# James S. Moody jr

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/31930

## Record

- **Judge:** James S. Moody jr
- **Year:** 2019
- **Pages:** 36

## Text

Macom Technology (MTSI) — None — Buy (add'l)
Individual Assets (H)
Suntrust (cash) — Interest
Merrill Lynch Bank Deposit Program (cash) (Y)
Trust Account #1 (H)
ML Bank Deposit Program (cash) — Interest
Akoustis Technologies (AKTS) — None
Ambarella Inc (AMBA) — None
Aphria Inc SHS (APHQF) — None
Ardelyx Inc SH A (ARDX) — None
Arista Networks Inc (ANET) — None — Buy (add'l)
Arista Networks Inc (ANET) — Buy (add'l)
Aurora Cannabis Inc (ACBFF) — None — Sold (part)
Aurora Cannabis Inc (ACBFF) — Sold
Calyxt Inc Reg SHS (CLXT) — None
Canopy Growth Corp (TWMJF) — None
Carbon Black Inc Reg Shs (CBLK) — None — Buy
Carbon Black Inc Reg Shs (CBLK) — Buy (add'l)
Carbon Black Inc Reg Shs (CBLK) — Buy (add'l)
Carbon Black Inc Reg Shs (CBLK) — Sold
Cloudera Inc (CLDR) — None — Buy
Corning Inc (GLW) — Dividend — Buy
Crispr Therapeutics AG (CRSP) — None — Buy (add'l)
Crispr Therapeutics AG (CRSP) — Buy (add'l)
Crispr Therapeutics AG (CRSP) — Buy (add'l)
Crispr Therapeutics AG (CRSP) — Buy (add'l)
Docusign Inc (DOCU) — None — Buy
Docusign Inc (DOCU) — Buy (add'l)
Editas Medicine Inc SHS (EDIT) — None — Buy (add'l)
Editas Medicine Inc SHS (EDIT) — Buy (add'l)
Editas Medicine Inc SHS (EDIT) — Buy (add'l)
Eventbrite Inc Reg Shs Cl A (EB) — None — Buy
Eventbrite Inc Reg Shs Cl A (EB) — Buy (add'l)
Everspin Technologies (MRAM) — None — Buy
Fireeye Inc (FEYE) — None — Buy (add'l)
Forescout Technologies (FSCT) — None — Buy
Forescout Technologies (FSCT) — Buy (add'l)
Gossamer Bro Inc (GOSS) — None — Buy
Gossamer Bro Inc (GOSS) — Buy (add'l)
Hortonworks Inc SHS (HDP) — None — Sold
II-VI Inc (IIVI) — None — Buy (add'l)
II-VI Inc (IIVI) — Buy (add'l)
II-VI Inc (IIVI) — Buy (add'l)
II-VI Inc (IIVI) — Buy (add'l)
Intellia Therapeutics (NTLA) — None — Buy
Intellia Therapeutics (NTLA) — Buy (add'l)
Intellia Therapeutics (NTLA) — Buy (add'l)
Intellia Therapeutics (NTLA) — Buy (add'l)
Invitae Corp (NVTA) — None — Buy
Kaleido Biosciences Inc (KLDO) — None — Buy
Lumentum Holdings Inc (LITE) — None — Buy (add'l)
Lumentum Holdings Inc (LITE) — Buy (add'l)
Lumentum Holdings Inc (LITE) — Buy (add'l)
Lumentum Holdings Inc (LITE) — Buy (add'l)
Macom Technology (MTSI) — Buy (add'l)
Macom Technology (MTSI) — Buy (add'l)
Macom Technology (MTSI) — Buy (add'l)
New Gold Inc CDA (NGD) — None
New Relic Inc (NEWR) — None — Buy (add'l)
New Relic Inc (NEWR) — Buy (add'l)
Nokia Corp Spon Adr (NOK) — None — Buy
Nokia Corp Spon Adr (NOK) — Sold
Nuance Communications (NUAN) — None — Sold
OKTA Inc Reg SHS (OKTA) — None — Buy (add'l)
