# Julius Ness Richardson

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/32059

## Record

- **Judge:** Julius Ness Richardson
- **Year:** 2019
- **Pages:** 35

## Text

First Citizens Bank - Cash Account #1 — Interest
Bank of America - Cash Accounts #2 — Interest
Goldman Sachs - Cash Account #3 — Interest
Trust #1 (H)
GS Strategic Factor Allocation Fund Institutional — None — Sold (part)
GS Strategic Factor Allocation Fund Institutional — Sold
GS International Equity Insights Fund I — Dividend — Buy (add'l)
GS U.S. Equity Dividend and Premium Fund Institutional Shares — Dividend — Buy
GS International Small Cap Insights Fund I — Dividend — Buy
GS Small Cap Value Fund Institutional Class Shares — Dividend — Buy
GS High Yield Floating Rate Fund Institutional Shares — None — Sold (part)
GS High Yield Floating Rate Fund Institutional Shares — Sold
Goldman Sachs Bank USA Deposit (BDA) — Interest
GS Small/MID Cap Growth Fund Class P — None — Buy
IShares Short-Term ETF Corporate Bond ETF — Dividend — Buy
IShares Short-Term ETF Corporate Bond ETF — Sold (part)
IShares Short-Term ETF Corporate Bond ETF — Sold (part)
IShares Short-Term ETF Corporate Bond ETF — Buy (add'l)
Trust #2 (H)
GS Strategic Factor Allocation Fund Institutional — Dividend — Sold (part)
GS Strategic Factor Allocation Fund Institutional — Sold (part)
GS Strategic Factor Allocation Fund Institutional — Sold (part)
GS Strategic Factor Allocation Fund Institutional — Sold (part)
GS International Equity Insights Fund I — Dividend — Buy (add'l)
GS International Equity Insights Fund I — Buy (add'l)
GS High Yield Floating Rate Fund Institutional Shares — Dividend — Sold (part)
GS High Yield Floating Rate Fund Institutional Shares — Sold
GS International Small Cap Insights Fund I — Dividend — Buy (add'l)
GS International Small Cap Insights Fund I — Buy (add'l)
GS U.S. Equity Dividend and Premium Fund Institutional Shares — Dividend — Buy (add'l)
GS U.S. Equity Dividend and Premium Fund Institutional Shares — Buy (add'l)
GS Small Cap Value Fund Institutional Class Shares — Dividend — Buy (add'l)
GS Small Cap Value Fund Institutional Class Shares — Buy (add'l)
Goldman Sachs Bank USA Deposit (BDA) — Interest
GS Small/MID Cap Growth Fund Class P — Buy (add'l)
GS Small/MID Cap Growth Fund Class P — Buy (add'l)
IShares Short-Term ETF Corporate Bond ETF — Dividend — Buy
IShares Short-Term ETF Corporate Bond ETF — Buy (add'l)
Trust #3 (H)
GS Strategic Factor Allocation Fund Institutional — Dividend — Sold (part)
GS Strategic Factor Allocation Fund Institutional — Sold (part)
GS Strategic Factor Allocation Fund Institutional — Sold (part)
GS Strategic Factor Allocation Fund Institutional — Sold (part)
GS High Yield Floating Rate Fund Institutional Shares — Dividend — Sold (part)
GS High Yield Floating Rate Fund Institutional Shares — Sold
GS International Equity Insights Fund I — Dividend — Buy (add'l)
GS International Equity Insights Fund I — Buy (add'l)
GS International Small Cap Insights Fund I — Dividend — Buy (add'l)
GS International Small Cap Insights Fund I — Buy (add'l)
GS U.S. Equity Dividend and Premium Fund Institutional Shares — Dividend — Buy (add'l)
GS U.S. Equity Dividend and Premium Fund Institutional Shares — Buy (add'l)
GS Small Cap Value Fund Institutional Class Shares — Dividend — Buy (add'l)
