# Hildy Bowbeer

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/30815

## Record

- **Judge:** Hildy Bowbeer
- **Year:** 2018
- **Pages:** 30

## Text

US Bank (cash) — Interest
USAA Federal Savings Bank (cash) (X) (Y)
Rental Property #1, Collier County, FL — Rent
Northwestern Mutual Whole Life Insurance Policy #1 — Dividend
Northwestern Mutual Whole Life Insurance Policy #2 — Dividend
Phoenix Life (whole life policy) — Dividend
Optum Bank HSA (cash) — Int./Div.
Trust #1 (H)
Fidelity Individual Account (Money Market) (SPAXX) — Interest
3M Company Stock (common) (MMM) — Dividend
TOD #1 (H)
Fidelity Government Money Market (SPAXX) — Interest
3M Company VIP Excess (deferred compensation plan / no control) (cash) — None
3M Company Medical Savings Account (cash) — Interest
3M Company Stock Options — None — Sold (part)
3M Company Stock Options — Sold (part)
3M Company Stock (MMM) (X) — Dividend
Brokerage Account #1 (H)
Dreyfus General Money Market Fund Cl B (GMBXX) — Interest
Russell Tax-Managed US Mid & Small Cap Fund Class S (RTSSX) — None
Russell Tax-Exempt High Yield Bond Fund Class S (RTHSX) — Dividend
Russell Tax-Managed International Fund Class S (RTNSX) — Dividend
Russell Tax Managed US Large Cap Fund Class S (RETSX) — Dividend
Russell Global Real Estate Securities Fund Class S (RRESX) — Dividend
Russell Tax Exempt Bond Fund Class S (RLVSX) — Dividend
Trust #2 (H)
RBC Prime Market Money Fund (TPMXX) — Interest
New World Fund - Class F2 (NFFFX) — Dividend
Federated Equity Kaufman Sm Cap IS (FKAIX) — Dividend — Buy
Federated Strategic Val Div Fd Instl (SVAIX) — Dividend — Buy
Hartford Mutual Fds Inc Midcap Fd I (HFMIX) — None — Buy
Hartford Mutual Fds Inc Midcap Fd I (HFMIX) — Sold
IShares Core S&P Mid Cap ETF (IJH) — Dividend — Sold (part)
IShares Core S&P Small Cap ETF (IJR) — Dividend — Sold (part)
IShares Core S&P 500 ETF (IVV) — Dividend — Buy (add'l)
IShares Core S&P 500 ETF (IVV) — Sold (part)
Madison Fds Mid Cap Fd Cl Y (GTSGX) — Dividend — Buy
MFS Growth Fund CL I (MFEIX) — Dividend — Sold (part)
MFS SER TR I Value Fund (MEIIX) — Dividend — Buy (add'l)
MFS SER TR I Value Fund (MEIIX) — Sold (part)
MFS SER TR I Value Fund (MEIIX) — Sold (part)
T Rowe Price Blue Chip Growth Fd Inc (TRBCX) — None — Buy
T Rowe Price Blue Chip Growth Fd Inc (TRBCX) — Sold
Artisan Partners FDS Inc (APDKX) — Dividend — Sold
Harding Loevner Funds Intl Eq Port I (HLMIX) — Dividend — Buy
Oakmark Intl Fd Adv Cl (OAYIX) — None — Buy
Brandes Emerging Markets Value Fund (BEMIX) — Dividend — Sold
Brandes INVT TR INTC Small Cap (BISMX) — Dividend — Sold
IShares TR Core MSCI Total INTL Stock ETF (IXUS) — Dividend — Sold (part)
IShares TR Core MSCI Total INTL Stock ETF (IXUS) — Sold (part)
IShares TR Core MSCI Total INTL Stock ETF (IXUS) — Sold
Ivy Emerging Markets Equity Fund (IPOIX) — None — Sold
T Rowe Price Intl Funds Inc Emerging Mkts Stock Fd (PRMSX) — None — Buy
T Rowe Price Intl Funds Inc Emerging Mkts Stock Fd (PRMSX) — Sold
Oppenheimer Dev Mkts Fds Cl Y (ODVYX) — Dividend — Buy
