# Charles Novack > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/3119 ## Record - **Judge:** Charles Novack - **Year:** 2017 - **Report type:** Annual - **Pages:** 13 ## Text IRA Z(H) Schwab Ad. Cash Reserve — Int/Div — Sold (part) Schwab Ad. Cash Reserve — Sold (part) Schwab Ad. Cash Reserve — Buy (add'l) Schwab Ad. Cash Reserve — Buy (add'l) Schwab Ad. Cash Reserve — Sold (part) Schwab Ad. Cash Reserve — Sold (part) Schwab Ad. Cash Reserve — Buy (add'l) Schwab Ad. Cash Reserve — Sold (part) Schwab Ad. Cash Reserve — Sold (part) Schwab Ad. Cash Reserve — Buy (add'l) Schwab Ad. Cash Reserve — Buy (add'l) Schwab Ad. Cash Reserve — Sold (part) Schwab Ad. Cash Reserve — Sold (part) Schwab Ad. Cash Reserve — Sold (part) Schwab Ad. Cash Reserve — Sold (part) Schwab Ad. Cash Reserve — Buy (add'l) Accenture PLC Class A — Int/Div Amgen Inc. (common) — Int/Div — Buy Canadian National Railways Co. (common) — Int/Div Commins, Inc. (common) — Int/Div CVS Health Corp. (common) — Int/Div — Buy CVS Health Corp. (common) — Buy (add'l) Estee Lauder Co. Inc. Classs A — Int/Div — Buy Factset Research System, Inc. (common) — Int/Div — Buy (add'l) FedEx Corp. (common) — Int/Div — Buy Hormel (common) — Int/Div — Buy (add'l) Hormel (common) — Buy (add'l) Magellan Midstream Partners (common) — Int/Div — Buy (add'l) Metronic. Inc. (common) — Int/Div Nike. Inc. (common) — Int/Div — Buy (add'l) Novo - Nordisk as ADR — Int/Div — Buy (add'l) Sherman-Williams Co. (common) — Int/Div Seonpps Nwk Interactive (common) — Int/Div — Sold (part) Seonpps Nwk Interactive (common) — Sold Starbucks Corp. (common) — Int/Div — Buy Starbucks Corp. (common) — Buy (add'l) Starbucks Corp. (common) — Buy (add'l) TIX Companies (common } — Int/Div T. Rowe Price Group (common) — Int/Div — Sold Toro Company (common) — Int/Div — Sold (part) Toro Company (common) — Buy (add'l) Toronto Dominion Bank — Int/Div United Health Group, Inc (common) — Int/Div — Sold (part) Doubleline Total Return Bond Fund C1 1 — Int/Div — Buy (add'l) Doubleline Total Return Bond Fund C1 1 — Buy (add'l) Guggenheim Exch. TRD FD Bullet Shares 2017 Corp Bond ETF — Int/Div — Sold Guggenheim ETF Bullet Shares 2018 Corp Bond — Int/Div — Buy (add'l) Guggenheim ETF Bullet Shares 2019 Corp Bond — Int/Div — Buy (add'l) Guggenheim ETF Bullet Shares 2020 Corp Bond — Int/Div — Buy (add'l) Guggenheim ETF Bullet Shares 2021 Corp Bond — Int/Div — Buy (add'l) Guggenehim ETF Bullet Shares 2022 Corp Bond — Int/Div — Buy (add'l) Guggenheim ETF Bullet Shares 2023 Corp Bond — Int/Div — Buy Guggenheim ETF Bullet Shares 2023 Corp Bond — Buy (add'l) IShares 3-7 Year Treasury Bond ETF — Int/Div — Buy (add'l) IShares 3-7 Year Treasury Bond ETF — Buy (add'l) IShares 3-7 Year Treasury Bond ETF — Buy (add'l) IShares Core S&P ETF Midcap — Int/Div PIMCO Income Fund Institutional Class — Int/Div — Buy (add'l) PIMCO Income Fund Institutional Class — Buy (add'l) Vanguard Intl, Equity Index — Int/Div Vanguard REIT ETF — Int/Div — Buy (add'l) Vanguard REIT ETF — Buy (add'l) Vanguard Total Bond Fund Market ETF — Int/Div — Buy (add'l) Vanguard Total Bond Fund Market ETF — Buy (add'l) Vanguard Total Bond Fund Market ETF — Buy (add'l) Vanguard Total International Bond ETF — Int/Div — Sold T. Rowe Price Emerging Markets Fund — Int/Div — Buy (add'l) T. Rowe Price Emerging Markets Fund — Buy (add'l) T. Rowe Price Emerging Markets Fund — Buy (add'l) IRA #2 (H) Schwab Adv. Cash Reserve — Int/Div — Sold (part) Schwab Adv. Cash Reserve — Sold (part) Schwab Adv. Cash Reserve — Buy (add'l) Schwab Adv. Cash Reserve — Sold (part) Schwab Adv. Cash Reserve — Sold (part) Schwab Adv. Cash Reserve — Sold (part) Schwab Adv. Cash Reserve — Buy (add'l) Schwab Adv. Cash Reserve — Buy (add'l) Schwab Adv. Cash Reserve — Sold (part) Schwab Adv. Cash Reserve — Sold (part) Schwab Adv. Cash Reserve — Sold (part) Accenture PLC Class A — Int/Div Amgen Inc. (common) — Int/Div — Buy (add'l) Canadian National Railways Co. (common) — Int/Div Cummins Inc — Int/Div CVS Health Corp. (common) — Int/Div Estee Lauder Co. Inc. (Class A) — Int/Div Factset Research, Inc. (common) — Int/Div FedEx Corp. (common) — Int/Div — Buy Hormel (common) — Int/Div — Buy (add'l) Magellan Midstream Partners (common) — Int/Div Medtronic. Inc. (common) — Int/Div Nike, Inc. (common) — Int/Div Novo Nordisk as ADR — Int/Div Toronto Dominion Bank — Int/Div Sherman Williams Co. (common) — Int/Div Scripps Ntwk Interactive (common) — Int/Div — Sold (part) Scripps Ntwk Interactive (common) — Sold Starbucks Corp. (common) — Int/Div — Buy Toro Company (common) — Int/Div — Sold (part) T. Rowe Price Group (common) — Int/Div — Sold TIX Companies (common) — Int/Div United Health Group (common) — Int/Div — Sold (part) Doubleline Total Return Bond Fund C1 1 — Int/Div — Buy (add'l) Guggenheim ETF Bullet Shares 2017 Corp Bond Fund ETF — Int/Div — Sold Guggenheim ETF Bullet Shares 2018 Comp Bond ETF — Int/Div — Buy (add'l) Guggenheim ETF Bullet Shares 2019 Corp Bond — Int/Div Guggenheim ETF Bullet Shares 2020 Corp Bond — Int/Div Guggenheim ETF Bullet Shares 2021 Corp Bond — Int/Div — Buy (add'l) Guggenheim ETF Bullet Shares 2022 Corp Bond — Int/Div — Buy (add'l) Guggenheim ETF Bullet Shares 2023 Corp Bond — Int/Div — Buy IShares Core S&P ETF Midcap — Int/Div IShares 3-7 Year Treasury Bond ETF — Int/Div — Buy (add'l) IShares 3-7 Year Treasury Bond ETF — Buy (add'l) PIMCO Income Fund Institutional Class — Int/Div — Buy (add'l) Vanguard Total Bond Fund Market ETF — Int/Div — Buy (add'l) Vanguard Total Bond Fund Market ETF — Buy (add'l) Vanguard Intl Equity Index — Int/Div Vanguard Total International Bond Fund — Int/Div — Sold Vanguard REIT ETF — Int/Div — Buy (add'l) Vanguard REIT ETF — Buy (add'l) T. Rowe Price - Emerging Markets Fund — Int/Div U.S Savings Bonds Type E — Int/Div Wells Fargo Bank Accounts — Interest Fidelity Value Fund — Int/Div Fidelity Cash Reserves — Interest Vanguard 500 Index IRA 2 3 (H) — Int/Div Fidelity Cal. Muni Market — Int/Div Fidelity Puritan Mutual Fund — Int/Div Fidelity Insured Deposit — Interest Schwab Adv. Cash Reserve — Int/Div Vanguard Int] Equity Index — Int/Div Novack Family LLC — None Income — 1101172017 — Thompson Reuters, payment for semingr participation — $500.00 Income — 0518:2017 — Thompson Reuters, payment for seminar participation — S1.O00.00 Spouse's income — 2017 — Self-employed attorney Investments and Trusts: The 2015 financial disclosure report listed in IRA #2 funds known as the "Vanguard Intl Equity Index Fund” and the "Vanguard FTSE All World EX US ETF." These were duplicative entries, The 2016 disclosure report should have corrected this in IRA # 2 by listing this fund only as "Vanguard Intl. Equity Index." That correction was not made in Part VII of the 2016 disclosure report, and this report now reflects that holding only as "Vanguard Int, Equity Index." This fund is also held outside of the two IRAs, and the name for this fund is now consistent throughout this financial disclosure report. Investments and Trusts: The 2016 disclosure report failed to state that IRA # 2 purchased Vanguard Total International Bond Fund" on February 16, 2016 ("J" amount), This report states that that holding was sold. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/3119. Public record. Not legal advice.