# Nancy Friedman Atlas

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/30803

## Record

- **Judge:** Nancy Friedman Atlas
- **Year:** 2018
- **Pages:** 27

## Text

BBVA Compass Bank, Houston, TX — Interest
DFSIX: MFO DFA Intl Small Co Portfolio Fund — Dividend — Sold (part)
Dreyfus Appreciation Fund — Dividend — Buy (add'l)
Dreyfus Appreciation Fund — Buy (add'l)
Dreyfus Appreciation Fund — Buy (add'l)
Dreyfus Appreciation Fund — Buy (add'l)
Estate #2
NOGXX- MFB Northern US Govt Money Market FDS — Interest — Buy
Real Property, Hidalgo Cy, Tx (X) — None — Sold
US Treas Bills 02-28-2019 — Interest — Buy
GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Int./Div. — Sold (part)
IRA #2
Chevron Corp Bnds 2.193% Due 11-15-2019 — Interest
Comcast Corp. New 5.7% Due 05-15-2018 BEO — Interest — Matured
Deere John Cap Corp Medium Term NTS- Book 3.15% Due 10-15-2021 — Interest
GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index — Int./Div. — Sold (part)
JP Morgan Chase & Co 4.5% Due 01-24-2022 REG — Interest
NFRA - MFC Flexshares Tr Stoxx Global Broad Infrastructure Index FD — Dividend — Sold (part)
NGREX - MFB Northern FDS Global Real Estate Index FD — Dividend — Sold (part)
NHFIX - MFB Northern Hi Yield Fxd Inc. FD — Interest — Sold (part)
NOBOX-MFB Northern FDS BD Index FD (Y) (FN 1)
NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Dividend — Sold (part)
NOGXX - MFB Northern US Govt Money Market FDS — Interest
NOINX - MFB Northern Intl Equity Index FD — Dividend — Sold (part)
NOMIX - MFB Northern Mid Cap Index FD — Dividend — Sold (part)
NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)
NOSIX - MFB Northern FDS STK Index FD — Dividend — Sold (part)
NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)
NSIDX- MFB Northern FDS Small Cap Index FD — Dividend — Sold (part)
NSIDX- MFB Northern FDS Small Cap Index FD — Buy (add'l)
Pfizer Inc. 5.2% 08-12-2020 REG — Interest
TDTT- MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index FD — Interest
Wells Fargo & Co 3.5% Due 03-08-2022 REG — Interest
IRA #3
American Express Credit 2.6% 09-14-2020 — Interest
Chevron Corp Bnds 2.193% Due 11-15-2019 — Interest
Comcast Corp. New 5.7% Due 05-15-2018 BEO — Interest — Matured
Deere John Cap Corp Medium Term NTS- Book 3.15% Due 10-15-2021 — Interest
Gen Elec Cap Corp 4.625% Due 01-07-2021 — Interest
GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index — Int./Div. — Sold (part)
JP Morgan Chase & Co 4.5% Due 01-24-2022 REG — Interest
Medtronic Inc. 3.15% Due 03-15-2022 REG — Interest
NFRA - MFC Flexshares Tr Stock Global Broad Infrastructure Index FD — Dividend — Sold (part)
NGREX- MFB Northern FDS Global Real Estate Index FD — Dividend — Sold (part)
NHFIX - MFB Northern Hi Yield Fxd Inc. FD — Interest — Sold (part)
NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Dividend — Sold (part)
NOGXX - MFB Northern US Govt Money Market FDS — Interest
NOINX - MFB Northern Intl Equity Index FD — Dividend — Sold (part)
NOMIX - MFB Northern Mid Cap Index FD — Dividend — Sold (part)
NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)
