# James S. Moody jr

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/3067

## Record

- **Judge:** James S. Moody jr
- **Year:** 2018
- **Report type:** Annual
- **Pages:** 39

## Text

CALL HDP — Sold
SUNTRUST CASH ACCOUNTS (cash) — Interest
MERRILL LYNCH BANK DEPOSIT PROGRAM (cash) (X) — Interest
TRUST ACCOUNT #1 (H)
ML BANK DEPOSIT PROGRAM (cash) — Interest
Akoustis Technologies (AKTS) — None — Buy (add'l)
Ambarella Inc (AMBA) — None
Anheuser-Busch Inbev Adr (BLD) — None — Buy
Anheuser-Busch Inbev Adr (BLD) — Sold
Annaly Cap Mgmnt (NLY) (Y)
Aphria Inc SHS (APHOQF) — None — Buy (add'l)
Apple Inc (AAPL) — Int/Div — Buy
Apple Inc (AAPL) — Sold (part)
Apple Inc (AAPL) — Buy (add'l)
Apple Inc (AAPL) — Sold
Apptio Inc CL A (APTI) — None — Buy (add'l)
Apptio Inc CL A (APTI) — Sold (part)
Apptio Inc CL A (APTI) — Sold
Apptio Inc CL A (APTI) — Buy
Apptio Inc CL A (APTI) — Sold
Apptio Inc CL A (APTI) — Buy
Apptio Inc CL A (APTI) — Sold
Ardelvx Inc SH A (ARDX) — None — Buy (add'l)
Ares Capital Corp (ARCO) (Y)
Arista Networks Inc (ANET) — None — Buy
Arista Networks Inc (ANET) — Buy (add'l)
Aurora Cannabis Inc (ACBFF) — Int/Div — Buy (add'l)
Bicoin lnvt TR SHS USD (GBTC) — Int/Div — Sold
Boston Beer Company Inc (SAM) — None — Sold
BP PLC(BPYY)
Calyxt Inc Reg SHS (CLXT) — None — Buy
Canopy Growth Corp (TWMIF) — None — Buy (add'l)
Cnspr Therapeutics AG (CRSP) — None — Buy
Editas Medicine Inc SHS (EDIT) — None — Buy
Cyber-Ark Software Ltd (CYBR) — None — Sold
Ensco PLC SHS SL A (ESV) — Int/Div — Sold
Fireeye Inc (FEYE) — None — Sold (part)
Fireeye Inc (FEYE) — Buy (add'l)
Fireeye Inc (FEYE) — Sold
Fireeye Inc (FEYE) — Buy
Fireeye Inc (FEYE) — Sold
Fireeye Inc (FEYE) — Buy
Fireeye Inc (FEYE) — Sold
Fireeye Inc (FEYE) — Buy
Hortonworks Inc SHS (HDP) — None — Buy
Hortonworks Inc SHS (HDP) — Buy (add'l)
Hortonworks Inc SHS (HDP) — Sold (part)
Hortonworks Inc SHS (HDP) — Buy (add'l)
Hortonworks Inc SHS (HDP) — Sold (part)
Hortonworks Inc SHS (HDP) — Buy (add'l)
H-VI]Inc(IVhH — None — Buy
Lumentum Holdings Inc (LITE) — None — Buy (add'l)
Lumentum Holdings Inc (LITE) — Sold (part)
Lumentum Holdings Inc (LITE) — Sold
Lumentum Holdings Inc (LITE) — Buy (add'l)
Macom Technology (MTSI) — None — Buy
Macom Technology (MTSI) — Buy (add'l)
Macom Technology (MTSI) — Sold (part)
New Gold Inc CDA (NGD) — None
New Relic Inc INEWR) — None — Buy
New Relic Inc INEWR) — Sold
New Relic Inc INEWR) — Buy
New Relic Inc INEWR) — Sold
New Relic Inc INEWR) — Buy
New Relic Inc INEWR) — Sold
New Relic Inc INEWR) — Buy
Nuance Communications (NUAN) — None — Buy
Nuance Communications (NUAN) — Buy (add'l)
Nuance Communications (NUAN) — Sold (part)