Overstock.com Inc (OSTK) — None — Sold
Regeneron Pharmactcls (REGN) — None — Buy
Regions Finl Corp (RF) — Dividend
Shopify Inc (SHOP) — None — Sold
Skyworks Solutions Inc (SWKS) — Dividend — Buy
Skyworks Solutions Inc (SWKS) — Buy (add'l)
Skyworks Solutions Inc (SWKS) — Buy (add'l)
Skyworks Solutions Inc (SWKS) — Buy (add'l)
Skyworks Solutions Inc (SWKS) — Sold
Snap Inc CL A (SNAP) — None — Sold
Splunk Inc (SPLK) — None — Buy
Square Inc (SQ) — None
Suntrust Bks Inc (STI) — Dividend — Sold
Torex Gold Resources Inc (TORXF) — None
Truist Finl Corp — None — Buy
Twilio Inc Cl A (TWLO) — None — Buy
Twilio Inc Cl A (TWLO) — Sold
Valero Energy Corp (VLO) — None — Sold
Wells Fargo & Co (WFC) — Dividend
Western Alliance (WAL) — Dividend — Sold
Wix Com Ltd (WIX) — None — Sold
Wynn Resorts Ltd (WYNN) — None — Sold
Yext Inc (YEXT) — None — Buy
Zendesk Inc SHS (ZEN) — None — Buy (add'l)
Zendesk Inc SHS (ZEN) — Buy (add'l)
Zuora Inc Cl A (ZUO) — None — Buy
Calamos Strat Tot Return (CSQ) — Dividend
Royal Gold Inc (RGLD) (Y)
Trust Account #2 (H)
ML Bank Deposit Program (cash) (X) — Interest
Alector Inc (ALEC) — None — Buy
Annaly Cap Mgmnt (NLY) — Dividend
Aphria Inc SHS (APHQF) — None
Ares Capital Corp (ARCC) — Dividend
Aurora Cannibas Inc (ACB) — None
Bank of America Corp (BAC) — Dividend
BP PLC (BP) — Dividend
Calyxt Inc Reg Shs (CLXT) — None — Buy
Canopy Growth Corp (CGC) — None
Hookipa Pharma Inc (HOOK) — None — Buy
Spero Therapeutics Inc (SPRO) — None
Vivendi SHS UNSP ADR (VIVHY) — Dividend
Calamos Strat Tot Return (CSQ) — Dividend
Brokerage Account #1 (H)
ML Bank Deposit Program (cash) — Interest
BP PLC (BP) — Dividend
Valero Energy Corp (VLO) — Dividend
Wells Fargo & Co (WFC) — Dividend
Brokerage Account #2 (H)
ML Bank Deposit Program (cash) — Interest
BP PLC (BP) — Dividend
Valero Energy Corp (VLO) — Dividend
Wells Fargo & Co (WFC) — Dividend
Brokerage Account #3 (H)
ML Bank Deposit Program (cash) (Y)
Proctor & Gamble (PG) — Dividend
Starbucks Corp (SBUX) — Dividend
Travelers Cos Inc (TRV) — Dividend
Valero Energy Corp (VLO) — Dividend
Calamos Strar Tot Return (CSQ) — Dividend
Brokerage Account #4 (H)
ML Bank Deposit Program (cash) — Interest
Akoustis Technologies (AKTS) — None — Buy (add'l)
Allegiant Travel Co (ALGT) — None — Sold
Alio Gold Inc Reg Shs (ALO) — None — Sold
Alphabet Inc Shs Cl C (GOOG) — None — Buy (add'l)
Alphabet Inc Shs Cl C (GOOG) — Buy (add'l)
Alphabet Inc Shs Cl C (GOOG) — Buy (add'l)
Alphabet Inc Shs Cl C (GOOG) — Sold
Amazon Com Inc Com (AMZN) — None — Buy
Amazon Com Inc Com (AMZN) — Sold
Ambarella Inc (AMBA) — None
Aphria Inc Shs (APHA) — None
Ardelyx Inc Shs (ARDX) — None
Ares Capital Corp (ARCC) — Dividend
