# Dennis M. Cota

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/32036

## Record

- **Judge:** Dennis M. Cota
- **Year:** 2019
- **Pages:** 18

## Text

Telus Corp (X) — None
Berkeley Calif CTFS X — Distribution — Matured
American National Universal Life Insurance — Interest
American National Value Locked Equity - [FIXED] Annity — Interest
Murrieta Vy Calif Uni Sch DistX — Int./Div. — Matured
Rancho Santa Margarita Calif P Ref Bds Rev CLBL X — Int./Div.
Redwood City Calif Pub Fing AU Wtr Rev Ref BDS CLBL X — Int./Div.
San Bernardino Cnty CA CTFS X — Int./Div. — Distributed
San Jose Calif Arpt Rev Rev Ref Bds CLBL — Int./Div.
Dennys Resturant, Lakewood CO Jefferson County — Rent — Sold — Part VIII
Northwest Mutual Income with Growth (H)
American Century CA High Yield Municipal Fund (Y) — Int./Div.
Blackrock CA Municipal Opportunities Fund Institutional Class (Y) — Int./Div.
Blackrock Ishares Russell 2000 Small Cap Index Fund Institl Class (Y) — Int./Div.
Nationwide Zieler NYSE ARCA Tech 110 Index FD Instl Service Class — Int./Div.
Northern Global Sustainability Fund — Int./Div.
Nuveen Preferred Securities and Income Fund Class I — Int./Div.
American Century Cal GH Yield Municpal Fund (Y) — Interest — Sold
Blackrock CA Municipal Fund Institutional Class (Y) — Interest — Sold
Ishares TR Morningst AP Growth ETF (Y) — Interest — Sold
Legg Mason ETF Equitolatility High Div ETF (Y) — Interest — Sold
Nuveen CA Quality E Fd Com (Y) — Interest — Sold
Prinicipal Preferred Fund Class I (Y) — Interest — Sold
Vanguard Tax-Manage Fund Admiral Class (Y) — Interest — Sold
TIAA-CREF Emerging Markets Equity Index Fund Advisor (X) — Int./Div.
Vanguard Dividend Appreciation Index Fund Admiral Shares (X) — Int./Div.
Vanguard CA Intermediate Term Exempt FD Admiral (X) Shares (X) — Int./Div.
Vanguard High Yield Tax Exempt Fund Admiral Shares (X) — Int./Div.
Vanguard Mid-Cap Index Fund Admiral Shares (X) — Int./Div.
Charles Schwab Investment Account (H)
Marysville CA Muni Bond (X) — None
San Luis Obispo County Bond (X) — None
San Francisco CA Muni Bond (X) — None
Centerpoint Energy Bond (X) — None
Southern CO (X) — None
Charles Schwab Inherited INH IRA Acct (H)
US Treasury Bond (x) — None
JPMorgan Chase (x) — None
Verizon New Jersey (x) — None
Walmart Inc (x) — None
A T &T Inc (x) — None
Apollo Investment Co (x) — None
Blackstone Group Inc (x) — None
Chevron Corp (x) — None
PJT Partners Inc (x) — None
Pioneer High income CF (x) — None
RMR Group Inc (x) — None
Sea Drill Limited (x) — None
Total SA (x) — None
Vodafone group (x) — None
Western Asset Emerging M (x) — None
AB Incm FD ADV (x) — None
GEO Group Inc New (x) — None
Service PPTYS TR (x) — None
AMR Corp (x) — None
Mechanics Bank — Interest
Lecturer, UC Davis School of Law
Agreement — 01/03/2017 — Lecturer UC Davis School of Law
Agreement — 08/31/2018 — Purchase and Sale Agreement of PArtnership Interest of Dennis M. Cota
Agreement — 07/14/2018 — Commercial Lease Agreement between Dennis Cota (Leasor) and TICI LLC (Leasee) for Investment purposes
Liability — Advantis Credit Union — Commercial Property Mortgage in Lakewood CO
Liability — Mereidth Jury — Loan secured against Commercial Property
Income — 08/31/2018 — Purchase and Sale Agreement of Dennis M. Cota Partnership Interest — $72,000.00
Income — 12/15/2018 — University of CA annual income — $26,000.00
2PART VII Investments and Trusts
Item 3: Cota Cole Partnership Interest was purchased by private parties Scott Huber and Derek Cole, in August 2018.
Item 4: Lava Ridge Office Building was rented by Cota Cole and Huber LLP until sold in May 2018 to attorneys Robert Sims, Cythia Lawrence, and John
Broghammer,
Item 5: Cota Cole and Huber LLP partnership interest was purchased by Scott Huber and Derek Cole at . Monthly
payments on balance remaining.
Item 12: Dennis M. Cota sold real property at on August 27,2019. Buyer was LFP&JP, LLC

20. American Century Cal GH-Yield Municipal Fund was purchased 3/29/19 and sold 04/08/19
21. Blackrock CA Municipalities Fund Institional Class was purchased 1/09/19 and sold 04/08/19
22. Ishares TR Morningst AP Growth ETF was purchased 12/03/18 and sold 04/09/19
23. Legg Mason ETF Equitolatility High Div ETF was purchased 12/10/18 and was sold 04/08/19
24. Nuveen CA Quality E Fd Com was purchased 01/23/19 and was sold 04/08/19
25. Principal Preferred Fund Class I was purchased 3/26/19 and was sold 04/08/19
26. Vanguard Tax Manage Fund Admiral Class was purchased 09/06/19 and was sold 10/30/19

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/32036. Public record. Not legal advice.