# Emmet G. Sullivan > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/31839 ## Record - **Judge:** Emmet G. Sullivan - **Year:** 2019 - **Pages:** 15 ## Text Individual Assets (H) Wells Fargo (cash accounts) — Interest Rental Property I Income (Washington, DC) — Rent Rental Property II Income (Washington, DC) — Rent Brokerage Account #1 (H) Dreyfus Govt Cash Mgmt (cash) — Interest Abbott Laboratories (ABT) — Dividend — Buy (add'l) Adidas AG Spons ADR (ADDYY) — Dividend Adobe Inc (ADOBE) — None — Buy Alibaba Group Holding Ltd Spons Ads Repstg 8 Ord Shs (BABA) — None — Buy Alibaba Group Holding Ltd Spons Ads Repstg 8 Ord Shs (BABA) — Buy (add'l) Alphabet Inc. C1 A (GOOGL) — None Amazon.com Inc (AMZN) — None Apple Inc. (AAPL) — Dividend Blackstone Group Inc Cl A (BX) — Dividend — Buy Blackstone Group Inc Cl A (BX) — Buy (add'l) Blackstone Group Inc Cl A (BX) — Buy (add'l) Carmax Inc (KMX) — None — Buy Carmax Inc (KMX) — Buy (add'l) CDW Corp (CDW) — Dividend — Buy CDW Corp (CDW) — Buy (add'l) Comcast Corp Cl A New (CMCSA) — Dividend — Buy Comcast Corp Cl A New (CMCSA) — Buy (add'l) Comcast Corp Cl A New (CMCSA) — Buy (add'l) Costco Wholesale Corp (COST) — Dividend D R Horton Inc (DHI) — Dividend — Buy D R Horton Inc (DHI) — Buy (add'l) D R Horton Inc (DHI) — Buy (add'l) Ferrari NV New (RACE) — None — Buy Ferrari NV New (RACE) — Buy (add'l) JPMorgan Chase & Company (JPM) — Dividend — Buy (add'l) JPMorgan Chase & Company (JPM) — Buy (add'l) L3Harris Technologies Inc (LHX) — Dividend — Buy L3Harris Technologies Inc (LHX) — Buy (add'l) LAM Research Corp (LRCX) — None — Buy LAM Research Corp (LRCX) — Buy (add'l) Microsoft Corp (MSFT) — Dividend — Buy (add'l) Microsoft Corp (MSFT) — Buy (add'l) Northrop Grumman Corp (NOC) — Dividend — Buy Northrop Grumman Corp (NOC) — Buy (add'l) Northrop Grumman Corp (NOC) — Buy (add'l) Paypal Holdings Inc (PYPL) — None — Buy Starbucks Corp (SBUX) — Dividend — Buy Starbucks Corp (SBUX) — Buy (add'l) Texas Instruments Inc (TXN) — Dividend — Buy Texas Instruments Inc (TXN) — Buy (add'l) Texas Instruments Inc (TXN) — Buy (add'l) Thermo Fisher Scientific Inc (TMO) — None — Buy Thermo Fisher Scientific Inc (TMO) — Buy (add'l) United Rentals Inc (URI) — None — Buy United Rentals Inc (URI) — Buy (add'l) United Healthcare Group Inc (UNH) — Dividend Visa Inc Class A (V) — Dividend Walt Disney Co (DIS) — Dividend — Sold Walt Disney Co (DIS) — Buy Walt Disney Co (DIS) — Buy (add'l) Waste Management Inc Del (WM) — Dividend — Buy Waste Management Inc Del (WM) — Buy (add'l) Zebra Technologies Corp Cl A (ZBRA) — None — Buy Zoetis Inc Cl A (ZTS) — Dividend — Buy Zoetis Inc Cl A (ZTS) — Buy (add'l) iShares Russell 1000 Value ETF (IWD) — Dividend iShares Russell 1000 Growth ETF (IWF) — Dividend JPMorgan Mid Cap Value Cl I (JMVSX) — Dividend T Rowe Price Growth Stock (PRGFX) — Dividend AB Global Bond Advisor (ANAYX) — Dividend — Sold MFS Intl Value Cl I (MINIX) — None — Sold LPL Financial Holdings Inc (LPLA) — Dividend — Buy LPL Financial Holdings Inc (LPLA) — Sold Deleware Value Instl Cl (DDVIX) — Dividend — Sold Invesco Oppenheimer Intl Small-mid Cl Y (OSMYX) (Frmly Oppenheimer) — None — Sold Aurora Cannabis Inc (ACB) — None — Buy Aurora Cannabis Inc (ACB) — Sold Union Pacific Corp (UNP) — Dividend — Buy Union Pacific Corp (UNP) — Sold Automatic Data Processing Inc (ADP) — Dividend — Buy Automatic Data Processing Inc (ADP) — Buy (add'l) Automatic Data Processing Inc (ADP) — Sold Merk & Company Inc (MRK) — Dividend — Buy (add'l) Merk & Company Inc (MRK) — Sold Nextera Energy Inc (NEE) — Dividend — Buy (add'l) Nextera Energy Inc (NEE) — Sold IRA Account #1 (H) Janney Sweep Account (cash) — Interest Abbott Laboratories (ABT) — Dividend — Buy Adobe Inc (ADBE) — None — Buy Adobe Inc (ADBE) — Sold (part) Alphabet Inc Cl A (GOOGL) — None — Buy Amazon.com Inc (AMZN) — None — Buy Apple Inc (AAPL) — Dividend — Buy Apple Inc (AAPL) — Sold (part) Costco Wholesale Corp (COST) — Dividend — Buy D R Horton Inc (DHI) — Dividend — Buy L3Harris Technologies Inc (LHX) — Dividend — Buy L3Harris Technologies Inc (LHX) — Sold (part) Microsoft Corp (MSFT) — Dividend — Buy Microsoft Corp (MSFT) — Sold (part) United Rentals Inc (URI) — None — Buy United Rentals Inc (URI) — Buy (add'l) United Rentals