NOSIX - MFB Northern FDS STK Index FD — Dividend — Sold (part)
NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)
NSIDX - MFB Northern FDS Small Cap Index FD — Dividend — Sold (part)
NSIDX - MFB Northern FDS Small Cap Index FD — Buy (add'l)
Shell Intl Fin B V 2.0% Due 11-15-2018 REG — Interest — Matured
TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Interest
Toyota Mtr Cr Corp Medium Term NTS Book Entry Mtn 2.125% Due 07-18-2 — Interest
Wells Fargo & Co New Medium Term SR NTS Book Entry Tranche # TR 0016 — Interest
Westpac BKG Corp 2.15% Due 03-06-2020 REG — Interest
IRA #5
Vanguard Small Cap Index Fund — Dividend
IRA #6
Vanguard Small Cap Index Fund — Dividend
Vanguard 500 Index Fund — Dividend
Vanguard Treasury Money Market Fund — Interest
IRA #7
NHFIX - MFB Northern Hi Yield Fxd Inc. FD — Interest
NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Dividend
NOGXX - MFB Northern US Govt Money Market FDS — Interest
NOINX-Northern Intl Equity Index FD — Dividend
NOSIX - MFB Northern FDS STK Index FD — Dividend
NSIDX - MFB Northern FDS Small Cap Index FD (FN 2) — Dividend
IRA #8
NOGXX - MFB Northern US Govt Money Market FDS — Interest — Buy
LLC # 1
IJH MFC Ishares Core S&P Mid-Cap ETF — Dividend — Buy
BHYIX-MFO Blackrock FDS V High Yield BD Port Instl C — Interest — Buy
GUNR-MFC Flexshares TR Morningstar Global Upstream Nat Res Ind — Int./Div. — Buy
GUNR-MFC Flexshares TR Morningstar Global Upstream Nat Res Ind — Buy (add'l)
GUNR-MFC Flexshares TR Morningstar Global Upstream Nat Res Ind — Sold (part)
IWM-MFC Ishares TR Russell 2000 ETF — Dividend — Buy
IWM-MFC Ishares TR Russell 2000 ETF — Buy (add'l)
IWM-MFC Ishares TR Russell 2000 ETF — Sold (part)
NGREX-MFB Northern FDS Global Real Estate Index FD — Dividend — Buy
NGREX-MFB Northern FDS Global Real Estate Index FD — Sold (part)
NMFIX-MFB Northern Multi Manager Global Listed Infrastructure — Dividend — Buy
NMFIX-MFB Northern Multi Manager Global Listed Infrastructure — Sold (part)
NMMEX-MFB Northern FDS Active M Emerging Markets Equity FD — Dividend — Buy
NMMEX-MFB Northern FDS Active M Emerging Markets Equity FD — Buy (add'l)
NMMEX-MFB Northern FDS Active M Emerging Markets Equity FD — Sold (part)
NOGXX-MFB Northern Funds US Govt Money Market FD — Interest — Buy
NOINX-MFB Northern Equity Index Funds Intl Eqt Index — Dividend — Buy
NOINX-MFB Northern Equity Index Funds Intl Eqt Index — Sold (part)
NSITX-MFB Northern Fds Short Inter Tax Exempt FD — Interest — Buy
NSITX-MFB Northern Fds Short Inter Tax Exempt FD — Buy (add'l)
NSITX-MFB Northern Fds Short Inter Tax Exempt FD — Buy (add'l)
NTAUX-MFB Northern Funds Tax Advantaged Ultra Short Fixed — Interest — Buy
NTAUX-MFB Northern Funds Tax Advantaged Ultra Short Fixed — Buy (add'l)
Real Property, Cameron Cnty, TX — None
SPY-MFC SPDR S&P 500 ETF Trust Units Ser 1 S&P — Dividend — Buy
SPY-MFC SPDR S&P 500 ETF Trust Units Ser 1 S&P — Buy (add'l)
SPY-MFC SPDR S&P 500 ETF Trust Units Ser 1 S&P — Sold (part)
LLC #2
BBVA Compass Bank, Houston, TX — None — Open
Ojo Labs, Inc. — Buy
Nexus BSP LLC (was Nexus Resources, LLC- Preferred & Blind Squirrel) — Int./Div.
