# Michael Yale Scudder jr

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/32303

## Record

- **Judge:** Michael Yale Scudder jr
- **Year:** 2020
- **Pages:** 41

## Text

JPMorgan Chase Bank Account #1 (cash account) — Interest
JPMorgan Chase Bank Account #2 (cash account) — Interest
JPMorgan Chase Bank Account #3 (cash account) — Interest — Closed
Navy Federal Credit Union Account (cash account) — Int./Div.
JPMorgan Chase Bank Account #4 (cash account) — Interest — Open
JPMorgan Chase Bank Account #5 (cash account) — Interest — Open
PNC Bank Account #1 (cash account) — Interest
Bank of America Account #1 (cash account) — Interest
Bank of America Account #2 (cash account) — Interest
Citi Private Bank Investment Account (H)
Western Asset Institutional Government Money Market Deposit Account — Interest
iShares Gold TR iShares (IAU) — None — Buy (add'l)
iShares Gold TR iShares (IAU) — Buy (add'l)
iShares Gold TR iShares (IAU) — Sold (part)
iShares Gold TR iShares (IAU) — Sold (part)
iShares Gold TR iShares (IAU) — Sold (part)
iShares Gold TR iShares (IAU) — Buy (add'l)
iShares TR Russell 1000 Value ETF (IWD) — Dividend — Sold (part)
iShares TR Russell 1000 Value ETF (IWD) — Buy (add'l)
iShares TR Russell 1000 Value ETF (IWD) — Sold (part)
iShares TR Russell 1000 Value ETF (IWD) — Buy (add'l)
iShares TR Russell 1000 Value ETF (IWD) — Sold (part)
iShares TR Russell 1000 Value ETF (IWD) — Sold (part)
iShares TR Russell 1000 Growth ETF (IWF) — Dividend — Sold (part)
iShares TR Russell 1000 Growth ETF (IWF) — Buy (add'l)
iShares TR Russell 1000 Growth ETF (IWF) — Sold (part)
iShares TR Russell 1000 Growth ETF (IWF) — Sold (part)
iShares TR Russell 1000 Growth ETF (IWF) — Sold (part)
iShares TR Russell 1000 Growth ETF (IWF) — Buy (add'l)
iShares TR Russell 2000 ETF (IWM) — Dividend — Buy (add'l)
iShares TR Russell 2000 ETF (IWM) — Buy (add'l)
iShares TR Russell 2000 ETF (IWM) — Sold (part)
iShares TR Russell 2000 ETF (IWM) — Sold (part)
iShares TR Russell 2000 ETF (IWM) — Sold (part)
iShares TR Russell 2000 ETF (IWM) — Buy (add'l)
iShares Gold Trust ETF (IAU) — Sold (part)
iShares TR MSCI All Country Asia Ex Japan ETF (AAXJ) — None — Buy
iShares TR MSCI All Country Asia Ex Japan ETF (AAXJ) — Sold
iShares TR JPMorgan USD Emerging Markets Bond ETF (EMB) — Dividend — Buy (add'l)
iShares TR JPMorgan USD Emerging Markets Bond ETF (EMB) — Buy (add'l)
iShares TR JPMorgan USD Emerging Markets Bond ETF (EMB) — Sold (part)
iShares TR JPMorgan USD Emerging Markets Bond ETF (EMB) — Buy (add'l)
iShares TR JPMorgan USD Emerging Markets Bond ETF (EMB) — Buy (add'l)
PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Dividend — Sold (part)
PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Sold (part)
PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Buy (add'l)
PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Sold (part)
PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Buy (add'l)
PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Buy (add'l)
SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Dividend — Buy (add'l)
SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Buy (add'l)
SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Sold (part)
SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Buy (add'l)
SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Buy (add'l)
SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Buy (add'l)
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TFI) — Dividend — Sold (part)
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TFI) — Sold (part)
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TFI) — Buy (add'l)
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TFI) — Sold (part)
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TFI) — Buy (add'l)
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TFI) — Sold (part)
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Dividend — Buy (add'l)
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Sold (part)
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Buy (add'l)
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Sold (part)
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Buy (add'l)
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Sold (part)
Vanguard Specialized Funds Vanguard Dividend Appreciation ETF (VIG) — Dividend — Buy (add'l)
Vanguard Specialized Funds Vanguard Dividend Appreciation ETF (VIG) — Buy (add'l)
Vanguard Specialized Funds Vanguard Dividend Appreciation ETF (VIG) — Sold (part)
