# Nancy H. Lord

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/31822

## Record

- **Judge:** Nancy H. Lord
- **Year:** 2019
- **Pages:** 6

## Text

Neuberger Berman Large Cap Value Fund Investo( — Dividend
Neuberger Berman Focus Fund Investor Class — Dividend
MetLife, Inc common stock (MetLife Policy Holder Trust) — Dividend
MetLife "Whole Life" Policy — Dividend
Prudential (Herzfeld & Rubin ["H&R] P.C. 401K) Pru Stable Value FD 65 — Int./Div. — Redeemed (part)
Prudential (H&R, P.C. 401K) Loomis Sayles Gbl Alloc Y — Int./Div. — Redeemed (part)
Prudential (H&R, P.C. 401K) Invesco Comstock A — Int./Div. — Redeemed (part)
Prudential (H&R, P.C. 401K) MFS International Val Class R4 — Int./Div. — Redeemed (part)
Prudential (H&R, P.C. 401K) Invesco Opp Intl Gro Y — Int./Div. — Redeemed (part)
Key Bank (Cash Accounts) — None
Agreement — 2/28/12 — Pension - New York State Employees' Retirement System - Monthly Pension Check (no control)
Liability — Key Bank — Unsecured Preferred Credit Line Account
Liability — MetLife — Loan against Own "Whole Life" Life Insurance Proceeds
Income — 2019 — Income Derived from Monthly Payment from NYS Retirement System (NYS & Local Employees Retirement System) — $21,283.08
Income — 2019 — Income Derived from Monthly Payment from NYS Teachers Retirement System (as Surviving Spouse of Pensioner) — $47,322.93
Part VII. Investments and Trusts
Re - Prudential / Herzfeld & Rubin, P.C. Employees' 401(k) Plan. Lines 5, 6, 7, 8, and 9. Nothing has been contributed by Herzfeld & Rubin, P.C. (a former
employer) since I left the firm's employ in 1999. I do not make contributions. 2019 is the first year I made any withdrawals. I indicated positive changes in value
as int/div. I withdrew funds each month beginning in May 2019 through and including December 2019. The form requires me to select one date so I picked
the date of the first withdrawal. However the withdrawal dates were as follows: May 15, 2019; June 17, 2009; July 15, 2019; August 15, 2019; September 16,
2019; October 15, 2019; November 15, 2019 and 12/16/2019. Prudential allocated the withdrawal against all of the holdings in the same percentage basis as each
holding represents to the total dollar amount of all the investments in my plan, and in the category amounts I listed in Part VII D as partial redemptions. Please
note that in D(3) Value Code 2, I listed the value code for the total withdrawn over the entire 8 months for each investment and not the monthly withdrawal.
Part VII. Investments and Trusts
Item 4 - A dividend is earned each year on the anniversary of this whole-life policy which automatically results in the acquisition of additional insurance coverage.
Since the anniversary date is in June each year, I have included the dividend amount for 2019, (the dividend amount would fall within category "C" but the amount
of additional insurance that the dividend purchased falls within category "D", so I used category ("D"). For "gross value" at end of the reporting period, I have
provided the cash surrender value information which falls within category "K".

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/31822. Public record. Not legal advice.