# Thomas L. Ambro > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/3165 ## Record - **Judge:** Thomas L. Ambro - **Year:** 2011 - **Report type:** Annual - **Pages:** 20 ## Text Wilmington Trust Account — Interest Wilmington Trust Account — Interest Wilmmgton Tax Exempt Investor — None Delaware State Bond 6.1% — None — Sold Trust Account 26 — Int/Div Centerpoint Energy Inc Harris Assoc Oakmark Oppenheimer Limited Term Municipal FD LE WF Advantage Municipal Money Market Susquehanna Bancshares — Buy Teva Pharmaceutical ADR — Buy Trust Account £7 — Int/Div — Closed Fairholme Fund — Sold (part) Fairholme Fund — Sold Duke Energy Corp — Distnbuted Microsoft Corp — Distnbuted The Southem Company — Distributed WSFS Financial Corp — Sold Harris Assoc INVT TR Oakmark Equity & Income FD — Sold Harris Assoc INVT TR Oakmark Global Select FD — Buy (add'l) Harris Assoc INVT TR Oakmark Global Select FD — Sold (part) Harris Assoc INVT TR Oakmark Global Select FD — Sold Nuveen Tradewinds Global All Cap FD — Sold (part) Nuveen Tradewinds Global All Cap FD — Sold Oppenheimer Limited Term Municipal Fund — Sold (part) Oppenheimer Limited Term Municipal Fund — Buy (add'l) Oppenheimer Limited Term Municipal Fund — Sold Dodge & Cox FDS Intl FD — Sold (part) Dodge & Cox FDS Intl FD — Buy (add'l) Dodge & Cox FDS Intl FD — Sold Matthews Intl FD Asian Growth & Income FD — Buy (add'l) Matthews Intl FD Asian Growth & Income FD — Sold (part) Matthews Intl FD Asian Growth & Income FD — Sold Nuveen All American Municipal BD FD Inst! — Sold (part) Nuveen All American Municipal BD FD Inst! — Buy (add'l) Nuveen All American Municipal BD FD Inst! — Sold WHV Intemational Equity FD CL 1 — Sold (part) WHV Intemational Equity FD CL 1 — Sold Vanguard Municipal Bond Fund High Yield — Sold Federated Strategic Value Dividend Fund — Buy Federated Strategic Value Dividend Fund — Sold Franklin Funds High Yield Tax-Free Inc Fund — Buy Franklin Funds High Yield Tax-Free Inc Fund — Sold Natixis FDS TR 1 Oakmark Intl FD — Buy Natixis FDS TR 1 Oakmark Intl FD — Sold Nuveen luvt Trust Tradewinds Value Opptys — Buy Nuveen luvt Trust Tradewinds Value Opptys — Sold Pimco All Asset Fund Inst CL — Buy Pimco All Asset Fund Inst CL — Sold Pimeco Global Multi-Asset FD — Buy Pimeco Global Multi-Asset FD — Sold (part) Pimeco Global Multi-Asset FD — Sold Thornburg Invt TR Income Builder FD — Buy Thornburg Invt TR Income Builder FD — Sold IRA Account #1 — Int/Div Oakmark Fund Class Dodge & Cox Intl Stock Fund — Buy (add'l) Dodge & Cox Intl Stock Fund — Sold (part) Dodge & Cox Intl Stock Fund — Buy (add'l) Fairholme Fund — Sold (part) Fairholme Fund — Buy (add'l) Harris Assoc Invt TR Oakmark Equity & Income — Buy (add'l) Harris Assoc Invt TR Oakmark Equity & Income — Sold (part) Harris Assoc Invt TR Oakmark Equity & Income — Buy (add'l) Pimeo Unconstrained BD Fund CL Institutional — Buy (add'l) JP Morgan TR Strategic Income Oppty SEL CL — Buy (add'l) Loomis Sayles FDS Bond Fund Retail Class — Sold (part) Loomis Sayles FDS Bond Fund Retail Class — Buy (add'l) Loomis Sayles FDS Bond Fund Retail Class — Buy (add'l) Matthews Intl FD Asian Growth & Income FD — Buy (add'l) Matthews Intl FD Asian Growth & Income FD — Sold (part) Nuveen Tradewinds Global All Cap FD — Buy (add'l) Nuveen Tradewinds Global All Cap FD — Sold WHV Intemational Equity FD CL — Buy (add'l) WHV Intemational Equity FD CL — Sold (part) Pimeo FDS Emerging Local BD FD CL P — Sold Pimco Global Multi Asset FD — Sold (part) Templeton Income TR Global Total Return