GS Small Cap Value Fund Institutional Class Shares — Buy (add'l)
Goldman Sachs Bank USA Deposit (BDA) — Interest
GS Small/MID Cap Growth Fund Class P — Buy (add'l)
GS Small/MID Cap Growth Fund Class P — Buy (add'l)
IShares Short-Term ETF Corporate Bond ETF — Dividend — Buy
IShares Short-Term ETF Corporate Bond ETF — Buy (add'l)
Trust #4 (H)
GS Strategic Factor Allocation Fund Institutional — Dividend — Sold (part)
GS Strategic Factor Allocation Fund Institutional — Sold (part)
GS Strategic Factor Allocation Fund Institutional — Sold (part)
GS Strategic Factor Allocation Fund Institutional — Sold (part)
GS High Yield Floating Rate Fund Institutional Shares — Dividend — Sold (part)
GS High Yield Floating Rate Fund Institutional Shares — Sold
GS U.S. Equity Dividend and Premium Fund Institutional Shares — Dividend — Buy (add'l)
GS U.S. Equity Dividend and Premium Fund Institutional Shares — Buy (add'l)
GS International Equity Insights Fund I — Dividend — Buy (add'l)
GS International Equity Insights Fund I — Buy (add'l)
GS International Equity Insights Fund I — Buy (add'l)
GS International Small Cap Insights Fund I — Dividend — Buy (add'l)
GS International Small Cap Insights Fund I — Buy (add'l)
GS Small Cap Value Fund Institutional Class Shares — Dividend — Buy (add'l)
GS Small Cap Value Fund Institutional Class Shares — Buy (add'l)
Goldman Sachs Bank USA Deposit (BDA) — Interest
GS Small/MID Cap Growth Fund Class P — Buy (add'l)
IShares Short-Term ETF Corporate Bond ETF — Dividend — Buy
IShares Short-Term ETF Corporate Bond ETF — Buy (add'l)
Investment Account #1 (H)
Amex Consumers Staples Select Fund 'SPDR' — Dividend
The Financial Select Sector SPDR Fund — Dividend
Goldman Sachs Bank USA Deposit (BDA) — Interest
Investment Account #2 (H)
Vanguard Inst Target Retirement 2040 Fund — Dividend
Investment Account #3 (H)
Vanguard Small Cap Index Fund — Dividend
Trust #5 (H)
IShares MSCI EAFE ETF — Dividend — Sold
SPDR S&P 500 ETF Trust — Dividend — Buy (add'l)
IShares Russell 2000 ETF — Dividend
GS High Yield Municipal Fund Institutional Shares — Dividend
Vanguard FTSE European ETF — Dividend — Sold
Goldman Sachs Bank USA Deposit (BDA) — Interest
JP Morgan Chase & Co. LNKD to SPDR S&P Oil & Gas EXP CNTNGNT CPN W B — None — Matured
JPMorgan Chase & Co. Linked to S&P GSCI Due 9/25/19 — None — Matured
Societe Generale Linked to Euro Stoxx 50 PR Autocallable W Buffer St — None — Sold
Societe Generale Linked to SPGCCLP 3/26/2019 — None — Matured
Societe Generale Linked to SPGCCLP 7/24/2019 — None — Matured
BNP Paribas Linked to S&P 500 Index CNTNGNT CPN due 6/19/19 — None — Matured
NBCLinked to MXEA Upside Levrd Capped — None — Matured
UBS AG Linked to Euro Stoxx 50 PR CNTNGNT CPN W Buffer Structured No — None — Matured
Toronto Dominion Bank Linked to Euro Stoxx 50 PR Due 8/20/19 — None — Matured
GS Short Duration Tax Free Fund Class P — Dividend
Amex Consumers Staples Select Fund 'SPDR' — Dividend — Buy (add'l)
JPmorgan Chase & Co. Linked to basket of Indices — None — Buy
The Bank of Nova Scotia Lnkd to NASDAQ 100 Stock INDX — None — Buy
Canadian Imperial Bank of Comm Lnkd to NASDAQ 100 Stock Indx — None — Buy
Trust #6 (H)
Goldman Sachs Bank USA Deposit (BDA) — Interest
Vanguard FTSE European ETF — Dividend — Sold
Societe Generale Lnkd to Euro Stoxx 50 PR Autocallable 10/22/2020 — None — Sold