OKTA Inc Reg SHS (OKTA) — None — Buy
OKTA Inc Reg SHS (OKTA) — Sold
OKTA Inc Reg SHS (OKTA) — Buy
OKTA Inc Reg SHS (OKTA) — Sold
OKTA Inc Reg SHS (OKTA) — Buy
OKTA Inc Reg SHS (OKTA) — Sold
OKTA Inc Reg SHS (OKTA) — Buy
OKTA Inc Reg SHS (OKTA) — Sold (part)
Overstock.com Inc (OSTK) — None
Proctor & Gamble Co (PG) — None — Buy
Proctor & Gamble Co (PG) — Sold
Regions Finl Corp (RF) — Int/Div
Shopify Inc (SHOP) — None — Buy
Shopify Inc (SHOP) — Sold
Shopify Inc (SHOP) — Buy
Shopify Inc (SHOP) — Sold (part)
Smap Inc CL A (SNAP) — None — Sold
Smap Inc CL A (SNAP) — Buy
Smap Inc CL A (SNAP) — Sold
Smap Inc CL A (SNAP) — Buy
Square Inc (SQ) — None — Buy
Square Inc (SQ) — Sold
Square Inc (SQ) — Buy
Square Inc (SQ) — Sold
Square Inc (SQ) — Buy
Square Inc (SQ) — Sold (part)
Starbucks Corp (SBUX) — Int/Div — Buy
Starbucks Corp (SBUX) — Buy (add'l)
Starbucks Corp (SBUX) — Sold (part)
Starbucks Corp (SBUX) — Buy (add'l)
Starbucks Corp (SBUX) — Sold (part)
Starbucks Corp (SBUX) — Sold
Suncor Energy Inc (SU) — Int/Div — Sold
Suntrust Bks Inc (ST) — Int/Div
Torex Gold Resources Inc (TORXF) — None
Valero Energy Corp (VLO) — None — Buy
Western Alliance (WAL) — None
Wells Fargo & Co (WFC) — Int/Div — Buy (add'l)
Wells Fargo & Co (WFC) — Sold (part)
Wells Fargo & Co (WFC) — Buy (add'l)
Wells Fargo & Co (WFC) — Sold (part)
Wix Com Lid (WIX) — None — Buy
Wix Com Lid (WIX) — Sold (part)
Wix Com Lid (WIX) — Buy (add'l)
Wix Com Lid (WIX) — Sold (part)
Wynn Resorts Lid (WYNN) — None — Buy
Zendesk Inc SHS (ZEN) — None — Buy
Calamos Strat Tot Return (CSQ) — Int/Div
TRUST ACCOUNT 22 (H)
Amnaly Cap Mgmnt (NLY) — Int/Div
Aphria Inc SHS (APHQF) — None — Buy
Ares Capital Corp (ARCC) (X) — Int/Div
Bank of America Corp (BAC) — Int/Div
Aurora Cannibas Inc (ACB) — Int/Div — Buy
BP PLC (BP) (X) — Int/Div
Canopy Growth Corp (CGC) — None — Buy
Roval Gold Inc (RGLD) — Int/Div
Spero Therapeutics Inc (SPRO) — None — Buy
Vivendi SHS UNSP ADR (VIVHY) — Int/Div
Calamos Strat Tot Return (CSQ) — Int/Div — Buy
BROKERAGE ACCOUNT #1 (H)
ML BANK DEPOSIT PROGRAM (cash) — Interest
BP PLC (BP) — Int/Div
Valero Energy Corp (VLO) — Int/Div
Wells Fargo & Co (WFC) — Int/Div
BROKERAGE ACCOUNT #2 (H)
ML BANK DEPOSIT PROGRAM (cash) — Interest
BP PLC (BP) — Int/Div
Valero Energy Corp (VLO) — Int/Div
Wells Fargo & Co (WFC) — Int/Div
BROKERAGE ACCOUNT #3 (H)
ML BANK DEPOSIT PROGRAM (cash) — Interest
Proctor & Gamble (PG) — Int/Div
Travelers Cos Inc (TRV) — Int/Div
OTHER HOLDINGS (H)
Starbucks Corp (SBUX) — Int/Div
Valero Energy Corp (VLO) — Int/Div
Calamos Strar Tot Return (CSQ) — Int/Div
BROKERAGE ACCOUNT #4 (H)
ML BANK DEPOSIT PROGRAM (cash) xX) — Interest