Vanguard Specialized Funds Vanguard Dividend Appreciation ETF (VIG) — Buy (add'l)
Vanguard Specialized Funds Vanguard Dividend Appreciation ETF (VIG) — Sold (part)
Vanguard Specialized Funds Vanguard Dividend Appreciation ETF (VIG) — Sold (part)
Vanguard FTSE Developed Markets ETF (VEA) — Dividend — Buy (add'l)
Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)
Vanguard FTSE Developed Markets ETF (VEA) — Sold (part)
Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)
Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)
Vanguard FTSE Developed Markets ETF (VEA) — Sold (part)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Dividend — Sold (part)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Buy (add'l)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Buy (add'l)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Buy (add'l)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Sold (part)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Sold (part)
iShares TR Core S&P Small-Cap ETF (IJR) — Dividend — Buy
iShares TR Core S&P Small-Cap ETF (IJR) — Buy (add'l)
iShares TR Core S&P Small-Cap ETF (IJR) — Sold (part)
iShares TR Core S&P Small-Cap ETF (IJR) — Sold (part)
iShares TR Global REIT ETF (REET) — Dividend — Buy
iShares TR Global REIT ETF (REET) — Buy (add'l)
iShares TR Global REIT ETF (REET) — Sold (part)
iShares TR Latin America 40 ETF (ILF) — Dividend — Buy
iShares TR MSCI EAFE Small Cap ETF (SCZ) — Dividend — Buy
Citi Private Bank Individual Retirement Account #1 (H)
Western Asset Institutional Government Money Market Deposit Account — Interest
iShares Gold TR iShares (IAU) — None — Buy (add'l)
iShares Gold TR iShares (IAU) — Buy (add'l)
iShares Gold TR iShares (IAU) — Sold (part)
iShares Gold TR iShares (IAU) — Sold (part)
iShares Gold TR iShares (IAU) — Buy (add'l)
iShares Gold TR iShares (IAU) — Buy (add'l)
iShares MSCI All Country Asia ex Japan ETF (AAXJ) — Dividend — Buy (add'l)
iShares MSCI All Country Asia ex Japan ETF (AAXJ) — Sold
PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Dividend — Sold (part)
PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Sold (part)
PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Buy (add'l)
PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Sold (part)
PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Buy (add'l)
PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Buy (add'l)
iShares TR Russell 1000 Value ETF (IWD) — Dividend — Sold (part)
iShares TR Russell 1000 Value ETF (IWD) — Sold (part)
iShares TR Russell 1000 Value ETF (IWD) — Sold (part)
iShares TR Russell 1000 Value ETF (IWD) — Buy (add'l)
iShares TR Russell 1000 Value ETF (IWD) — Buy (add'l)
iShares TR Russell 1000 Value ETF (IWD) — Sold (part)
iShares TR Russell 1000 Growth ETF (IWF) — Dividend — Sold (part)
iShares TR Russell 1000 Growth ETF (IWF) — Buy (add'l)
iShares TR Russell 1000 Growth ETF (IWF) — Sold (part)
iShares TR Russell 1000 Growth ETF (IWF) — Sold (part)
iShares TR Russell 1000 Growth ETF (IWF) — Sold (part)
iShares TR Russell 1000 Growth ETF (IWF) — Buy (add'l)
iShares TR Russell 2000 ETF (IWM) — Dividend — Buy (add'l)
iShares TR Russell 2000 ETF (IWM) — Buy (add'l)
iShares TR Russell 2000 ETF (IWM) — Sold (part)
iShares TR Russell 2000 ETF (IWM) — Sold (part)
iShares TR Russell 2000 ETF (IWM) — Sold (part)
iShares TR Russell 2000 ETF (IWM) — Buy (add'l)
iShares TR JPMorgan USD Emerging MKTs Bond ETF (EMB) — Dividend — Sold (part)
iShares TR JPMorgan USD Emerging MKTs Bond ETF (EMB) — Buy (add'l)
iShares TR JPMorgan USD Emerging MKTs Bond ETF (EMB) — Buy (add'l)
iShares TR JPMorgan USD Emerging MKTs Bond ETF (EMB) — Sold (part)
iShares TR JPMorgan USD Emerging MKTs Bond ETF (EMB) — Sold (part)
iShares TR JPMorgan USD Emerging MKTs Bond ETF (EMB) — Sold
Vanguard Total Bond Market ETF (BND) — Dividend — Sold (part)
Vanguard Total Bond Market ETF (BND) — Sold (part)
Vanguard Total Bond Market ETF (BND) — Buy (add'l)
Vanguard Total Bond Market ETF (BND) — Sold (part)
Vanguard Total Bond Market ETF (BND) — Sold (part)
Vanguard Total Bond Market ETF (BND) — Sold (part)
Vanguard FTSE Developed Markets ETF (VEA) — Dividend — Buy (add'l)
Vanguard FTSE Developed Markets ETF (VEA) — Sold (part)
Vanguard FTSE Developed Markets ETF (VEA) — Sold (part)
Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)
Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)
Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)
