# Nicholas Garaufis

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/31810

## Record

- **Judge:** Nicholas Garaufis
- **Year:** 2019
- **Pages:** 9

## Text

CITY OF NEW YORK DEFERRED COMPENSATION PLAN — Int/Div
ABC PENSION PLAN — None
AB BERNSTEIN — Interest
BERNSTEIN DIVERSIFIED MUNICIPAL PORTFOLIO — Int/Div — Buy (add'l)
BERNSTEIN DIVERSIFIED MUNICIPAL PORTFOLIO — Buy (add'l)
BERNSTEIN DIVERSIFIED MUNICIPAL PORTFOLIO — Buy (add'l)
BERNSTEIN DIVERSIFIED MUNICIPAL PORTFOLIO — Buy (add'l)
BERNSTEIN DIVERSIFIED MUNICIPAL PORTFOLIO — Buy (add'l)
BERNSTEIN DIVERSIFIED MUNICIPAL PORTFOLIO — Buy (add'l)
BERNSTEIN DIVERSIFIED MUNICIPAL PORTFOLIO — Buy (add'l)
BERNSTEIN DIVERSIFIED MUNICIPAL PORTFOLIO — Buy (add'l)
BERNSTEIN DIVERSIFIED MUNICIPAL PORTFOLIO — Buy (add'l)
BERNSTEIN DIVERSIFIED MUNICIPAL PORTFOLIO — Buy (add'l)
BERNSTEIN DIVERSIFIED MUNICIPAL PORTFOLIO — Buy (add'l)
BERNSTEIN DIVERSIFIED MUNICIPAL PORTFOLIO — Buy (add'l)
AB TAX MANAGED WEALTH APPRECIATION STRATEGY ADV CL — Int/Div — Sold (part)
AB TAX MANAGED WEALTH APPRECIATION STRATEGY ADV CL — Buy (add'l)
AB TAX MANAGED WEALTH APPRECIATION STRATEGY ADV CL — Sold (part)
AB TAX MANAGED WEALTH APPRECIATION STRATEGY ADV CL — Sold (part)
AB TAX MANAGED WEALTH APPRECIATION STRATEGY ADV CL — Sold (part)
AB WEALTH APPRECIATION STRATEGY FD ADV CL — Int/Div — Buy (add'l)
AB WEALTH APPRECIATION STRATEGY FD ADV CL — Sold (part)
AB WEALTH APPRECIATION STRATEGY FD ADV CL — Sold (part)
AB WEALTH APPRECIATION STRATEGY FD ADV CL — Sold (part)
AB WEALTH APPRECIATION STRATEGY FD ADV CL — Sold (part)
AB WEALTH APPRECIATION STRATEGY FD ADV CL — Sold (part)
AB WEALTH APPRECIATION STRATEGY FD ADV CL — Sold (part)
AB WEALTH APPRECIATION STRATEGY FD ADV CL — Buy (add'l)
BERNSTEIN INTERMEDIATE DURATION PORTFOLIO — Int/Div — Buy (add'l)
BERNSTEIN INTERMEDIATE DURATION PORTFOLIO — Sold (part)
BERNSTEIN INTERMEDIATE DURATION PORTFOLIO — Buy (add'l)
BERNSTEIN INTERMEDIATE DURATION PORTFOLIO — Buy (add'l)
BERNSTEIN INTERMEDIATE DURATION PORTFOLIO — Buy (add'l)
BERNSTEIN INTERMEDIATE DURATION PORTFOLIO — Buy (add'l)
BERNSTEIN INTERMEDIATE DURATION PORTFOLIO — Buy (add'l)
BERNSTEIN INTERMEDIATE DURATION PORTFOLIO — Buy (add'l)
BERNSTEIN INTERMEDIATE DURATION PORTFOLIO — Buy (add'l)
BERNSTEIN INTERMEDIATE DURATION PORTFOLIO — Buy (add'l)
BERNSTEIN INTERMEDIATE DURATION PORTFOLIO — Buy (add'l)
BERNSTEIN INTERMEDIATE DURATION PORTFOLIO — Buy (add'l)
BERNSTEIN INTERMEDIATE DURATION PORTFOLIO — Buy (add'l)
AB GLOBAL BOND FUND CL ADVISOR — Int/Div — Buy (add'l)
AB GLOBAL BOND FUND CL ADVISOR — Buy (add'l)
AB GLOBAL BOND FUND CL ADVISOR — Buy (add'l)
AB GLOBAL BOND FUND CL ADVISOR — Buy (add'l)
AB GLOBAL BOND FUND CL ADVISOR — Buy (add'l)
AB GLOBAL BOND FUND CL ADVISOR — Buy (add'l)
AB GLOBAL BOND FUND CL ADVISOR — Buy (add'l)
AB GLOBAL BOND FUND CL ADVISOR — Buy (add'l)
AB GLOBAL BOND FUND CL ADVISOR — Buy (add'l)
AB GLOBAL BOND FUND CL ADVISOR — Buy (add'l)
AB GLOBAL BOND FUND CL ADVISOR — Buy (add'l)
AB GLOBAL BOND FUND CL ADVISOR — Buy (add'l)
AB GLOBAL BOND FUND CL ADVISOR — Sold (part)
5263 SHS OVER UNDER COFFEE LIMITED — None — Buy
Income — 2019 — ABC INC. RETIREMENT PLAN - PENSION INCOME (FIDELITY INVESTMENST INSTITUTIONAL OPERATORS) — $11,422.00
Spouse's income — 2019 — CITIZENS BUDGET COMMISSION. FORM 1099-MISC - CONSULTING INCOME
Spouse's income — 2019 — JPMORGAN CHASE. FORM 1099-R - PENSION INCOME
PART VII. PAGE 4 OF 9, LINE 2:

ABC, INC. PENSION PLAN. I AM DESIGNATED TO RECEIVE AMONTHLY PENSION BENEFITS UNDER MY LATE WIFE'S PENSION PLAN.

PART III, LINE 1 DISCLOSES INCOME RECEIVED. THESE PAYMENTS WILL CEASE UPON MY DEATH.

PART VII, LINE 3:

NAME CHANGED FROM SANFORD C. BERNSTEIN & CO TO AB BERNSTEIN.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/31810. Public record. Not legal advice.