# Donna M. Ryu

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/31788

## Record

- **Judge:** Donna M. Ryu
- **Year:** 2019
- **Pages:** 29

## Text

Wells Fargo Bank Accounts — Int./Div.
Provident Credit Union Accounts — Int./Div.
ING Direct Accounts — Int./Div.
Brokerage--Indiv. TOD Renamed to Trust (H)
Wilshire Large Company Growth Fund (DTLGX) — Dividend — Buy (add'l)
Wilshire Large Cap Core Fund (WLCTX) — Dividend — Buy (add'l)
Wilshire Small Company Growth Fund (DTSGX) — Int./Div. — Buy (add'l)
Wilshire Small Company Value Fund (DTSVX) — Int./Div. — Buy (add'l)
Wilshire Large Company Value Fund (DTLVX) — Int./Div. — Buy (add'l)
Wilshire Large Company Value Fund (DTLVX) — Int./Div. — Buy (add'l)
Wilshire Income Fund (WIORX) — Dividend — Buy (add'l)
Wilshire Income Fund (WIORX) — Dividend — Buy (add'l)
Wilshire Income Fund (WIORX) — Dividend — Buy (add'l)
Fidelity US Bond Index Fund (FXNAX) — Dividend — Buy (add'l)
Fidelity US Bond Index Fund (FXNAX) — Dividend — Buy (add'l)
Fidelity US Bond Index Fund (FXNAX) — Dividend — Buy (add'l)
Fidelity US Bond Index Fund (FXNAX) — Dividend — Buy (add'l)
Fidelity US Bond Index Fund (FXNAX) — Dividend — Buy (add'l)
Fidelity US Bond Index Fund (FXNAX) — Dividend — Buy (add'l)
Fidelity US Bond Index Fund (FXNAX) — Dividend — Buy (add'l)
Fidelity US Bond Index Fund (FXNAX) — Dividend — Buy (add'l)
Fidelity US Bond Index Fund (FXNAX) — Dividend — Buy (add'l)
Fidelity US Bond Index Fund (FXNAX) — Dividend — Buy (add'l)
Fidelity US Bond Index Fund (FXNAX) — Dividend — Buy (add'l)
Fidelity US Bond Index Fund (FXNAX) — Dividend — Buy (add'l)
Fidelity US Bond Index Fund (FXNAX) — Dividend — Buy (add'l)
Vanguard Emerging Markets Stock Index Fund (VEMAX) — Dividend — Buy (add'l)
Vanguard Emerging Markets Stock Index Fund (VEMAX) — Dividend — Buy (add'l)
Vanguard Emerging Markets Stock Index Fund (VEMAX) — Dividend — Buy (add'l)
Vanguard Emerging Markets Stock Index Fund (VEMAX) — Dividend — Buy (add'l)
Vanguard BD Index Short Term BD ETF (BSV) — Dividend — Buy (add'l)
Vanguard BD Index Short Term BD ETF (BSV) — Dividend — Buy (add'l)
Vanguard BD Index Short Term BD ETF (BSV) — Dividend — Buy (add'l)
Vanguard BD Index Short Term BD ETF (BSV) — Dividend — Buy (add'l)
Vanguard BD Index Short Term BD ETF (BSV) — Dividend — Buy (add'l)
Vanguard BD Index Short Term BD ETF (BSV) — Dividend — Buy (add'l)
Vanguard BD Index Short Term BD ETF (BSV) — Dividend — Buy (add'l)
Vanguard BD Index Short Term BD ETF (BSV) — Dividend — Buy (add'l)
Vanguard BD Index Short Term BD ETF (BSV) — Dividend — Buy (add'l)
Vanguard BD Index Short Term BD ETF (BSV) — Dividend — Buy (add'l)
Vanguard BD Index Short Term BD ETF (BSV) — Dividend — Buy (add'l)
Vanguard BD Index Short Term BD ETF (BSV) — Dividend — Buy (add'l)
Vanguard Index Md-Cap ETF (VO) — Dividend — Buy (add'l)
Vanguard Index Md-Cap ETF (VO) — Dividend — Buy (add'l)
Vanguard Index Md-Cap ETF (VO) — Dividend — Buy (add'l)
Vanguard Index Md-Cap ETF (VO) — Dividend — Buy (add'l)
Cash Account FlexInsured CFID — Dividend — Buy (add'l)