Vanguard Charlotte FDS Total International Bond ETF (BNDX) — Dividend — Sold
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Dividend — Buy (add'l)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Buy (add'l)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Buy (add'l)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Buy (add'l)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Sold (part)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Buy (add'l)
Vanguard Specialized Funds Vanguard Dividend Appreciation ETF (VIG) — Dividend — Buy
Vanguard Specialized Funds Vanguard Dividend Appreciation ETF (VIG) — Buy (add'l)
Vanguard Specialized Funds Vanguard Dividend Appreciation ETF (VIG) — Buy (add'l)
Vanguard Specialized Funds Vanguard Dividend Appreciation ETF (VIG) — Sold (part)
iShares TR Latin America 40 ETF (ILF) — Dividend — Buy
iShares TR Latin America 40 ETF (ILF) — Sold (part)
iShares TR Latin America 40 ETF (ILF) — Buy (add'l)
iShares TR Latin America 40 ETF (ILF) — Buy (add'l)
iShares TR Core S&P Small Cap ETF (IJR) — Dividend — Buy
iShares TR Core S&P Small Cap ETF (IJR) — Sold (part)
iShares TR Core S&P Small Cap ETF (IJR) — Sold (part)
iShares TR Core S&P Small Cap ETF (IJR) — Sold (part)
iShares TR Global REIT ETF (REET) — Dividend — Buy
iShares TR Global REIT ETF (REET) — Buy (add'l)
iShares TR Global REIT ETF (REET) — Sold (part)
iShares TR Mortgage Real Estate ETF (REM) — Dividend — Buy
iShares TR Mortgage Real Estate ETF (REM) — Buy (add'l)
iShares TR Mortgage Real Estate ETF (REM) — Sold (part)
SPDR SER TR Bloombarg Barclays High Yield BD ETF (JNK) — Dividend — Buy
SPDR SER TR Bloombarg Barclays High Yield BD ETF (JNK) — Sold (part)
SPDR SER TR Bloombarg Barclays High Yield BD ETF (JNK) — Sold (part)
iShares TR MSCI EAFE Small Cap ETF (SCZ) — Dividend — Buy
TD Ameritrade Investment Account #1 (H)
TD Ameritrade FDIC Insured Deposit Account (cash account) (MMDA12) — Interest
Invesco BulletShares 2020 Corp Bond ETF (BSCK) — Dividend — Sold
Invesco BulletShares 2021 Corp Bond ETF (BSCL) — Dividend — Sold
Invesco BulletShares 2022 Corp Bond ETF (BSCM) — Dividend — Sold
DoubleLine Low Duration Bond Fund (DBLSX) — Dividend — Sold (part)
DoubleLine Low Duration Bond Fund (DBLSX) — Sold (part)
DoubleLine Low Duration Bond Fund (DBLSX) — Sold (part)
Wisdom Tree Emerging Markets High Div (DEM) — Dividend — Buy (add'l)
Wisdom Tree Emerging Markets High Div (DEM) — Buy (add'l)
Wisdom Tree Emerging Markets High Div (DEM) — Sold (part)
Wisdom Tree Emerging Markets High Div (DEM) — Sold
DoubleLine Flexible Income Fund I (DFLEX) — Dividend — Buy (add'l)
DoubleLine Flexible Income Fund I (DFLEX) — Sold (part)
DoubleLine Flexible Income Fund I (DFLEX) — Sold
Wisdom Tree US Quality Divident Growth ETF (DGRW) — Dividend — Buy
Wisdom Tree US Quality Divident Growth ETF (DGRW) — Buy (add'l)
Wisdom Tree US Quality Divident Growth ETF (DGRW) — Sold (part)
Wisdom Tree US Quality Divident Growth ETF (DGRW) — Sold (part)
Wisdom Tree US Quality Divident Growth ETF (DGRW) — Sold (part)
Wisdom Tree US Quality Divident Growth ETF (DGRW) — Sold (part)
Wisdom Tree International LargeCap Dividend Fund (DOL) — Dividend — Buy (add'l)
Wisdom Tree International LargeCap Dividend Fund (DOL) — Sold (part)
Wisdom Tree International LargeCap Dividend Fund (DOL) — Sold (part)
Wisdom Tree International LargeCap Dividend Fund (DOL) — Sold
iShares EAFE Growth ETF (EFG) — Dividend — Buy
iShares EAFE Growth ETF (EFG) — Sold (part)
SPDR DoubleLine Emerging Market Debt ETF (EMTL) — Dividend — Buy
SPDR DoubleLine Emerging Market Debt ETF (EMTL) — Sold (part)
SPDR DoubleLine Emerging Market Debt ETF (EMTL) — Sold (part)
SPDR DoubleLine Emerging Market Debt ETF (EMTL) — Sold (part)
Wisdom Tree US Large Cap ETF (EPS) — Dividend — Buy
Wisdom Tree US Large Cap ETF (EPS) — Sold
Wisdom Tree US Total Market Fund (RESP) — Dividend — Sold
SPDR Bloomberg Barclays Investment Grade Floating Rate ETF (FLRN) — Dividend — Buy (add'l)
SPDR Bloomberg Barclays Investment Grade Floating Rate ETF (FLRN) — Sold
Federated Government Obligations Fund (GOSXX) — Dividend — Buy
Federated Government Obligations Fund (GOSXX) — Sold
iShares US Treasury Bond ETF (GOVT) — Dividend — Buy
iShares US Treasury Bond ETF (GOVT) — Sold (part)
iShares US Treasury Bond ETF (GOVT) — Buy (add'l)
iShares US Treasury Bond ETF (GOVT) — Sold (part)
iShares US Treasury Bond ETF (GOVT) — Sold (part)
iShares US Treasury Bond ETF (GOVT) — Sold (part)