Arista Networks Inc (ANET) — None — Buy (add'l)
Astellas Pharma Inc Shs (ALPMY) — Dividend
Aurora Cannabis Inc (ACB) — None — Buy (add'l)
Aurora Cannabis Inc (ACB) — Buy (add'l)
Aurora Cannabis Inc (ACB) — Buy (add'l)
Axos Finl Inc (AX) — None
Belo Sun Mining Corp (VNNHF) — None
Canopy Growth Corp (CGC) — None
Carbon Black Inc Reg Shs (CBLK) — None — Buy
Carbon Black Inc Reg Shs (CBLK) — Buy (add'l)
Carbon Black Inc Reg Shs (CBLK) — Buy (add'l)
Carbon Black Inc Reg Shs (CBLK) — Buy (add'l)
Carbon Black Inc Reg Shs (CBLK) — Buy (add'l)
Carbon Black Inc Reg Shs (CBLK) — Buy (add'l)
Carbon Black Inc Reg Shs (CBLK) — Sold (part)
Carbon Black Inc Reg Shs (CBLK) — Sold
Cerence Inc Reg Shs (CRNC) (X) — None
Cirrus Logic Inc Del (CRUS) — None — Buy (add'l)
Cirrus Logic Inc Del (CRUS) — Buy (add'l)
Cirrus Logic Inc Del (CRUS) — Buy (add'l)
Cirrus Logic Inc Del (CRUS) — Sold
Cloudera Inc (CLDR) — None — Buy
Cloudera Inc (CLDR) — Buy (add'l)
CME Group Inc (CME) — Dividend — Sold
Corning Inc (GLW) — Dividend — Buy
Crispr Therapeutics AG (CRSP) — None — Buy (add'l)
Crispr Therapeutics AG (CRSP) — Buy (add'l)
Crispr Therapeutics AG (CRSP) — Buy (add'l)
Crispr Therapeutics AG (CRSP) — Buy (add'l)
Crispr Therapeutics AG (CRSP) — Buy (add'l)
Crispr Therapeutics AG (CRSP) — Buy (add'l)
Crispr Therapeutics AG (CRSP) — Buy (add'l)
Crispr Therapeutics AG (CRSP) — Buy (add'l)
Cyber-Ark Software LTD (CYBR) — None — Sold
Docusign Inc (DOCU) — None — Buy
Docusign Inc (DOCU) — Buy (add'l)
Editas Medicine Inc Shs (EDIT) — None — Buy (add'l)
Editas Medicine Inc Shs (EDIT) — Buy (add'l)
Editas Medicine Inc Shs (EDIT) — Buy (add'l)
Eldorado Gold Corp (EGO) — None — Buy (add'l)
Endo Intl PLC Shs (ENDP) — None — Buy (add'l)
Energous Corp Shs (WATT) — None
Equity Commonwealth (EQC) — Dividend
Eventbrite Inc Reg shs (Eb) — None — Buy
Eventbrite Inc Reg shs (Eb) — Buy (add'l)
Everspin Technologies (MRAM) — None — Buy
Everspin Technologies (MRAM) — Buy (add'l)
Everspin Technologies (MRAM) — Buy (add'l)
Everspin Technologies (MRAM) — Buy (add'l)
Fairfax Finl Hldgs LTD (FRFHF) — Dividend — Sold
Fireeye Inc (FEYE) — None — Buy (add'l)
Forescout Technologies (FSCT) — None — Buy
Forescout Technologies (FSCT) — Buy (add'l)
Forescout Technologies (FSCT) — Buy (add'l)
Forescout Technologies (FSCT) — Buy (add'l)
Gilead Sciences Inc Com (GILD) — Dividend
Gossamer Bio Inc (GOSS) — None — Buy
Gossamer Bio Inc (GOSS) — Buy (add'l)
Gossamer Bio Inc (GOSS) — Buy (add'l)
Gossamer Bio Inc (GOSS) — Buy (add'l)
Hortonworks Inc Shs (HDP) — None — Sold
II-VI Inc (IIVI) — None — Buy (add'l)
II-VI Inc (IIVI) — Buy (add'l)
II-VI Inc (IIVI) — Buy (add'l)
II-VI Inc (IIVI) — Buy (add'l)