NFRA-MFC Tr Stoxx Global Broad Infrastructure Index FD — Dividend
NGREX- MFB Northern FDS Global Real Estate Index FD — Dividend — Sold (part)
NHFIX-MFB Northern Hi Yield Fxd Inc. FD — Interest — Buy (add'l)
NHFIX-MFB Northern Hi Yield Fxd Inc. FD — Sold (part)
NHFIX-MFB Northern Hi Yield Fxd Inc. FD — Buy (add'l)
NHFIX-MFB Northern Hi Yield Fxd Inc. FD — Buy (add'l)
NOEMX- MFB Northern FDS Emerging Mkts Equity Index FD — Dividend — Sold (part)
NOEMX- MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part)
NOEMX- MFB Northern FDS Emerging Mkts Equity Index FD — Buy (add'l)
NOGXX- MFB Northern US Govt Money Market FDS — Interest
NOINX - MFB Northern Intl Equity Index FD — Dividend — Sold (part)
NOINX - MFB Northern Intl Equity Index FD — Sold (part)
NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)
NOITX - MFB Northern FDS Inter Tax Exempt FD — Interest — Buy (add'l)
NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l)
NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold (part)
NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l)
NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l)
NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l)
NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l)
NOMIX - MFB Northern Mid Cap Index FD — Dividend — Sold (part)
NOSIX - MFB Northern FDS STK Index FD — Dividend — Sold (part)
NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)
NOSIX - MFB Northern FDS STK Index FD — Sold (part)
NOSIX - MFB Northern FDS STK Index FD — Sold (part)
NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)
NSIDX - MFB Northern FDS Small Cap Index FD — Dividend — Sold (part)
(FN 3) — None
TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Interest — Sold (part)
TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Sold (part)
TPG Partners V, L.P. (FN 4) — Int./Div.
401(K) (FN 5)
Goldman Sachs Actively Managed Bond Fund — None — Sold (part)
Goldman Sachs Actively Managed Bond Fund — Sold
State Street S&P 500 Ind NL Ser K — None — Sold (part)
State Street S&P 500 Ind NL Ser K — Sold (part)
State Street S&P 500 Ind NL Ser K — Sold (part)
State Street S&P 500 Ind NL Ser K — Sold (part)
State Street US Bd Ind NL Ser CI K — None — Sold (part)
State Street US Bd Ind NL Ser CI K — Buy (add'l)
State Street US Bd Ind NL Ser CI K — Buy (add'l)
State Street US InfProt Bd Ind CI C — None — Buy (add'l)
State Street US InfProt Bd Ind CI C — Buy (add'l)
State Street US InfProt Bd Ind CI C — Sold (part)
State Street US InfProt Bd Ind CI C — Sold (part)
State Street US InfProt Bd Ind CI C — Buy (add'l)
State Street US InfProt Bd Ind CI C — Buy (add'l)
State Street Global AllCap Eq Ex-US Ind NL Ser CI K — None — Sold (part)
State Street Global AllCap Eq Ex-US Ind NL Ser CI K — Buy (add'l)
State Street Global AllCap Eq Ex-US Ind NL Ser CI K — Buy (add'l)
State Street Global AllCap Eq Ex-US Ind NL Ser CI K — Sold (part)
State Street Global AllCap Eq Ex-US Ind NL Ser CI K — Sold (part)
State Street Russell Small/Mid/Cap Ind NL Ser CI K — None — Buy (add'l)
State Street Russell Small/Mid/Cap Ind NL Ser CI K — Buy (add'l)
State Street Russell Small/Mid/Cap Ind NL Ser CI K — Buy (add'l)
State Street Russell Small/Mid/Cap Ind NL Ser CI K — Sold (part)
State Street Russell Small/Mid/Cap Ind NL Ser CI K — Sold (part)
VFF II FAF L.P. (FN 6) — Int./Div.
VFF II FAF, L.P. (Cayman) — Int./Div.
Wegoma Berkshire VII, LLC (FN 7) — Int./Div.