Vanguard FTSE Dev Mkts ETF (VEA) — Dividend — Buy
AB Bd Fd Income Fd Advisor (ACGYX) — Dividend — Buy
AB Global Bond Fund (ANAYX) — Dividend
JPMorgan Tr I Global Bd Opp I (GBOSX) — Dividend — Buy
Dodge & Cox Income Fund (DODIX) — None — Sold
Ivy Apollo Strategic Income Fund (IIPOX) — Dividend
Lord Abbett Bd Deb Fd Inc F (LBDFX) — Dividend — Buy
Lord Abbett Short Dur Inc Fd F (LDLFX) — Dividend — Buy
Natixis Fds Loomis Sayles Sr Fltg Rate & Fxd Inc Y (LSIIX) — Dividend — Buy
Natixis Fds Loomis Sayles Sr Fltg Rate & Fxd Inc Y (LSIIX) — Sold
Loomis Sayles Investment Grade Bd Fd Y (LSIIX) — Dividend — Buy
Loomis Sayles Strategic Income Fund (NEZYX) — Dividend — Sold
Putnam Fds Tr Short Dur Inc Fd Y (PSDYX) — Dividend — Buy
Templeton Income TR Global Total Return Fund (TTRZX) — Dividend — Sold
MFS Ser Tr XIII Global Real Estate Fd I (MGLIX) — Dividend — Buy
MFS Ser Tr XIII Global Real Estate Fd I (MGLIX) — Buy (add'l)
Diamond Hill FDS Small Cap (DHMIX) — None — Sold
IRA #1 (H)
Northwestern Mutual General Money Market Fund Class B — Interest
Invesco Balanced-Risk Commodity Strategy Fund Class Y (BRCYX) — Dividend
American Century Diversified Bond Investor Class (ADFIX) — Dividend — Sold
Dodge & Cox Income Fund (DODIX) — Dividend
Europacific Growth Fund Class F-2 (AEPFX) — Dividend
Fidelity Advisor Mid Cap Fund Class I (FIIMX) — Dividend
Fidelity Advisor New Insights Fund Class I (FINSX) — Dividend — Sold (part)
Goldman Sachs Intl Sm Cap Insights Fd Cl I (GICIX) — Dividend — Buy
The Oakmark International Fund Class I (OAKIX) — Dividend
The Oakmark International Small Cap Fund (OAKEX) — None — Sold
John Hancock Disciplined Value Mid Cap Fund Class 1 (JVMIX) — Dividend
MFS Value Fund Class 1 (MEIIX) — Dividend
Northern Small Cap Value Fund (NOSGX) — Dividend
PIMCO Income Fund Class P (PONPX) — Dividend
T Rowe Price Emerging Markets Stock Fund (PRMSX) — Dividend
T Rowe Price Real Estate Fund (TRREX) — Dividend
TIAA-CREF Bond Fund Adv Class (TIBHX) — Dividend — Buy
IRA #2 (H)
RBC Cash and Federated Money Market Fund — Interest
Federated Equity FDS Kaufman Sm Cap Fd Cl I (FKAIX) — Dividend — Buy
Federated Equity FDS Kaufman Sm Cap Fd Cl I (FKAIX) — Sold (part)
Federated Equity FDS Kaufman Sm Cap Fd Cl I (FKAIX) — Sold (part)
Federated Equity FDS Kaufman Sm Cap Fd Cl I (FKAIX) — Sold (part)
Federated Equity FDS Kaufman Sm Cap Fd Cl I (FKAIX) — Buy (add'l)
Federated Equity FDS Kaufman Sm Cap Fd Cl I (FKAIX) — Sold (part)
Federated Strategic Value Div Fd I (SVAIX) — Dividend — Buy
Hartford Mut Fds Inc Midcap Fd I (HFMIX) — None — Buy
Hartford Mut Fds Inc Midcap Fd I (HFMIX) — Sold (part)
Hartford Mut Fds Inc Midcap Fd I (HFMIX) — Buy (add'l)
Hartford Mut Fds Inc Midcap Fd I (HFMIX) — Buy (add'l)
Hartford Mut Fds Inc Midcap Fd I (HFMIX) — Sold
Ishares Core S&P Mid Cap ETF (IJH) — Dividend — Sold (part)
Ishares Core S&P Mid Cap ETF (IJH) — Sold (part)
Ishares Core S&P Mid Cap ETF (IJH) — Buy (add'l)
Ishares Core S&P Mid Cap ETF (IJH) — Buy (add'l)
