# Patricia Anne Gaughan > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/31933 ## Record - **Judge:** Patricia Anne Gaughan - **Year:** 2019 - **Pages:** 17 ## Text Keybank National Association Savings Account — Interest IRA #1 (H) American Funds American Mutual Fund (AMRFX) — Dividend — Buy American Funds American Mutual Fund (AMRFX) — Sold (part) American Funds Europacific Growth Fund (AEPFX) — Dividend — Buy American Funds Europacific Growth Fund (AEPFX) — Buy (add'l) American Funds Washington Mutual Fund (WMFFX) — Dividend — Buy American Funds Washington Mutual Fund (WMFFX) — Buy (add'l) American Funds New Perspective Fund (ANWFX) — Dividend — Buy American Funds New Perspective Fund (ANWFX) — Buy (add'l) American Funds New World Fund (NFFFX) — Dividend — Buy (add'l) American Funds New World Fund (NFFFX) — Sold (part) American Funds Smallcap World Fund (SMCFX) — Dividend — Buy American Funds Smallcap World Fund (SMCFX) — Buy (add'l) American Funds Emerging Markets Bond (EBNFX) — Dividend — Sold Blackrock Equity Dividend Fund (MADVX) — None — Sold Blackrock Strategic Income Opportunities Fund (BSIIX) — Dividend — Buy (add'l) Blackrock Strategic Income Opportunities Fund (BSIIX) — Buy (add'l) Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Dividend — Buy (add'l) Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Sold (part) Davis Global Fund (DGFYX) — None — Sold Dreyfus/Standish Global Fixed Income Fund (SDGIX) — Dividend — Sold First Eagle Overseas Fund (SGOIX) — None — Sold Glenmede Largecap Growth (GTLLX) — None — Sold Harding Loevner International Equity (HLMIX) — None — Sold Jensen Quality Growth Fund (JENIX) — Dividend — Sold JOHCM Emerging Markets Opps Fund (JOEMX) — None — Sold Lord Abbett Short Duration Income Fund (LDLFX) — Dividend — Sold Metropolitan West Total Return Bond Fund (MWTIX) — Dividend — Buy (add'l) Metropolitan West Total Return Bond Fund (MWTIX) — Buy (add'l) MFS Value Fund (MEIIX) — None — Sold Nuveen Invt NWQ Small Cap Value Fund (NSCRX) — None — Sold Oppenheimer International Bond Fund (OIBYX) — Dividend — Sold PGIM Total Return Bond (PDBZX) — Dividend — Buy (add'l) PGIM Total Return Bond (PDBZX) — Buy (add'l) Principal Midcap Fund (PCBIX) — None — Sold Putnam Ultra Short Duration Income Fund (PSDYX) — Dividend — Buy Putnam Ultra Short Duration Income Fund (PSDYX) — Buy (add'l) T. Rowe Price QM US Small-Cap Growth Equity Fund (PRDSX) — None — Sold American Funds Growth Fund of America Fund (GFFFX) — Dividend — Buy American Funds Growth Fund of America Fund (GFFFX) — Sold (part) Victory Sycamore Established Value Fund (VEVIX) — None — Sold IRA #2 (H) American Funds American Mutual Fund (AMRFX) — Dividend — Buy American Funds American Mutual Fund (AMRFX) — Sold (part) American Funds Europacific Growth Fund (AEPFX) — Dividend — Buy American Funds Europacific Growth Fund (AEPFX) — Buy (add'l) American Funds Washington Mutual Fund (WMFFX) — Dividend — Buy American Funds Washington Mutual Fund (WMFFX) — Sold (part) American Funds New Perspective Fund (ANWFX) — Dividend — Buy American Funds New Perspective Fund (ANWFX) — Buy (add'l) American Funds New World Fund (NFFFX) — Dividend — Buy (add'l) American Funds New World Fund (NFFFX) — Sold (part) American Funds Smallcap World Fund (SMCFX) — Dividend — Buy American Funds Smallcap World Fund (SMCFX) — Buy (add'l) American Funds Emerging Markets Bond (EBNFX) — Dividend — Sold Blackrock Equity Dividend Fund (MADVX) — None — Sold Blackrock Strategic Income Opportunities Fund (BSIIX) — Dividend — Buy (add'l) Blackrock Strategic Income Opportunities Fund (BSIIX) — Buy (add'l) Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Dividend — Buy (add'l) Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Sold (part) Davis Global Fund (DGFYX) — None — Sold Dreyfus/Standish Global Fixed Income Fund (SDGIX) — Dividend — Sold First Eagle Overseas Fund (SGOIX) — None — Sold Glenmede Largecap Growth (GTLLX) — None — Sold Harding Loevner International Equity (HLMIX) — None — Sold Jensen Quality Growth Fund (JENIX) — Dividend — Sold JOHCM Emerging Markets Opps Fund (JOEMX) — None — Sold Lord Abbett Short Duration Income Fund (LDLFX) — Dividend — Sold Metropolitan West Total Return Bond Fund (MWTIX) — Dividend — Buy (add'l) Metropolitan West Total Return Bond Fund (MWTIX) — Buy (add'l) MFS Value Fund (MEIIX) — None — Sold Nuveen Invt NWQ Small Cap Value Fund (NSCRX) — None — Sold Oppenheimer International Bond Fund (OIBYX) — Dividend — Sold PGIM Total Return Bond (PDBZX) — Dividend — Buy (add'l) PGIM Total Return Bond (PDBZX) — Buy (add'l) Principal Midcap Fund (PCBIX) — None — Sold Putnam Ultra Short Duration Income Fund (PSDYX) — Dividend — Buy Putnam Ultra Short Duration Income Fund (PSDYX) — Buy (add'l) T. Rowe Price QM US Small-Cap Growth Equity Fund (PRDSX) — None — Sold American Funds Growth Fund of America Fund (GFFFX) — Dividend — Buy American Funds Growth Fund of America Fund (GFFFX) — Sold (part) Victory Sycamore Established Value Fund (VEVIX) — None — Sold IRA #3 (H) (X) American Funds American Mutual Fund (AMRFX) — Dividend — Buy American Funds American Mutual Fund (AMRFX) — Buy (add'l) American Funds American Mutual Fund (AMRFX) — Sold (part) American Funds American Mutual Fund (AMRFX) — Sold (part) American Funds Washington Mutual Fund (WMFFX) — Dividend — Buy American Funds Washington Mutual Fund (WMFFX) — Buy (add'l) American Funds Washington Mutual Fund (WMFFX) — Sold (part) American Funds Washington Mutual Fund (WMFFX) — Sold (part) American Funds Europacific Growth Fund (AEPFX) — Dividend — Buy American Funds Europacific Growth Fund (AEPFX) — Buy (add'l) American Funds Europacific Growth Fund (AEPFX) — Sold (part) American Funds Europacific Growth Fund (AEPFX) — Buy American Funds New Perspective Fund (ANWFX) — Dividend — Buy American Funds New Perspective Fund (ANWFX) — Buy (add'l) American Funds New Perspective Fund (ANWFX) — Sold (part) American Funds New Perspective Fund (ANWFX) — Buy (add'l) American Funds New World Fund (NFFFX) — Dividend — Buy (add'l) American Funds New World Fund (NFFFX) — Buy (add'l) American Funds New World Fund (NFFFX) — Sold (part) American Funds New World Fund (NFFFX) — Sold (part) American Funds Smallcap World Fund (SMCFX) — Dividend — Buy American Funds Smallcap World Fund (SMCFX) — Buy (add'l) American Funds Smallcap World Fund (SMCFX) — Sold (part) American Funds Smallcap World Fund (SMCFX) — Buy (add'l) American Funds International Growth & Income Fund (IGFFX) (X) — None — Sold Artibritage Fund (ARBNX) (X) — None — Sold Blackrock Floating Rate Fund (BFRIX) (X) — Dividend — Sold Blackrock Multi-Asset Income Fund (BIICX) (X) — Dividend — Sold Blackrock Strategic Income Opportunities Fund (BSIIX) (X) — Dividend — Sold (part) Blackrock Strategic Income Opportunities Fund (BSIIX) (X) — Buy (add'l) Blackrock Strategic Income Opportunities Fund (BSIIX) (X) — Sold (part) Blackrock Strategic Income Opportunities Fund (BSIIX) (X) — Buy (add'l) Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Dividend — Buy Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Buy (add'l) Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Sold (part) Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Buy (add'l) Columbia Contrarian Core Fund (SMGIX) (X) — None — Sold Coumbia Strategic Income Fund (LSIZX) (X) — None — Sold Janus Henderson Global Income Fund (HFQAX) (X) — None — Sold Lord Abbett Floating Rate Fund (LFRFX) (X) — Dividend — Sold Lord Abbett Short Duration Income Fund (LDLFX) (X) — Dividend — Sold Metropolitan West Total Return Bond Fund (MWTIX) (X) — Dividend — Buy (add'l) Metropolitan West Total Return Bond Fund (MWTIX) (X) — Buy (add'l) Metropolitan West Total Return Bond Fund (MWTIX) (X) — Sold (part) Metropolitan West Total Return Bond Fund (MWTIX) (X) — Buy (add'l) PGIM Total Return Bond (PDBZX) — Dividend — Buy PGIM Total Return Bond (PDBZX) — Buy (add'l) PGIM Total Return Bond (PDBZX) — Sold (part) PGIM Total Return Bond (PDBZX) — Buy (add'l) Putnam Ultra Short Duration Income Fund (PSDYX) — Dividend — Buy Putnam Ultra Short Duration Income Fund (PSDYX) — Buy (add'l) Putnam Ultra Short Duration Income Fund (PSDYX) — Sold (part) Putnam Ultra Short Duration Income Fund (PSDYX) — Buy (add'l) American Funds Growth Fund of America Fund (GFFFX) — Dividend — Buy American Funds Growth