# William Greenberg > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/30653 ## Record - **Judge:** William Greenberg - **Year:** 2019 - **Pages:** 17 ## Text Bank of America Checking — Interest Brokerage Account #1 (H) MN State HFA Fin. Rev. Muni. Bond — Interest SPDR S & P Mid-Cap 400 ETF Trust — Int./Div. NY NYC GO Muni. Bond (Y) MI St Fin Auth Rev Muni. Bond — Interest — Redeemed TX St Transn Commn Hwy Fund Muni. Bond — Interest — Matured WI St Gen Fd Annual Approp Rev Muni. Bond — Interest — Redeemed WA St GO Muni. Bond — Interest — Sold (part) WA St GO Muni. Bond — Redeemed TX Fort Bend ISD GO Muni. Bond — Interest — Redeemed NY NYC Trans Fin Auth Future Tax Rev Muni. Bond — Interest CA St GO Muni. Bond — Interest UT St GO Muni. Bond — Interest — Sold IL DuPage & Will Cntys Muni. Bond — Interest MN St COPs NC Muni. Bond — Interest TX St GO Muni. Bond — Interest Vanguard FTSE Developed Markets ETF — Int./Div. — Sold Brown Advisory - Somerset Emerging Markets — None — Sold Seafarer Overseas Growth & Income Fund — Int./Div. — Sold Touchstone Sands Capital Emerging Growth-Y — None — Sold MI St GO NC Muni. Bond — Interest NY Port Auth NY & NJ Rev Muni. Bond — Interest CT St GO Muni. Bond — Interest Schwab Bank Sweep — Interest UT St Bldg Ownership Auth Lease Rev Muni. Bond — Interest WA Snohomish Cnty SD No 201 GO School Board Guar. Muni. Bond — Interest JBG Smith Properties — Int./Div. Adobe Systems Inc. Stock (X) — None Alphabet Inc. Class A Stock (X) — None Apple Inc. Stock (X) — None ASML Holding NV-NY Reg Shs. Stock (X) — None Automatic Data Processing Inc. Stock (X) — None Cognizant Tech Solutions Corp. Stock (X) — None Marsh & McLennan Companies Inc. Stock (X) — None Mastercard Inc. Stock (X) — None Microsoft Inc. Stock (X) — None Varian Medical Systems Inc. Stock (X) — None Dentsply Sirona Inc. Stock (X) — None Edwards Lifesciences Corp. Stock (X) — None FMC Corp. Stock (X) — None NVIDIA Corp. Stock (X) — None Stanley Black & Decker Inc. Stock (X) — None Cerner Corp. Stock (X) — None Flir Systems Inc. Stock (X) — None Qiagen N.V. Stock (X) — None Enterprise Products Partners L.P. interest (X) — None Liberty Property Trust (X) — None Becton Dickinson & Co. Stock (X) — Dividend — Sold Broadcom Inc. Stock (X) — None — Sold Vertex Pharmaceuticals Inc. Stock (X) — None — Sold EOG Resources Stock (X) — None — Sold Albemarle Corp. Stock (X) — None — Sold IQVIA Holdings Inc. Stock (X) — None — Sold Medtronic PLC Stock (X) — None — Sold Schlumberger Ltd. Stock (X) — None — Sold HDFC Bank Ltd. Stock (X) — None — Sold Energy Transfer LP (X) — None — Sold AstraZeneca PLC - Spons ADR Stock (X) — None — Sold Johnson & Johnson Stock (X) — None — Sold Cisco Systems Inc. Stock (X) — None — Sold Brokerage Account #2 (H) Schwab Bank Sweep — Interest Brokerage Account #3 (H) Brokerage Account #4 (H) Schwab Advisor Cash Reserves - Premier (Y) — Interest ASML Holding NV-NY Reg Shares — Dividend Adobe Systems Inc. Stock — None Apple Inc. Stock — Dividend Automatic Data Processing Inc. Stock — Dividend — Sold (part) Cognizant Tech Solutions Corp. Stock — Dividend Alphabet Inc. Stock (Class A) — None Medtronic Stock — Dividend Marsh & McLennan Companies Inc. Stock — Dividend Microsoft Corp. Stock — Dividend Johnson & Johnson Company Stock — Dividend — Sold (part) Cisco Systems Inc. Stock — Dividend Varian Medical Systems Inc. Stock — None — Sold (part) Edwards Lifesciences Corp. Stock — None — Sold (part) Edwards Lifesciences Corp. Stock — Sold (part) Quest Diagnostics Inc. Stock — Dividend — Sold Stanley Black & Decker Inc. Stock — Dividend Cerner Corp. Stock — Dividend Flir Systems Inc. Stock — Dividend Liberty Property Trust — Int./Div. Schlumberger Ltd. Stock — Dividend — Sold EOG Resources Stock — Dividend Qiagen N. V. Stock — None — Sold (part) Qiagen