IShares Core S&P Small Cap ETF (IJR) — Dividend — Buy (add'l)
IShares Core S&P Small Cap ETF (IJR) — Sold (part)
IShares Core S&P Small Cap ETF (IJR) — Sold (part)
IShares Core S&P Small Cap ETF (IJR) — Buy (add'l)
IShares Core S&P Small Cap ETF (IJR) — Buy (add'l)
Ishares Core S&P 500 Index ETF (IVV) — Dividend — Sold (part)
Ishares Core S&P 500 Index ETF (IVV) — Buy (add'l)
Ishares Core S&P 500 Index ETF (IVV) — Sold (part)
Ishares Core S&P 500 Index ETF (IVV) — Sold (part)
Ishares Core S&P 500 Index ETF (IVV) — Buy (add'l)
Ishares Core S&P 500 Index ETF (IVV) — Sold (part)
Ishares Core S&P 500 Index ETF (IVV) — Sold (part)
Ishares Core S&P 500 Index ETF (IVV) — Sold (part)
Madison Fds Mid Cap Fd Cl Y (GTSGX) — Dividend — Buy
MFS Growth Mutual Fund (MFEIX) — Dividend — Sold (part)
MFS Growth Mutual Fund (MFEIX) — Sold (part)
MFS Growth Mutual Fund (MFEIX) — Sold (part)
MFS Growth Mutual Fund (MFEIX) — Buy (add'l)
MFS Growth Mutual Fund (MFEIX) — Buy (add'l)
MFS Growth Mutual Fund (MFEIX) — Sold (part)
MFS SER TR I Value Fund Cl I (MEIIX) — Dividend — Buy (add'l)
MFS SER TR I Value Fund Cl I (MEIIX) — Buy (add'l)
MFS SER TR I Value Fund Cl I (MEIIX) — Sold (part)
MFS SER TR I Value Fund Cl I (MEIIX) — Sold (part)
MFS SER TR I Value Fund Cl I (MEIIX) — Buy (add'l)
MFS SER TR I Value Fund Cl I (MEIIX) — Sold (part)
T Rowe Price Blue Chip Growth Fund (TRBCX) — None — Buy
T Rowe Price Blue Chip Growth Fund (TRBCX) — Sold (part)
T Rowe Price Blue Chip Growth Fund (TRBCX) — Sold (part)
T Rowe Price Blue Chip Growth Fund (TRBCX) — Buy (add'l)
T Rowe Price Blue Chip Growth Fund (TRBCX) — Sold
Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — Dividend — Buy (add'l)
Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — Buy (add'l)
Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — Buy
Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — Buy (add'l)
Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — Buy (add'l)
Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — Sold (part)
Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — Sold
Harding Loevner Fds Intl Eq Port I (HLMIX) — Dividend — Buy
Harding Loevner Fds Intl Eq Port I (HLMIX) — Buy (add'l)
Harding Loevner Fds Intl Eq Port I (HLMIX) — Sold (part)
Harding Loevner Fds Intl Eq Port I (HLMIX) — Buy (add'l)
Harding Loevner Fds Intl Eq Port I (HLMIX) — Sold (part)
Brandes Emerging Markets Mutual Fund (BEMIX) — Dividend — Sold (part)
Brandes Emerging Markets Mutual Fund (BEMIX) — Sold
Brandes INVT TR INTL Small Cap Equity FD CL I (BSMIX) — Dividend — Buy (add'l)
Brandes INVT TR INTL Small Cap Equity FD CL I (BSMIX) — Sold
IShares Core MSCI Total Int'l Stock ETF (IXUS) — Dividend — Sold (part)
IShares Core MSCI Total Int'l Stock ETF (IXUS) — Sold (part)
IShares Core MSCI Total Int'l Stock ETF (IXUS) — Sold (part)
IShares Core MSCI Total Int'l Stock ETF (IXUS) — Buy (add'l)
IShares Core MSCI Total Int'l Stock ETF (IXUS) — Sold (part)
IShares Core MSCI Total Int'l Stock ETF (IXUS) — Sold
