# Rosemary M. Collyer > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/3209 ## Record - **Judge:** Rosemary M. Collyer - **Year:** 2012 - **Report type:** Annual - **Pages:** 11 ## Text BROKERAGE ACCOUNT #1 (H) BRKA - Common Class A — None GE «Common — Int/Div — Sold Balto MD Const Pub Imp Muni Bonds — Interest — Matured Schwab Cash Equivalent Accounts — Int/Div DVY-ETF — Int/Div Ame Arundel County, MD Muni Bonds — Interest Baltimore, MD Proj Muni Bonds — Interest Maryland State Muni Bonds — Interest T Rowe Price Maryland Tax Free Bond Fund (MDXBX) — Int/Div UTHR - Common — None — Sold NAVB - Common (X) — None — Part VII ()) NEOP - Call Option Jan 12 4.00 — Expired BK - Put Option Jan12 21.00 — Expired TSLA - Put Option Marl2 32.00 — Expired BK - Put Option — Short BK - Put Option — Closed TSLA = Put Option Jun12 30.00 — Short TSLA = Put Option Jun12 30.00 — Closed TSLA - Put Option Sep!2 34.00 — Short TSLA - Put Option Sep!2 34.00 — Closed NAVB - Put Option Jul12 3.00 — Short NAVB - Put Option Jul12 3.00 — Expired TSLA - Put Option Jan13 40.00 — Short IRA Z) — Int/Div Schwab Cash Equivalent Accounts UST Inflation Index Notes 3.375% TIPS — Matured UST Inflation Index Notes 3.625% TIPS IWF-EIF Marsico Growth Fund (MGRIX) GOV - Common MCD - Common — Sold 2 INJ - Common ATRS - Common (X) — Part VHT (K) ATRS - Common (X) — Sold (part) TGT « Common — Sold NLY - Common AGNC - Common MCD - Call Option Jan12 95.00 — Redeemed AGNC « Put Option Jan 12 27.00 — Expired AGNC « Call Option Jan12 29.00 — Expired NLY - Put Option Jun12 16.00 — Expired NLY - Call Option Jan12 17.50 — Expired PEP - Common — Buy PEP - Common — Sold MCD - Common — Buy Weitz Short-Intermediate Income Fund (WSHNX) — Buy ATRS - Call Option Augi2 5.00 — Short ATRS - Call Option Augi2 5.00 — Expired ATRS - Call Option Feb13 5.00 — Short BP-ADR — Buy IRA #2 — Int/Div Schwab Cash Equivalent Accounts UST Inflation Index Notes 3.375% 1/15/12 TIPS — Matured GNVC - Common CGM Focus Fund (CGMFEX) — Sold DVM - Closed End Fund — Sold BOE - Closed End Fund BCRX - Common — Sold NEM - Common — Buy NAVB - Common — Buy XLU-ETF — Buy QUALIFIED RETIREMENT PLAN #3 — Int/Div Vanguard Variable Insurance Fund International Portfolio — Buy (add'l) — Part VII (e) IRA #4 — hy Schwab Cash Equivalent Accounts XOM - Common RDS/A - ADR — Sold FNFG - Common SYY - Common — Sold SYY - Call Option Mar12 31.00 — Short SYY - Call Option Mar12 31.00 — Expired SYY - Call Option Aug12 30.00 — Short SYY - Call Option Aug12 30.00 — Redeemed RDS/B - ADR — Buy WLP - Common — Buy WLP - Call Option Jan13 60.00 — Short DUK « Common — Buy SO - Common — Buy IRA #5 — Int/Div ABT - Common — Sold Schwab Cash Equivalent Accounts ABT - Call Option May 12 $5.00 — Redeemed CET - Closed End Fund — Buy IRA #6 — Part VII (1) IRA #7 — Part VII (f) Memill Lynch Cash Management Account — Int/Div — Part VII (g) Citibank Checking Account — Interest Trust #1 (H) — Part VII (h) Trust #2 (H) — Part VII (1) Cash Equivalent Account(s) — None Trust #3 (MH) — Part VII (1) Cash Equivalent Account(s) — None Reimbursement — Denison University — Throughout 2012 — To'from Granville Ohio — Alumni affairs — Reimbursement to spouse for alumni business travel (airline, lodging & meals) Part | (a) Line | refers to a Trust that is unfunded and has no assets {this Trust is also listed in Part VII, Line 89). PART VII: (b) In the description of assets the abbreviation ADR refers to American Depositary Receipts (shares of foreign companies trading on U.S. exchanges); ETF refers to Exchange Traded Funds (index funds that trade as common stocks). (c) Put options sold short und later redeemed (i.e. exercised by owner) are shown as having zero gain because the umount received for the short sale is subtracted from the basis for the underlying security that was purchased and is therefore reflected in the gain/loss incurred when that security is ultimately sold. (d) Lines §, 26,53, 66 and 82 are aggregated Schwab cash equivalent accounts containing one or more of the following: Schwab Municipal Money Fund Value Advantage; Schwab Money Fund Value Advantage, Schwab One Cash Account, Charles Schwab Bank Deposit Accounts, and/or Schwab Cash Reserves. They ure aggregated here per the 2012 Filing Instructions. These account balances change frequently as a result of securities purchases or sales, cash transfers, and dividends or interest received. The income received and ending values are shown as required in the non-retirement plan account (Line 5). (e) Line 64: Purchases of this fund are made on a monthly basis. Individual purchases are below the minimum reporting requirement but are aggregated for the entire year with a date shown of 1231/12. (f) The accounts identified as IRAs #6 and #7 are Roth conversion IRAs with a zero balance in both accounts throughout 2012. (2) Line 87 refers to an aggregated cash equivalent account at Merrill Lynch that pays both dividends (for Merrill Lynch CMA Money Fund) and interest (for Merrill Lynch Bank Deposit Program). This is not 4 brokerage acccount, and no individual stocks, bonds or other assets are held. (h) Line 89 refers to a Trust that is unfunded and has no assets (this Trust is also listed m Part I, Line 1). (i) Trusts #2 and #3 (lines 90 and 92) were established on 12/28/12 with cash assets only (both Trusts are also listed in Part 1). (J) Navides Biopharmaceuticals (NAVB) changed its name and stock symbol in 2012. In the 2011 FDR it was shown as Neoprobe Corporation (NEOP) (k) Antares Pharmaceuticals (ATRS) changed its stock symbol in 2012. In the 2011 FDR it was shown under the symbol AIS. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/3209. Public record. Not legal advice.