Fund of America Fund (GFFFX) — Buy (add'l) American Funds Growth Fund of America Fund (GFFFX) — Sold (part) American Funds Growth Fund of America Fund (GFFFX) — Sold (part) American Funds Income Fund of America Fund (AMEFX) (X) — Dividend — Sold Western Union Bond (959802AL3) (X) — None — Sold Brokerage #1 (H) UBS Bank USA Dep Acct — Interest American Funds New World Fund (NFFFX) — Dividend — Buy (add'l) American Funds Smallcap World Fund (SMCFX) — Dividend — Buy (add'l) Artisan International Value Fund (APDKX) — Dividend — Buy (add'l) Cohen & Steers Global Realty Fund (CSSPX) — Dividend — Buy (add'l) Columbia Contrarian Core Fund (SMGIX) — None — Buy (add'l) Columbia Contrarian Core Fund (SMGIX) — Sold Jensen Quality Growth Fund (JENIX) — Dividend — Buy (add'l) JP Morgan Equity Income Fund (HLIEX) — Dividend — Buy (add'l) JP Morgan Largecap Growth Fund (SEEGX) — Dividend — Buy (add'l) Metropolitan West Total Return Bond Fund (MWTIX) — Dividend — Buy (add'l) Metropolitan West Total Return Bond Fund (MWTIX) — Buy (add'l) Metropolitan West Total Return Bond Fund (MWTIX) — Sold (part) Nuveen Invt NWQ Small Cap Value Fund (NSCRX) — None — Buy (add'l) Nuveen Invt NWQ Small Cap Value Fund (NSCRX) — Sold PGIM Short-Term Corporate Bond (PIFZX) — Dividend — Buy (add'l) PGIM Total Return Bond (PDBZX) — Dividend — Buy (add'l) PGIM Total Return Bond (PDBZX) — Sold (part) PGIM Total Return Bond (PDBZX) — Buy (add'l) PGIM Total Return Bond (PDBZX) — Sold (part) PGIM Total Return Bond (PDBZX) — Sold (part) Principal Midcap Fund (PCBIX) — Dividend — Buy (add'l) T. Rowe Price QM US Small-Cap Growth Equity Fund (PRDSX) — Dividend — Buy (add'l) Templeton Global Bond (TGBAX) — Dividend — Buy (add'l) The Income Fund of America Fund (AMEFX) — Dividend — Buy (add'l) Thornburg Income Builder (TIBIX) — Dividend — Buy (add'l) Trust #1 (H) American Funds American Mutual Fund (AMRFX) (X) — None — Sold American Funds Washington Mutual Fund (WMFFX) (X) — None — Sold American Funds Capital Income Builder Fund (CAIFX) (X) — None — Sold American Funds Capital World Growth & Income Fund (WGIFX) (X) — None — Sold American Funds Smallcap World Fund (SMCFX) (X) — None — Sold American Funds Global Balanced Fund (GBLFX) (X) — None — Sold Blackrock Floating Rate Fund (BFRIX) (X) — Dividend — Sold Blackrock Multi-Asset Income Fund (BIICX) (X) — Dividend — Sold Brighthouse Financial Stock (BHF) (X) — None — Sold Columbia Contrarian Core Fund (SMGIX) (X) — None — Sold Coumbia Strategic Income Fund (LSIZX) (X) — None — Sold Dalton OH Loc School OID Muni Bond (235631AX6) (X) — None — Sold Janus Henderson Global Income Fund (HFQAX) (X) — None — Sold JP Morgan Income Builder (JNBSX) (X) — Dividend — Sold Metlife Stock (MET) (X) — None — Sold Metropolitan West Total Return Bond Fund (MWTIX) (X) — Dividend — Sold Nuveen Enhanced Muni Fund (NEA) (X) — None — Sold Ohio St Univ Gen Rcpts Muni Bond (677632A50) (X) — None — Sold PGIM Total Return Bond (PDBZX) — Dividend — Sold American Funds Income Fund of America Fund (AMEFX) (X) — None — Sold UBS Bank USA Dep Acct (X) — Interest — Sold UBS Select Treasury Institutional Money Market Fund (SETXX) — Dividend — Buy UBS Select Treasury Institutional Money Market Fund (SETXX) — Buy (add'l) UBS Select Treasury Institutional Money Market Fund (SETXX) — Buy (add'l) UBS Select Treasury Institutional Money Market Fund (SETXX) — Sold Member - Board of Directors, St. John Medical Center Community Board Member - Board of Directors, Collaborative to End Human Trafficking Executor, Estate #1 Agreement — 1978 — PERS - mandatory public retirement plan covering state and local public employees (SEE Chap 145 of the Ohio Revised Code) Spouse's income — 2019 — St. Raphael Church (administration) - salary VII. INVESTMENTS AND TRUSTS Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per page 42 of the filing instructions. Part VII, line 196: Assets were in a trust account and the proceeds were distributed to the beneficiaries in 2019. As of December 2019, the account only held cash, and the final distribution was made 12/23/2019. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/31933. Public record. Not legal advice.