Soceiete Generale Linked to SPGCCLP Cntngnt CPN Due 3/26/2019 — None — Matured
Societe Generale Linked to SPGCCLP Cntgnt CPN Due 7/24/2019 — None — Matured
UBS AG Linked to Euro Stoxx 50 PR Cntgnt Due 4/15/2019 — None — Matured
Amex Consumer Staples Select Fund 'SPDR' — Dividend
GS Short Duration Tax Free Fund Class P — Dividend — Sold (part)
GS Short Duration Tax Free Fund Class P — Buy (add'l)
BNP Paribas Linked to S&P 500 Index Due 6/19/2019 — None — Matured
Canadian Imperial Bank of Comm Lnkd to SPDR S&P Oil&Gas Due 6/16/20 — None — Sold
JPMorgan Chase & Co Linked to Basket of Indices Upside Due 5/11/2020 — None
JPMorgan Chase & Co Linked to Euro Stoxx 50 PR Updise Due 5/21/2020 — None
JPMorgan Chase & Co Linked to S&P GSCI Industrial Due 9/25/2019 — None — Matured
NBC Linked to SX7E Auocal Structured Due 7/21 — None
Toronto Dominion Bank Linked to Euro Stox 50 PR Due 8/20/2019 — None — Matured
Toronto Dominion Bank Linked to S&P Banks Select Indus Due 2/11/2020 — None
UBS AG Linked to NASDAQ 100 Stock Due 1/29/2020 — None
Societe Generale Linked To ESTX Banks Eur PR — None — Sold (part)
Societe Generale Linked To ESTX Banks Eur PR — Buy (add'l)
SPDR S&P DIVIDEND ETF — Dividend — Buy
Citigroup Inc. Linked to Euro Stoxx 50 PR due 7/24/2020 — None — Buy
Citigroup Inc. Linked to Euro Stoxx 50 PR due 8/12/2020 — None — Buy
BOFA Finance LLC Linked to Basket of Indices — None — Buy
JPMorgan Chase & Co. Linked to S&P 500 Index — None — Buy
BNP Paribas Linked to XLP VS. XLY — None — Buy
Morgan Stanley Fianance LLC LNKD to NASDAQ 100 Stock — None — Buy
The Bank of Nova Scotia LNKD to NASDAQ 100 Stock — None — Buy
Societe Generale Linked to Eurostox Banks Inde — None — Buy
Investment LLC (35.45% interest) (H)
Undeveloped Tract, Charleston County South Carolina (57.4% interest) — None
John Hancock Flexible Premium Adjustable Life — Interest
Goldman Sachs Bank USA Deposit (BDA) — Interest
Trust #7 (H)
3M Co Common — Dividend — Buy
3M Co Common — Sold (part)
3M Co Common — Sold
Abbive Inc Common — None — Buy
Abbive Inc Common — Buy (add'l)
Abbive Inc Common — Buy (add'l)
Accenture PLC Cl A Common Ireland — Dividend — Buy
Actavis Funding SCS SR Unsecd NT Luxembourg DTD 3/12/15 — Dividend — Sold
Ameren Corp COM — Dividend — Sold
Altria Group Inc Common — Dividend — Sold (part)
Altria Group Inc Common — Sold (part)
American Elec Pwr Inc Common — Dividend
American Intl Group Inc SR Unsecd NT Call 6/16/19 @ 100 DTD — Interest — Sold
American Intl Group Inc SR Unsecd NT Call 6/16/19 @ 100 DTD — Buy
American Intl Group Inc SR Unsecd NT Call 6/16/19 @ 100 DTD — Buy (add'l)
American Intl Group Inc SR Unsecd NT Call 6/16/19 @ 100 DTD — Buy (add'l)
Anderson S C WTR & SWR SYS Rev Bonds — Interest
Anheuser-Busch Inbev Fin Inc SR Unsecd NT Call 1/01/21 — Dividend — Sold
Appalachian St Univ NC Rev Ref-Gen-Ser A — Interest
Apple Inc Common — Dividend — Sold (part)
Apple Inc Common — Sold (part)
Apple Inc Common — Sold (part)
Apple Inc Common — Sold (part)
Apple Inc Common — Sold (part)
Artisan International Fund — Dividend
Artisan International Value Fund — Dividend
AT&T Inc Common — Dividend — Buy
Automatic Data Processing Inc Common — Dividend
Bank of America Temporary Overnight Deposit — Dividend
Bank New York Mellon Corp. — Dividend — Buy