Inc (URI) — Buy (add'l) Unitedhealth Group Inc (UNH) — Dividend — Buy Unitedhealth Group Inc (UNH) — Sold (part) Unitedhealth Group Inc (UNH) — Buy (add'l) Visa Inc Cl A (V) — Dividend — Buy Visa Inc Cl A (V) — Sold (part) Zoetis Inc Cl A (ZTS) — Dividend — Buy Zoetis Inc Cl A (ZTS) — Sold (part) First Trust Large Cap Core Alphadex ETF (FEX) — Dividend — Buy First Trust Large Cap Core Alphadex ETF (FEX) — Sold (part) IShares Russell Mid Cap ETF (IWR) — Dividend — Buy Vanguard S&P 500 Index ETF (VOO) — Dividend — Buy Vanguard S&P 500 Index ETF (VOO) — Sold (part) Vanguard S&P 500 Index ETF (VOO) — Sold (part) PGIM Total Return Bond Cl Z (PDBZX) — Dividend — Buy PGIM Absolute Return Bond Cl Z (PADZX) — Dividend — Buy Putnam Short Duration Income CL Y (PSDYX) — Dividend — Buy Merck & Company Inc New (MRK) — None — Buy Merck & Company Inc New (MRK) — Sold (part) Merck & Company Inc New (MRK) — Sold Delaware Emerging Markets Instl Cl (DEMIX) — None — Buy Delaware Emerging Markets Instl Cl (DEMIX) — Sold Union Pacific Group (UNP) — Dividend — Buy Union Pacific Group (UNP) — Buy (add'l) Union Pacific Group (UNP) — Sold Nextera Energy Inc (NEE) — Dividend — Buy Nextera Energy Inc (NEE) — Sold (part) Nextera Energy Inc (NEE) — Sold (part) Nextera Energy Inc (NEE) — Sold LPL Financial Holdings Inc (LPLA) — None — Buy LPL Financial Holdings Inc (LPLA) — Buy (add'l) LPL Financial Holdings Inc (LPLA) — Sold Prudential Premier Retirement Variable Annuity (H) AST T Rowe Price Asset Allocation — None — Redeemed AST Prudential Growth Allocation — None — Redeemed AST Advanced Strategies Portfolio — None — Redeemed AST Investment Grade Bond — None — Redeemed IRA Account #2 (H) First Trust Nasdaq Bank ETF (FTXO) — Dividend — Sold (part) First Trust Horizon Managed Volatility Dev Intl ETF (HDMV) — Dividend — Buy First Trust Cap Strength ETF (FTCS) — Dividend — Buy First Trust Consumer Discretionary Alphadex ETF (FXD) — Dividend — Buy (add'l) First Trust Emerging Markets Alphadex (FEM) — Dividend — Buy (add'l) First Trust Europe Alphadex ETF (FEP) — Dividend — Sold (part) First Trust Large Cap Value Opportunity ETF (FTA) — Dividend — Sold (part) First Trust Large Cap Value Opportunity ETF (FTA) — Sold (part) First Trust Large Cap Growth Opportunity (FTC) — Dividend — Buy (add'l) First Trust Large Cap Growth Opportunity (FTC) — Buy (add'l) First Trust Mid Cap Growth Alphadex ETF (FNY) — Dividend — Buy First Trust NYSE Arca Bio Tech Index (FBT) — None — Buy (add'l) First Trust Technology Alphadex (FXL) — Dividend — Buy (add'l) First Trust Technology Alphadex (FXL) — Sold (part) First Trust Technology Alphadex (FXL) — Buy (add'l) First Trust Value Line Dividend Index ETF (FVD) — Dividend — Buy First Trust Value Line Dividend Index ETF (FVD) — Buy (add'l) AB Global Bond Advisor (ANAYX) — Dividend — Sold (part) PGIM Total Return Bond Cl Z (PDBZX) — Dividend — Sold (part) PGIM Total Return Bond Cl Z (PDBZX) — Sold (part) First Trust US Equity Opportunity Fund (FPX) — None — Sold First Trust Energy Alphadex ETF (FXN) — None — Sold First Trust Mid Cap Core Alphadex (FNX) — Dividend — Sold First Trust Dow 30 Equal Weight ETF (EDOW) — Dividend — Buy First Trust Dow 30 Equal Weight ETF (EDOW) — Sold First Trust Healthcare Alphadex ETF (FXH) — None — Buy First Trust Healthcare Alphadex ETF (FXH) — Buy (add'l) First Trust Healthcare Alphadex ETF (FXH) — Sold First Trust Small Cap Core Alphadex (FYX) — Dividend — Sold First Trust Cloud Computing Index ETF (SKYY) — Dividend — Sold First Trust Japan Alphadex ETF (FJP) — Dividend — Sold (part) First Trust Japan Alphadex ETF (FJP) — Sold Abramson Scholarship Foundation, Director Agreement — 1994 — D.C. Government (defined benefit pension plan) Liability — Wells Fargo — Equity Line / Rental Property, Washington, DC Income — 2019 — Pension (D.C. Government) — $67,983.00 Part VII, line 2: One-third interest Rental Property #1 (Washington, DC) - the assessed total value is $592,000.00 Part VII, line 3: One-half interest in Rental Property #2 (Washington, DC) - the assessed total value is $1,446,000.00 Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per page 42 of the filing instructions. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/31839. Public record. Not legal advice.