Cash Account FlexInsured CFID — Dividend — Sold (part)
Cash Account FlexInsured CFID — Dividend — Buy (add'l)
Cash Account FlexInsured CFID — Dividend — Buy (add'l)
Cash Account FlexInsured CFID — Dividend — Buy (add'l)
Cash Account FlexInsured CFID — Dividend — Sold (part)
Cash Account FlexInsured CFID — Dividend — Buy (add'l)
Cash Account FlexInsured CFID — Dividend — Buy (add'l)
Cash Account FlexInsured CFID — Dividend — Buy (add'l)
Cash Account FlexInsured CFID — Dividend — Sold (part)
Cash Account FlexInsured CFID — Dividend — Buy (add'l)
Cash Account FlexInsured CFID — Dividend — Buy (add'l)
Cash Account FlexInsured CFID — Dividend — Buy (add'l)
Cash Account FlexInsured CFID — Dividend — Sold (part)
Cash Account FlexInsured CFID — Dividend — Buy (add'l)
Cash Account FlexInsured CFID — Dividend — Buy (add'l)
Brokerage--IRA Rollover (H)
VANGUARD MALVERN FDS STRM (VTIP) — Dividend — Sold
VANGUARD MALVERN FDS STRM (VTIP) — Dividend — Buy
VANGUARD MALVERN FDS STRM (VTIP) — Dividend — Buy (add'l)
VANGUARD MALVERN FDS STRM (VTIP) — Dividend — Buy (add'l)
VANGUARD MALVERN FDS STRM (VTIP) — Dividend — Buy (add'l)
SPDR GOLD TR GOLD SHS (GLD) — None — Buy (add'l)
ISHARES TR MSCI USA VALUE FACTOR ETF (VLUE) — Dividend — Sold
ISHARES TR MSCI USA VALUE FACTOR ETF (VLUE) — Dividend — Buy
ISHARES TR MSCI USA VALUE FACTOR ETF (VLUE) — Dividend — Buy (add'l)
ISHARES TR MSCI USA VALUE FACTOR ETF (VLUE) — Dividend — Sold (part)
ISHARES TR MSCI USA VALUE FACTOR ETF (VLUE) — Dividend — Buy (add'l)
ISHARES TR MSCI USA VALUE FACTOR ETF (VLUE) — Dividend — Buy (add'l)
ISHARES TR MSCI USA VALUE FACTOR ETF (VLUE) — Dividend — Buy (add'l)
ISHARES TR MSCI USA VALUE FACTOR ETF (VLUE) — Dividend — Buy (add'l)
INDEX IQ ETF TR IQ MERGER ARBITRAGE ETF (MNA) — Dividend — Buy (add'l)
INDEX IQ ETF TR IQ MERGER ARBITRAGE ETF (MNA) — Dividend — Buy (add'l)
CLS FLEXIBLE INCOME FUND CLASS N (CLFLX) — Dividend — Buy (add'l)
CLS FLEXIBLE INCOME FUND CLASS N (CLFLX) — Dividend — Buy (add'l)
CLS FLEXIBLE INCOME FUND CLASS N (CLFLX) — Dividend — Buy (add'l)
CLS FLEXIBLE INCOME FUND CLASS N (CLFLX) — Dividend — Buy (add'l)
CLS FLEXIBLE INCOME FUND CLASS N (CLFLX) — Dividend — Buy (add'l)
CLS FLEXIBLE INCOME FUND CLASS N (CLFLX) — Dividend — Buy (add'l)
CLS FLEXIBLE INCOME FUND CLASS N (CLFLX) — Dividend — Buy (add'l)
CLS FLEXIBLE INCOME FUND CLASS N (CLFLX) — Dividend — Buy (add'l)
CLS FLEXIBLE INCOME FUND CLASS N (CLFLX) — Dividend — Buy (add'l)
CLS FLEXIBLE INCOME FUND CLASS N (CLFLX) — Dividend — Buy (add'l)
CLS FLEXIBLE INCOME FUND CLASS N (CLFLX) — Dividend — Sold (part)
CLS FLEXIBLE INCOME FUND CLASS N (CLFLX) — Dividend — Buy (add'l)
CLS GROWTH AND INCOME FUND CLASS N (CLERX) — Dividend — Buy (add'l)
CLS GLOBAL DIVERSIFIED EQUITY FUND CLASS N (CLSAX) — Dividend — Sold (part)
CLS GLOBAL DIVERSIFIED EQUITY FUND CLASS N (CLSAX) — Dividend — Buy (add'l)
CLS GLOBAL DIVERSIFIED EQUITY FUND CLASS N (CLSAX) — Dividend — Buy (add'l)
CLS GLOBAL AGGRESSIVE EQUTY (CLACX) — Dividend — Buy (add'l)
GLOBAL LONG/SHORT CREDIT - CLASS A (BGCAX) — None — Sold
