developed Markegts ETF fund — Dividend — Buy (add'l)
Vanguard FTSE Developed Markegts ETF fund — Sold (part)
Vanguard FTSE Developed Markegts ETF fund — Buy (add'l)
Vanguard Index Fds Real Estate Index fd (FKA Vanguard REIT fd) — Dividend — Sold
Vanguard Intermediate Term Corp bond fund — Dividend — Sold (part)
Vanguard Intermediate Term Corp bond fund — Buy (add'l)
Vanguard Intl Equity Index fds ftse emerging mkts — Dividend — Sold (part)
Vanguarde Short Term Corp Bond fd — Dividend — Sold (part)
Vanguarde Short Term Corp Bond fd — Buy (add'l)
Xtrackers USD High Yield Corp Bond fund — Distribution — Buy
Xtrackers USD High Yield Corp Bond fund — Buy (add'l)
401(k) #1
American Funds Income Fnd R3 — Dividend
Royal Crown Bottling Corp (2011 Appraisal) — Distribution
RC Transportation Co. (2010 Appraisal) — Distribution
Rental Agricultural Property, Henderson County, Ky ($57,036) — Rent
POP Investments, LLC (Aggregate Ownership Arrangement)
Trust Govt obligatiosn Tax Managed Fund — Interest — Buy (add'l)
Trust Govt obligatiosn Tax Managed Fund — Redeemed (part)
Trust Govt obligatiosn Tax Managed Fund — Redeemed (part)
Trust Govt obligatiosn Tax Managed Fund — Buy (add'l)
Trust Govt obligatiosn Tax Managed Fund — Buy (add'l)
Trust Govt obligatiosn Tax Managed Fund — Buy (add'l)
Trust Govt obligatiosn Tax Managed Fund — Redeemed (part)
Trust Govt obligatiosn Tax Managed Fund — Sold
Federated Government Obligation Premier Fd — Buy
Federated Government Obligation Premier Fd — Buy (add'l)
Federated Government Obligation Premier Fd — Redeemed (part)
Federated Government Obligation Premier Fd — Redeemed (part)
Federated Government Obligation Premier Fd — Buy (add'l)
Federated Government Obligation Premier Fd — Buy (add'l)
Federated Government Obligation Premier Fd — Buy (add'l)
Federated Government Obligation Premier Fd — Redeemed (part)
Federated Government Obligation Premier Fd — Buy (add'l)
Federated Government Obligation Premier Fd — Buy (add'l)
Federated Government Obligation Premier Fd — Buy (add'l)
Federated Government Obligation Premier Fd — Buy (add'l)
Federated Government Obligation Premier Fd — Buy (add'l)
Federal Home Ln Bks DEB — Interest — Buy
General Dynamics Corp Deb bond — Interest
Carmel In REDEV Auth Lease Rev bond — Interest
Columbus-Franklin Cnty Oh Fin Rev bond — Interest
Connecticut St Hlth & Ed Fac Rev Bond — Interest
Greene Cnty In Bldg Corp Rev bond — Interest
Missouri hlth & Ed Fac Rev bond — Interest
New Hope Tx Cult Ed FACS Fin Rev bond — Interest
New Jersey St Econ Dev Auth Rev bond — Interest — Matured
San Francisco City & Cnty txbl bond — Interest — Buy
South Washington Cnty Mn Ind bond — Interest
University Central Arkansas Rev bond — Interest
West Fargo ND Publ Schl Dist bond — Interest
Apple Inc Bond — Interest
Bank of New York Mellon Corp bond — Interest
Chevron Corp bond — Interest
Cisco Systems Inc bond — Interest
Disney Walt company new med deb bond — Interest
Exxon Mobil Corp bond — Interest
Intel Corp DEB bond — Interest
JP Morgan Chase DEB bond — Interest
Merck & Co DEB bond — Interest
Oracle Corp DEB bond — Interest
Pepsico Inc DEB bond — Interest
Phillip Morris Intl Inc DEB bond — Interest
Qualcomm Inc DEB bond — Interest
Simon Property Group LB DEB bond — Interest
Target Corp DEB bond — Interest
TJX Company inc DEB bond — Interest
Visa Inc DEB bond — Interest
Wells Fargo & Co DEB bond — Interest
Gabelli Dividend & Income PFD preferred stock — Int./Div.
Georgia Power Co PFD preferred stock — Int./Div.
Invesco Ex PFD ETF preferred stock — Int./Div.
Public Storage PFD preferred stock — Int./Div.