TRUST 1
Dreyfus Appreciation Fund — Dividend
TRUST 4 (FN 8)
BBVA Compass Bank, Houston, TX Acct. #6
Pacific Life Insurance Company
BlackRock - Equity Index (formerly "Equity Index-BlackRock")
ClearBridge Invs. LLC Var Mid Cap Core CL II
Fidelity VIP Govt Money Market SC
Franklin and BlackRock Small-Cap Equity
MFS Inv Mgemt. Int'l Large-Cap
Oppenheimer Funds Inc. Emerging Markets
Pacific Asset Mgemt High Yield Bond
PIMCO Inflation Managed
PIMCO Managed Bond
Principal Real Estate (formerly "Morgan Stanley Real Estate)
QS Investors Int'l Small Cap
T Rowe Price Dividend Growth Portfolio
Van Eck Worldwide Ins. Trust VIP Global Hard Assets
TRUST 5
BBVA Compass Bank, Houston, TX Acct. #7 — None — Closed
TRUST 6
Baltimore Cnty MD 4% 08-01-2020 BEO — Interest
Baltimore Cnty MD 5% Due 03-01-2019 BEO — Interest
Carroll Cnty MD 5% 11-01-2021 BEO — Interest
Clatsop Cnty Ore Sch Dist No 010 4.0% Due 06-15-2021 BEO — Interest
Connecticut St. Revolving FD Gen Rev 3.0% Due 05-01-2020 BEO — Interest
Denver COLO City & Cnty Sch Dist No 1 5% 12-01-2021 BEO — Interest
Fairfax Cnty VA 5% 04-01-2020 BEO — Interest
GUNR: MFC Flexshares TR Morningstar Global Upstream Nat Res Index — Int./Div.
Kansas St Dev Fin Auth Rev 5% 02-01-2021 BEO — Interest
Maricopa Cnty Ariz Sch Dist No 3 Tempe Elem 3.5% Due 07-01-2022 — Interest
Massachusetts St. 4% 08-01-2019 BEO — Interest
Minnesota St 5% 10-01-2020 BEO — Interest
New York NY City Transitional Fin Auth Rev 5% 05-01-2028 BEO — Interest — Matured
New York St Dorm Auth St Pers Income Tax Rev 5% 12-15-2020 BEO — Interest
NMMEX: MFB Northern FDS Multi- Manager Emerging Mkts FD — Dividend
NOGXX: MFB Northern US Govt Money Market FDS — Interest
NOINX: MFB Northern Intl Equity Index FD — Dividend
North Kansas City MO Sch Dist No 74 5% 03-01-2019 BEO — Interest
NOSIX: MFB Northern FDS STK Index Fd — Interest — Buy (add'l)
Pennsylvania St 5% 05-01-2020 BEO — Interest
Phoenix Ariz Civic Impt Corp Tran Excise Tax Rev 5% 07-1-2019 BEO — Interest
Real Property, Travis Cty, TX — Rent
TDTT: MFC Flexshares Tr Iboxx 3 yr Target Duration Tips Index Fd — Interest
TRUST 7
NFRA: MFC Flexshares Tr Stoxx Global Broad Infrstrcture Index FD — Dividend
NGREX: MFB Northern FDS Global Real Estate Index FD — Dividend
NMHYX: MFB Northern FundsMulti Manager High Yield Opportunity Fund — Dividend
NMMEX: MFB Northern FDS Multi- Manager Emerging Mkts FD — Dividend
NOGXX - MFB Northern US Govt Money Market FDS — Interest
NOINX: MFB Northn Intl Eqty Index FD — Dividend
NOMIX: MFB Northn Mid Cap Index FD — Dividend — Buy (add'l)
NOSIX: MFB Northern FDS Stk Index FD — Dividend — Buy (add'l)
NSIDX: MFB Northern FDS Small Cap Index FD — Dividend — Buy (add'l)
PCRIX: MFO PIMCO FDS PAC INVT MGMT SER COMMODITY REALRETURN STRATEGY F — Dividend — Buy (add'l)
Real Property, Travis Cty, TX — Rent
TRUST 8
GUNR: MFC Flexshres TR Morningstar Global Upstream Nat Res Index FD — Int./Div.