Ivy Emerging Markets Equity Fund (IPOIX) — None — Buy (add'l)
Ivy Emerging Markets Equity Fund (IPOIX) — Buy (add'l)
Ivy Emerging Markets Equity Fund (IPOIX) — Sold
T Rowe Price Intl Fds Inc Emerging Mkts Stock Fd (PRMSX) — None — Buy
T Rowe Price Intl Fds Inc Emerging Mkts Stock Fd (PRMSX) — Buy (add'l)
T Rowe Price Intl Fds Inc Emerging Mkts Stock Fd (PRMSX) — Buy (add'l)
T Rowe Price Intl Fds Inc Emerging Mkts Stock Fd (PRMSX) — Sold
Oakmark Intl Fd Adv Cl (OAYIX) — None — Buy
Oppenheimer Dev Mkts Fds Cl Y (ODVYX) — Dividend — Buy
Oppenheimer Dev Mkts Fds Cl Y (ODVYX) — Sold (part)
Vanguard FTSE Dev Mkts ETF (VEA) — Dividend — Buy
AB Bond Fund Inc Income Fd Adv (ACGYX) — Dividend — Buy
AB Bond Fund Inc Income Fd Adv (ACGYX) — Sold (part)
AB Bond Fund Inc Income Fd Adv (ACGYX) — Buy (add'l)
AB Global Bond Fund (ANAYX) — Dividend — Buy (add'l)
AB Global Bond Fund (ANAYX) — Sold (part)
AB Global Bond Fund (ANAYX) — Sold (part)
AB Global Bond Fund (ANAYX) — Buy (add'l)
AB Global Bond Fund (ANAYX) — Sold (part)
AB Global Bond Fund (ANAYX) — Buy (add'l)
JPMorgan Tr I Gbl Bd Opp Fd I (GBOSX) — Dividend — Buy
JPMorgan Tr I Gbl Bd Opp Fd I (GBOSX) — Sold (part)
JPMorgan Tr I Gbl Bd Opp Fd I (GBOSX) — Sold (part)
JPMorgan Tr I Gbl Bd Opp Fd I (GBOSX) — Buy (add'l)
Dodge and Cox Income Fund (DODIX) — None — Buy (add'l)
Dodge and Cox Income Fund (DODIX) — Sold
Ivy Apollo Strategic Income Fund CL I (IIPOX) — Dividend — Buy (add'l)
Ivy Apollo Strategic Income Fund CL I (IIPOX) — Sold (part)
Ivy Apollo Strategic Income Fund CL I (IIPOX) — Sold (part)
Ivy Apollo Strategic Income Fund CL I (IIPOX) — Sold (part)
Ivy Apollo Strategic Income Fund CL I (IIPOX) — Buy (add'l)
Lord Abbett Bd Deb Fd Inc F (LBDFX) — Dividend — Buy
Lord Abbett Bd Deb Fd Inc F (LBDFX) — Sold (part)
Lord Abbett Bd Deb Fd Inc F (LBDFX) — Buy (add'l)
Lord Abbett Bd Deb Fd Inc F (LBDFX) — Sold (part)
Lord Abbett Bd Deb Fd Inc F (LBDFX) — Buy (add'l)
Lord Abbett Short Dur Inc Fd F (LDLFX) — Dividend — Buy
Lord Abbett Short Dur Inc Fd F (LDLFX) — Sold (part)
Lord Abbett Short Dur Inc Fd F (LDLFX) — Buy (add'l)
Lord Abbett Short Dur Inc Fd F (LDLFX) — Sold (part)
Lord Abbett Short Dur Inc Fd F (LDLFX) — Sold (part)
Lord Abbett Short Dur Inc Fd F (LDLFX) — Buy (add'l)
Natixis Fds Loomis Sayles Sr Fltg Rate Y (LSFYX) — Dividend — Buy
Natixis Fds Loomis Sayles Sr Fltg Rate Y (LSFYX) — Sold
Loomis Sayles Strategic Income Fund Class Y (NEZYX) — Dividend — Buy (add'l)
Loomis Sayles Strategic Income Fund Class Y (NEZYX) — Sold (part)
Loomis Sayles Strategic Income Fund Class Y (NEZYX) — Sold
Loomis Sayles Investment Grade Bd Fd Y (LSIIX) — Dividend — Buy
Loomis Sayles Investment Grade Bd Fd Y (LSIIX) — Sold (part)
Loomis Sayles Investment Grade Bd Fd Y (LSIIX) — Sold (part)
Loomis Sayles Investment Grade Bd Fd Y (LSIIX) — Buy (add'l)
Putnam Fds Tr Short Dur Inc Fd Y (PSDYX) — Dividend — Buy
Putnam Fds Tr Short Dur Inc Fd Y (PSDYX) — Sold (part)
Putnam Fds Tr Short Dur Inc Fd Y (PSDYX) — Buy (add'l)
