# Andrew S. Hanen

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/32275

## Record

- **Judge:** Andrew S. Hanen
- **Year:** 2020
- **Pages:** 16

## Text

IRA Account #1 (H)
Bank of America RASP — Interest
Apple (AAPL) — Dividend
iShares Nasdaq Biotechnology ETF (IBB) — Dividend
Vanguard Consumer Staples Index Fund (VDC) — Dividend — Buy (add'l)
Vanguard Materials Index Fund ETF (VAW) — Dividend
Consumer Discretionary Select Sector SPDR Fund (XLY) — Dividend — Sold (part)
Consumer Discretionary Select Sector SPDR Fund (XLY) — Sold (part)
Vanguard Industrials Index Fund ETF (VIS) — Dividend — Sold (part)
Health Care Select Sector SPDR Fund (XLV) — Dividend — Buy (add'l)
Financial Select Sector SPDR Fund (XLF) — Dividend — Sold (part)
Vanguard Information Technology Index ETF (VGT) — Dividend — Sold (part)
First Trust Dow Jones Internet Index ETF (FDN) — None — Buy (add'l)
First Trust Dow Jones Internet Index ETF (FDN) — Sold (part)
First Trust Cloud Computing ETF (SKYY) — Dividend — Sold (part)
Energy Select Sector SPDR Fund (XLE) — Dividend — Sold
Real Estate Select Sector SPDR Fund (XLRE) — Dividend — Sold (part)
Real Estate Select Sector SPDR Fund (XLRE) — Sold
Communication Services Select Sector SPDR (XLC) — Dividend — Buy (add'l)
Pacer Benchmark Data & Infra (SRVR) — Dividend — Buy
ProShares Online Retail ETF (ONLN) — Dividend — Buy
Retirement Account #1 (H)
BMO Strategic Income Fund Class A (BMTAX) — Dividend — Sold
Microsoft Bonds (CUSIP 594918AH7) — Interest — Redeemed
Fidelity Government Cash Reserves (FDRXX) — Dividend
Fidelity MMKT Premium Class (FZDXX) — Dividend — Sold (part)
Fidelity MMKT Premium Class (FZDXX) — Buy (add'l)
Fidelity ContraFund (FCNTX) — Dividend
Fidelity Equity Dividend Income Fund (FEQTX) — Dividend
Fidelity Dividend Growth Fund (FDGFX) — Dividend
Fidelity Blue Chip Value Fund (FBCVX) — Dividend
Modern Bank CD (CUSIP 607544AT0) — Interest — Redeemed
Wells Fargo Bank CD (CUSIP 949763SE7) — Interest — Redeemed
Fidelity 500 Index Fund (FXAIX) — Dividend
Fidelity Limited Term Bond Fund (FJRLX) — Dividend — Buy
Fidelity Total Bond (FTBFX) — Dividend — Buy
Brokerage Account #1 (H)
Morgan Stanley Private Bank NA Fund — Interest
JP Morgan Chase FXD 5.3 (CUSIP 46625HKK5) — Dividend
CitiGroup Inc. FXD 5.95 (CUSIP 172967JZ5) — Dividend
CitiGroup Inc. FXD 6.125 (CUSIP 172967KD2) — Dividend
Federated Prime Cash Obligations Fund (PCOXX) — Dividend — Sold
Bank of America Corp FXD 6.1 (CUSIP 060505EN0) — Dividend
Bank of America Corp FXD 5.125 (CUSIP 060505FP4) — Dividend
JP Morgan Chase FXD 6.1 (CUSIP 48126HAC4) — Dividend
Morgan Stanley FXD 5.3 (CUSIP 269246BR4) (See Note 2) — Dividend
PGIM Short Dur High Yield (SDHY) — Buy
Brokerage Account #2 (H)
N. Tex. Twy. Auth. Municipal Bonds (CUSIP 66285WFX9) — Interest — Sold
Waco TX CTFS (CUSIP 929831FN0) — Interest — Sold
Bank of America Money Market Fund — Interest
Eaton Vance Tax-Managed Global Buy- Write (ETW) — Dividend — Sold
SP500 CLIRN Issuer CIBC (MLVJS) — None — Redeemed
Compass Bank — Interest
Northwestern Mutual EOL Whole Life Insurance #117 (See Note 1) — Dividend
Northwestern Mutual EOL Whole Life Insurance #714 — Dividend
Northwestern Life Mutual Whole Life Insurance #642 — Dividend
Northwestern Mutual Whole Life Insurance #817 — Dividend
Northwestern Mutual Whole Life Insurance #811 — Dividend
Northwestern Mutual Whole Life Insurance #840 — Dividend