ISHARES TR MSCI ACWIETF (ACWI) — None — Sold
JOHN HANCOCK ABSOLUTE RETURN CURRENCY FUND CLASS A (JCUAX) — None — Sold
BLACKSTONE ALTERNATIVE MULTI- STRATEGY INST CLASS (BXMIX) — Dividend — Buy (add'l)
CLS INTL EQ CLASS N (CLHAX) — None — Sold
ISHARES TR MSCI EAFEVALUE ETF (EFV) — None — Sold
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Buy (add'l)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Sold (part)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Buy (add'l)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Buy (add'l)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Sold (part)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Buy (add'l)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Buy (add'l)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Buy (add'l)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Sold (part)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Sold (part)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Buy (add'l)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Buy (add'l)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Buy (add'l)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Buy (add'l)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Buy (add'l)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Sold (part)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Buy (add'l)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Buy (add'l)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Buy (add'l)
POWERSHARES/INVESCO EXC- TRADED FD TR II S&P 500 LOW VOLATILITY (SPLV) — Dividend — Sold
ISHARES EDGE MSCI MIN VOL ETF AVG (ACWV) — Dividend — Buy (add'l)
ISHARES EDGE MSCI MIN VOL ETF AVG (ACWV) — Dividend — Sold (part)
ISHARES EDGE MSCI MIN VOL ETF AVG (ACWV) — Dividend — Buy (add'l)
ISHARES EDGE MSCI MIN VOL ETF AVG (ACWV) — Dividend — Buy (add'l)
ISHARES EDGE MSCI MIN VOL ETF AVG (ACWV) — Dividend — Sold (part)
ISHARES EDGE MSCI MIN VOL ETF AVG (ACWV) — Dividend — Sold (part)
ISHARES EDGE MSCI MIN VOL ETF AVG (ACWV) — Dividend — Buy (add'l)
ISHARES EDGE MSCI MIN VOL ETF AVG (ACWV) — Dividend — Sold (part)
ISHARES EDGE MSCI MIN VOL ETF AVG (ACWV) — Dividend — Buy (add'l)
ISHARES EDGE MSCI MIN VOL ETF AVG (ACWV) — Dividend — Buy (add'l)
ISHARES EDGE MSCI MIN VOL ETF AVG (ACWV) — Dividend — Sold (part)
ISHARES EDGE MSCI MIN VOL ETF AVG (ACWV) — Dividend — Sold (part)
ISHARES EDGE MSCI MIN VOL ETF AVG (ACWV) — Dividend — Buy (add'l)
ISHARES EDGE MSCI MIN VOL ETF AVG (ACWV) — Dividend — Sold
ASG MANAGED FUTURES FUND Y (ASFYX) — Dividend — Buy
ASG MANAGED FUTURES FUND Y (ASFYX) — Dividend — Buy (add'l)
SPDR BLOOMBERG BARCLAYS 1-3 MNTH T BILL ETF (BIL) — None — Sold (part)
SPDR BLOOMBERG BARCLAYS 1-3 MNTH T BILL ETF (BIL) — None — Sold
SCHWAB STRATEGIC TR SCHWAB FUNDAMENTAL US SMALL CO INDEX ETF (FNDA) — Dividend — Buy (add'l)
SCHWAB STRATEGIC TR SCHWAB FUNDAMENTAL US SMALL CO INDEX ETF (FNDA) — Dividend — Buy (add'l)
SCHWAB STRATEGIC TR SCHWAB FUNDAMENTAL US SMALL CO INDEX ETF (FNDA) — Dividend — Buy (add'l)
SCHWAB STRATEGIC TR SCHWAB FUNDAMENTAL US SMALL CO INDEX ETF (FNDA) — Dividend — Sold (part)