iShares Core High Dividend ETF (HDV) — Dividend — Sold
iShares Gold Trust (IAU) — None — Buy (add'l)
iShares Gold Trust (IAU) — Sold (part)
iShares Gold Trust (IAU) — Buy (add'l)
iShares Gold Trust (IAU) — Sold (part)
iShares Gold Trust (IAU) — Buy (add'l)
iShares Gold Trust (IAU) — Buy (add'l)
Wisdom Tree International Quality Dividend ETF (IQDG) — Dividend — Buy
Wisdom Tree International Quality Dividend ETF (IQDG) — Sold (part)
JPMorgan Hedged Equity Fund (JHEQX) — Dividend — Buy
JPMorgan Hedged Equity Fund (JHEQX) — Sold (part)
JPMorgan Ultra Short Income ETF (JPST) — Dividend — Buy
JPMorgan Ultra Short Income ETF (JPST) — Sold (part)
JPMorgan Ultra Short Income ETF (JPST) — Sold (part)
SPDR SSGA U.S. Large Cap Low Volatility Index ETF (LGLV) — Dividend — Sold (part)
SPDR SSGA U.S. Large Cap Low Volatility Index ETF (LGLV) — Buy (add'l)
SPDR SSGA U.S. Large Cap Low Volatility Index ETF (LGLV) — Buy (add'l)
SPDR SSGA U.S. Large Cap Low Volatility Index ETF (LGLV) — Sold (part)
SPDR SSGA U.S. Large Cap Low Volatility Index ETF (LGLV) — Sold
Lord Abbett Funds Ultra Short Bond Fund (LUBAX) — Dividend — Buy
iShares US Short Maturity Bond ETF (NEAR) — Dividend — Buy
iShares US Short Maturity Bond ETF (NEAR) — Sold (part)
iShares US Short Maturity Bond ETF (NEAR) — Sold (part)
iShares US Short Maturity Bond ETF (NEAR) — Sold
Federated Drive Cash Obligations Fund (PRCXX) — Dividend — Buy (add'l)
Federated Drive Cash Obligations Fund (PRCXX) — Sold
Federated Drive Cash Obligations Fund (PRCXX) — Buy
Federated Drive Cash Obligations Fund (PRCXX) — Sold
iShares AAA-A Investment Grade Corp Bond ETF (QLTA) — Dividend — Buy
iShares AAA-A Investment Grade Corp Bond ETF (QLTA) — Sold (part)
iShares AAA-A Investment Grade Corp Bond ETF (QLTA) — Sold (part)
iShares AAA-A Investment Grade Corp Bond ETF (QLTA) — Sold (part)
Wisdom Tree US Short-Term High Yield ETF (SFHY) — Dividend — Sold
iShares Short Treasury Bond ETF (SHV) — Dividend — Buy
iShares Short Treasury Bond ETF (SHV) — Buy (add'l)
iShares Short Treasury Bond ETF (SHV) — Sold
iShares Trust 0-5 YR High Yield Corporate Bond ETF (SHYG) — Dividend — Buy
iShares Trust 0-5 YR High Yield Corporate Bond ETF (SHYG) — Buy (add'l)
iShares Trust 0-5 YR High Yield Corporate Bond ETF (SHYG) — Sold
SSGA Ultra Short Term Bond ETF (ULST) — Dividend — Buy
SSGA Ultra Short Term Bond ETF (ULST) — Sold (part)
SSGA Ultra Short Term Bond ETF (ULST) — Sold
Wisdom Tree Floating Rate Treasury Fund (USFR) — Dividend — Buy (add'l)
Wisdom Tree Floating Rate Treasury Fund (USFR) — Sold (part)
Wisdom Tree Floating Rate Treasury Fund (USFR) — Sold
iShares MSCI USA Min Volatility ETF (USMV) — Dividend — Buy
iShares MSCI USA Min Volatility ETF (USMV) — Sold (part)
iShares MSCI USA Min Volatility ETF (USMV) — Sold (part)
iShares MSCI USA Min Volatility ETF (USMV) — Sold (part)
Vanguard Dividend Appreciation ETF (VIG) — Dividend — Sold (part)
Vanguard Dividend Appreciation ETF (VIG) — Buy (add'l)
Vanguard Dividend Appreciation ETF (VIG) — Buy (add'l)
Vanguard Dividend Appreciation ETF (VIG) — Sold (part)
Vanguard Dividend Appreciation ETF (VIG) — Sold (part)
Vanguard Dividend Appreciation ETF (VIG) — Buy (add'l)
Vanguard Dividend Appreciation ETF (VIG) — Sold (part)
Vanguard S&P 500 ETF (VOO) — Dividend — Buy
Vanguard S&P 500 ETF (VOO) — Sold (part)
Vanguard S&P 500 ETF (VOO) — Sold (part)
Vanguard S&P 500 ETF (VOO) — Sold (part)
Vanguard S&P 500 ETF (VOO) — Sold (part)
Vanguard S&P 500 ETF (VOO) — Sold
Vanguard Total Stock Market ETF (VTI) — Dividend — Sold (part)
Vanguard Total Stock Market ETF (VTI) — Buy (add'l)
Vanguard Total Stock Market ETF (VTI) — Buy (add'l)
Vanguard Total Stock Market ETF (VTI) — Sold (part)
Vanguard Total Stock Market ETF (VTI) — Sold (part)
Vanguard Total Stock Market ETF (VTI) — Sold (part)
Vanguard Total Stock Market ETF (VTI) — Sold (part)
Vanguard Total Stock Market ETF (VTI) — Sold
Vanguard Value ETF (VTV) — Dividend — Sold (part)
Vanguard Value ETF (VTV) — Buy (add'l)
Vanguard Value ETF (VTV) — Buy (add'l)
Vanguard Value ETF (VTV) — Buy (add'l)
Vanguard Value ETF (VTV) — Sold (part)
Vanguard Value ETF (VTV) — Sold (part)
Vanguard Value ETF (VTV) — Sold (part)
Vanguard Value ETF (VTV) — Sold (part)
Vanguard Value ETF (VTV) — Sold (part)
Vanguard Growth ETF (VUG) — Dividend — Sold (part)
Vanguard Growth ETF (VUG) — Buy (add'l)
Vanguard Growth ETF (VUG) — Sold (part)
Vanguard Growth ETF (VUG) — Sold (part)
Vanguard Growth ETF (VUG) — Sold (part)