II-VI Inc (IIVI) — Buy (add'l)
Illumina Inc Com (ILMN) — None — Buy (add'l)
Illumina Inc Com (ILMN) — Sold
Infinera Corp (INFN) — None — Buy
Infinera Corp (INFN) — Buy (add'l)
Infinera Corp (INFN) — Buy (add'l)
Infinera Corp (INFN) — Buy (add'l)
Infinera Corp (INFN) — Buy (add'l)
Infinera Corp (INFN) — Sold
Intellia Therapeutics (NTLA) — None — Buy (add'l)
Intellia Therapeutics (NTLA) — Buy (add'l)
Intellia Therapeutics (NTLA) — Buy (add'l)
Invitae Corp (NVTA) — None — Buy
Kaleido Biosciences Inc (KLDO) — None — Buy
Kinder Morgan Inc Del (KMI) — Dividend
Lumentum Holdings Inc (LITE) — None — Buy (add'l)
Lumentum Holdings Inc (LITE) — Buy (add'l)
Macom Technology (MTSI) — None — Buy
Macom Technology (MTSI) — Buy (add'l)
Macom Technology (MTSI) — Buy (add'l)
Macom Technology (MTSI) — Buy (add'l)
Marriott Intl Inc New A (MAR) — Dividend — Sold
Microvision Inc (MVIS) — None
New Gold Inc CDA (NGD) — None
New Relic Inc (NEWR) — None — Buy
Nuance Communications Inc (NUAN) — None — Buy (add'l)
Nutanix Inc (NTNX) — None
Okta Inc Reg Shs Cl A (OKTA) — None — Buy (add'l)
Okta Inc Reg Shs Cl A (OKTA) — Buy (add'l)
Okta Inc Reg Shs Cl A (OKTA) — Buy (add'l)
Overstock.Com Inc (OSTK) — None
Pagerduty Inc Reg Shs (PD) — None — Buy
Paypal Holdings Inc Shs (PYPL) — None — Sold
Quantenna Communications (QTNA) — None — Sold
Regeneron Pharmactcls (REGN) — None — Buy
Royal Gold Inc Com (RGLD) — Dividend — Sold
Sabina Silver Corp Shs (SGSVF) — None — Sold
Shopify Inc Cl A (SHOP) — None — Sold
Skyworks Solutions Inc (SWKS) — Dividend — Buy
Skyworks Solutions Inc (SWKS) — Buy (add'l)
Skyworks Solutions Inc (SWKS) — Buy (add'l)
Skyworks Solutions Inc (SWKS) — Sold
Snap Inc Cl A (SNAP) — None — Buy (add'l)
Splunk Inc (SPLK) — None — Buy
Starbucks Corp (SBUX) — Dividend — Sold (part)
Starbucks Corp (SBUX) — Sold
Synthorx Inc Reg Shs (THOR) — None — Buy
Synthorx Inc Reg Shs (THOR) — Sold (part)
Synthorx Inc Reg Shs (THOR) — Sold
Talend SA (TLND) — None
TCR2 Therapeutics Inc (TCRR) — None — Buy
Torex Gold Resources Inc (TORFX) — None
Vmware Inc (VMW) — None — Buy
Vmware Inc (VMW) — Buy (add'l)
Wells Fargo & Co New Del (WFC) — Dividend — Buy (add'l)
Wells Fargo & Co New Del (WFC) — Buy (add'l)
Wix Com LTD (WIX) — None — Buy (add'l)
Wix Com LTD (WIX) — Buy (add'l)
Wix Com LTD (WIX) — Buy (add'l)
Wynn Resorts LTD (WYNN) — Dividend — Buy (add'l)
Wynn Resorts LTD (WYNN) — Buy (add'l)
Yext Inc (YEXT) — None — Buy
Zuora Inc Cl A (ZUO) — None — Buy
Vaneck Vectors Gold (GDX) — Dividend
Zendesk Inc Shs (ZEN) — None — Buy
Zendesk Inc Shs (ZEN) — Buy (add'l)
Zendesk Inc Shs (ZEN) — Sold
Brokerage Account #5 (H)
ML Bank Deposit Program (cash) — Interest