SCHWAB STRATEGIC TR SCHWAB FUNDAMENTAL US SMALL CO INDEX ETF (FNDA) — Dividend — Sold
GOLDMAN SACHS ABSOLUTE RETURN TRACKER FD (GJRTX) — Dividend — Buy (add'l)
GOLDMAN SACHS ABSOLUTE RETURN TRACKER FD (GJRTX) — Dividend — Buy (add'l)
ISHARES/HORIZONS ETF S&P 500 (HSPX) — Dividend — Buy (add'l)
ISHARES/HORIZONS ETF S&P 500 (HSPX) — Dividend — Buy (add'l)
ISHARES/HORIZONS ETF S&P 500 (HSPX) — Dividend — Buy (add'l)
ISHARES/HORIZONS ETF S&P 500 (HSPX) — Dividend — Buy (add'l)
ISHARES/HORIZONS ETF S&P 500 (HSPX) — Dividend — Buy (add'l)
ISHARES/HORIZONS ETF S&P 500 (HSPX) — Dividend — Buy (add'l)
ISHARES/HORIZONS ETF S&P 500 (HSPX) — Dividend — Buy (add'l)
ISHARES/HORIZONS ETF S&P 500 (HSPX) — Dividend — Buy (add'l)
ISHARES/HORIZONS ETF S&P 500 (HSPX) — Dividend — Buy (add'l)
ISHARES/HORIZONS ETF S&P 500 (HSPX) — Dividend — Buy (add'l)
ISHARES/HORIZONS ETF S&P 500 (HSPX) — Dividend — Buy (add'l)
ISHARES TR CONV BD ETF (ICVT) — Dividend — Sold (part)
ISHARES TR CONV BD ETF (ICVT) — Dividend — Buy (add'l)
ISHARES TR CONV BD ETF (ICVT) — Dividend — Buy (add'l)
ISHARES TR CONV BD ETF (ICVT) — Dividend — Buy (add'l)
ISHARES TR CONV BD ETF (ICVT) — Dividend — Buy (add'l)
ISHARES TR CONV BD ETF (ICVT) — Dividend — Buy (add'l)
ISHARES TR CONV BD ETF (ICVT) — Dividend — Buy (add'l)
ISHARES TR CONV BD ETF (ICVT) — Dividend — Buy (add'l)
ISHARES TR CONV BD ETF (ICVT) — Dividend — Buy (add'l)
ISHARES TR CONV BD ETF (ICVT) — Dividend — Buy (add'l)
ISHARES TR CONV BD ETF (ICVT) — Dividend — Buy (add'l)
ISHARES TR CONV BD ETF (ICVT) — Dividend — Buy (add'l)
ISHARES TR CONV BD ETF (ICVT) — Dividend — Buy (add'l)
JOHN HANCOCK GLOBAL ABSOLUTE RETURN (JHAIX) — Dividend — Buy (add'l)
JOHN HANCOCK GLOBAL ABSOLUTE RETURN (JHAIX) — Dividend — Sold
JP MORGAN EXCHANGE TRADED FD INTL EQUITY ETF (JPIN) — Dividend — Buy (add'l)
JP MORGAN EXCHANGE TRADED FD INTL EQUITY ETF (JPIN) — Dividend — Buy (add'l)
JP MORGAN EXCHANGE TRADED FD INTL EQUITY ETF (JPIN) — Dividend — Sold
WISDOMTREE TR CBOE S&P500 (PUTW) — Dividend — Buy (add'l)
POWERSHARES EXCHANGE TRADED FD TR II FTSERAFI EMERGING MARKETS (PXH) — Dividend — Buy
POWERSHARES EXCHANGE TRADED FD TR II FTSERAFI EMERGING MARKETS (PXH) — Dividend — Buy (add'l)
POWERSHARES EXCHANGE TRADED FD TR II FTSERAFI EMERGING MARKETS (PXH) — Dividend — Buy (add'l)
POWERSHARES EXCHANGE TRADED FD TR II FTSERAFI EMERGING MARKETS (PXH) — Dividend — Sold (part)
POWERSHARES EXCHANGE TRADED FD TR II FTSERAFI EMERGING MARKETS (PXH) — Dividend — Buy (add'l)
POWERSHARES EXCHANGE TRADED FD TR II FTSERAFI EMERGING MARKETS (PXH) — Dividend — Buy (add'l)
POWERSHARES EXCHANGE TRADED FD TR II FTSERAFI EMERGING MARKETS (PXH) — Dividend — Sold (part)
POWERSHARES EXCHANGE TRADED FD TR II FTSERAFI EMERGING MARKETS (PXH) — Dividend — Buy (add'l)
POWERSHARES EXCHANGE TRADED FD TR II FTSERAFI EMERGING MARKETS (PXH) — Dividend — Buy (add'l)
POWERSHARES EXCHANGE TRADED FD TR II FTSERAFI EMERGING MARKETS (PXH) — Dividend — Sold (part)
POWERSHARES EXCHANGE TRADED FD TR II FTSERAFI EMERGING MARKETS (PXH) — Dividend — Buy (add'l)