AKOUSTIS TECHNOLOGIES (AKTS) (X) — None — Buy (add'l)
ALIO GOLD INC REG SHS (ALOYV(X) — None
ALLEGIANT TRAVEL CO(ALGT) — Int/Div — Buy
ALLEGIANT TRAVEL CO(ALGT) — Sold
ALLEGIANT TRAVEL CO(ALGT) — Buy
ALPHABET INC SHS CL C (GOOG) — None — Buy
ALPHABET INC SHS CL C (GOOG) — Sold
ALPHABET INC SHS CL C (GOOG) — Buy
AMBARELLA INC (AMBA)Y(X) — None
ANHELSER-BUSCH INBEV ADR (BLD) — None — Buy
ANHELSER-BUSCH INBEV ADR (BLD) — Sold
APHRIA INC SHS (APHA) (formerly (APHOF)) (X) — None
APPLE INC (AAPL) (X) — None — Sold
APPLE INC (AAPL) (X) — Buy
APPLE INC (AAPL) (X) — Buy (add'l)
APPLE INC (AAPL) (X) — Sold (part)
APPLE INC (AAPL) (X) — Sold
APPTIO INC CL A (APT]) — None — Buy
APPTIO INC CL A (APT]) — Sold
APPTIO INC CL A (APT]) — Buy
APPTIO INC CL A (APT]) — Sold
APPTIO INC CL A (APT]) — Buy
APPTIO INC CL A (APT]) — Sold
ARDELYX INC SHS (ARDX) (X) — None
ARES CAPITAL CORP (ARCOYX) — Int/Div
ARISTA NETWORKS INC (ANET) — None — Buy
ARISTA NETWORKS INC (ANET) — Buy (add'l)
ARISTA NETWORKS INC (ANET) — Buy (add'l)
ASTELLAS PHARMA INC SHS (ALPMY) 1X) — Int/Div — Buy (add'l)
AURORA CANNABIS INC (ACB) {formerly (ACBFF) (X) — None
AXOS FINL INC (AX) (formerly BOFI HLDG INC (BOFIN(X) — None — Sold
AXOS FINL INC (AX) (formerly BOFI HLDG INC (BOFIN(X) — Buy
AXOS FINL INC (AX) (formerly BOFI HLDG INC (BOFIN(X) — Sold
AXOS FINL INC (AX) (formerly BOFI HLDG INC (BOFIN(X) — Buy
BELO SUN MINING CORP (VNNHFUUX) — None
CANOPY GROWTH CORP (CGC) (formerly TWMIF) (X) — None
CIRRUS LOGIC INC DEL (CRLS) — None — Buy
CME GROUP INC (CME) (X) — Int/Div — Sold
CME GROUP INC (CME) (X) — Buy
CME GROUP INC (CME) (X) — Sold
CME GROUP INC (CME) (X) — Buy
CME GROUP INC (CME) (X) — Sold
CME GROUP INC (CME) (X) — Buy
CME GROUP INC (CME) (X) — Sold
CME GROUP INC (CME) (X) — Buy
CME GROUP INC (CME) (X) — Sold
CME GROUP INC (CME) (X) — Buy
CME GROUP INC (CME) (X) — Sold
CME GROUP INC (CME) (X) — Buy
CRISPR THERAPEUTICS AGICRSM (X) — None — Sold (part)
CRISPR THERAPEUTICS AGICRSM (X) — Buy
CRISPR THERAPEUTICS AGICRSM (X) — Buy
CRISPR THERAPEUTICS AGICRSM (X) — Sold (part)
CRISPR THERAPEUTICS AGICRSM (X) — Buy (add'l)
CRISPR THERAPEUTICS AGICRSM (X) — Sold
CRISPR THERAPEUTICS AGICRSM (X) — Buy
CYBER-ARK SOFTWARE LTD (CYBR) — None — Buy
CYBER-ARK SOFTWARE LTD (CYBR) — Sold
CYBER-ARK SOFTWARE LTD (CYBR) — Buy
CYBER-ARK SOFTWARE LTD (CYBR) — Sold
CYBER-ARK SOFTWARE LTD (CYBR) — Buy
CYBER-ARK SOFTWARE LTD (CYBR) — Sold
CYBER-ARK SOFTWARE LTD (CYBR) — Buy
CYBER-ARK SOFTWARE LTD (CYBR) — Sold
CYBER-ARK SOFTWARE LTD (CYBR) — Buy
EDITAS MEDICINE INC SHS (EDITHY (X) — None — Sold
EDITAS MEDICINE INC SHS (EDITHY (X) — Buy
EDITAS MEDICINE INC SHS (EDITHY (X) — Buy (add'l)