Franklin Templeton Global Bond Fund — Int./Div. — Sold
Janus Henderson Short Duration fund — Dividend — Sold
Fidelity Overseas fund — Dividend — Buy (add'l)
Fidelity Select Biotechnology Portfolio fund — Dividend — Sold
Invesco Oppenheimer Developing Markets fund — Dividend — Buy (add'l)
Vanguard Small cap Index investor class fund — Dividend — Sold (part)
Vanguard Small cap Index investor class fund — Sold (part)
Vanguard Small Cap Value ETF Fund* — Dividend
T Rowe Price Mid Cap Growth — Dividend — Buy (add'l)
T Rowe Price Mid Cap Growth — Buy (add'l)
Vanguard Explorer Fund — Dividend — Buy
Vanguard Explorer Fund — Buy (add'l)
Vanguard Explorer Fund — Buy (add'l)
Accenture stock — Dividend — Buy
Alibab Group Holding stock — Dividend — Buy
Alliant Corp Stock — Dividend
Alphabet Inc stock — Dividend
Amazon Stock — Dividend — Sold (part)
Amazon Stock — Sold (part)
Apache corporation stock — Dividend — Sold
Apple Inc. Stock — Dividend
Bank Amer Corp stock — Dividend — Buy
Berkshire Hathaway inc stock — Dividend
Boeing co stock — Dividend — Sold (part)
Boeing co stock — Sold
Blackstone Group inc stock — Dividend — Buy
Bristol Myers Squibb stock — Dividend — Buy
Broadcom LTD stock — Dividend
Caterpillar Inc stock — Dividend — Buy
Celgene Corp Stock — Dividend — Sold (part)
Celgene Corp Stock — Sold (part)
Celgene Corp Stock — Sold
Chevron Corp Stock — Dividend — Sold (part)
Chubb Corp Stock — Dividend — Sold
Costco Whsl Corp stock — Dividend
CSX Corp stock — Dividend — Sold (part)
Disney Company stock — Dividend — Buy (add'l)
East West Bancorp Inc Stock — Dividend — Sold (part)
Enbridge Inc — Dividend
Exxon Mobil Corp Stock — Dividend
Facebook inc stock — Dividend — Buy
Facebook inc stock — Buy (add'l)
Fidelity Tr MSCI REIT ETF — Dividend
General Dynamics Corp stock — Dividend
General Electric Co Stock — Dividend
Gilead Sciences Inc Stock — Dividend
Global x mlp & energy infrastructure etf — Dividend — Buy (add'l)
Home Depot stock — Dividend — Buy (add'l)
Honeywell International stock — Dividend — Buy
Intel Corp Stock — Dividend — Sold (part)
Intuitive Surgical Inc stock — Dividend — Buy
JP Morgan Chase & Co. Stock — Dividend
Johnson & Johnson Stock — Dividend — Sold (part)
Kimberly Clark stock — Dividend — Buy
Linde PLC EUR stock — Dividend
Marathon Pete Corp stock — Dividend — Buy
Marvel Technology stock — Dividend — Buy
Mastercard inc stock — Dividend — Buy
Mastercard inc stock — Buy (add'l)
McDonalds Corp stock — Dividend
Medtronic PLC stock — Dividend — Buy (add'l)
Merk & Co stock — Dividend — Buy
Merk & Co stock — Buy (add'l)
Microsoft Corp stock — Dividend — Buy (add'l)
Mondelez International Inc stock — Dividend
Monster Beverage Corp Stock — Dividend
Netflix inc stock — Dividend — Sold
Nike inc stock — Dividend
Nucor Corp stock — Dividend
Oracle Corp Stock — Dividend — Sold (part)
Packaging Corp Amer Stock — Dividend — Sold (part)
Palo Alto Networks inc stock — Dividend — Buy
PayPal Holdings inc stock — Dividend — Buy
Pepsico Inc stock — Dividend
PPG INDS inc stock — Dividend
Procter & Gamble Co — Dividend
Prudential Financial stock — Dividend — Buy (add'l)
Prudential Financial stock — Sold
Salesforce.com stock — Dividend
SBA Communications Corp Stock — Dividend — Sold
Sherman WIlliams Co Stock — Dividend
Stryker Corp stock — Dividend — Buy
T-Mobile US stock — Dividend — Buy (add'l)
TJX companies stock — Dividend
Unilever stock — Dividend
United Technologies corp stock — Dividend — Buy (add'l)
United Health Group stock — Dividend
Verizon Communications stock — Dividend — Buy (add'l)
Verizon Communications stock — Buy (add'l)
Visa inc stock — Dividend
Walgreens Boots Alliance Inc stock — Dividend — Sold
Waste Management inc stock — Dividend — Buy (add'l)
Pfizer co stock — Dividend — Buy
Pfizer co stock — Sold
IBM stock — Dividend — Buy
IBM stock — Sold
EOG Res inc stock — Dividend — Buy
EOG Res inc stock — Sold
TRUST #3
Fifth Third Banksafe Trust Money Market Account — Interest
Schwab 1000 Index Fund — Dividend
Spouse's income — 2019 — Sherman, Carter, Barnhart, PSC, Salary
Spouse's income — 2019 — Sherman, Carter, Barnhart, PSC, Salary
Vanguard Small Cap Value ETF fund, line 292 on this disclosure, should have been listed as "sold (part) rather than "sold" on line 256 of my 2018 disclosure.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/32344. Public record. Not legal advice.