FD — Buy (add'l) Vanguard Inflation Protected Securities Fund — Sold (part) Vanguard Inflation Protected Securities Fund — Buy (add'l) Gabelli Gold Natural Resources — Sold Fairholme Funds Inc Focused Income Fund — Buy Fairholme Funds Inc Focused Income Fund — Buy (add'l) Federated Strategic Value Dividend Fund — Buy Natixis FDS TR 1 Oakmark Intl FD — Buy Nuveen Invt Trust Tradewinds Value Opptys FD — Buy Pimco All Asset Fund Inst CL — Buy Federated Prudent Dollarbear FD — Buy Nuveen Tradewinds Global All-Cap FD Inst] Shs Class — Buy IRA Account #2 — Int/Div Dominion Res Inc VA New — Distnbuted Centerpoint Energy Inc — Distnbuted Fairholme Fund — Sold (part) Devon Energy Corp New — Distnbuted Exxon Mobil Corp — Distnbuted Dodge & Cox Global Stock Fund — Sold Harris Assoc Invt TR Oakmark Equity & Income Fund — Buy (add'l) Market Vector Gold Miners GDX — Distnbuted WHV Intemational Equity FD CL — Sold (part) Vanguard Inflation Protected Securities FD — Sold Intel Corp Inte — Distributed Fairholme Funds Inc Focused Income Fund — Buy (add'l) Fairholme Funds Inc Focused Income Fund — Buy (add'l) JP Morgan TR Strategic Income Oppty SEL CL — Sold (part) JP Morgan TR Strategic Income Oppty SEL CL — Buy (add'l) JP Morgan TR Strategic Income Oppty SEL CL — Sold (part) Loomis Sayles FDS 1 Bond Fund Retail Class — Buy (add'l) Loomis Sayles FDS 1 Bond Fund Retail Class — Sold Matthews Intl FD Asian Growth & Income FD — Buy (add'l) Matthews Intl FD Asian Growth & Income FD — Buy (add'l) Nuveen Tradewinds Global All Cap FD Inst! Sh — Buy (add'l) Nuveen Tradewinds Global All Cap FD Inst! Sh — Buy (add'l) Nuveen Tradewinds Global All Cap FD Inst! Sh — Sold (part) Pimeo FDS Emerging Local BD FD — Buy (add'l) Pimeo FDS Emerging Local BD FD — Sold (part) Pimco Global Multi Asset FD — Buy (add'l) Pimco Global Multi Asset FD — Sold (part) Templeton Income TR Global Total Return FD — Buy (add'l) Templeton Income TR Global Total Return FD — Sold (part) Gabelli Gold Natural Resources — Distnbuted Dodge & Cox Intl Stock FD — Buy Dodge & Cox Intl Stock FD — Buy (add'l) Dodge & Cox Intl Stock FD — Buy Fairholme Funds Inc Allocation FD — Buy Federated Strategic Value Dividend FD — Buy Federated Prudent Dollarbear FD — Buy Harris Assoc lnvt TR Oakmark Global Select FD — Buy Harris Assoc lnvt TR Oakmark Global Select FD — Sold (part) Loomis Sayles lnvt TR Bond Class — Buy Loomis Sayles lnvt TR Bond Class — Buy Nanxisfds TR Oakmark Intl FD — Buy Nuveen luvt Trust Tradewinds Value Opptys — Buy Pimco Unconstrained BD FD CL Institutional Funds — Buy Pimco Unconstrained BD FD CL Institutional Funds — Buy (add'l) Pimco Unconstrained BD FD CL Institutional Funds — Buy (add'l) Pimeo All Asset Fad Inst CL — Buy Trust Account £12 — Int/Div Fairholme Fund — Sold (part) Fairholme Fund — Sold (part) Fairholme Fund — Sold (part) CGM Focus Fund — Sold (part) CGM Focus Fund — Sold Cisco Systems Inc — Distnbuted Johnson & Johnson — Distnbuted Cadence Design Systems Inc — Sold (part) Cadence Design Systems Inc — Sold (part) Cadence Design Systems Inc — Sold Microsoft Corp — Distnbuted Oracle Corp — Sold (part) Oracle Corp — Sold (part) Oracle Corp — Sold (part) Range Resources Corp — Distnbuted Harris Assoc INVT TR Ouakmark Global Select FD — Buy (add'l) Harris Assoc INVT TR Ouakmark Global Select FD — Sold (part) Harris Assoc INVT TR Ouakmark Global Select FD — Sold (part) Harris Assoc INVT TR Ouakmark Global Select FD — Sold (part) Harris Assoc INVT TR Oakmark Equity & Income FD — Sold WHY Intemational