Bank New York Mellon Corp. — Sold
Baxter Intl Inc COM — Dividend — Buy
Baxter Intl Inc COM — Sold (part)
Truist Finl Corp Com (formerly BB&T Corp Common) — Dividend — Sold (part)
Truist Finl Corp Com (formerly BB&T Corp Common) — Sold (part)
Truist Finl Corp Com (formerly BB&T Corp Common) — Buy (add'l)
Blackrock Inc Class A — Dividend
Blackrock Liquidity Fedfund Institutional Class — Dividend
Blackrock Small Cap Growth Equity Portfolio CL I — Dividend
Boeing Co Common — Dividend — Sold (part)
Boeing Co Common — Sold (part)
Boeing Co Common — Sold (part)
Barclays PLC Senior Unsecured Note DTD 11/10/14 2.75% Due 11/8/19 — Dividend
Bristol Myers Squibb Co Common — Dividend — Buy
Bristol Myers Squibb Co Common — Buy (add'l)
Bristol Myers Squibb Co Common — Buy (add'l)
Broadcom LTD Common Singapore — None
Capital One Natl Assn Mclean V — Dividend — Sold
Celegene Corp — Dividend — Sold
Charlotte-Mecklenburg Hosp Aut Ref Rev BDS DTD 11/22/16 — Dividend
Chase Issuance TR 2015-a4 CL a DTD 5/1/15 1.840% Due 4/15/22 — Dividend
Chevron Corp Common — Dividend — Buy
Chevron Corp Common — Buy (add'l)
Chevron Corp Common — Buy (add'l)
Chubb LTD Common Switzerland — Dividend
Cisco SYS Inc Common — Dividend — Buy
Cisco SYS Inc Common — Sold (part)
CitiGroup Inc SR GBL NT C01/24/22 @ 10 DTD 1/24/28 3.142%DUE 1/24/23 — Dividend — Sold (part)
CitiGroup Inc SR GBL NT C01/24/22 @ 10 DTD 1/24/28 3.142%DUE 1/24/23 — Buy (add'l)
CME Group Inc Common — Dividend — Buy
CMS Energy Corp Common — Dividend — Sold (part)
College Station Tex Go Refunds Bonds DTD 07/01/16 5% Due 02/15/26 — Interest
Columbia Select Large Cap Growth Fund Instl3 Cl — Dividend
Comcast Corp New CL A Common — Dividend — Sold (part)
Comcast Corp New CL A Common — Buy
Comcast Corp Unsecured Senior Note Dtd 10/5/18 3.3% Due 10/1/20 — Dividend — Sold (part)
Comcast Corp Unsecured Senior Note Dtd 10/5/18 3.3% Due 10/1/20 — Buy
Comcast Corp Unsecured Senior Note Dtd 10/5/18 3.3% Due 10/1/20 — Sold (part)
ConocoPhillips — Dividend — Buy
ConocoPhillips — Buy (add'l)
ConocoPhillips — Buy (add'l)
ConocoPhillips — Sold
Constellation Brands Inc — Dividend
Credit Suisse Commodity-Return — Dividend — Sold
Crown Castle Intl Corp Reits — Dividend
Cummins Inc Common — Dividend — Buy (add'l)
CVS Health Corp Common — Dividend — Buy (add'l)
Digital Rlty Tr Inc Reits — Dividend — Buy (add'l)
Digital Rlty Tr Inc Reits — Buy (add'l)
Disney Walt Co Common Disney — Dividend — Buy (add'l)
Disney Walt Co Common Disney — Buy (add'l)
Disney Walt Co Common Disney — Sold (part)
District Clumbia Hosp Rev Ref BDS DTD 9/17/15 05.000 Due 7/15/25 — Dividend
Dominion Energy Inc Common — Dividend — Buy (add'l)
Eversource Energy Common — Dividend — Sold (part)
Excelsior Private Markets Fund III (TI) LLC Valuation DTD 12/29/17 — Dividend — Buy (add'l)
Exxon Mobil Corp Common — Dividend — Sold (part)
Exxon Mobil Corp Common — Sold (part)
Exxon Mobil Corp Common — Sold (part)
Federal Home LN MTG Corp Pool — Dividend
Federal Home LN MTG Corp Ser 4068 — Dividend
Federal Home LN MTG Corp Ser 4322 — Dividend
Federal Natl Assn Pool #AL1193 — Dividend
Federal Natl MTG Assn Pool #AL5883 — Dividend
Federal Natl MTG Assn Pool #AW7402 — Dividend
Federal Natl MTG Assn Pool #AS2947 DTD 6/1/14 4% DUE 7/1/44 — Dividend
Federal Natl MTG Assn Pool #BM1880 DTD 10/1/17 — Dividend