EDITAS MEDICINE INC SHS (EDITHY (X) — Sold (part)
EDITAS MEDICINE INC SHS (EDITHY (X) — Buy (add'l)
ENDO INTL PLC SHS (ENDP) (X) — None
ENERGOUS CORP SHS IWATIVX) — None — Sold
ENERGOUS CORP SHS IWATIVX) — Buy
ENERGOUS CORP SHS IWATIVX) — Sold (part)
ENERGOUS CORP SHS IWATIVX) — Buy
ENSCO PLC SHS CL A (ESV (X) — None — Sold
ENSCO PLC SHS CL A (ESV (X) — Buy
ENSCO PLC SHS CL A (ESV (X) — Sold
EQUITY COMMONWEALTH (EQC) (X) — None
FAIRFAX FINL HLDGS LTD (FRFHF) — Int/Div — Buy
FIREEYE INC (FEYE) (X) — None — Sold
FIREEYE INC (FEYE) (X) — Buy
FIREEYE INC (FEYE) (X) — Sold
FIREEYE INC (FEYE) (X) — Buy
FRONTIER COMMUNICATIONS (FIR) xX) — None — Sold (part)
FRONTIER COMMUNICATIONS (FIR) xX) — Sold (part)
FRONTIER COMMUNICATIONS (FIR) xX) — Sold
GILEAD SCIENCES INC COM (GILD) (xX) — Int/Div — Sold
GILEAD SCIENCES INC COM (GILD) (xX) — Buy
HORTONWORKS INC SHS (HDPY (X) — None — Sold
HORTONWORKS INC SHS (HDPY (X) — Buy
HORTONWORKS INC SHS (HDPY (X) — Sold
HORTONWORKS INC SHS (HDPY (X) — Buy
HORTONWORKS INC SHS (HDPY (X) — Sold
HORTONWORKS INC SHS (HDPY (X) — Buy
II-VI INC (IVD — None — Buy
ILLUMINA INC COM (ILMN) — None — Buy
ILLUMINA INC COM (ILMN) — Sold
ILLUMINA INC COM (ILMN) — Buy
ILLUMINA INC COM (ILMN) — Sold
ILLUMINA INC COM (ILMN) — Buy
ILLUMINA INC COM (ILMN) — Sold
ILLUMINA INC COM (ILMN) — Buy
ILLUMINA INC COM (ILMN) — Sold
ILLUMINA INC COM (ILMN) — Buy
INTELLIA THERAPEUTICS INTLAY(X) — None — Sold
INTELLIA THERAPEUTICS INTLAY(X) — Buy
KINDER MORGAN INC DEL (KMD (X) — Int/Div
KIRKLAND LAKE GOLD LTD (KL (X) — None — Sold
KIRKLAND LAKE GOLD LTD (KL (X) — Buy
KIRKLAND LAKE GOLD LTD (KL (X) — Sold
LUMENTUM HOLDINGS INC (LITE) (X) — None — Sold (part)
LUMENTUM HOLDINGS INC (LITE) (X) — Buy (add'l)
LUMENTUM HOLDINGS INC (LITE) (X) — Sold (part)
LUMENTUM HOLDINGS INC (LITE) (X) — Sold
LUMENTUM HOLDINGS INC (LITE) (X) — Buy
LUMENTUM HOLDINGS INC (LITE) (X) — Sold
LUMENTUM HOLDINGS INC (LITE) (X) — Buy
MARRIOTT INTL INC NEW A (MAR) — Int/Div — Buy
MICROVISION INC (IMVIS) (XX) — None
NEW GOLD INC CDA (NGD)Y (X) — None
NEW RELIC INC (NEWRY (X) — None — Sold
NEW RELIC INC (NEWRY (X) — Buy
NEW RELIC INC (NEWRY (X) — Sold
NOKIA CORP SPON ADR (NOK (XD — None — Sold
NUANCE COMMUNICATIONS INC INUANY(X) — None
NUTANIX INC (NTNX)(X) — None — Sold
NUTANIX INC (NTNX)(X) — Buy
NUTANIX INC (NTNX)(X) — Sold
NUTANIX INC (NTNX)(X) — Buy
NUTANIX INC (NTNX)(X) — Sold
NUTANIX INC (NTNX)(X) — Buy
OKTA INC REG SHS CL A (OKTA) — None — Buy
OKTA INC REG SHS CL A (OKTA) — Sold
OKTA INC REG SHS CL A (OKTA) — Buy
OKTA INC REG SHS CL A (OKTA) — Sold
OKTA INC REG SHS CL A (OKTA) — Buy
OKTA INC REG SHS CL A (OKTA) — Sold
OKTA INC REG SHS CL A (OKTA) — Buy