Equity FD Oppenheimer Limited Term Municipal Fund Class A — Sold (part) Oppenheimer Limited Term Municipal Fund Class A — Sold (part) Matthews Intl FD Asian Growth & Income FD — Buy (add'l) Matthews Intl FD Asian Growth & Income FD — Sold (part) Matthews Intl FD Asian Growth & Income FD — Sold (part) Nuveen All Amencan Municipal BD FD — Sold (part) Nuveen All Amencan Municipal BD FD — Buy (add'l) Nuveen All Amencan Municipal BD FD — Sold (part) Nuveen Tradewinds Global All-Cap FD Inst! Sh — Sold (part) Nuveen Tradewinds Global All-Cap FD Inst! Sh — Sold (part) Nuveen Tradewinds Global All-Cap FD Inst! Sh — Sold (part) Vanguard Municipal Bond Fund High Yield Port — Sold Fairmolme Funds Inc Allocation Fund — Buy Fairmolme Funds Inc Allocation Fund — Buy (add'l) Fairmolme Funds Inc Allocation Fund — Sold Federated Strategic Value Dividend Fund Inst! — Buy Federated Strategic Value Dividend Fund Inst! — Sold (part) Franklin Funds High Yield Tax-Free Inc Fund — Buy Franklin Funds High Yield Tax-Free Inc Fund — Sold (part) Natixis FDS TR Oakmark Intl FDCL A — Buy Natixis FDS TR Oakmark Intl FDCL A — Sold (part) Natixis FDS TR Oakmark Intl FDCL A — Sold Nuveen luvt Trust Tradewinds Value Opptys Fund — Buy Nuveen luvt Trust Tradewinds Value Opptys Fund — Sold (part) Nuveen luvt Trust Tradewinds Value Opptys Fund — Sold (part) Pimco All Asset Fad Inst CL — Buy Pimco All Asset Fad Inst CL — Sold (part) Pimeco Global Multi-Asset FND — Buy Pimeco Global Multi-Asset FND — Sold (part) Thornburg Invt TR Income Builder FD — Buy Thornburg Invt TR Income Builder FD — Sold (part) Springside, LLC (2000 - $300,000) — None Middletown Professional Properties, LLL (2004 - $80,925) — Reat Trust #14 — Int/Div Du Page Cook & Will Catys IL Bond Rhode Island St Economic DV Corp RV Grant Oaklahoma Cnty Ok Indpt Sch Dist No 89 Milwaukee WI Corp Purp B1 G/O Unltd University TX Univ Revs Rfdg Fing Sys Gwmnett Canty GA Sch Dist G/O Tennessee ST Ser A GO Maryland St St & Loc FACS LN 2nd Ser GO Cherokee Canty GA Sch Sys G/O lines St Toll Hwy Auth Rev SR Priority New York St Environmental Facs Corp St — Sold Arizona Brd Regents Univ AZ Sys Rev Ser A University IL Revs Rfdg Auxiliary Facs Sys — Buy Washington ST Ser A G/O Unl TD — Buy Las Vegas Wly NV Wir Dist Rfdg Ser a — Buy Utah St Ser C G/O B/E CPN — Buy Indiana ST Fin Auth Rev Rfdg ST — Buy Comnecticut ST HSG Fin Auth — Buy Metro Atlanta Rapid Tran Rev Ref — Buy Massachusetts St Sch Bldg Auth Dedicated Sales Tax — Buy Sprint TX Indpt Sch Dist Ref Schoolhouse Ser A — Buy Lower Co Riv Auth TX Transmission Contract RV — Buy Dallas TX Area Rapid Tran Sales Tax Rev — Buy Missouri St Hwys & Transn Commn ST RD Rev — Buy Poway CA Uni Sch Dist Rfdg Sch Facs Impt Dist — Buy University WA Univ Revs Ridg Gen Ser A BIE — Buy Trust #15 — Int/Div Cisco Systems Inc — Open Duke Energy Corp — Open Johnson & Johnson — Open Microsoft Corp — Open Oracle Corporation — Open Range Resources Corp — Open Sandridge Energy Inc — Buy The Souther Company — Open IRA #3 — Int/Div Centerpoint Energy Inc — Open Devon Energy Corp — Open Dominion Res Inc VA — Open Exxon Mobil Corp — Open Intel Corp — Open Market Vector Gold Miners — Open Supervalu Inc — Buy Unified Ser TR Appleseed FD — Buy Brown Cap Mgmt Mut FDS Small Co Fund Inv — Buy Gameo Gib] Gold Natural Resources & Income TR by Gabelli — Open Trustee, Thomas L. Ambro Revocable Trust Member (Ementus), Georgetown Lmiversity Alumni Admissions Program Board of Advisors Member, Executive Comminee, Richard S. Rodney Inn of