Federated Strategic Value Fund Instl — Dividend
Fidelity Natl Information SVCS Inc Unsecd SR NT C7/15/25 — Dividend — Sold
Franklin Ftlg Rate Daily Access Fund Cl AD — Dividend — Sold (part)
Franklin Ftlg Rate Daily Access Fund Cl AD — Sold
General Dynamics Corp Common — Dividend — Sold (part)
General Dynamics Corp Common — Sold (part)
General Dynamics Corp Common — Sold
General Elec Co Common — Dividend
General Motors Co. — Dividend — Buy
General Motors Co. — Sold (part)
General Motors Co. — Sold
General MTRS Final Co Inc. — Dividend — Sold
Georgetown Cnty SC Go Ref Bonds — Interest — Sold (part)
Georgetown Cnty SC Go Ref Bonds — Sold (part)
Goldman Sachs Group Inc Unsecd SR NT Call 11/25/25 @ 100 DTD 2/25/16 — Dividend — Sold (part)
Goldman Sachs Group Inc Unsecd SR NT Call 11/25/25 @ 100 DTD 2/25/16 — Buy
Goldman Sachs Group Inc Unsecd SR NT Call 11/25/25 @ 100 DTD 2/25/16 — Buy (add'l)
Goldman Sachs Group Inc Unsecd SR NT Call 11/25/25 @ 100 DTD 2/25/16 — Sold
Gilead Sciences — Dividend — Buy
Gilead Sciences — Buy (add'l)
Hershey Co COM — Dividend
Home Depot Inc Common — Dividend — Buy
Honeywell Intl Inc Common — Dividend — Sold (part)
Ingersoll-Rand Co LTD Common Ireland — Dividend — Buy
Ingersoll-Rand Co LTD Common Ireland — Buy (add'l)
Ingersoll-Rand Co LTD Common Ireland — Sold (part)
Intel Corp Common — Dividend — Sold (part)
International Business Machs — Dividend — Buy
International Business Machs — Buy (add'l)
International Business Machs — Buy (add'l)
International Business Machs — Buy (add'l)
IShares Core MSCI EAFE ETF — Dividend
IShares Core MSCI Emerging Mkts ETF — Dividend
JPMorgan Chase & Co Common — Dividend — Sold (part)
JPMorgan Chase & Co Common — Buy (add'l)
Janus Enterprise Fund CL I — Dividend
Johnson & Johnson Common — Dividend — Sold (part)
Johnson & Johnson Common — Sold (part)
Johnson & Johnson Common — Sold (part)
JPMorgan Chase & Co Unsecd SR NT DTD 1/25/13 3.2% Due 1/25/23 — Interest
JPMorgan TR I Emerging Mkts Equity FD Select — Dividend
Kellogg Co Common — Buy (add'l)
Kellogg Co Common — Sold (part)
Kellogg Co Common — Sold (part)
Kellogg Co Common — Sold
Kimberly Clark Corp Common — Dividend — Buy
Kimberly Clark Corp Common — Buy (add'l)
KLA-Tencor Corp Common — Dividend — Buy
KLA-Tencor Corp Common — Buy (add'l)
KLA-Tencor Corp Common — Buy (add'l)
KLA-Tencor Corp Common — Sold (part)
Lake Cnty ILL Go Sales Tax Alt Rev Source REF DTD 4/23/18 — Interest
LAM Research Corp Common — Dividend — Buy
LAM Research Corp Common — Buy (add'l)
LAM Research Corp Common — Buy (add'l)
Lancaster PA Go BDB DTD 4/7/16 05.000 Due 11/01/24 — Interest
Lexington Cnty SC Rural Rec D Go Ref BDS DTD 2/20/14 — Interest
Lilly Eli & Co Common — Dividend — Sold (part)
Lilly Eli & Co Common — Buy (add'l)
Lilly Eli & Co Common — Buy (add'l)
Lilly Eli & Co Common — Buy (add'l)
Lockheed Martin Corp Common — Dividend — Sold (part)
Lockheed Martin Corp Common — Buy
Lyondellbasell Industries NC Cl A Common Netherlands — Dividend — Buy (add'l)
Lyondellbasell Industries NC Cl A Common Netherlands — Sold (part)
Lyondellbasell Industries NC Cl A Common Netherlands — Sold
Marsh & McLennan Cos Inc Common — Dividend — Sold (part)
McDonalds Corp Common — Dividend — Sold (part)
Medtronic PLC Common Ireland — Dividend — Buy (add'l)
Medtronic PLC Common Ireland — Buy (add'l)