Putnam Fds Tr Short Dur Inc Fd Y (PSDYX) — Sold (part)
Putnam Fds Tr Short Dur Inc Fd Y (PSDYX) — Sold (part)
Putnam Fds Tr Short Dur Inc Fd Y (PSDYX) — Buy (add'l)
Templeton Income Global Total Return Mutual Fund (TGTRX) — Dividend — Buy (add'l)
Templeton Income Global Total Return Mutual Fund (TGTRX) — Sold (part)
Templeton Income Global Total Return Mutual Fund (TGTRX) — Buy (add'l)
Templeton Income Global Total Return Mutual Fund (TGTRX) — Sold
MFS SER Tr XIII Global Real Estate Fd I (MGLIX) — Dividend — Buy
MFS SER Tr XIII Global Real Estate Fd I (MGLIX) — Sold (part)
MFS SER Tr XIII Global Real Estate Fd I (MGLIX) — Buy (add'l)
MFS SER Tr XIII Global Real Estate Fd I (MGLIX) — Buy (add'l)
MFS SER Tr XIII Global Real Estate Fd I (MGLIX) — Buy (add'l)
MFS SER Tr XIII Global Real Estate Fd I (MGLIX) — Sold (part)
Diamond Hill FDS Small Cap FD CL I (DHMIX) — None — Sold
Brokerage Account #2 (H)
RBC Money Market Bank Deposit Program — Interest
Franklin Temp ETF Tr LibQ US Sm Cap Eq (FLQS) — None — Buy
Federated Equity Fds Kaufman Sm Cap Fd IS (FKAIX) — Dividend — Buy
Federated Equity Fds Kaufman Sm Cap Fd IS (FKAIX) — Sold (part)
Federated Equity Fds Kaufman Sm Cap Fd IS (FKAIX) — Sold (part)
Federated Equity Fds Kaufman Sm Cap Fd IS (FKAIX) — Sold (part)
Federated Equity Fds Kaufman Sm Cap Fd IS (FKAIX) — Sold
Federated Strategic Val Div Fd Inst (SVAIX) — Dividend — Buy
Federated Strategic Val Div Fd Inst (SVAIX) — Sold
Hartford Mut Fds Inc Midcap Fd I (HFMIX) — None — Buy
Hartford Mut Fds Inc Midcap Fd I (HFMIX) — Sold (part)
Hartford Mut Fds Inc Midcap Fd I (HFMIX) — Sold
Ishares Core S&P Mid Cap ETF (IJH) — Dividend — Sold (part)
Ishares Core S&P Mid Cap ETF (IJH) — Sold (part)
Ishares Core S&P Mid Cap ETF (IJH) — Buy (add'l)
Ishares Core S&P Mid Cap ETF (IJH) — Sold
IShares Core S&P Small Cap ETF (IJR) — Dividend — Buy (add'l)
IShares Core S&P Small Cap ETF (IJR) — Sold (part)
IShares Core S&P Small Cap ETF (IJR) — Sold (part)
IShares Core S&P Small Cap ETF (IJR) — Buy (add'l)
IShares Core S&P Small Cap ETF (IJR) — Sold
Ishares Core S&P 500 Index ETF (IVV) — Dividend — Sold (part)
Ishares Core S&P 500 Index ETF (IVV) — Buy (add'l)
Ishares Core S&P 500 Index ETF (IVV) — Sold (part)
Ishares Core S&P 500 Index ETF (IVV) — Buy (add'l)
Ishares Core S&P 500 Index ETF (IVV) — Sold (part)
Ishares Core S&P 500 Index ETF (IVV) — Sold (part)
Ishares Core S&P 500 Index ETF (IVV) — Sold (part)
Ishares Core S&P 500 Index ETF (IVV) — Sold
Ishares S&P 500 Value ETF (IVE) — Dividend — Buy
Ishares S&P 500 Value ETF (IVE) — Sold
Ishares Core Hi Div ETF (HDV) — None — Buy
Ishares Tr Ishares Core Div Growth ETF (DGRO) — None — Buy
Madison Fds Mid Cap Fd Cl Y (GTSGX) — None — Buy
Madison Fds Mid Cap Fd Cl Y (GTSGX) — Sold
MFS Growth Mutual Fund (MFEIX) — Dividend — Sold (part)
MFS Growth Mutual Fund (MFEIX) — Buy (add'l)
MFS Growth Mutual Fund (MFEIX) — Sold (part)
MFS SER TR I Value Fund Cl I (MEIIX) — Dividend — Buy (add'l)
MFS SER TR I Value Fund Cl I (MEIIX) — Buy (add'l)