NFRA: MFC Flexshares Tr Stoxx Global Broad Infrastructure Index FD — Dividend
NGREX: MFB Northern FDS Global Real Estate Index FD — Dividend
NHFIX: MFB Northn Hi Yield Fxd Inc FD — Interest
NOEMX: MFB Northn Fds Emerging Mkts Eqty Eqty Index FD — Dividend — Buy (add'l)
NOGXX - MFB Northern US Govt Money Market FDS — Interest
NOINX: MFB Northn Intl Eqty Index FD — Dividend — Buy (add'l)
NOITX: MFB Northern Funds Inter Tax Exempt FD — Interest — Sold (part)
NOMIX: MFB Northn Mid Cap Index FD — Dividend — Buy (add'l)
NOSIX: MFB Northern FDS Stk Index FD — Dividend — Buy (add'l)
NSIDX: MFB Northern FDS Small Cap Index FD — Dividend — Buy (add'l)
NTAUX: MFB Northern Funds Tax Advantaged Ultra Short Fixed — Interest
TDTT: MFC Flexshares Tr Iboxx 3 yr Target Duration Tips Index Fd — Interest
Vanguard 500 Index Fund — Dividend
TRUST 9
Alabama Fed Aid Hwy Fin Auth Spl Oblig Rev 5.0% Due 09-01-2025 BEO — Interest
Bay Area Toll Auth Calif Toll Brdg Rev Rmrktd 2.0% Due 04-01-2053 / — Interest
Bellmore-Merrick NY Cent High Sch Dist 2% 07-15-2024 BEO — Interest
California St 5.0% Due 10-01-2024 BEO — Interest — Buy
Chippewa Falls Wis Area Uni Sch Dist. 5.0% Due 03-01-2027/03-01-2026 — None — Buy
Colorado Springs Colo Utils Rev 5% Due 11-15-2025 BEO — Interest — Buy
Connecticut St 5% 10-15-2020 BEO — Interest — Buy
Florida St Brd Ed Lottery Rev 5.25% 07-01-2026 BEO — Interest — Sold
Florida St Brd Ed Pub Ed 4% 06-01-2023 BEO — Interest
Kansas St Dev Fin Auth Rev 5% 12-01-2021 BEO — Interest
Massachusetts St. 5% 07-01-2023 BEO — Interest
Metro Wastewtr Reclamation Dist Colo Swrrev 5% 04-01-2020 BEO — Interest — Sold
Metropolitan Council Minn Minneapolis- StPaul Met Area 5% 03-01-2022 — Interest
New York NY City Transitional Fin Auth Rev 5% 5-01-2028 BEO — Interest — Sold
New York St Dorm Auth St Pers Income Tax Rev 5% 12-15-2020 BEO — Interest
NMMEX: MFB Northern FDS Multi- Manager Emerging Mkts FD — Dividend
NOGXX - MFB Northern US Govt Money Market FDS — Interest
NOINX: MFB Northern Intl Equity Index FD — Dividend
NOSIX: MFB Northern FDS STK Index FD — Dividend — Buy (add'l)
Pennsylvania St 5% 05-01-2020 BEO — Interest
Phoenix Ariz 4% Due 07-01-2024 BEO — Interest
San Francisco Calif City & Cnty Pub Utils Commn Wtr Rev 5% Due 11-01 — Interest
TDTT: MFC Flexshares Tr Tr Iboxx 3 yr Target Duration Tips Index FD — Interest
Texas Transn Commn St Hwy FD Rev 3% Due 10-01-2021 BEO — Interest
Triborough Brdg & Tunl Auth NY Revs 5% 11-15-2021 BEO — Interest
Trinity River Auth Tex Regl Wastewtr Sysrev 3.0% Due 08-01-2023 BEO — Interest
Tucson Ariz 3% 07-01-2021 BEO — Interest — Sold
Virginia Comwlth Transn Brd Transn Rev 5.0% Due 05-15-2025 BEO — Interest
Wake Cnty N C 5.0% Due 03-01-2025 BEO — Interest
Washington St 5% Due 07-01-2024 BEO — Interest