Medtronic PLC Common Ireland — Buy (add'l)
Medtronic PLC Common Ireland — Buy (add'l)
Merck & Co Inc New Common — Dividend — Buy (add'l)
Merck & Co Inc New Common — Sold (part)
MFS Value Fund Cl I — Dividend
Microsoft Corp Common — Dividend — Sold (part)
Microsoft Corp Common — Sold (part)
Microsoft Corp Common — Sold (part)
Microsoft Corp Common — Sold (part)
Milwaukee Wisconsin GO Bonds — Interest
Mississippi Dev BK SPL Oblig — Interest
Morgan Stanley Sr Unsecd Gmnt DTD 7/23/15 4% Due 7/23/25 — Interest
New York NY GO BDS DTD 5/27/16 05.000 Due 8/01/25 — Interest
Nextera Energy Inc Common — Dividend — Sold (part)
Northern TR Corp Common — Buy
Northern TR Corp Common — Buy (add'l)
Northern TR Corp Common — Buy (add'l)
Ohio St Dept Administrative SV Cops DTD 11/02/16 05.000 Due 9/01/24 — Interest
Packaging Corp Amer — Dividend — Buy (add'l)
Parker Hannifin Corp Common — Dividend
Pennsylvania ST TPK Common TPK REV BDS DTD 10/11/17 — Interest
Pepsico Inc Common — Dividend — Sold (part)
Pfizer Inc Common — Dividend — Buy (add'l)
Pfizer Inc Common — Buy (add'l)
Pfizer Inc Common — Sold (part)
Pfizer Inc Common — Sold (part)
Pfizer Inc Common — Sold (part)
Philip Morris Intl Inc Common — Dividend — Sold (part)
Philip Morris Intl Inc Common — Sold (part)
PNC Finl Svcs Group Inc Common — Dividend — Buy (add'l)
PNC Finl Svcs Group Inc Common — Buy (add'l)
Price T Rowe Group Inc Common — Dividend — Buy (add'l)
Price T Rowe Group Inc Common — Buy (add'l)
Price T Rowe Group Inc Common — Buy (add'l)
Principal Finl Group Inc — Dividend — Buy (add'l)
Procter & Gamble Co Common — Dividend — Buy (add'l)
Procter & Gamble Co Common — Buy (add'l)
Procter & Gamble Co Common — Buy (add'l)
Prudential Global Real Estate Fund CL Z — Dividend
Public Storage Inc Common (REIT) — Dividend — Sold (part)
Public Storage Inc Common (REIT) — Sold
Regions BK Birmingham ALA — Dividend
South Carolina Jobs-Economic D Ref Impt Bds DTD 6/28/18 — Interest
Sonoco Prods Co Common — Dividend
Southern Co Common — Dividend
Sullivan Cnty Tenn Go SCH BDS DTD 3/30/17 05.000 Due 5/01/24 — Interest
Suncor Energy Inc New Common Canada — Dividend — Sold
Suntrust Bk Atl GA Unsecd Med Term SR BK NT C10/26/20 — Dividend
Tampa Fla Sports Authority Revenue Bonds — Interest
Texas Instrs Inc Common — Dividend
TJX Cos Inc New Common — Dividend — Buy
Union Pac Corp Common — Dividend
United Technologies Corp Common — Dividend
Unitedhealth Group Inc Common — Dividend — Buy (add'l)
Unitedhealth Group Inc Common — Buy (add'l)
US Bancorp Del Common New — Dividend — Buy (add'l)
UST Global Private Markets Fund LLC — Dividend
Valero Energy Corp New Common — Dividend — Sold (part)
Vanguard Growth ETF — Dividend
Vanguard Dividend Appreciation Index Fund — Dividend — Sold (part)
Vanguard Dividend Appreciation Index Fund — Buy (add'l)
Vanguard Mid-Cap ETF — Dividend
Vanguard Mid-Cap Growth Index Fund — Dividend
Vanguard Real Estate ETF — Dividend
Vanguard Small-Cap ETF — Dividend — Buy
Victory Small Co Oppty Fund CL I SHS — Dividend
Virtus Ceredex Mid Cap Value Equity Fund Cl I — Dividend
Walmart Inc Common — Dividend — Sold (part)
Waste MGMT Inc Del Common — Dividend
WEC Energy Group Inc Common — Dividend — Sold (part)
Wells Fargo & Co New Common — Dividend — Buy (add'l)
Wells Fargo BK NA San Francisco CA Unsecd Medium Term — Dividend — Sold