ISHARES TR SHORT TREAS (SHV) — None — Sold (part)
ISHARES TR SHORT TREAS (SHV) — None — Sold (part)
ISHARES TR MSCI USA MIN VOL ETF (USMV) — Dividend — Buy (add'l)
ISHARES TR MSCI USA MIN VOL ETF (USMV) — Dividend — Sold (part)
ISHARES TR MSCI USA MIN VOL ETF (USMV) — Dividend — Buy (add'l)
ISHARES TR MSCI USA MIN VOL ETF (USMV) — Dividend — Sold (part)
ISHARES TR MSCI USA MIN VOL ETF (USMV) — Dividend — Buy (add'l)
ISHARES TR MSCI USA MIN VOL ETF (USMV) — Dividend — Sold (part)
ISHARES TR MSCI USA MIN VOL ETF (USMV) — Dividend — Buy (add'l)
ISHARES TR MSCI USA MIN VOL ETF (USMV) — Dividend — Buy (add'l)
ISHARES TR MSCI USA MIN VOL ETF (USMV) — Dividend — Sold (part)
ISHARES TR MSCI USA MIN VOL ETF (USMV) — Dividend — Sold (part)
ISHARES TR MSCI USA MIN VOL ETF (USMV) — Dividend — Buy (add'l)
ISHARES TR MSCI USA MIN VOL ETF (USMV) — Dividend — Sold
VANGUARD INTL EQUITY INDEX FDS GLOBAL EX-US REAL ESTATE ETF (VNQI) — Dividend — Buy
VANGUARD INTL EQUITY INDEX FDS GLOBAL EX-US REAL ESTATE ETF (VNQI) — Dividend — Buy (add'l)
VANGUARD INTL EQUITY INDEX FDS GLOBAL EX-US REAL ESTATE ETF (VNQI) — Dividend — Buy (add'l)
VANGUARD INTL EQUITY INDEX FDS GLOBAL EX-US REAL ESTATE ETF (VNQI) — Dividend — Buy (add'l)
GRANITSHARES ETF (COMB) — Dividend — Buy
GRANITSHARES ETF (COMB) — Dividend — Sold
VANECK VECTORS ETF (EMLC) — None — Buy
GOLDMAN SACHS ETF LARGECAP EQUITY (GSLC) — Dividend — Buy
GOLDMAN SACHS ETF LARGECAP EQUITY (GSLC) — Dividend — Buy (add'l)
GOLDMAN SACHS ETF LARGECAP EQUITY (GSLC) — Dividend — Sold (part)
GOLDMAN SACHS ETF LARGECAP EQUITY (GSLC) — Dividend — Sold
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MID-CAP ETF (JHMM) — Dividend — Buy
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MID-CAP ETF (JHMM) — Dividend — Buy (add'l)
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MID-CAP ETF (JHMM) — Dividend — Buy (add'l)
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MID-CAP ETF (JHMM) — Dividend — Sold (part)
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MID-CAP ETF (JHMM) — Dividend — Buy (add'l)
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MID-CAP ETF (JHMM) — Dividend — Buy (add'l)
GLOBAL X FDS MLP ETF (MLPA) — None — Buy
INVESCO EXCHANGE TRADED SELF INDEXED RUSSELL 1000 (OMFL) — Dividend — Buy
INVESCO EXCHANGE TRADED SELF INDEXED RUSSELL 1000 (OMFL) — Dividend — Buy (add'l)
INVESCO EXCHANGE TRADED SELF INDEXED RUSSELL 1000 (OMFL) — Dividend — Buy (add'l)
INVESCO EXCHANGE TRADED SELF INDEXED RUSSELL 1000 (OMFL) — Dividend — Buy (add'l)
INVESCO EXCHANGE TRADED SELF INDEXED RUSSELL 1000 (OMFL) — Dividend — Buy (add'l)
INVESCO EXCHANGE TRADED SELF INDEXED RUSSELL 1000 (OMFL) — Dividend — Buy (add'l)
DBX ETF XTRACKERS RUSSELL 1000 (QARP) — Dividend — Buy
DBX ETF XTRACKERS RUSSELL 1000 (QARP) — Dividend — Buy (add'l)
DBX ETF XTRACKERS RUSSELL 1000 (QARP) — Dividend — Buy (add'l)
DBX ETF XTRACKERS RUSSELL 1000 (QARP) — Dividend — Sold
SPDR MSCI USA ETF (QUS) — Dividend — Buy
SPDR MSCI USA ETF (QUS) — Dividend — Buy (add'l)
SPDR MSCI USA ETF (QUS) — Dividend — Buy (add'l)