Washington St 5% Due 08-01-2021 BEO — Interest
TRUST 10
DFISX: MFO DFA Intl Small Co Portfolio Fund — Dividend — Sold (part)
DFISX: MFO DFA Intl Small Co Portfolio Fund — Sold (part)
DFISX: MFO DFA Intl Small Co Portfolio Fund — Buy (add'l)
DFISX: MFO DFA Intl Small Co Portfolio Fund — Buy (add'l)
DFISX: MFO DFA Intl Small Co Portfolio Fund — Sold
GUNR: MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Int./Div. — Sold (part)
GUNR: MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Sold (part)
GUNR: MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Sold (part)
NFRA: MFC Flexshares Tr Stoxx Global Broad Infrastructure Index FD — Dividend — Buy (add'l)
NFRA: MFC Flexshares Tr Stoxx Global Broad Infrastructure Index FD — Sold (part)
NFRA: MFC Flexshares Tr Stoxx Global Broad Infrastructure Index FD — Buy (add'l)
NGREX: MFB Northern FDS Global Real Estate Index FD — Dividend — Buy (add'l)
NGREX: MFB Northern FDS Global Real Estate Index FD — Sold (part)
NGREX: MFB Northern FDS Global Real Estate Index FD — Buy (add'l)
NHFIX: MFB Northern Hi Yield Fxd Inc FD — Interest — Buy (add'l)
NHFIX: MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)
NHFIX: MFB Northern Hi Yield Fxd Inc FD — Sold (part)
NHFIX: MFB Northern Hi Yield Fxd Inc FD — Sold
NMHYX: MFB Northern Funds Multi Manager High Yield Opportunity Fund — Interest — Buy
NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Dividend — Buy (add'l)
NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part)
NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part)
NOGXX - MFB Northern US Govt Money Market FDS — Interest
NOINX: MFB Northern Intl Equity Index FD — Dividend — Buy (add'l)
NOINX: MFB Northern Intl Equity Index FD — Sold (part)
NOINX: MFB Northern Intl Equity Index FD — Buy (add'l)
NOINX: MFB Northern Intl Equity Index FD — Sold (part)
NOMIX: MFB Northern Mid Cap Index FD — Dividend — Buy (add'l)
NOMIX: MFB Northern Mid Cap Index FD — Sold (part)
NOMIX: MFB Northern Mid Cap Index FD — Buy (add'l)
NOMIX: MFB Northern Mid Cap Index FD — Sold (part)
NOSIX: MFB Northern FDS STK Index FD — Dividend — Sold (part)
NOSIX: MFB Northern FDS STK Index FD — Buy (add'l)
NOSIX: MFB Northern FDS STK Index FD — Buy (add'l)
NOSIX: MFB Northern FDS STK Index FD — Sold (part)
NOSIX: MFB Northern FDS STK Index FD — Sold (part)
NOSIX: MFB Northern FDS STK Index FD — Buy (add'l)
NOSIX: MFB Northern FDS STK Index FD — Sold (part)
NSIDX: MFB Northern FDS Small Cap Index FD — Dividend — Sold (part)
NSIDX: MFB Northern FDS Small Cap Index FD — Buy (add'l)
NSIDX: MFB Northern FDS Small Cap Index FD — Sold (part)
VEU: MFC Vanguard Intl Equity Index FDS Vanguard FTSE All World Ex — Dividend — Buy
TRUST 11 (X) (FN 9)
GUNR: MFC Flexshares TR Morningstar Global Upstream Nat Res Ind FD — Int./Div.