Vanguard Growth ETF (VUG) — Sold (part)
Vanguard Growth ETF (VUG) — Sold (part)
Vanguard Growth ETF (VUG) — Buy (add'l)
Vanguard Growth ETF (VUG) — Buy (add'l)
Vanguard Growth ETF (VUG) — Sold (part)
Vanguard FTSE Emerging Market ETF (VWO) — Dividend — Buy
Vanguard FTSE Emerging Market ETF (VWO) — Buy (add'l)
Vanguard FTSE Emerging Market ETF (VWO) — Sold (part)
Vanguard FTSE Emerging Market ETF (VWO) — Sold
iShares Gold Trust ETF (IAU) — Sold (part)
Wisdom Tree Emerging Markets Ex State- Owned ETF (XSOE) — Dividend — Buy
Wisdom Tree Emerging Markets Ex State- Owned ETF (XSOE) — Buy (add'l)
Wisdom Tree Emerging Markets Ex State- Owned ETF (XSOE) — Sold (part)
Wisdom Tree Emerging Markets Ex State- Owned ETF (XSOE) — Sold (part)
Wisdom Tree Emerging Markets Ex State- Owned ETF (XSOE) — Sold (part)
Wisdom Tree Emerging Markets Ex State- Owned ETF (XSOE) — Sold (part)
TD Ameritrade Investment Account #2 (H)
TD Ameritrade FDIC Insured Deposit Account (cash account) (MMDA12) — Interest
Invesco BulletShares 2020 ETF (BSCK) — Dividend — Sold
Invesco BulletShares 2020 ETF (BSCK) — Buy
Invesco BulletShares 2020 ETF (BSCK) — Sold
Invesco BulletShares 2021 ETF (BSCL) — Dividend — Sold
Invesco BulletShares 2021 ETF (BSCL) — Buy
Wisdom Tree Emerging Markets Equity Income Fund (DEM) — Dividend — Sold
DoubleLine Flexible Income Fund I (DFLEX) — Dividend — Buy (add'l)
DoubleLine Flexible Income Fund I (DFLEX) — Sold (part)
DoubleLine Flexible Income Fund I (DFLEX) — Sold
Wisdom Tree International LargeCap Dividend Fund (DOL) — Dividend — Sold
iShares MSCI EAFE Growth ETF (EFG) — Dividend — Buy
iShares MSCI EAFE Growth ETF (EFG) — Sold (part)
iShares MSCI EAFE Growth ETF (EFG) — Sold (part)
iShares MSCI EAFE Growth ETF (EFG) — Sold (part)
SPDR DoubleLine Emerging Mkts Debt ETF (EMTL) — Dividend — Buy
SPDR DoubleLine Emerging Mkts Debt ETF (EMTL) — Sold (part)
SPDR DoubleLine Emerging Mkts Debt ETF (EMTL) — Sold (part)
SPDR DoubleLine Emerging Mkts Debt ETF (EMTL) — Sold (part)
SPDR Bloomberg Barclays Investment Grade Floating Rate ETF (FLRN) — Dividend — Sold
Federated Government Obligations Fund (GOSXX) — Dividend — Buy
Federated Government Obligations Fund (GOSXX) — Buy (add'l)
Federated Government Obligations Fund (GOSXX) — Sold
iShares US Treasury Bond ETF (GOVT) — Dividend — Buy
iShares US Treasury Bond ETF (GOVT) — Sold (part)
iShares US Treasury Bond ETF (GOVT) — Sold (part)
iShares US Treasury Bond ETF (GOVT) — Buy (add'l)
iShares US Treasury Bond ETF (GOVT) — Buy (add'l)
iShares US Treasury Bond ETF (GOVT) — Sold (part)
iShares US Treasury Bond ETF (GOVT) — Buy (add'l)
iShares US Treasury Bond ETF (GOVT) — Sold (part)
iShares Gold Trust ETF (IAU) — None — Sold (part)
iShares Gold Trust ETF (IAU) — Sold (part)
iShares Gold Trust ETF (IAU) — Buy (add'l)
iShares Gold Trust ETF (IAU) — Buy (add'l)
iShares Barclays US Treasury 7-10 YR ETF (IEF) — Dividend — Buy
iShares Barclays US Treasury 7-10 YR ETF (IEF) — Buy (add'l)
iShares Barclays US Treasury 7-10 YR ETF (IEF) — Sold (part)
Wisdom Tree International Quality Dividend Growth Fund (IQDG) — Dividend — Buy (add'l)
Wisdom Tree International Quality Dividend Growth Fund (IQDG) — Sold (part)
Wisdom Tree International Quality Dividend Growth Fund (IQDG) — Sold (part)
Wisdom Tree International Quality Dividend Growth Fund (IQDG) — Sold (part)
Wisdom Tree International Quality Dividend Growth Fund (IQDG) — Sold (part)
Wisdom Tree International Quality Dividend Growth Fund (IQDG) — Sold (part)
Wisdom Tree International Quality Dividend Growth Fund (IQDG) — Sold (part)
JPMorgan Hedged Equity Fund (JHEQX) — Dividend — Buy
JPMorgan Ultra Short Income ETF (JPST) — Dividend — Buy
JPMorgan Ultra Short Income ETF (JPST) — Buy (add'l)
JPMorgan Ultra Short Income ETF (JPST) — Sold (part)
JPMorgan Ultra Short Income ETF (JPST) — Buy (add'l)
JPMorgan Ultra Short Income ETF (JPST) — Sold (part)
Lord Abbott Funds Ultra Short Bond Fund (LUBAX) — Dividend — Buy
iShares US Short Maturity Bond ETF (NEAR) — Dividend — Buy
iShares US Short Maturity Bond ETF (NEAR) — Sold (part)
iShares US Short Maturity Bond ETF (NEAR) — Sold (part)
iShares US Short Maturity Bond ETF (NEAR) — Sold
Federated Prime Cash Obligations Fund (PRCXX) — Dividend — Sold
Federated Prime Cash Obligations Fund (PRCXX) — Buy
Federated Prime Cash Obligations Fund (PRCXX) — Sold
iShares AAA-A Investment Grade Corp Bond ETF (QLTA) — Dividend — Buy
iShares AAA-A Investment Grade Corp Bond ETF (QLTA) — Sold (part)
