# Lisa Margaret Smith > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/32158 ## Record - **Judge:** Lisa Margaret Smith - **Year:** 2019 - **Pages:** 14 ## Text Chase Cash accounts — None TD Bank Cash account — None Fidelity NY Municipal Money Market Fund — None — Closed Fidelity IRA (Fidelity Fund--FFIDX) — Dividend Fidelity IRA (Cash Reserves) — Dividend Webster Bank, Wilton CT -- Checking Account — None HSBC IRA (Fideltiy Puritan Fund) (X) — Dividend HSBC IRA (T. Rowe Price Dividend Growth Fund) — Dividend HSBC Cash Account — None Investment Account #1(H) Stifel Nicolaus money market account — Interest Vanguard Treasury Money Market Fund — Dividend — Buy Invesco Intermediate Term Muni Income Fund Class Y — Dividend — Buy (add'l) Invesco Intermediate Term Muni Income Fund Class Y — Sold (part) Invesco Intermediate Term Muni Income Fund Class Y — Sold American High Income Bond Fund — Dividend — Buy American High Income Bond Fund — Sold Blackrock Equity Dividend Fund — Dividend — Buy (add'l) Blackrock Equity Dividend Fund — Buy (add'l) Blackrock Equity Dividend Fund — Sold Columbia Contrarian Core Fund — Sold (part) Columbia Contrarian Core Fund — Buy (add'l) Columbia Contrarian Core Fund — Sold American Beacon International Equity Fund — Buy (add'l) American Beacon International Equity Fund — Sold (part) American Beacon International Equity Fund — Sold Fidelity Advisor New Insights Fund Instl Cl — Distribution — Sold (part) Fidelity Advisor New Insights Fund Instl Cl — Buy (add'l) Fidelity Advisor New Insights Fund Instl Cl — Sold FMI International Fund — Sold (part) FMI International Fund — Buy (add'l) FMI International Fund — Buy (add'l) FMI International Fund — Sold Goldman Small Cap Insights Fund — Sold (part) Goldman Small Cap Insights Fund — Buy (add'l) Goldman Small Cap Insights Fund — Buy (add'l) Goldman Small Cap Insights Fund — Sold Ivy Mid Cap Growth Fund — Sold (part) Ivy Mid Cap Growth Fund — Sold MFS Intl Growth Fund — Sold (part) MFS Intl Growth Fund — Sold (part) MFS Intl Growth Fund — Sold Nuveen Small Cap Value Fund — Sold (part) Nuveen Small Cap Value Fund — Sold (part) Nuveen Small Cap Value Fund — Sold Invesco Oppenheimer Developing Markets Fund Cl Y — Sold (part) Invesco Oppenheimer Developing Markets Fund Cl Y — Sold (part) Invesco Oppenheimer Developing Markets Fund Cl Y — Sold (part) Invesco Oppenheimer Developing Markets Fund Cl Y — Sold Wells Fargo Special Mid Cap Value Fund — Sold (part) Wells Fargo Special Mid Cap Value Fund — Sold (part) Wells Fargo Special Mid Cap Value Fund — Sold Meridian Small Cap Growth Fund — Sold (part) Meridian Small Cap Growth Fund — Sold (part) Meridian Small Cap Growth Fund — Sold Thornburg Ltd Term Muni Fund — Dividend — Buy (add'l) Thornburg Ltd Term Muni Fund — Sold (part) Thornburg Ltd Term Muni Fund — Sold Investment Account #2(H) Stifel Insured Bank Program — Interest Franklin NY Tax Free Income Fund, Cl A (FNYTX) — Dividend Retirement Account #1(H) Stifel Nicolaus IRA money market — Interest American Beacon International Equity Fund — Dividend — Buy (add'l) American Beacon International Equity Fund — Sold (part) Blackrock Equity Dividend Fund — Dividend — Sold (part) Blackrock Equity Dividend Fund — Sold (part) Columbia Contrarian Core Fund Class Z — Dividend — Buy (add'l) Columbia Contrarian Core Fund Class Z — Buy (add'l) FMI International Fund Instl — Dividend — Buy (add'l) FMI International Fund Instl — Sold (part) Fidelity Advisor New Insights Mutual Fund Institutional Class — Dividend — Buy (add'l) Fidelity Advisor New Insights Mutual Fund Institutional Class — Sold (part) Goldman Sachs Intl Small Cap Insights Fund — Dividend — Buy (add'l) Goldman Sachs Intl Small Cap Insights Fund — Sold (part) Harbor Bond Fund — Dividend — Buy (add'l) Harbor Bond Fund — Sold (part) Ivy Mid Cap Growth Fund — Distribution — Buy Ivy Mid Cap Growth Fund — Sold (part) JP Morgan Govt Bond Fund — Dividend — Buy MFS Intl Growth Fd Cl I — Dividend — Sold (part) MFS Intl Growth Fd Cl I — Sold (part) Meridian Sm Cap Gr Fund Investor Class — Distribution — Buy (add'l) Meridian Sm Cap Gr Fund Investor Class — Sold (part) Nuveen Small Cap Value Fund — Dividend — Buy (add'l) Nuveen Small Cap Value Fund — Sold (part) PGIM High Yield — Dividend — Buy PGIM High Yield — Sold (part) Invesco Oppenheimer Developing Markets Fund Class Y — Dividend — Buy (add'l) Invesco Oppenheimer Developing Markets Fund Class Y — Sold (part) Invesco Oppenheimer Developing Markets Fund Class Y — Sold (part) Invesco Oppenheimer Developing Markets Fund Class Y — Sold (part) Vanguard Short Term Federal Fund — Dividend — Buy (add'l) Vanguard Short Term Federal Fund — Sold (part) Vanguard Short Term Federal Fund — Sold Wells Fargo Govt Securities Fund Admin Class — Dividend — Sold (part) Wells Fargo Govt Securities Fund Admin Class — Sold Wells Fargo Special Mid Cap Value Fund — Dividend — Sold (part) Inherited IRA(H) Stifel Insured Bank Program — Interest Verizon (VZ) — Dividend Franklin Income Fund, Advisor Class — Dividend — Sold Ishares S&P Mid Cap 400 Growth ETF (IJK) — Dividend — Sold (part) Ishares S&P Small Cap 600 Growth ETF (IJT) — Dividend — Sold (part) Janus Balanced Fund — Dividend — Buy Income — 2019 — Pace University School of Law - Teaching — $2,235.04 Spouse's income — 2019 — Wages from Ridgefield Hardware Co., Ridgefield, CT VII. Investments 1. Rows 59 & 121: Invesco acquired the Oppenheimer Funds in May of 2019 and changed the name of Oppenheimer Developing Markets Fund to Invesco Oppenheimer Developing Markets Fund. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/32158. Public record. Not legal advice.