MFS SER TR I Value Fund Cl I (MEIIX) — Sold (part)
MFS SER TR I Value Fund Cl I (MEIIX) — Sold (part)
MFS SER TR I Value Fund Cl I (MEIIX) — Buy (add'l)
MFS SER TR I Value Fund Cl I (MEIIX) — Sold (part)
MFS SER TR I Value Fund Cl I (MEIIX) — Sold (part)
MFS SER TR I Value Fund Cl I (MEIIX) — Sold
Vanguard Index Fds Vang Hi Div Yld ETF (VYM) — Dividend — Buy
Ishares Tr Ishares Core MSCI Intl Dev Mkts ETF (IDEV) — None — Buy
T Rowe Price Blue Chip Growth Fd Inc (TRBCX) — None — Buy
T Rowe Price Blue Chip Growth Fd Inc (TRBCX) — Buy (add'l)
T Rowe Price Blue Chip Growth Fd Inc (TRBCX) — Sold (part)
T Rowe Price Blue Chip Growth Fd Inc (TRBCX) — Sold
Oakmark Internatl Fd Adv Cl (OAYIX) — None — Buy
Oppenheimer Dev Mkts Fds Cl Y (ODVYX) — Dividend — Buy
Oppenheimer Dev Mkts Fds Cl Y (ODVYX) — Sold (part)
Oppenheimer Dev Mkts Fds Cl Y (ODVYX) — Sold (part)
Vanguard FTSE Dev Mkts ETF (VEA) — Dividend — Buy
Vanguard FTSE Dev Mkts ETF (VEA) — Sold (part)
Vanguard FTSE Dev Mkts ETF (VEA) — Sold
Vanguard FTSE Dev Mkts ETF (VEA) — Buy
Vanguard FTSE Dev Mkts ETF (VEA) — Sold
Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — Dividend — Buy (add'l)
Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — Buy (add'l)
Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — Buy (add'l)
Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — Sold
Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — Buy
Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — Sold
Harding Loevner Fds Inc Intl Eq Port I (HLMIX) — None — Buy
Harding Loevner Fds Inc Intl Eq Port I (HLMIX) — Buy (add'l)
Harding Loevner Fds Inc Intl Eq Port I (HLMIX) — Buy (add'l)
Harding Loevner Fds Inc Intl Eq Port I (HLMIX) — Sold
Harding Loevner Fds Inc Intl Eq Port I (HLMIX) — Buy
Harding Loevner Fds Inc Intl Eq Port I (HLMIX) — Sold
Brandes Emerging Markets Mutual Fund (BEMIX) — Dividend — Sold
Brandes INVT TR INTL Small Cap Equity FD CL I (BSMIX) — Dividend — Buy (add'l)
Brandes INVT TR INTL Small Cap Equity FD CL I (BSMIX) — Sold
Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Dividend — Sold (part)
Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Sold (part)
Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Sold (part)
Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Buy (add'l)
Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Sold (part)
Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Buy (add'l)
Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Sold
Ivy Emerging Markets Equity Fund (IPOIX) — None — Buy (add'l)
Ivy Emerging Markets Equity Fund (IPOIX) — Buy (add'l)
Ivy Emerging Markets Equity Fund (IPOIX) — Sold
T Rowe Price Intl Fds Inc Emerging Mkts Stock Fd (PRMSX) — None — Buy
T Rowe Price Intl Fds Inc Emerging Mkts Stock Fd (PRMSX) — Buy (add'l)
T Rowe Price Intl Fds Inc Emerging Mkts Stock Fd (PRMSX) — Sold
AB Global Bond Fund (ANAYX) — Dividend — Buy (add'l)
AB Global Bond Fund (ANAYX) — Sold (part)
AB Global Bond Fund (ANAYX) — Sold (part)