Westpac Bkg Corp SR Unsecd NT Australia DTD 11/23/15 — Dividend — Sold
WFRBS Coml MTG TR 2013-UBS1 MTG Passthru — Dividend
Xcel Energy Inc Com — Dividend — Buy (add'l)
York Cnty SC SCH Dist NO 003 Go Ref Bonds — Interest
Allstate Corp Com — Dividend — Buy
Allstate Corp Com — Buy (add'l)
Allstate Corp Com — Buy (add'l)
Allstate Corp Com — Buy (add'l)
Allstate Corp Com — Buy (add'l)
Aercap Ireland Cap LTD / Aercap GBL Aviation — Dividend — Buy
AT&T Inc SR Unsecd NT Call 5/30/20 @100 DTD 5/4/15 — Dividend
Blackrock High Yield Bond Portfolio Instl CL — Dividend — Buy
Deer & CO Com — Dividend — Buy
Deer & CO Com — Buy (add'l)
Dow Inc Com (formerly part of Dowdupont Inc Common) — Dividend — Buy
Dow Inc Com (formerly part of Dowdupont Inc Common) — Sold (part)
Dow Inc Com (formerly part of Dowdupont Inc Common) — Buy (add'l)
Dow Inc Com (formerly part of Dowdupont Inc Common) — Sold (part)
Dupont De Numours Inc Com (formerly Dowdupont Inc Common) — Dividend — Sold (part)
Dupont De Numours Inc Com (formerly Dowdupont Inc Common) — Sold (part)
Dupont De Numours Inc Com (formerly Dowdupont Inc Common) — Sold
Eaton Vance FLTG Rate Fund CL I — Dividend — Buy
Federal Home LN MTG Corp Pool #G07806 — Dividend — Buy
Federal Home LN MTG Corp Pool #G08660 — Dividend — Buy
Federal Home LN MTG Corp Pool #SB0036 — Dividend
Ford CR Auto Lease TR 2019-B NT CL A-3 — Dividend — Buy
Kinder Morgan Energy Partners L P SR Unsecd NT DTD 5/19/10 — Dividend — Buy
Kinder Morgan Energy Partners L P SR Unsecd NT DTD 5/19/10 — Buy (add'l)
M&T BK Corp Com — Dividend — Buy
M&T BK Corp Com — Buy (add'l)
Mondelez Intl Inc Com — Dividend
Pioneer Nat Res Co SR Unsecd NT Call 4/15/22 — Dividend — Buy
Southcentral PA Gen Auth Rev BDS DTD 4/3/19 Due 6/1/28 — Interest — Buy
Target Corp Com — Dividend — Buy
Target Corp Com — Buy (add'l)
Target Corp Com — Buy (add'l)
United Parcel Svc Inc Cl B — Dividend — Buy
United Parcel Svc Inc Cl B — Buy (add'l)
United Parcel Svc Inc Cl B — Buy (add'l)
United States Treas NT DTD 5/31/15 1.500% Due 5/31/20 — Dividend
United State Treas NT DTD 9/30/18 2.750% Due 9/30/20 — Dividend
United States Treas NT DTD 12/31/18 2.625% Due 12/31/25 — Dividend
United States Treas NT DTD 8/15/18 2.875% Due 8/15/28 — Dividend
United States Treas NT DTD 5/15/19 2.375% Due 5/15/29 — Dividend
Verizon Communications Inc SR Unsced NT DTD 9/18/15 — Dividend
Verizon Communications Inc SR Unsced NT DTD 9/18/13 — Dividend
Abbott Labs — Buy
Abbvie Inc Unsecd — None — Buy
Abbvie Inc Unsecd — Buy (add'l)
American Intl Group Inc SR Unsecd NT DTD 5/24/12 4.875% Due 6/01/22 — None
American Intl Group Inc SR Unsecd NT DTD 8/9/13 3.375% Due 8/15/20 — None
American Intl Group Inc SR Unsecd NT Call 2/01/21 @ DTD 2/26/16 — None
Barclays PLC — Sold
Broadcom Inc — Dividend — Buy
Broadcom Inc — Buy (add'l)
Broadcom Inc — Buy (add'l)
Clark CNTY Wash Sch Dist No 11 — None — Buy
Corteva Inc Com (formerly part of Dowdupont Inc Common) — None — Sold (part)
Corteva Inc Com (formerly part of Dowdupont Inc Common) — Sold
Energy Transfer Partners LP — None — Buy
Northrop Grumman Corp — None — Buy
Northrop Grumman Corp — Buy (add'l)
Northrop Grumman Corp — Buy (add'l)
Pembroke Pines FLA Cap IMPT RE — None — Buy
WABTEC Corp — None — Sold (part)
WABTEC Corp — Sold
Trust #8 (H)
Acco Brands Corp Common — Dividend