LATTICE STRATEGIES MULTIFACTOR DEVELOPED MKTS ETF (RODM) — Dividend — Buy
LATTICE STRATEGIES MULTIFACTOR DEVELOPED MKTS ETF (RODM) — Dividend — Buy (add'l)
LATTICE STRATEGIES MULTIFACTOR DEVELOPED MKTS ETF (RODM) — Dividend — Buy (add'l)
LATTICE STRATEGIES MULTIFACTOR DEVELOPED MKTS ETF (RODM) — Dividend — Sold (part)
LATTICE STRATEGIES MULTIFACTOR DEVELOPED MKTS ETF (RODM) — Dividend — Buy (add'l)
LATTICE STRATEGIES MULTIFACTOR DEVELOPED MKTS ETF (RODM) — Dividend — Sold (part)
LATTICE STRATEGIES MULTIFACTOR DEVELOPED MKTS ETF (RODM) — Dividend — Buy (add'l)
LATTICE STRATEGIES MULTIFACTOR DEVELOPED MKTS ETF (RODM) — Dividend — Buy (add'l)
ISHARES EXPONENTIAL TECHNOLOGIES ETF (XT) — Dividend — Buy
ISHARES EXPONENTIAL TECHNOLOGIES ETF (XT) — Dividend — Buy (add'l)
ISHARES EXPONENTIAL TECHNOLOGIES ETF (XT) — Dividend — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Sold (part)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Sold (part)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Sold (part)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Sold (part)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Sold (part)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Sold (part)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Sold (part)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Sold (part)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Sold (part)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Sold (part)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Sold (part)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Sold (part)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Sold (part)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
FEDERATED TREASURY OBLIGATIONS — Int./Div. — Buy (add'l)
Brokerage--Roth IRA (H)
Vanguard Total International Stock Index Fund ETF (VXUS) — Dividend — Buy (add'l)
Vanguard Total International Stock Index Fund ETF (VXUS) — Dividend — Buy (add'l)
Vanguard Total International Stock Index Fund ETF (VXUS) — Dividend — Buy (add'l)
Vanguard Total International Stock Index Fund ETF (VXUS) — Dividend — Buy (add'l)
Vanguard Total Stock Market ETF (VTI) — Dividend — Buy (add'l)
Vanguard Total Stock Market ETF (VTI) — Dividend — Buy (add'l)
Vanguard Total Stock Market ETF (VTI) — Dividend — Buy (add'l)
Vanguard Total Stock Market ETF (VTI) — Dividend — Buy (add'l)
Vanguard Total Bond Market ETF (BND) — Dividend — Buy (add'l)
Vanguard Total Bond Market ETF (BND) — Dividend — Buy (add'l)
Vanguard Total Bond Market ETF (BND) — Dividend — Buy (add'l)
Vanguard Total Bond Market ETF (BND) — Dividend — Buy (add'l)
Vanguard Total Bond Market ETF (BND) — Dividend — Buy (add'l)
Vanguard Total Bond Market ETF (BND) — Dividend — Buy (add'l)
Vanguard Total Bond Market ETF (BND) — Dividend — Buy (add'l)
Vanguard Total Bond Market ETF (BND) — Dividend — Buy (add'l)
Vanguard Total Bond Market ETF (BND) — Dividend — Buy (add'l)
Vanguard Total Bond Market ETF (BND) — Dividend — Buy (add'l)
Vanguard Total Bond Market ETF (BND) — Dividend — Buy (add'l)