AB Global Bond Fund (ANAYX) — Sold (part)
JPMorgan Tr Gbl Bd Opps Fd Cl 1 (GBOSX) — Dividend — Buy
JPMorgan Tr Gbl Bd Opps Fd Cl 1 (GBOSX) — Buy (add'l)
Natixis FDS Loomis Sayles Sr Fltg Rate (LSFYX) — Dividend — Buy
Natixis FDS Loomis Sayles Sr Fltg Rate (LSFYX) — Sold
Templeton Global Bd Fd Advisor (TGBAX) — Dividend — Buy
Templeton Global Bd Fd Advisor (TGBAX) — Sold
Templeton Global Bd Fd Advisor (TGBAX) — Sold (part)
Templeton Global Bd Fd Advisor (TGBAX) — Sold
AB High Income Municipal Portfolio CL Advisor (ABTYX) — Dividend — Buy
AB High Income Municipal Portfolio CL Advisor (ABTYX) — Sold (part)
AB High Income Municipal Portfolio CL Advisor (ABTYX) — Sold (part)
AB High Income Municipal Portfolio CL Advisor (ABTYX) — Buy (add'l)
Dodge & Cox Income Mutual Fund (DODIX) — None — Buy (add'l)
Dodge & Cox Income Mutual Fund (DODIX) — Sold
Ivy Apollo Strategic Income Fund CL I (IIPOX) — Dividend — Buy (add'l)
Ivy Apollo Strategic Income Fund CL I (IIPOX) — Sold
Loomis Sayles Strategic Income Fund Class Y (NEZYX) — Dividend — Buy (add'l)
Loomis Sayles Strategic Income Fund Class Y (NEZYX) — Sold
Templeton Income Global Total Return Mutual Fund (TTRZX) — Dividend — Buy (add'l)
Templeton Income Global Total Return Mutual Fund (TTRZX) — Sold
IShares Tr iBonds Dec 2023 Term Muni Bd ETF (IBML) — Dividend — Buy
IShares Tr iBonds Dec 2023 Term Muni Bd ETF (IBML) — Sold (part)
IShares Tr iBonds Dec 2023 Term Muni Bd ETF (IBML) — Sold (part)
IShares Tr National Muni Bond ETF (MUB) — Dividend — Buy
IShares Tr National Muni Bond ETF (MUB) — Sold (part)
IShares Tr National Muni Bond ETF (MUB) — Sold (part)
IShares Tr National Muni Bond ETF (MUB) — Sold (part)
Vanguard Muni Bond Fund HY Tax Exempt Admiral (VWALX) — Dividend — Buy
Vanguard Muni Bond Fund HY Tax Exempt Admiral (VWALX) — Sold (part)
Vanguard Muni Bond Fund HY Tax Exempt Admiral (VWALX) — Buy (add'l)
Vanguard Muni Bond Fund HY Tax Exempt Admiral (VWALX) — Sold (part)
Vanguard Muni Bond Fund HY Tax Exempt Admiral (VWALX) — Sold (part)
MFS Ser Tr XIII Global Real Estate Fd I (MGLIX) — Dividend — Buy
MFS Ser Tr XIII Global Real Estate Fd I (MGLIX) — Buy (add'l)
MFS Ser Tr XIII Global Real Estate Fd I (MGLIX) — Sold (part)
Diamond Hill FDS Small Cap FD CL I (DHMIX) — None — Sold
IRA #3 (H)
Northwestern Mutual General Money Market Fund CL B — Interest
American Century Diversified Bond Investor Class (ADFIX) — Dividend — Sold
Deutsche Enhanced Commodity Strategy Fund (SKIRX) — Dividend
Dodge & Cox Income Fund (DODIX) — Dividend
Europacific Growth Fund Class F-2 (AEPFX) — Dividend
Fidelity Advisor Mid Cap II Fund Class I (FIIMX) — Dividend
Fidelity Advisors New Insights Fund Class I (FINSX) — Dividend — Sold (part)
Goldman Sachs Intl Sm Cap Insights Fd Cl I (GICIX) — Dividend — Buy
The Oakmark International Fund Investor Class (OAKIX) — Dividend
The Oakmark International Small-Cap Fund Investor Class (OAKEX) — None — Sold
Hartford World Bond Fund Class I (HWDIX) — Dividend