OKTA INC REG SHS CL A (OKTA) — Sold
OKTA INC REG SHS CL A (OKTA) — Buy
OKTA INC REG SHS CL A (OKTA) — Sold
OKTA INC REG SHS CL A (OKTA) — Buy
OVERSTOCK.COM INC(OSTKY (IX) — None — Buy (add'l)
PAYPAL HOLDINGS INC SHS (PYPL) — None — Buy
QUANTENNA COMMUNICATIONS {QTNAY (X) — None — Sold
QUANTENNA COMMUNICATIONS {QTNAY (X) — Buy
QUANTENNA COMMUNICATIONS {QTNAY (X) — Sold (part)
QUANTENNA COMMUNICATIONS {QTNAY (X) — Buy (add'l)
ROYAL GOLD INC COM (RGLDY (X) — Int/Div
SABINA SILVER CORP SHS (SGSVF) XxX) — None
SEABRIDGE GOLD INC (SA) (X) — None — Sold
SHOPIFY INC CL A (SHO (X) — None — Sold
SHOPIFY INC CL A (SHO (X) — Buy
RIL) — Sold
RTIY) — Buy
RTIY) — Buy (add'l)
RTIY) — Sold
RTIY) — Buy
RITS — Sold
RII) — Buy
SNAP INC CL A (SNAPPY (IX) — None — Sold
SNAP INC CL A (SNAPPY (IX) — Buy
SNAP INC CL A (SNAPPY (IX) — Sold
SNAP INC CL A (SNAPPY (IX) — Buy
SQUARE INC SHS CL A (SQ) — None — Buy
SQUARE INC SHS CL A (SQ) — Sold
STARBUCKS CORP (SBLX) (X) — Int/Div — Sold
STARBUCKS CORP (SBLX) (X) — Buy
TALEND SA (TLNDY(X) — None
TELECOM ITALIA SPA ADR — Int/Div — Buy
TELECOM ITALIA SPA ADR — Buy (add'l)
TELECOM ITALIA SPA ADR — Sold
TOREX GOLD RESOURCES INC ({TORFX)(X) — None
TWILIO INC CL A (TWLOY(X) — None — Sold (part)
TWILIO INC CL A (TWLOY(X) — Sold (part)
TWILIO INC CL A (TWLOY(X) — Buy (add'l)
TWILIO INC CL A (TWLOY(X) — Sold
TWILIO INC CL A (TWLOY(X) — Buy
TWILIO INC CL A (TWLOY(X) — Sold
WELLS FARGO & CO NEW DEL (WFC) XxX) — Int/Div — Sold
WELLS FARGO & CO NEW DEL (WFC) XxX) — Buy
WIXCOMLTD (WIX) (X) — None — Buy
WIXCOMLTD (WIX) (X) — Sold
WIXCOMLTD (WIX) (X) — Buy
WIXCOMLTD (WIX) (X) — Sold
WIXCOMLTD (WIX) (X) — Buy
WYNN RESORTS LTD (WYNNIX) — Int/Div — Sold
WYNN RESORTS LTD (WYNNIX) — Buy
WYNN RESORTS LTD (WYNNIX) — Sold
WYNN RESORTS LTD (WYNNIX) — Buy
WYNN RESORTS LTD (WYNNIX) — Sold
WYNN RESORTS LTD (WYNNIX) — Buy
WYNN RESORTS LTD (WYNNIX) — Buy (add'l)
BITCOININNVT TR SHS USD (GBTOY (UX) — None — Sold
VANECK VECTORS GOLD (GDX)y (X) — Int/Div — Sold (part)
VANECK VECTORS GOLD (GDX)y (X) — Sold (part)
BROKERAGE ACCOUNT #5 (H)
ML BANK DEPOSIT PROGRAM (cash) xX) — Interest
AIR LEASE CORP CL A (AL) — Int/Div — Buy
CIE FINANCIERE RICHEMONT (CFRUY (XD) — Int/Div
FAIRFAX FINL HLDGS LTD (FRFHF) — Int/Div — Buy (add'l)
SPERO THERAPEUTICS INC (SPRO)Y — None — Buy
VIVENDI SHS UNSP ADR (VIVHY) — Int/Div — Buy (add'l)
CALAMOS STRA TOT RETURN (CSQ) — Int/Div — Buy
IPATH BLOOMBERG COPPER (JJCTF) (xX) — None
CUSTODIAL ACCOUNT #1 (H)
Anheuser-Busch Inbev Adr (BLD) — Int/Div — Buy
BP PLC (BM) — Int/Div — Buy
Canopy Growth Corp (CGC) — None — Buy
Roval Gold Inc (RGLD) — Int/Div
Starbucks Corp (SBUX) — Int/Div