Bank of America Temporary Overnight Deposit — Dividend
Blackrock Treasury Trust Fund Institutional Class — Dividend
Chemours Co Common — Dividend
Dominion Energy Inc Common — Dividend
Exelon Corp Common — Dividend
Exxon Mobil Corp Common — Dividend
Fortune Brands Home & Sec Inc Common — Dividend
Texas Pac LC TR SUB CTF Prop I T — Dividend
Universal Corp VA Common — Dividend
Corteva Inc Com (formerly part of Dowdupont Inc Common) — Dividend — Buy
Dow Inc Com (formerly part of Dowdupont Inc Common) — Dividend — Buy
Dupont De Nemours Inc Com (formerly Dowdupont Inc Common) — Dividend — Buy
Insurance Trust #1 (H)
Prudential Whole Life — Dividend
Insurance Trust #2 (H)
Genworth Universal Life — Interest
Trust #9 (H)
Vacation Property, Colleton County, South Carolina (33.3%) — None — Sold — family entity
Goldman Sachs Bank USA Deposit — Interest
GS Short Duration Tax Free Fund Class P Dividend — Dividend — Buy
SPDR S&P Dividend ETF — Dividend — Buy
Real Estate LLC #1 (H)
Undeveloped Tract, Charleston County, South Carolina — None
Goldman Sachs - Cash Account — Interest
Real Estate LLC #2 (33.3% interest) (H)
Undeveloped Tracts A through D, Barnwell County, South Carolina — None
Undeveloped Tracts A through H, Bamberg County, South Carolina — Rent
Goldman Sachs - Cash Account — Interest
Real Estate LLC #3 (32.1% interest) (H)
Vacation Property, Colleton County — None
First Citizens Bank - Cash Account — Interest
Real Estate Corporation (16.6% interest) (H)
Undeveloped Tracts A, B, C, D, Barnwell County, South Carolina — Rent
First Citizens Bank - Cash Account — Interest
Undeveloped Land, Barnwell County, South Carolina #1 (33.3% interest) — Rent
Undeveloped Land, Barnwell County, South Carolina #2 (20% interest) — None
Undeveloped Land, Barnwell County, South Carolina #3 (16.6% interest) — None
Undeveloped Land, Barnwell County, South Carolina #4 (25% interest) — Rent
Undeveloped Land, Bamberg County, South Carolina #1 (25% interest) — None
Undeveloped Land, Bamberg County, South Carolina #2 (50% interest) — None
Undeveloped Land, Bamberg County, South Carolina #3 (50% interest) — None
Undeveloped Land, Bamberg County, South Carolina #4 (50% interest) — None
Undeveloped Land, Florence County, South Carolina (16.6% interest) — None
Trust #10 (33.3% interest) (H)
Amex Consumers Staples Select Fund 'SPDR' — Dividend — Buy
Amex Consumers Staples Select Fund 'SPDR' — Buy (add'l)
GS Short Duration Tax Free Fund Class P — Dividend — Buy
SPD S&P Dividend ETF — Dividend — Buy
SPD S&P Dividend ETF — Sold (part)
Goldman Sachs Bank USA Deposit (BDA) — Interest
Vanguard FTSE European ETF — Dividend — Buy
Vanguard FTSE European ETF — Sold
Liability — Bank of America — Line of Credt
Reimbursement — National Security Institute of The Antonin Scalia Law School — July 21-24, 2019 — Padua, Italy — Summer Program: National Security & Separation of Powers — Travel and lodging
Please note that the Investment Partnership (reflected in the 2018 FDR) was liquidated in 2019, and the assets of the Investment Partnership were transferred to
Trust #10. For 2019 FDR reporting purposes, the Investment Partnership has been removed and the assets are now reflected in the newly-added Trust #10.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/32059. Public record. Not legal advice.