IWB: MFC Ishares TR Russell 1000 ETF — Dividend
IWR: MFC Ishares TR Russell Mid-Cap ETF — Dividend
NGREX: MFB Northern FDS Global Real Estate Index FD — Dividend
NMFIX: MFB Northern Multi Manager Global Listed Infrastructure — Dividend
NMHYX: MFB Northern Funds Multi Manager High Yield Opportunity — Dividend
NMMEX: MFB Northern FDS Multi- Manager Emerging Mkts FD — Dividend
NOGXX - MFB Northern US Govt Money Market FDS — Interest
NOINX: MFB Northern Intl Equity Index FD — Dividend
NOITX: MFB Northern Funds Inter Tax Exempt FD — Interest
NSITX: MFB Northern FDS Short Inter Tax Exempt — Interest
Trust 12
Austin Tex 5.0% Due 09-01-2024 BEO — Interest — Sold
Beaufort Cnty S C Sch Dist 5.0% Due 03-01-2021 — Interest
Bismarck N D 5.0% Due 05-01-2022 — Interest
Connecticut St 5.0% DUE 10-15-2020 BEO — Interest
Florida St Brd Ed Lottery Rev 5.25% Due 07-01-2026/ 07-01-2018 — Interest — Matured
Georgia St 5.0% Due 07-01-2021 BEO — Interest
GUNR: MFC Flexshares TR Morningstar Global Upstream Nat Res Ind — Int./Div. — Sold (part)
IWB: MFC Ishares TR Russell 1000 ETF — Dividend — Sold (part)
IWB: MFC Ishares TR Russell 1000 ETF — Sold (part)
IWR: MFC Ishares TR Russell Mid-Cap ETF — Dividend — Sold (part)
Logan City Utah Sch Dist 5.0% Due 06-15-2021 BEO — Interest
Mecklenburg Cnty N C 5.0% Due 12-01-2021 BEO — Interest
Metropolitan Transn Auth NY Rev 5.0% Due 11--15-2021 BEO — Interest — Sold
Missouri St Environmental Impt & Energy Res Auth Wtr Pollutn Ctl — Interest — Sold
New York NY City Transitional Fin Auth Rev 5.0% Due 05-01-2028 — Interest — Matured
New York St Dorm Auth St Pers Income TaxRev Unrefunded Balance — Interest
NGREX: MFB Northern FDS Global Real Estate Index FD — Dividend — Sold (part)
NMFIX: MFB Northern Multi Manager Global Listed Infrastructure — Dividend — Sold (part)
NMHYX: MFB Northern Funds Multi Manager High Yield Opportunity — Dividend — Sold (part)
NMMEX: MFB Northern FDS Multi- Manager Emerging Mkts FD — Dividend — Sold (part)
NOGXX - MFB Northern US Govt Money Market FDS — Interest
NOINX: MFB Northern Intl Equity Index FD — Dividend — Sold (part)
NOINX: MFB Northern Intl Equity Index FD — Sold (part)
NOINX: MFB Northern Intl Equity Index FD — Sold (part)
NTAUX: MFB Northern Funds Tax Advantaged Ultra Short Fixed — Interest — Sold (part)
Pennsylvania St 5.0% Due 05-01-2020 BEO — Interest
Portland Ore Swr Sys Rev 5.0% Due 06-01-2021 — Interest
Texas St Fltg Rt.5.0% Due 10-01-2022 BEO (was TX St. 5% Due 10-01-22) — Interest
Trust 13
NOGXX- MFB Northern US Govt Money Market FDS (X) (FN10) — Interest
Associate Member, VICTORY (Houston American Cancer Society)
Co-Trustee, Trust 1
Co-Trustee (see Section VIII, Section I, Note 1), Trust 2
Co-Trustee (see Section VIII, Section I, Note 1), Trust 3
Co-Trustee, Trust 4
Co-Trustee, Trust 5
Task Force Co-Chair, American Bar Association Section of Litigation
Gift — (Section V, Note 1) — See Section VIII — $0.0
Reimbursement — PRBANK — 01/08/2018-01/12/2018 — 8 New York City, NY — Puerto Rico Mediation Bankruptcy — transportation, lodging, meals
Reimbursement — American Bar Association, Section of Litigation ("SOL") — 01/18/2018-01/20/2018 — 8 Honolulu, HI — Winter Leadership Meeting — transportation, lodging, meals
Reimbursement — PRBANK — 01/22/2018-01/24/2018 — 8 New York City, NY — Puerto Rico Mediation Bankruptcy — transportation, lodging, meals
Reimbursement — PRBANK — 01/30/2018-02/04/2018 — 8 New York City, NY — Puerto Rico Mediation Bankruptcy — transportation, lodging, meals
Reimbursement — PRBANK — 02/26/2018-03/01/2018 — 8 New York City, NY — Puerto Rico Mediation Bankruptcy — transportation, lodging, meals
Reimbursement — PRBANK — 03/06/2018-03-12-2018 — 8 New York City, NY — Puerto Rico Mediation Bankruptcy — transportation, lodging, meals
Reimbursement — Federal Judicial Center ("FJC") — 03/13/2018-03/14/2018 — 8 New Orleans, LA — Bankruptcy Judge Mediation Training — transportation, lodging, meals
Reimbursement — PRBANK — 04/02/2018-04/05/2018 — 8 New York City, NY — Puerto Rico Mediation Bankruptcy — transportation, lodging, meals
Reimbursement — PRBANK — 04/16/2018-04/18/2018 — 8 New York City, NY — Puerto Rico Mediation Bankruptcy — transportation, lodging, meals