Vivendi SHS UNSP ADR (VIVHY) — Int/Div
Calamos Strat Tot Return (CSQ) — Int/Div
CUSTODIAL ACCOUNT #2 (H)
Anheuser Busch (BUD) — Int/Div — Buy
BP PLC (BP) — Int/Div — Buy
Canopy Growth Corp (CGC) — None — Buy
Royal Gold Inc (RGLD) — Int/Div
Starbucks Corp (SBUX) — Int/Div
Vivendi SHS UNSP ADR (VIVHY) — Int/Div
Calamos Strat Tot Return (CSQ) — Int/Div
CUSTODIAL ACCOUNT #3 (H)
Anheuser Busch (BUD) — Int/Div — Buy
BP PLC (BP) — Int/Div — Buy
Canopy Growth Corp (CGC) — None — Buy
Roval Gold Inc (RGLD) — Int/Div
Starbucks Corp (SBUX) — Int/Div
Vivendi SHS UNSP ADR (VIVHY) — Int/Div
Calamos Strat Tot Return (CSQ) — Int/Div
CUSTODIAL ACCOUNT 84 (MH)
Anheuser Busch (BUD) — Int/Div — Buy
BP PLC (BM) — Int/Div — Buy
Canopy Growth Corp (CGC) — None — Buy
Roval Gold Inc (RGLD) — Int/Div
Starbucks Corp (SBUX) — Int/Div
Vivendi SHS UNSP ADR (VIVHY) — Int/Div
Calamos Strat Tot Return (CSQ) — Int/Div
CUSTODIAL ACCOUNT #5 (H)
Anheuser Busch (BUD) — Int/Div — Buy
BP PLC (BP) — Int/Div — Buy
Canopy Growth Corp (CGC) — None — Buy
Roval Gold Inc (RGLD) — Int/Div
Starbucks Corp (SBUX) — Int/Div
Vivendi SHS UNSP ADR (VIVHY) — Int/Div
Calamos Strat Tot Return (CSQ) — Int/Div
CUSTODIAL ACCOUNT #6 (H)
Anheuser Busch (BUD) — Int/Div — Buy
BP PLC (BM) — Int/Div — Buy
Canopy Growth Corp (CGC) — None — Buy
Roval Gold Inc (RGLD) — Int/Div
Starbucks Corp (SBUX) — Int/Div
Vivendi SHS UNSP ADR (VIVHY) — Int/Div
Calamos Strat Tot Return (CSQ) — Int/Div
CUSTODIAL ACCOUNT #7 (H)
Anheuser Busch (BUD) — Int/Div — Buy
BP PLC (BP) — Int/Div — Buy
Canopy Growth Corp (CGC) — None — Buy
Valero Energy Corp (VLO) — Int/Div — Buy
MOODY INVESTMENTS FAMILY LIMITED PARTNERSHIP — Int/Div
GEO THERMAL (Y)
FIRST TAMPA ALEXANDER — None
MISSOURI MIDWAY — Interest
REAL PROPERTY (H)
Investment Property #1, Valrico, FL — None
Investment Property #2, Longboat Key, FL — Reat
Investment Property #3, Hillsborough Co. FL — Rent
Investment Property #4, Celo, NC — None
Investment Property #5, Highlands, NC — None
Investment Property #6, Highlands, NC — Reat — Sold — Goldman
Investment Property #7, Highlands, NC — None
Investment Property #8, Plant City, FL — Rent
Investment Property #9, Plant City, FL (Y)
Investment Property #10, Tampa, FL — Rent
Investment Property #11, Tampa FL — Rent
Investment Property #12, Tampa FL — Reat
Investment Property £13, Tampa FL — Rent
Investment Property £14, Tampa FL — None
Investment Property #15, Tampa FL — Reat
Investment Property £16, Tampa FL — Rent
Investment Property #17, St. Petersburg, FL — Rent
Investment Property #18, St. Petersburg, FL — Rent
Investment Property #19, Gainesville, FL — None
Gulf to Bay Partners, LLC (real estate, Clearwater, FL) — None — Buy