John Hancock Disciplined Value Mid Cap Fund Class I (JVMIX) — Dividend
MFS Value Fund Class I (MEIIX) — Dividend
New World Fund Class F-2 (NFFFX) — Dividend
Northern Small Cap Value Fund (NOSGX) — Dividend
Pimco Income Fund Class P (PONPX) — Dividend
T Rowe Price Real Estate (TRREX) — Dividend
TIAA-CREF Bond Fund Advisor Class (TIBHX) — Dividend — Buy
Trust #3 (H)
Northwestern Mutual General Money Market Fund CL B (Y)
Macquarie Infrastructure Corp SHS (MIC) — Dividend
Trust #4 (H)
Northwestern Mutual General Money Market Fund CL B — Interest
Deutsche Enhanced Commodity Strategy Fund (SKIRX) — Dividend
Dodge & Cox International Fund (DODFX) — None — Buy (add'l)
Europacific Growth Fund Class F-2 (AEPFX) — Dividend
Fidelity Advisor Mid Cap II Fund Class I (FIIMX) — Dividend
Fidelity Advisor New Insights Fund Class I (FINSX) — Dividend
Fidelity Advisor Internediate Muni Income Fund Class I (FZIIX) — Dividend — Buy (add'l)
Franklin Federal Intermediate-Term Tax- Free Income Fund (FITZX) — Dividend — Buy (add'l)
John Hancock Disciplined Value Mid Cap Fund Class I (JVMIX) — Dividend
MFS Value Fund Class I (MEIIX) — Dividend — Buy (add'l)
New World Fund Class F-2 (NFFFX) — Dividend
Northern Small Cap Value Fund (NOSGX) — Dividend
T Rowe Price Emerging Markets Stock (PRMSX) — Dividend
T Rowe Price Real Estate (TRREX) — Dividend — Buy (add'l)
Gray Plant Mooty Retirement Savings Trust (H)
Dodge & Cox Stock (DODGX) — None
T Rowe Price Growth Stock (PRGFX) — None
Vanguard Institutional Index I (VINIX) — None
American Century Small Cap Value I (ACVIX) — None
Fidelity Small Cap Growth (FCPGX) — None
Vanguard Mid Cap Index Institutional (VMCIX) — None
Morgan Stanley Inst International E (MSIQX) — None
T Rowe Price International Discove (PRIDX) — None
American Funds American Balanced R5 (RLBFX) — None
T Rowe Price Short Term Bond (PRWBX) — None
Vanguard Total Bond Market Index I (VBMFX) — None
Retirement Account #2 (H)
Schwab Bank Cash Sweep — Interest
US Bancorp (USB) — None — Sold
Entergy Corp (ETR) — None — Sold
Piper Jaffray (PJC) — None — Sold
Misc Holdings (H)
Gray Plant Mooty Mooty and Bennett PA — Dividend
Rallyvest, LLC — Interest
Rallyvest III, LLC (X) — None
Trustee, Trust #1
Trustee, Trust #2
Agreement — 1997 — 3M Company Pension Plan - former employer, no control other than to specify when pension payments will start; intend to recuse from all 3M matters before Court
Agreement — 1997 — 3M Company Long Term Incentive Plan (stock options and Restricted Stock Units) - former employer; options and RSUs already granted will vest over time
Reimbursement — AIPLA — Jan 25-27, 2018 — Palm Springs, CA — Speaker — Travel, lodging, meals
Reimbursement — Georgetown University — Nov 15-16, 2018 — Washington, DC — Speaker — Travel, lodging, meals
Income — 2018 — New Harbinger Publishing Company - book royalties — $1,288.00
Spouse's income — 2018 — Gray, Plant, Mooty, Mooty & Bennett, PA - salary

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/30815. Public record. Not legal advice.