Reimbursement — PRBANK — 04/30/2018-05/03/2018 — 8 New York City, NY — Puerto Rico Mediation Bankruptcy — transportation, lodging, meals
Reimbursement — PRBANK — 05/07/2018-05/09/2018 — 8 New York City, NY — Puerto Rico Mediation Bankruptcy — transportation, lodging, meals
Reimbursement — PRBANK — 05/14/2018-05/17/2018 — 8 New York City, NY — Puerto Rico Mediation Bankruptcy — transportation, lodging, meals
Reimbursement — Federal Judicial Center ("FJC") — 05/23/2018-05/25/2018 — 8 Austin, TX — Fifth Circuit Judicial Conference — transportation, lodging, meals
Reimbursement — Federal Judicial Center ("FJC") — 07/10/2018-07/12/2018 — 8 Denver, CO — National Workshop for Bankruptcy Judges — transportation, lodging, meals
Reimbursement — PRBANK — 07/30/2018-08/03/2018 — 8 New York City, NY — Puerto Rico Mediation Bankruptcy — transportation, lodging, meals
Reimbursement — PRBANK — 08/06/2018-08/08/2018 — 8 New York City, NY — Puerto Rico Mediation Bankruptcy — transportation, lodging, meals
Spouse's income — 2017 — Trustee fees
Spouse's income — 2017 — Legal consulting fees
Section I Notes:
(1) Neither I nor my spouse has a beneficial interest in Trust 2 or Trust 3. Nor did we create either trust.
Section V Notes:

(1) A few times each year, friends invite and me to sit with them at tables they have purchased at charity events. We occasionally invite friends to do
the same, i.e., join us at tables we have purchased for charity events. Since my confirmation, each time a friend has invited us to sit at his/her table,
has made a contribution to the organization hosting the event equal to or greater than the fair market value of two tickets to the event. Each time, the invitation has
come from a close friend whose friendship long predated my nomination. A few of those friends are lawyers and could someday represent clients in my court. To
my knowledge, none of those friends was a party or represented clients in my court at the time of either their invitation to attend the event or the event at which we
sat at their table.

Section VII Notes:

(1) The "Sold (part)" on 2/27/17 listed on the 2017 FDR should have been listed as "Sold."
(2) The "Sold" listed on the 2017 FDR for this asset was an error.
(3) A loan was made, if any, on the date listed in column D(2) in the amount shown in column D(3).
(4) TPG Partners V, L.P. is a private equity fund that makes periodic capital calls. There were no capital calls this year.
(5) Lines reflecting no income in this 401(k) are so reported because none was attributed to those particular holdings during the reporting period, whether taxable,
tax exempt, or tax deferred, or because the investiments do not allocate income to individual holdings, but instead are credited only in unit value, per page 42 of
the filing instructions.
(6) Vista Equity Partners' VFF II FAF, L.P. is a private equity fund. In response to periodic capital calls, we invested an amount within category J on 1/05/18,
5/21/18, 6/28/18, 10/12/18, and 12/26/18.
(7) Wegoma Berkshire VII, L.P. is a private equity fund. There were no capital calls this year.
(8) All the assets in Trust 4 except BBVA Compass Bank are investments funded by the cash value of the Pacific Life Insurance Co. life insurance policy (listed
on line 17). Assets in lines 172 - 184 are part of that life insurance policy. Pacific Life informed that it cannot provide the income for any year.
Company representatives explained that because I hold an interest in funds in which the cash value of an insurance policy has been invested, and not an individual
taxable investment, there are no individual dividends or realized gains to report; all that is reported are gains or losses to the policy cash value. In addition,
according to the company, under applicable government regulations an insurance policy is considered an asset, not an investment.
(9) This asset was transferred in 10/30/18 from a relative's personal account after death.
(10) The asset in Trust 13 was inadvertently omitted from prior reports.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/30803. Public record. Not legal advice.