Air Lease Corp Cl A (AL) — Dividend
Alector Inc (ALEC) — None — Buy
Alector Inc (ALEC) — Buy (add'l)
Calyxt Inc Reg Shs (CLXT) — None — Buy
CIE Financiere Richemont (CFRUY) — Dividend
Fairfax Finl Hldgs LTD (FRFHF) — Dividend
Harpoon Therapeutics Inc (HARP) — None — Buy
Hookipa Pharma Inc (HOOK) — None — Buy
iPath Bloomberg Copper (JJCTF) — None — Sold
Precision Biosciences Inc (DTIL) — None — Buy
Spero Therapeutics Inc (SPRO) — None — Buy (add'l)
Vivendi Shs Unsp ADR (VIVHY) — Dividend
Calamos Stra Tot Return (CSQ) — Dividend
Custodial Account #1 (H)
Anheuser-Busch Inbev Adr (BUD) — Dividend
BP PLC (BP) — Dividend
Canopy Growth Corp (CGC) — None
II-VI Inc (IM) — None — Buy
Royal Gold Inc (RGLD) — Dividend — Sold
Starbucks Corp (SBUX) — Dividend — Buy (add'l)
Vivendi SHS UNSP ADR (VIVHY) — Dividend
Calamos Strat Tot Return (CSQ) — Dividend
Custodial Account #2 (H)
Anheuser Busch (BUD) — Dividend
BP PLC (BP) — Dividend
Canopy Growth Corp (CGC) — None
II-VI Inc (IM) — None — Buy
Royal Gold Inc (RGLD) — Dividend — Sold
Starbucks Corp (SBUX) — Dividend — Buy (add'l)
Vivendi SHS UNSP ADR (VIVHY) — Dividend
Calamos Strat Tot Return (CSQ) — Dividend
Custodial Account #3 (H)
Anheuser Busch (BUD) — Dividend
BP PLC (BP) — Dividend
Canopy Growth Corp (CGC) — None
II-VI Inc (IM) — None — Buy
Royal Gold Inc (RGLD) — Dividend — Sold
Starbucks Corp (SBUX) — Dividend — Buy (add'l)
Vivendi SHS UNSP ADR (VIVHY) — Dividend
Calamos Strat Tot Return (CSQ) — Dividend
Custodial Account #4 (H)
Anheuser Busch (BUD) — Dividend
BP PLC (BP) — Dividend
Canopy Growth Corp (CGC) — None
II-VI Inc (IM) — None — Buy
Royal Gold Inc (RGLD) — Dividend — Sold
Starbucks Corp (SBUX) — Dividend — Buy (add'l)
Vivendi SHS UNSP ADR (VIVHY) — Dividend
Calamos Strat Tot Return (CSQ) — Dividend
Custodial Account #5 (H)
Anheuser Busch (BUD) — Dividend
BP PLC (BP) — Dividend
Canopy Growth Corp (CGC) — None
II-VI Inc (IM) — None — Buy
Royal Gold Inc (RGLD) — Dividend — Sold
Starbucks Corp (SBUX) — Dividend — Buy (add'l)
Vivendi SHS UNSP ADR (VIVHY) — Dividend
Calamos Strat Tot Return (CSQ) — Dividend
Custodial Account #6 (H)
Anheuser Busch (BUD) — Dividend
BP PLC (BP) — Dividend
Canopy Growth Corp (CGC) — None
II-VI Inc (IM) — None — Buy
Royal Gold Inc (RGLD) — Dividend — Sold
Starbucks Corp (SBUX) — Dividend — Buy (add'l)
Vivendi SHS UNSP ADR (VIVHY) — Dividend
Calamos Strat Tot Return (CSQ) — Dividend
Custodial Account #7 (H)
Anheuser Busch (BUD) — Dividend
BP PLC (BP) — Dividend
Canopy Growth Corp (CGC) — None
II-VI Inc (IIVI) — None — Buy
Starbucks Corp (SBUX) — None — Buy
Valero Energy Corp (VLO) — Dividend
OTHER HOLDINGS (H)
Moody Investments Family Limited Paartnership — Int./Div.