Vanguard Total Bond Market ETF (BND) — Dividend — Buy (add'l)
Vanguard Total International Bond Index ETF (BNDX) — Dividend — Buy (add'l)
Vanguard Total International Bond Index ETF (BNDX) — Dividend — Buy (add'l)
Vanguard Total International Bond Index ETF (BNDX) — Dividend — Buy (add'l)
Vanguard Total International Bond Index ETF (BNDX) — Dividend — Buy (add'l)
Vanguard Total International Bond Index ETF (BNDX) — Dividend — Buy (add'l)
Vanguard Total International Bond Index ETF (BNDX) — Dividend — Buy (add'l)
Vanguard Total International Bond Index ETF (BNDX) — Dividend — Buy (add'l)
Vanguard Total International Bond Index ETF (BNDX) — Dividend — Buy (add'l)
Vanguard Total International Bond Index ETF (BNDX) — Dividend — Buy (add'l)
Vanguard Total International Bond Index ETF (BNDX) — Dividend — Buy (add'l)
Vanguard Total International Bond Index ETF (BNDX) — Dividend — Buy (add'l)
Vanguard Total International Bond Index ETF (BNDX) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Sold (part)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Sold (part)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Sold (part)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Money Market/FDIC Insured Bank Deposit Fund (CFIQ) (PER989909) — Dividend — Buy (add'l)
Co-Trustee, Revocable Trust Agreement re family member's estate
Lecturer, University of California, Berkeley Law School
Agreement — July 2002 — University of California Retirement Plan (pension on retirement)
Income — Jan-Dec — University of California, Berkeley Law School — $4,926.48
Income — Jan-Dec — University of California Retirement System (pension payments) (see Part II) — $20,596.53
Part I, and Part VII.
Part I:
Line 1: Trust for the benefit of family member.
-I am not the owner or grantor of the trust, I am solely the co-trustee of a revocable trust created for the benefit of a member.
-I am a co-trustee for the convenience of member, and I have not received any income through the trust or trust assets. In an abundance of caution, I
had previously listed the trust property ( house) in Section VII, but that have since been instructed not to list the house in Section VII, since it is not an
investment, and I do not receive any income of any kind from the house or the trust.
Part VII:
When running the audit, I received a general note that some of the holdings show no income during 2019. My financial disclosure preparer has verified that the
entries are correct as entered. Some holdings were sold before they produced income during the year or are a type of security that does not generally produce
income.
The audit also generated a note regarding Line 74 & Line 80 that Columns C(1) & C(2) should be left blank if they were not held on the last day of the reporting
period. These columns are for the gross value at the end of the reporting period. While the holdings were sold in full, they were repurchased later in the year.
The entries are correct as entered.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/31788. Public record. Not legal advice.