iShares AAA-A Investment Grade Corp Bond ETF (QLTA) — Sold (part)
WisdomTree Trust US ESG Fund ETF (RESP) — Dividend — Sold
WisdomTree US Short-Term High Yield ETF (SFHY) — Dividend — Sold
iShares Short Treasury Bond ETF (SHV) — Dividend — Buy
iShares Short Treasury Bond ETF (SHV) — Buy (add'l)
iShares Short Treasury Bond ETF (SHV) — Sold
iShares Trust 0-5 YR High Yield Corporate Bond ETF (SHYG) — Dividend — Buy
iShares Trust 0-5 YR High Yield Corporate Bond ETF (SHYG) — Sold
SPDR Developed Work Ex-US ETF (SPDW) — Dividend — Buy (add'l)
SPDR Developed Work Ex-US ETF (SPDW) — Sold (part)
SPDR Developed Work Ex-US ETF (SPDW) — Sold
SPDR Total US Stock Market ETF (SPTM) — Dividend — Sold (part)
SPDR Total US Stock Market ETF (SPTM) — Buy (add'l)
SPDR Total US Stock Market ETF (SPTM) — Sold (part)
SPDR Total US Stock Market ETF (SPTM) — Sold (part)
SPDR Total US Stock Market ETF (SPTM) — Sold (part)
SPDR Total US Stock Market ETF (SPTM) — Sold (part)
SPDR Total US Stock Market ETF (SPTM) — Sold (part)
SPDR Total US Stock Market ETF (SPTM) — Sold
SPDR S&P 500 High Div ETF (SPYD) — Dividend — Buy (add'l)
SPDR S&P 500 High Div ETF (SPYD) — Buy (add'l)
SPDR S&P 500 High Div ETF (SPYD) — Sold (part)
SPDR S&P 500 High Div ETF (SPYD) — Sold (part)
SPDR S&P 500 High Div ETF (SPYD) — Sold (part)
SPDR S&P 500 High Div ETF (SPYD) — Sold
SPDR S&P 500 Growth ETF (SPYG) — Dividend — Sold (part)
SPDR S&P 500 Growth ETF (SPYG) — Sold (part)
SPDR S&P 500 Growth ETF (SPYG) — Buy (add'l)
SPDR S&P 500 Growth ETF (SPYG) — Sold (part)
SPDR S&P 500 Growth ETF (SPYG) — Sold (part)
SPDR S&P 500 Growth ETF (SPYG) — Sold (part)
SPDR S&P 500 Growth ETF (SPYG) — Sold (part)
SPDR S&P 500 Growth ETF (SPYG) — Sold (part)
SPDR S&P 500 Growth ETF (SPYG) — Sold (part)
SPDR S&P 500 Growth ETF (SPYG) — Buy (add'l)
SPDR S&P 500 Growth ETF (SPYG) — Buy (add'l)
SPDR S&P 500 Growth ETF (SPYG) — Sold (part)
SPDR S&P 500 Value ETF (SPYV) — Dividend — Sold (part)
SPDR S&P 500 Value ETF (SPYV) — Buy (add'l)
SPDR S&P 500 Value ETF (SPYV) — Buy (add'l)
SPDR S&P 500 Value ETF (SPYV) — Sold (part)
SPDR S&P 500 Value ETF (SPYV) — Sold (part)
SPDR S&P 500 Value ETF (SPYV) — Sold (part)
SPDR S&P 500 Value ETF (SPYV) — Sold (part)
SPDR S&P 500 Value ETF (SPYV) — Sold (part)
T Rowe Price Ultra Short Bond Fund (TRBUX) — Dividend — Sold
SPDR Ultra Short Term Bond ETF (ULST) — Dividend — Buy (add'l)
SPDR Ultra Short Term Bond ETF (ULST) — Sold (part)
SPDR Ultra Short Term Bond ETF (ULST) — Sold
WisdomTree Floating Rate Treasury EFT (USFR) — Dividend — Buy
WisdomTree Floating Rate Treasury EFT (USFR) — Sold (part)
WisdomTree Floating Rate Treasury EFT (USFR) — Sold
iShares MSCI US Min Vol ETF (USMV) — Dividend — Buy
iShares MSCI US Min Vol ETF (USMV) — Sold (part)
iShares MSCI US Min Vol ETF (USMV) — Sold (part)
iShares MSCI US Min Vol ETF (USMV) — Sold (part)
Vanguard Dividend Appreciation ETF (VIG) — Dividend — Buy
Vanguard S&P 500 ETF (VOO) — Dividend — Buy
Vanguard S&P 500 ETF (VOO) — Sold (part)
Vanguard S&P 500 ETF (VOO) — Sold (part)
Vanguard S&P 500 ETF (VOO) — Sold (part)
Vanguard S&P 500 ETF (VOO) — Sold (part)
Vanguard S&P 500 ETF (VOO) — Sold (part)
Vanguard S&P 500 ETF (VOO) — Sold
Vanguard Emerging Markets ETF (VWO) — Dividend — Buy
Vanguard Emerging Markets ETF (VWO) — Buy (add'l)
Vanguard Emerging Markets ETF (VWO) — Sold
WisdomTree Emerging Markets Ex-State Owned ETF (XSOE) — Dividend — Buy
WisdomTree Emerging Markets Ex-State Owned ETF (XSOE) — Buy (add'l)
WisdomTree Emerging Markets Ex-State Owned ETF (XSOE) — Sold (part)
WisdomTree Emerging Markets Ex-State Owned ETF (XSOE) — Sold (part)
WisdomTree Emerging Markets Ex-State Owned ETF (XSOE) — Sold (part)
WisdomTree Emerging Markets Ex-State Owned ETF (XSOE) — Sold (part)
TD Ameritrade Individual Retirement Account #1 (H)
TD Ameritrade FDIC Insured Deposit Account (cash account) (MMDA12) — Interest
DoubleLine Low Duration Bond Fund Class I (DBLSX) — Dividend — Buy (add'l)
DoubleLine Low Duration Bond Fund Class I (DBLSX) — Sold (part)
DoubleLine Low Duration Bond Fund Class I (DBLSX) — Sold
Wisdom Tree Emerging Markets Equity Income Fund (DEM) — Dividend — Sold
Wisdom Tree Emerging Markets Quality Dividend Growth Fund (DGRE) — Dividend — Sold
Wisdom Tree U.S. SmallCap Quality Dividend Growth Fund (DGRS) — Dividend — Sold
Wisdom Tree International LargeCap Dividend Fund (DOL) — Dividend — Sold
Wisdom Tree U.S.SmallCap Fund (EES) — Dividend — Sold
iShares MSCI EAFE Growth ETF (EFG) — Dividend — Buy