Court Member, Georgetown University Northern Delaware Alumni Admissions Program Member, Board of Editors, Delaware Lawyer Member, Board of Editors, Delaware Law Review Member, Board of Trustees of the American Inns of Court Foundation Liability — Commerce Bank NA, now known as TD Bank NA, — Partial guarantee of commercial loan to Springside, LLC (Part VII, Line 190) Liability — Commerce Bank NA, now known as TD Bank NA. — Partial guarantee of commercial loan to Springside, LLC (Part VII, Le 190) Liability — Commerce Bank N.A_, now known as TD Bank NA. — Partial guarantee of commercial loan to Springside, LLC (Part VII, Line 190) Reimbursement — Georgetown University — November 14, 2011 — Washington, DC — Teaching Class — Transportation Reimbursement — Georgetown University — April 20, 2011 — Washington, DC — Guest Teacher — Transportation Reimbursement — American Inns of Court — April 22,2011 — Washington, DC — Guest Speaker — Transportation Reimbursement — Georgetown University — May 26, 2011 — Washington, DC — Professor Conference — Transportation Reimbursement — American Bar Association — August 5-7, 2011 — Toronto, Canada — Annual Meeting — Iransportation, Lodgmg & Meals Reimbursement — Georgetown University — August 31,2011 — Washington, DC — Teaching Class — Transportation Reimbursement — Georgetown University — September 12, 2011 — Washington, DX — Teaching Class — Transportation Reimbursement — Georgetown University — September 26, 2011 — Washington, DC — Teaching Class — Transportation Reimbursement — Georgetown Umversity — October 3, 2011 — Washington, DX — Teaching Class — Transportation Reimbursement — Georgetown University — October 17, 2011 — Washington, DX — Teaching Class — Transportation Reimbursement — Georgetown University — October 24, 2011 — Washington, DC — leaching Class — Transportation Reimbursement — Georgetown University — October 26, 2011 — Washington, DC — Teaching Class — Transportation Reimbursement — Georgetown Umversity — October 31, 2011 — Washington, DX — Teaching Class — Transportation Reimbursement — Amencan Inns of Court — November 5, 2011 — Washington, DX — Celebration of Excellence at Supreme Court — Transportation & Meals Reimbursement — Georgetown University — November 7, 2011 — Washington, DX — Teaching Class — Transportation Reimbursement — Georgetown University — November 21, 2011 — Washington, IX — Teaching Class — Transportation Reimbursement — Georgetown University — November 28, 2011 — Washington, DX — Teaching Class — Transportation Reimbursement — Georgetown University — December 4, 2011 — Washington, DC — Teaching Class — Transportation Reimbursement — Georgetown University — December 11-12, 2011 — Washmgton, DC — Evaluating Class Finals — I ransportation & Meals Reimbursement — Georgetown University — December 16, 2011 — Washington, DC — Postponed Final Exams — Transportation Spouse's income — 2011 — State of Delaware - salary Asset listed in Part VII, Line 191, has rental income from property located in Middletown, DE. This asset was purchased in 2004 for $80,925 Assets listed in Part VII, Lines 15, 16, & 17 were transferred to Trust #15, lines 221, 223, & 227. Assets listed in Part VII, Lines 143, 144, 148, 149, & 152 were transferred to Trust £15, lines 220, 222, 223, 224, & 225. Assets listed in Part VII, Lines 91, 92, 94, 95, 98, 101, & 120 were transferred to IRA #3, lines 229, 230, 231, 232, 233, 234, & 238, --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/3165. Public record. Not legal advice.