N. V. Stock — Sold (part) Enterprise Products Partners L.P. interest — Int./Div. Energy Transfer Partners L.P. interest — Int./Div. MasterCard Inc. Stock — Dividend — Sold (part) FMC Corp. Stock — Dividend Albemarle Corp. Stock — Dividend IQVIA Holdings Inc. Stock — None Broadcom Inc. Stock — Dividend HDFC Bank Ltd. Stock — Dividend Beckton Dickinson & Co. Stock — Dividend Vertex Pharmaceuticals Inc. Stock — None AstraZeneca PLC-Spons ADR Stock — Dividend Schwab Bank Sweep (X) — Interest Advanced Energy Inds. Inc. Stock — None — Buy Advanced Energy Inds. Inc. Stock — Buy (add'l) Dentsply Sirona Inc. Stock — Dividend — Buy Dentsply Sirona Inc. Stock — Buy (add'l) NVIDIA Corp. Stock — Dividend — Buy NVIDIA Corp. Stock — Buy (add'l) Livent Corp. Stock — None — Spinoff (from line 93) Livent Corp. Stock — Sold (part) Livent Corp. Stock — Sold IRA #1 (H) IL Peoria Cnty Cmnty Unit SD Muni. Bond — Interest — Matured MI Jackson Pub Schs GO NC Muni. Bond — Interest — Matured CO Colorado Springs Util Rev Muni. Bond — Interest — Matured OH Hamilton Cnty Sewer Sys Muni. Bond — Interest — Redeemed PA Commonwealth Fing Auth Muni. Bond — Interest KY Asset/Liability Commn Muni. Bond — Interest PA Montgomery Cnty Muni. Bond — Interest CA Univ of Cal Rev Muni. Bond — Interest WA State Muni. Bond — Interest UPS Corporate Bond — Interest — Matured IBM Corporate Bond — Interest — Matured Target Corporate Bond — Interest Berkshire Hathaway Corporate Bond — Interest US Treasury Note Government Bond NC — Interest — Matured (part) FHLB US Government Agency Bond — Interest — Redeemed (part) Colgate-Palmolive Co. Corporate Bond — Interest Exxon Mobil Corp. Corporate Bond — Interest Schwab Bank Sweep — Interest Johnson & Johnson Corporate Bond — Interest Procter & Gramble Corporate Bond — Interest Schwab Value Advantage Money Fund (T +1) — Interest — Buy Schwab Value Advantage Money Fund (T +1) — Buy (add'l) IRA #2 (H) Vanguard Bond Index - Short Term — Int./Div. Vanguard S-T Investment Grade Fund — Int./Div. Schwab Bank Sweep — Interest 401(k) #1 (H) Trust #1 (H) CRA 12 Deposit Account — Interest S&P 500 Depository Receipts — Int./Div. SPDR S&P Mid-Cap 400 ETF Trust — Int./Div. BNY Mellon Smallcap Stock Index Fund — Int./Div. Harris Assoc Invt TR Oakmark Intl Fund — Int./Div. BNY Mellon Emerging Markets Fund - MPAM Shares — Int./Div. DC Income Tax Rev Muni. Bond — Interest — Redeemed DC GO NC Muni. Bond — Interest Seafarer Overseas Growth & Income Fund — Int./Div. Vanguard Energy Vipers Fund — Int./Div. BNY Mellon Intl Stock Fund — Int./Div. Texas Bexar Met Wtr Dist Muni. Bond — Interest OH St Dept Admin COP Muni. Bond — Interest DC Wtr & Swr Auth Pub Util Rev Muni. Bond — Interest BNY Mellon Municipal Opportunities - CL M Fund — Int./Div. Brookfield Global Listed Infrastructure Fund — Int./Div. Trust #2 (H) Vanguard Intermediate Term Tax-Exempt Bond Fund — Int./Div. S&P 500 Depository Receipts — Int./Div. SPDR S&P Mid-Cap 400 ETF Trust — Int./Div. Longleaf Partners Small Cap — Int./Div. Baron Small Cap Fund-I — Int./Div. Gateway Fund Y Shares — Int./Div. AMEX Energy Select Sector SPDR — Int./Div. PIMCO Commodity RR Strat-Ins — Int./Div. BNY Mellon Intl Stock Fund CLI — Int./Div. Oakmark Intl Fund - I — Int./Div. Harbor International Fund - Inst — Int./Div. Alerian MLP ETF Fund — Int./Div. Schwab Bank Sweep — Interest The Vittoria Fund, LP - passive LP interest — Int./Div. JBG Investment Fund VIII - passive LP interest — Int./Div. Veritable LPC Partners LP - passive LP interest — Int./Div. BKWG, Inc. — Distribution Northwestern Mutual Whole Life Insurance Policies — Dividend MassMutual Whole Life Insurance Policies — Dividend New York Life Whole Life Insurance Policy — None AAFMAA Whole Life Insurance Policy — None Wells Fargo Checking — None SunTrust Bank Checking — None Wolfpac Holdings, Inc. — Distribution — Closed Brokerage Account #5 (H) Altria Group Inc. Stock — Dividend — Donated Walt Disney Co. Stock — Dividend General Electric Stock — Dividend JP Morgan Chase Stock — Dividend Mondelez International Inc. Stock — Dividend — Donated Pfizer Inc. Stock — Dividend Philip Morris International Inc. Stock — Dividend Henry Schein Inc. Stock — None Exxon Mobil Corp. Stock — Dividend Schlumberger Ltd. Stock — Dividend PNC Government Money Market Fund #405 (Y) — Interest Federated Government Obligations Fund Sel. (X) — Interest Covetrus Inc. Stock — None — Spinoff (from line 189) Wabtec Stock — Dividend — Spinoff (from line 184) Wabtec Stock — Sold (part) Archean Capital Partners I, L.P. - Advanced Cl A - passive LP interest — None — Sold (part) Archean Capital Partners I, L.P. - Advanced Cl A - passive LP interest — Buy (add'l) Archean Capital Partners I, L.P. - Advanced Cl A - passive LP interest — Sold (part) Archean Capital Partners I, L.P. - Advanced Cl A - passive LP interest — Sold (part) Archean Capital Partners I, L.P. - Advanced Cl A - passive LP interest — Buy (add'l) Archean Capital Partners I, L.P. - passive LP interest — Int./Div. — Buy (add'l) Archean Capital Partners I, L.P. - passive LP interest — Buy (add'l) Chairman Emeritus, Board of Trustees, Mary Sachs Charitable Trust (private foundation) Agreement — 2002 — Public Employee Retirement System Pension Fund, State of New Jersey, pension upon retirement age 60, no control Income — 2019 — New Jersey Division of Pensions and Benefits, pension — $5,945.16 Income — 2019 — Charles Schwab & Co. Inc., retirement plan distribution — $88,853.46 Spouse's income — 2019 — Self-employed pharmaceutical consultant Spouse's income — 2019 — Charles Schwab & Co., Inc., retirement plan distribution Spouse's income — 2019 — Northwestern Mutual Life Insurance Co., insurance contract distribution Part VII: -Item 5 (Heading: Brokerage Account #1) was sold on February 1, 2018 for L value and no reportable gain. This sale was inadvertently excluded from the 2018 AO-10. -Items 29 - 61 (Heading: Brokerage Account #1) were transferred to Brokerage Account #1 from Brokerage Account #4 on December 9, 2019. -Item 64 (Heading: Brokerage Account #3) contains no reportable assets. Heading title is included for continuity purposes only. -Item 66 (Heading: Brokerage Account #4) was exchanged for Item 101 in May 2019. Both assets are cash equivalent securities funded with cash. -Item 138 (Heading: 401(k) #1) contains no reportable assets. Heading title is included for continuity purposes only. -Item 140 (Heading: Trust #1) is a cash equivalent security funded with cash that is alternatively referred to as "CRA 12 Deposit Account" and "BNY Mellon Money Market Fund" by the reporting financial institution. No sale or purchase information is available to indicate that these are treated as separate assets by the reporting financial institution. -Item 143 (Heading: Trust #1) was purchased as "Dreyfus Small Cap Stock Index Fund." Effective on or about June 3, 2019, this fund was rebranded as "BNY Mellon Smallcap Stock Index Fund." -Item 150 (Heading: Trust #1) was purchased as "Dreyfus International Stock Fund." Effective on or about June 3, 2019, this fund was rebranded as"BNY Mellon International Stock Fund." -Item 165 (Heading: Trust #2) was purchased as "Dreyfus International Stock Fund." Effective on or about June 3, 2019, this fund was rebranded as"BNY Mellon International Stock Fund." -Item 180 corporation dissolved on September 30, 2019. -Item 192 (Heading: Brokerage Account #5) was exchanged for Item 193 on November 15, 2019. Both assets are cash equivalent securities funded with cash. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/30653. Public record. Not legal advice.