iShares MSCI EAFE Growth ETF (EFG) — Sold (part)
SPDR DoubleLine Emerging Mkts Debt ETF (EMTL) — Dividend — Buy (add'l)
SPDR DoubleLine Emerging Mkts Debt ETF (EMTL) — Sold (part)
SPDR DoubleLine Emerging Mkts Debt ETF (EMTL) — Sold
Wisdom Tree U.S. Total Market Fund (EXT) — Dividend — Sold
Wisdom Tree U.S. Mid Cap Fund (EZM) — Dividend — Sold
VanEck Gold Miners ETF (GDX) — Dividend — Buy
VanEck Gold Miners ETF (GDX) — Buy (add'l)
Federated Government Obligations Fund (GOSXX) — Dividend — Buy
Federated Government Obligations Fund (GOSXX) — Buy (add'l)
Federated Government Obligations Fund (GOSXX) — Sold
iShares US Treasury Bond ETF (GOVT) — Dividend — Buy
iShares US Treasury Bond ETF (GOVT) — Sold (part)
iShares US Treasury Bond ETF (GOVT) — Buy (add'l)
iShares US Treasury Bond ETF (GOVT) — Buy (add'l)
iShares US Treasury Bond ETF (GOVT) — Buy (add'l)
iShares Gold Trust ETF (IAU) — None — Sold (part)
iShares Gold Trust ETF (IAU) — Buy (add'l)
Wisdom Tree International Quality Dividend Growth Fund (IQDG) — Dividend
JPMorgan Hedged Equity Fund (JHEQX) — Dividend — Buy
JPMorgan Ultra Short Income ETF (JPST) — Dividend — Buy
JPMorgan Ultra Short Income ETF (JPST) — Buy (add'l)
JPMorgan Ultra Short Income ETF (JPST) — Sold (part)
JPMorgan Ultra Short Income ETF (JPST) — Buy (add'l)
Lord Abbett Developing Growth Fund (LADYX) — Dividend — Buy
iShares AAA-A Investment Grade Corp Bond ETF (QLTA) — Dividend — Buy
iShares AAA-A Investment Grade Corp Bond ETF (QLTA) — Buy (add'l)
iShares AAA-A Investment Grade Corp Bond ETF (QLTA) — Buy (add'l)
iShares AAA-A Investment Grade Corp Bond ETF (QLTA) — Sold
iShares Short Treasury Bond ETF (SHV) — Dividend — Buy
iShares Short Treasury Bond ETF (SHV) — Buy (add'l)
iShares Short Treasury Bond ETF (SHV) — Buy (add'l)
iShares Short Treasury Bond ETF (SHV) — Sold
iShares Trust 0-5 YR High Yield Corp Bd ETF (SHYG) — Dividend — Buy
iShares Trust 0-5 YR High Yield Corp Bd ETF (SHYG) — Sold (part)
iShares Trust 0-5 YR High Yield Corp Bd ETF (SHYG) — Sold
SPDR Portfolio Emerging Markets ETF (SPEM) — Dividend — Buy (add'l)
SPDR Portfolio Emerging Markets ETF (SPEM) — Buy (add'l)
SPDR Portfolio Emerging Markets ETF (SPEM) — Sold
SPDR Portfolio Short Term Treasury ETF (SPTS) — Dividend — Sold
iShares MSCI US Min Vol ETF (USMV) — Dividend — Buy
iShares MSCI US Min Vol ETF (USMV) — Sold (part)
iShares MSCI US Min Vol ETF (USMV) — Sold
Vanguard Small-Cap Growth ETF (VBK) — Dividend — Buy (add'l)
Vanguard Small-Cap Growth ETF (VBK) — Sold (part)
Vanguard Small-Cap Growth ETF (VBK) — Sold (part)
Vanguard Small-Cap Growth ETF (VBK) — Buy (add'l)
Vanguard Small-Cap Value ETF (VBR) — Dividend — Buy (add'l)
Vanguard Small-Cap Value ETF (VBR) — Buy (add'l)
Vanguard Small-Cap Value ETF (VBR) — Buy (add'l)
Vanguard All-World ex-US ETF (VEU) — Dividend — Buy (add'l)
Vanguard All-World ex-US ETF (VEU) — Buy (add'l)
Vanguard All-World ex-US ETF (VEU) — Sold (part)
Vanguard All-World ex-US ETF (VEU) — Sold
Vanguard Information Technology ETF (VGT) — Dividend — Buy
Vanguard Information Technology ETF (VGT) — Buy (add'l)
Vanguard Information Technology ETF (VGT) — Sold (part)
Vanguard Information Technology ETF (VGT) — Sold (part)
Vanguard Information Technology ETF (VGT) — Sold (part)
Vanguard Information Technology ETF (VGT) — Sold (part)
Vanguard Information Technology ETF (VGT) — Sold
Vanguard Dividend Appreciation ETF (VIG) — Dividend — Buy
Vanguard Mid-Cap ETF (VO) — Dividend — Sold (part)
Vanguard Mid-Cap ETF (VO) — Buy (add'l)
Vanguard Mid-Cap ETF (VO) — Sold (part)
Vanguard Mid-Cap ETF (VO) — Sold (part)
Vanguard S&P 500 ETF (VOO) — Dividend — Buy
Vanguard S&P 500 ETF (VOO) — Buy (add'l)
Vanguard S&P 500 ETF (VOO) — Sold (part)
Vanguard S&P 500 ETF (VOO) — Sold (part)
Vanguard S&P 500 ETF (VOO) — Sold
Vanguard Total Stock Market ETF (VTI) — Dividend — Sold (part)
Vanguard Total Stock Market ETF (VTI) — Buy (add'l)
Vanguard Total Stock Market ETF (VTI) — Sold (part)
Vanguard Total Stock Market ETF (VTI) — Sold (part)
Vanguard Total Stock Market ETF (VTI) — Sold (part)
Vanguard Total Stock Market ETF (VTI) — Sold
Vanguard Value ETF (VTV) — Dividend — Buy (add'l)
Vanguard Value ETF (VTV) — Buy (add'l)
Vanguard Value ETF (VTV) — Sold (part)
Vanguard Value ETF (VTV) — Buy (add'l)
Vanguard Value ETF (VTV) — Sold (part)
Vanguard Growth ETF (VUG) — Dividend — Sold (part)
Vanguard Growth ETF (VUG) — Buy (add'l)
Vanguard Growth ETF (VUG) — Sold (part)