OPTIONS (H)
Call AAPL — None — Sold
Call AAPL — Sold
Call AAPL — Sold
Call AAPL — Sold
Call AMBA — None — Sold
Call AMBA — Sold
Call AMBA — Sold
Call AMBA — Sold
Call AMBA — Sold
Call AMBA — Sold
Call AMBA — Sold
Call AMBA — Sold
CALL APTI — None — Sold
CALL APTI — Sold
CALL BOF! — None — Sold
CALL CME — None — Sold
CALL CME — Sold
CALL CME — Sold
CALL CME — Sold
CALL CME — Sold
CALL CME — Sold
CALL CME — Sold
CALL CME — Sold
CALL CRSP — None — Sold
CALL CRSP — Sold
CALL CRSP — Sold
CALL CRSP — Sold
CALL CRSP — Sold
CALL CRSP — Sold
CALL CYBR — None — Sold
CALL CYBR — Sold
CALL CYBR — Sold
CALL CYBR — Sold
CALL CYBR — Sold
CALL CYBR — Sold
CALL CYBR — Sold
CALL CYBR — Sold
CALL CYBR — Sold
Call EDIT — None — Sold
Call EDIT — Sold
Call EDIT — Sold
Call EDIT — Sold
Call EDIT — Sold
Call EDIT — Sold
CALL ESV — None — Sold
CALL ESV — Sold
CALL FEYE — None — Sold
CALL FEYE — Sold
CALL FEYE — Sold
CALL FEYE — Sold
CALL FTR — None — Sold
CALL HDP — None — Sold
CALL HDP — Sold
CALL HDP — Sold
CALLKL — None — Sold
CALL NEWR — None — Sold
CALL NTLA — None — Sold
CALL NTLA — Sold
CALL NTLA — Sold
CALL NTLA — Sold
CALL NTLA — Sold
Call NTNX — None — Sold
Call NTNX — Sold
Call NTNX — Sold
Call NTNX — Sold
CALL NUAN — None — Sold
CALL NUAN — Sold
CALLOKTA — None — Sold
CALLOKTA — Sold
CALLOKTA — Sold
CALLOKTA — Sold
Call PYPL — None — Sold
Call PYPL — Sold
CALL QTNA — None — Sold
CALL RGLD — None — Sold
CALL RGLD — Sold
CALL RGLD — Sold
CALL RGLD — Sold
CALL RGLD — Sold
CALLSBUX — None — Sold
CALL SHOP — None — Sold
CALL SHOP — Sold
S18. — Sold
S18. — Sold
S18. — Sold
S18. — Sold
S18. — Sold
S18. — Sold
S18. — Sold
S18. — Sold
S18. — Sold
Call SNAP — None — Sold
Call SNAP — Sold
CALL TLND — None — Sold
CALL TLND — Sold
CALLTWLO — None — Sold
CALLTWLO — Sold
CALLTWLO — Sold
CALLTWLO — Sold
CALL WIX — None — Sold
CALL WIX — Sold
CALL WIX — Sold
CALL WIX — Sold
Call WYNN — None — Sold
Call WYNN — Sold
Call WYNN — Sold
Call WYNN — Sold
Call WYNN — Sold
S44. — Sold
PUTS (H)
PUT AAPL — None — Sold
PUT AAPL — Sold
PUT AAPL — Sold
PUT CME — None — Sold
PUT ILMN — None — Sold
PUT LITE — None — Sold
PUT LITE — Sold
PUT NEWR — None — Sold
PUT SAM — None — Sold
PUT SHOP — None — Sold
PUT SHOP — Sold
PUT SHOP — Sold
PUT SNAP — None — Sold
PUT TWLO — None — Sold
PUT WIX — None — Sold
PUT WYNN — None — Sold
Liability — Merrill Lynch — Margin Loan
Liability — Moody Investments, LP — Loan
Spouse's income — 2018 — Humana/Compbenefits, Inc. (severance pay)
During this reporting cycle, a number of holdings were transferred between accounts. These transfers did not involve reportable transactions. In some

