# Frank W. Volk > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/3094 ## Record - **Judge:** Frank W. Volk - **Year:** 2016 - **Report type:** Annual - **Pages:** 8 ## Text Fifth Third Bank Accounts — Interest Charleston Federal Credit Union — Interest Hartford Funds (Smart 529) Age-Based Portfolios — Int/Div Hartford Funds (Smart 529) Age-Based Portfolio — Int/Div Nisource Stock Fund (Y) CPG Stock Fund (Y) FIAM TD 2035 POOL V(X) — Int/Div FID Contrafund Pool — Int/Div FID Growth Co Pool — Int/Div Spin 500 [udex Inst. (Y) FID S00 INDEX INST (X) — Int/Div FID Inst. Mmkt (Y) VANG VMMR-FED MMKT (X) — Int/Div Dominion Res. Inc. Va. New (Brokerage #1) — Int/Div Travelers Companies Inc. (Brokerage #1) — Int/Div Travelers Companies Inc. (Brokerage #2) — Int/Div AEP (Brokerage #2) — Int/Div AT&T (Brokerage #2) — Int/Div BP PLC SPONSORED ADR (Brokerage “2 — Int/Div Dommion Resources Inc. New (Brokerage #2) — Int/Div Emerson Electric Co. (Brokerage #2) — Int/Div Exelon Corp. (Brokerage #2) — Int/Div Exxon Mobil Corp. {Brokerage 22) — Int/Div Southern Co. (Brokerage #2) — Int/Div Franklin Income Fund CL A (Brokerage 42) — Int/Div Travelers Companies Inc. (Brokerage #2) — Int/Div Travelers Companies Inc. (Brokerage #2) — Int/Div Travelers Companies Inc. (Brokerage #2) — Int/Div Columbia Retirement Plan (Defined Bft Cash Balance Pension) — Interest Adpmunct Lecturer of Law, West Virginia University College of Law Reimbursement — West Virginia University College of Law — 08/29/2016 — Morgantown, West Virginia — Fravel Expenses for Teaching — Mileage to and from Morgantown to duty station. Income — 2016 — WV Law School (teaching) — S6.000.00) Part VII. J was formerly employed by Nisource as set forth on my prior report. Items (5) through (12) relate to the Fidelity 401(k) Plan in which 70 invested with former employer. As explained to me by a Fidelity representative, | former employer, during 2016, exchanged out certain holdings for others that were deemed equivalent holdings, That occurred as follows: (1) all of the Nisource Stock Fund and the CPG Stock Fund were exchanged into FIAM TD 2035 POOL V, a blended fund (07-01-2016); und (2) all of the FID Inst, Mmkt. wis exchanged into the VANG VMMR-FED MMKT (09-19-2016). Additionally, at some point in 2015, her holding listed as Sptn 500 Index Inst. was exchanged by the employer into the FID 500 INDEX INST. These exchanges were all accomplished without our knowledge by her former employer. | can attempt to provide further information if deemed necessary. Part VII. We divested our family and individual holdings in J.P. Morgan Chase and United Bankshares Inc. WV near the time | took the bench. We purchased the stock in Travelers with the entirety, or near entirety, of the proceeds to the best of my recollection. Please advise if the Committee desires further information, Part VII. The Smart 529 Plans were commenced over a decade ago, one for each Jn. The Hartford only provides income mformation for the life of the investment. The Hartford will not break it down for me by year, although | lodged a special request that it do so. 1 am thus left with little option to leave the income column blank. Please advise if the Committee desires the statements of account, --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/3094. Public record. Not legal advice.