First Tampa Alexander — None
Missouri Midway — Interest
REAL PROPERTY (H)
Investment Property #1, Valrico, FL — None
Investment Property #2, Longboat Key, FL — Rent
Investment Property #3, Hillsborough Co., FL — Rent
Investment Property #4, Celo, NC — None
Investment Property #5, Highlands, NC — None
Investment Property #7, Highlands, NC — None
Investment Property #8, Plant City, FL — Rent
Investment Property #10, Tampa, FL — Rent
Investment Property #11, Tampa FL — Rent
Investment Property #12, Tampa FL — Rent
Investment Property #13, Tampa FL — Rent
Investment Property #14, Tampa FL — None — Sold — Joseph DeLinks
Investment Property #15, Tampa FL — Rent
Investment Property #16, Tampa FL — Rent
Investment Property #17, St. Petersburg, FL — Rent
Investment Property #18, St. Petersburg, FL — Rent
Investment Property #19, Gainesville, FL — None
Gulf to Bay Partners, LLC (real estate, Clearwater, FL) — None
Options #1 (H)
CALL VMW — None — Sold
CALL VMW — Sold
CALL SNAP — None — Sold
CALL SNAP — Sold
CALL SNAP — Sold
CALL SPLK — None — Sold
CALL SPLK — Sold
CALL NVTA — None — Sold
CALL AMBA — None — Sold
CALL AMBA — Sold
CALL AMBA — Sold
CALL AMBA — Sold
CALL AMBA — Sold
CALL AMBA — Sold
CALL DOCU — None — Sold
CALL DOCU — Sold
CALL NUAN — None — Sold
CALL NUAN — Sold
CALL NUAN — Sold
CALL TLND — None — Sold
CALL TLND — Sold
CALL TLND — Sold
CALL MTSI — None — Sold
CALL MTSI — Sold
CALL MTSI — Sold
CALL MTSI — Sold
CALL WYNN — None — Sold
CALL WYNN — Sold
CALL WYNN — Sold
CALL WYNN — Sold
CALL WYNN — Sold
CALL WYNN — Sold
CALL EDIT — None — Sold
CALL EDIT — Sold
CALL EDIT — Sold
CALL EDIT — Sold
CALL EDIT — Sold
CALL CRSP — None — Sold
CALL CRSP — Sold
CALL CRSP — Sold
CALL CRSP — Sold
CALL CRSP — Sold
CALL CRSP — Sold
CALL CRSP — Sold
CALL CRSP — Sold
CALL CRSP — Sold
CALL GDX — None — Sold
CALL GDX — Sold
CALL GDX — Sold
CALL GDX — Sold
CALL NTNX — None — Sold
CALL NTNX — Sold
CALL LITE — None — Sold
CALL LITE — Sold
CALL LITE — Sold
CALL LITE — Sold
CALL SBUX — None — Sold
CALL ENDP — None — Sold
CALL ENDP — Sold
CALL ENDP — Sold
CALL ANET — None — Sold
CALL ANET — Sold
CALL ANET — Sold
CALL ILMN — None — Sold
CALL ILMN — Sold
CALL ILMN — Sold
CALL ILMN — Sold
CALL ILMN — Sold
CALL CRUS — None — Sold
CALL CRUS — Sold
CALL CRUS — Sold
CALL ACB — None — Sold
CALL GOOG — None — Sold
CALL GOOG — Sold
CALL GOOG — Sold
CALL GOOG — Sold
CALL GOOG — Sold
CALL GOOG — Sold
CALL FEYE — None — Sold
CALL CME — None — Sold
CALL FSCT — None — Sold
CALL FSCT — Sold
CALL FSCT — Sold
CALL FSCT — Sold
CALL FSCT — Sold
CALL RGLD — None — Sold
CALL RGLD — Sold
CALL WIX — None — Sold
CALL WIX — Sold
CALL WIX — Sold
CALL WIX — Sold
CALL WIX — Sold
CALL OKTA — None — Sold
CALL OKTA — Sold
CALL OKTA — Sold
CALL OKTA — Sold
CALL OKTA — Sold
CALL CGC — None — Sold