instances, this resulted in an adjustment of the corresponding value codes in Column C(1). In instances where this resulted in the complete removal of

and asset from one account and the introduction of that asset into a new account, those items are coded with “(X)" and "(Y)" for ease of review,

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particulur holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the mvestments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Part VII, line 409: This cutry represents 4 limited partnership interest. The entity was duly registered in the state of Florida, Its business offices and operations are

located in another state and run by an individual whose information is not subject to this disclosure. As a limited partner, the filer has no knowledge of, and no

control over, the specific assets or activities of the limited partnership; his interest is reported per page 24 of the Alphabetical Reference. All holdings in which the

filer, or any other individual subject to this disclosure, has a personal ownership share are separately identified in Part VIL

Part VII, lines 435-561, Each put or call transaction is an independent contract creating the right, but not the obligation, to make future sales or purchases of

specific assets. They are not fixed assets, therefore either purchases or sales of individual options can be used to either open or close a contract: they do not

generate income, and none have value at the end of the reporting period. Purchases and sales of any optioned holdings are reported separately from these contracts.

Part VII, Lines 80, 105, 106, 112, 113, 119, 120, 126, 127, 133, 134, 140, and 141 of the 2017 report are not reportable during this cycle; there are not

corresponding reportable transactions.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/3067. Public record. Not legal advice.