IRA Account #4 (H)
Capital Income BLDR (CAIBX) — Dividend
American FDS Portfolio Growth and Income Fund (GAIOX) — Dividend
Apple (AAPL) — Dividend
Industrial Select Sector SPDR Fund (XLI) — Dividend
Consumer Staples Select Sector SPDR (XLP) — Dividend
Energy Select Sector SPDR Fund (XLE) — Dividend
Consumer Discretionary Select Sector SPDR (XLY) — Dividend
SPDR Gold Trust (GLD) — None
Vanguard Information Technology Index (VGT) — Dividend
WF Sweep — Interest
American Funds High Income Trust (AHITX) — Dividend
IRA Account #5 (H)
iShares Core S&P 500 (IVV) — Dividend — Sold
iShares MSCI EAFE ETF (EFA) — None — Sold
Pacer Trendpilot US Large Cap ETF (PTLC) — None — Sold
SPDR Gold Trust (GLD) — None — Buy (add'l)
SPDR Gold Trust (GLD) — Buy (add'l)
SPDR Gold Trust (GLD) — Sold (part)
SPDR Gold Trust (GLD) — Sold (part)
Vanguard Emerging Markets Stock Index (VWO) — None — Sold (part)
Vanguard Emerging Markets Stock Index (VWO) — Sold
Vanguard Mid-Cap Index Fund ETF (VO) — Dividend — Sold (part)
Vanguard Mid-Cap Index Fund ETF (VO) — Sold
Vanguard Small-Cap Index Fund ETF (VB) — Dividend — Sold (part)
Vanguard Small-Cap Index Fund ETF (VB) — Sold
WisdomTree Japan Hedged Equity ETF (DXJ) — Dividend — Sold (part)
WisdomTree Japan Hedged Equity ETF (DXJ) — Sold (part)
Janus Henderson Developed World Bond I (HFAIX) — Dividend — Sold
Loomis Sayles Global Allocation Fund (LSWWX) — None — Sold
Lord Abbett Short Duration Income Fund (LLDYX) — Dividend — Sold
Oakmark Fund Advisor Class (OAYMX) — None — Sold
Putnam Income Fund Class Y (PNCYX) — Dividend — Sold
VanEck Vectors JP Morgan EM Local Currency Bond ETF (EMLC) — Dividend — Sold
First Eagle Global Fund Class I (SGIIX) — None — Sold
Fidelity Investments MMKT FDS (FNSXX) — Dividend — Buy
Fidelity Investments MMKT FDS (FNSXX) — Sold (part)
Fidelity Investments MMKT FDS (FNSXX) — Buy (add'l)
Fidelity Investments MMKT FDS (FNSXX) — Sold (part)
Fidelity Investments MMKT FDS (FNSXX) — Sold (part)
Fidelity Investments MMKT FDS (FNSXX) — Buy (add'l)
PACER FDS Cash Cows (COWZ) — None — Buy
PACER FDS Cash Cows (COWZ) — Buy (add'l)
PACER FDS Cash Cows (COWZ) — Sold
Vanguard Short Term ETF (BSV) — Dividend — Buy
Vanguard Short Term ETF (BSV) — Buy (add'l)
Vanguard Short Term ETF (BSV) — Buy (add'l)
Vanguard Short Term ETF (BSV) — Sold (part)
iShares MSCI USA Qaulity Factor ETF (QUAL) — Dividend — Buy
iShares MSCI USA Qaulity Factor ETF (QUAL) — Buy (add'l)
iShares MSCI USA Qaulity Factor ETF (QUAL) — Buy (add'l)
iShares MSCI USA Qaulity Factor ETF (QUAL) — Buy (add'l)
iShares MSCI USA Qaulity Factor ETF (QUAL) — Sold (part)
iShares MSCI USA Qaulity Factor ETF (QUAL) — Sold (part)
First Trust Dow Jones ETF (FDN) — None — Buy
First Trust Dow Jones ETF (FDN) — Sold (part)
First Trust Dow Jones ETF (FDN) — Sold (part)
First Trust Dow Jones ETF (FDN) — Sold (part)
Vanguard Consumer Staples ETF (VDC) — Dividend — Buy
Vanguard Consumer Staples ETF (VDC) — Buy (add'l)
Vanguard Consumer Staples ETF (VDC) — Sold (part)
iShares MSCI Int'l Multifactor ETF (INTF) — Dividend — Buy
iShares MSCI Int'l Multifactor ETF (INTF) — Buy (add'l)
iShares MSCI Int'l Multifactor ETF (INTF) — Sold (part)
First Trust TCW Opportunistic Fixed Income ETF (FIXD) — Dividend — Buy
First Trust TCW Opportunistic Fixed Income ETF (FIXD) — Sold (part)
PIMCO Active Bond ETF (BOND) — Dividend — Buy
PIMCO Active Bond ETF (BOND) — Sold (part)