CALL CGC — Sold
CALL CGC — Sold
CALL EB — None — Sold
CALL EB — Sold
CALL EB — Sold
CALL ZEN — None — Sold
CALL ZEN — Sold
CALL ZEN — Sold
CALL TLND — None — Sold
CALL TLND — Sold
CALL CBLK — None — Sold
CALL CBLK — Sold
CALL SWKS — None — Sold
CALL SWKS — Sold
CALL SWKS — Sold
CALL SWKS — Sold
CALL MAR — None — Sold
CALL IIVI — None — Sold
CALL IIVI — Sold
CALL IIVI — Sold
CALL GILD — None — Sold
CALL GILD — Sold
CALL INFN — None — Sold
CALL INFN — Sold
CALL EGO — None — Sold
CALL GOSS — None — Sold
CALL GOSS — Sold
CALL NTNX — None — Sold
CALL THOR — None — Sold
CALL TCRR — None — Sold
CALL PD — None — Sold
CALL NEWR — None — Sold
Options #2 (H)
PUT SHOP — None — Buy
PUT SHOP — Sold
PUT SHOP — Sold
PUT SHOP — Sold
PUT PYPL — None — Buy
PUT PYPL — Sold
PUT PYPL — Sold
PUT OKTA — None — Sold
PUT OKTA — Sold
PUT OKTA — Sold
PUT WYNN — None — Sold
PUT ILUM — None — Buy
PUT ILUM — Sold
PUT WIX) — None — Buy
PUT WIX) — Sold
PUT ANET — None — Buy
PUT ZEN — None — Sold
PUT LITE — None — Sold
PUT AMBA — None — Sold
PUT DOCU — None — Sold
Trustee, Trust #1
Liability — Merrill Lynch — Margin Loan
Liability — Moody Investments, LP — Loan
Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether
taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per
page 42 of the filing instructions.
Part VII, line 349: This entry represents a limited partnership interest. The entity was duly registered in the state of Florida. Its business offices and operations are
located in another state and run by an individual whose information is not subject to this disclosure. As a limited partner, the filer has no knowledge of, and no
control over, the specific assets or activities of the limited partnership; his interest is reported per page 24 of the Alphabetical Reference. All holdings in which the
filer, or any other individual subject to this disclosure, has a personal ownership share are separately identified in Part VII.
Part VII, lines 371-522: Each put or call transaction is an independent contract creating the right, but not the obligation, to make future sales or purchases of
specific assets. They are not fixed assets, therefore either purchases or sales of individual puts and calls can be used to either open or close contracts; they
do not generate income. Options devalue based upon market conditions and expiration dates, therefore they routinely do not have value at the end of a
reporting period; this occurs without any type of reportable transaction. Those options which have value at the end of the reporting period are reflected
accordingly in Column C. Purchases and sales of any optioned holdings are reported separately from these contracts.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/31930. Public record. Not legal advice.