Vanguard Growth ETF (VUG) — Sold (part)
Vanguard Growth ETF (VUG) — Sold (part)
Vanguard Growth ETF (VUG) — Sold (part)
Vanguard Growth ETF (VUG) — Buy (add'l)
Wisdom Tree High Yield ETF (WFHY) — Dividend — Sold
Wisdom Tree Emerging Mkts Ex-State Owned ETF (XSOE) — Dividend — Buy
Wisdom Tree Emerging Mkts Ex-State Owned ETF (XSOE) — Buy (add'l)
Wisdom Tree Emerging Mkts Ex-State Owned ETF (XSOE) — Sold (part)
Wisdom Tree Emerging Mkts Ex-State Owned ETF (XSOE) — Sold (part)
TD Ameritrade Individual Retirement Account #2 (H)
TD Ameritrade FDIC Insured Deposit Account (cash account) (MMDA12) — Interest
SPDR S&P Emerging Markets Small Cap ETF (EWX) — Dividend
SPDR S&P International Small Cap ETF (GWX) — Dividend — Sold
SPDR S&P 600 Small Cap Value ETF (SLYV) — Dividend — Buy (add'l)
SPDR Portfolio Developed World ex-U.S. ETF (SPDW) — Dividend — Sold (part)
SPDR Portfolio Emerging Markets ETF (SPEM) — Dividend — Buy (add'l)
SPDR Portfolio Large Cap ETF (SPLG) — Dividend — Buy (add'l)
SPDR Portfolio Small Cap ETF (SPSM) — Dividend — Buy (add'l)
SPDR Portfolio S&P 500 High Dividend ETF (SPYD) — Dividend — Sold
SPDR Portfolio S&P 500 Growth ETF (SPYG) — Dividend — Sold (part)
SPDR Portfolio S&P 500 Value ETF (SPYV) — Dividend — Buy (add'l)
SPDR Technology Select ETF (XLK) — Dividend — Buy
TD Ameritrade Individual Retirement Account #3 (H)
TD Ameritrade FDIC Insured Deposit Account (cash account) (MMDA12) — Interest
Vanguard Total Bond Market ETF (BND) — Dividend — Sold (part)
Vanguard Small-Cap Index Fund ETF (VB) — Dividend — Buy (add'l)
Vanguard Small-Cap Index Fund ETF (VB) — Buy (add'l)
Vanguard Short-Term Corporate Bond (VCSH) — Dividend — Sold (part)
Vanguard FTSE Developed Markets ETF (VEA) — Dividend — Buy (add'l)
Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)
Vanguard Short-Term Treasury Index Fund ETF Shares (VGSH) — Dividend — Sold (part)
Vanguard Short-Term Treasury Index Fund ETF Shares (VGSH) — Sold (part)
Vanguard Dividend Appreciation ETF (VIG) — Dividend
Vanguard Total Stock Market ETF (VTI) — Dividend — Buy (add'l)
Vanguard Value ETF (VTV) — Dividend — Buy (add'l)
Vanguard Growth ETF (VUG) — Dividend — Sold (part)
Vanguard FTSE Emerging Markets ETF (VWO) — Dividend — Buy (add'l)
TD Ameritrade Investment Account #3 (H)
TD Ameritrade FDIC Insured Deposit Account (cash account) (MMDA12) — Interest
iShares Trust Growth Allocation ETF (AOR) — Dividend — Buy
Federated Prime Cash Obligations Fund (PRCXX) — Dividend — Buy (add'l)
Wisdom Tree Balance Income ETF (WBAL) — Dividend — Sold
TD Ameritrade Investment Account #4 (H)
TD Ameritrade FDIC Insured Deposit Account (cash account) (MMDA12) — Interest
iShares Trust Growth Allocation ETF (AOR) — Dividend — Buy
Federated Prime Cash Obligations Fund (PRCXX) — Dividend — Buy (add'l)
Wisdom Tree Balance Income ETF (WBAL) — Dividend — Sold
TD Ameritrade Investment Account #5 (H)
TD Ameritrade FDIC Insured Deposit Account (cash account) (MMDA12) — Interest
iShares Trust Growth Allocation ETF (AOR) — Dividend — Buy
Federated Prime Cash Obligations Fund (PRCXX) — Dividend — Buy (add'l)
Wisdom Tree Balance Income ETF (WBAL) — Dividend — Sold
Illinois Bright Directions 529 Account (H)
Invesco Government Agency Portfolio — None
Bright Directions Age-Based Allocation — None
West Virginia Smart Select 529 Account #1 (H) (see Part VIII)
All Equity Portfolio D — None
West Virginia Smart Select 529 Account #2 (H) (see Part VIII)
All Equity Portfolio D — None
Farmland - LaGrange County, Indiana — None
REC RT, L.L.C. 125 12.5% Preferred Units (REIT) — Dividend
Adjunct Professor of Law, Northwestern University Pritzker School of Law
Lecturer in Law, University of Chicago Law School
Income — 2020 — University of Chicago Law School - Teaching — $14,000.00
Income — 2020 — Northwestern University Prtizker School of Law - Teaching — $13,750.00
In Part VII, I have disclosed two accounts in the West Virgina Smart Select 529 Plan. In both accounts, the principal is invested in an all equity portfolio. The
Plan's fund manager is the Hartford Life Insurance Company. Beyond choosing an all equity portfolio concentration, I do not make or receive information about
individual investment decisions within the accounts. The investment statements I receive show only the aggregate market value of the accounts at reporting dates,
not specific equity holdings that the Plan chose to invest in.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/32303. Public record. Not legal advice.