Vanguard Total Int'l Bond ETF (BNDX) — Dividend — Buy
Vanguard Total Int'l Bond ETF (BNDX) — Sold (part)
Xtrackers MSCI Europe Hedged Equity (DBEU) — Dividend — Buy
Xtrackers MSCI Europe Hedged Equity (DBEU) — Sold (part)
Goldman Sachs ActiveBeta US (GSLC) — Dividend — Buy
Goldman Sachs ActiveBeta US (GSLC) — Sold (part)
Goldman Sachs ActiveBeta US (GSLC) — Sold (part)
Wells Fargo Sweep — Interest
IRA Account #6 (H)
Energy Transfer Equity (ET) — Dividend — Buy (add'l)
Enterprise Products Partners LP (EPD) — Dividend — Buy (add'l)
Enterprise Products Partners LP (EPD) — Sold (part)
Kinder Morgan Inc. (KMI) — Dividend — Buy (add'l)
Kinder Morgan Inc. (KMI) — Sold (part)
ONEOK Inc. (OKE) — Dividend — Buy (add'l)
ONEOK Inc. (OKE) — Buy (add'l)
Williams Companies Inc. (WMB) — Dividend — Sold (part)
First Eagle Overseas Fund Class A (SGOVX) — Dividend — Buy (add'l)
First Eagle Overseas Fund Class A (SGOVX) — Sold (part)
Templeton Emerging Markets Income Fund (TEI) — Dividend
Templeton Global Bond Fund Class A (TPINX) — Dividend — Sold
Vanguard Prime Money Market Fund (VMMXX) — Dividend — Buy (add'l)
iShares JP Morgan EM Local Currency Bond ETF (LEMB) — None — Sold (part)
iShares JP Morgan EM Local Currency Bond ETF (LEMB) — Sold (part)
iShares S&P 500 Growth ETF (IVW) — Dividend — Buy (add'l)
iShares S&P 500 Growth ETF (IVW) — Sold (part)
iShares S&P 500 Growth ETF (IVW) — Sold (part)
iShares S&P 500 Growth ETF (IVW) — Sold (part)
iShares S&P 500 Value ETF (IVE) — Dividend — Buy (add'l)
iShares S&P 500 Value ETF (IVE) — Buy (add'l)
iShares S&P 500 Value ETF (IVE) — Sold (part)
iShares Core MSCI Emerging Markets ETF (IEMG) — Dividend — Buy (add'l)
iShares Core MSCI Emerging Markets ETF (IEMG) — Buy (add'l)
iShares Core MSCI Emerging Markets ETF (IEMG) — Sold
Vanguard Short-Term Bond Index Fund ETF (BSV) — Dividend — Sold (part)
Vanguard Short-Term Bond Index Fund ETF (BSV) — Sold (part)
Vanguard Short-Term Bond Index Fund ETF (BSV) — Buy (add'l)
Vanguard Short-Term Bond Index Fund ETF (BSV) — Sold (part)
Pershing Gov. Acct. — Dividend
MFS International Diversification Fund (MDIJX) — Dividend — Buy (add'l)
MFS International Diversification Fund (MDIJX) — Sold (part)
MFS International Diversification Fund (MDIJX) — Sold (part)
MFS International Diversification Fund (MDIJX) — Sold (part)
Vanguard High-Yield Corporate Bond Fund Admiral (VWEAX) — Dividend — Sold (part)
Vanguard High-Yield Corporate Bond Fund Admiral (VWEAX) — Sold
JPMorgan Emerging Markets (JFAMX) — Dividend — Buy
JPMorgan Emerging Markets (JFAMX) — Sold (part)
JPMorgan Emerging Markets (JFAMX) — Sold (part)
Eaton Vance Emerging Markets (EEIAX) — Dividend — Buy
PGIM Global Total Return Fund (PZTRX) — Dividend — Buy
PGIM Global Total Return Fund (PZTRX) — Sold (part)
Liability — Morgan Stanley — Line of credit
1. All life insurance policies (Part VII, Lines 96-101) are either whole life or what is called extraordinary life (EOL), which are essentially whole life policies. Any
dividends that are generated are used to pay the premium or to buy more coverage. The undersigned does not have any investment authority over these policies,
nor does he invest any funds associated with these policies.
2. Previously labeled E*Trade 5.3. Morgan Stanley bought E*Trade in October 2020 and the FXD was renamed Morgan Stanley 5.3.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/32275. Public record. Not legal advice.