# Cheryl Pollak

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/30636

## Record

- **Judge:** Cheryl Pollak
- **Year:** 2019
- **Pages:** 33

## Text

Vanguard 500 Index Fund (no control) — Interest
Rental Property (Kiawah Island, SC 2010 $1.8 million) — Rent
AB Discovery Growth Fund — Dividend — Sold (part)
AB Discovery Growth Fund — Sold (part)
AB Discovery Growth Fund — Buy (add'l)
AB Discovery Growth Fund — Sold (part)
AB Discovery Value Fund — Dividend — Buy (add'l)
AB Discovery Value Fund — Buy (add'l)
AB Discovery Value Fund — Buy (add'l)
AB Discovery Value Fund — Buy (add'l)
AB Discovery Value Fund — Sold (part)
AB Discovery Value Fund — Buy (add'l)
AB Discovery Value Fund — Buy (add'l)
AB Discovery Value Fund — Buy (add'l)
AB Emerging Markets Portfolio — Dividend — Buy (add'l)
AB Emerging Markets Portfolio — Buy (add'l)
AB International Small Cap Portfolio — Dividend — Buy (add'l)
AB International Small Cap Portfolio — Buy (add'l)
AB International Stratetic Equities Portfolio — Dividend — Buy (add'l)
AB International Stratetic Equities Portfolio — Sold (part)
AB International Stratetic Equities Portfolio — Sold (part)
AB International Stratetic Equities Portfolio — Sold (part)
AB International Stratetic Equities Portfolio — Buy (add'l)
AB Small Cap Core Portfolio — Dividend — Buy (add'l)
AB Small Cap Core Portfolio — Buy (add'l)
AB Small Cap Core Portfolio — Buy (add'l)
AB Small Cap Core Portfolio — Sold (part)
AB Small Cap Core Portfolio — Buy (add'l)
AB Small Cap Core Portfolio — Buy (add'l)
AB Wealth Appreciation Strategy - Advisor Class — Dividend — Sold (part)
AB Wealth Appreciation Strategy - Advisor Class — Sold (part)
AB Wealth Appreciation Strategy - Advisor Class — Sold (part)
AB Wealth Appreciation Strategy - Advisor Class — Sold (part)
AB Wealth Appreciation Strategy - Advisor Class — Buy (add'l)
Adobe Inc. — Dividend — Sold (part)
Alphabet Inc. Class A — Dividend
Alphabet Inc. Class C — Dividend — Buy (add'l)
Alphabet Inc. Class C — Buy (add'l)
Alphabet Inc. Class C — Buy (add'l)
Alphabet Inc. Class C — Sold (part)
Amazon.com Inc. — Dividend — Buy
Amazon.com Inc. — Buy (add'l)
American Beacon — Dividend — Buy (add'l)
American Beacon — Buy (add'l)
American Beacon — Buy (add'l)
American Beacon — Buy (add'l)
American Electric Power — Dividend — Sold (part)
American Electric Power — Sold (part)
American Electric Power — Sold (part)
AMG GW&K Small Cap — Dividend
Anthem Inc. — Dividend — Buy (add'l)
Anthem Inc. — Sold (part)
Apple Inc. — Dividend — Sold (part)
Apple Inc. — Sold (part)
Automatic Data Processing — Dividend — Buy
Autozone — Dividend — Sold (part)
Autozone — Sold (part)
Autozone — Sold (part)
Bank of America — Dividend — Sold (part)
Bank of America — Sold (part)
Berkshire Hathaway Inc. — Dividend — Sold (part)
Berkshire Hathaway Inc. — Buy (add'l)
Berkshire Hathaway Inc. — Buy (add'l)
Bernstein New York Municipal Portfolio — Dividend — Buy (add'l)
Bernstein New York Municipal Portfolio — Buy (add'l)
Bernstein New York Municipal Portfolio — Sold (part)
Bernstein New York Municipal Portfolio — Buy (add'l)
Bernstein New York Municipal Portfolio — Buy (add'l)
Bernstein New York Municipal Portfolio — Buy (add'l)
Bernstein New York Municipal Portfolio — Sold (part)
Bernstein New York Municipal Portfolio — Buy (add'l)
Bernstein New York Municipal Portfolio — Buy (add'l)
Bernstein New York Municipal Portfolio — Buy (add'l)
Bernstein New York Municipal Portfolio — Sold (part)
Bernstein New York Municipal Portfolio — Buy (add'l)
Bernstein New York Municipal Portfolio — Buy (add'l)
Bernstein New York Municipal Portfolio — Buy (add'l)
Bernstein New York Municipal Portfolio — Sold (part)
Bernstein New York Municipal Portfolio — Buy (add'l)
Bernstein New York Municipal Portfolio — Buy (add'l)
Bernstein New York Municipal Portfolio — Buy (add'l)
Bernstein New York Municipal Portfolio — Buy (add'l)
Bernstein Tax Managed International Portfolio — Dividend — Buy (add'l)
Bernstein Tax Managed International Portfolio — Buy (add'l)
Bernstein Tax Managed International Portfolio — Buy (add'l)
Bernstein Tax-Aware Overlay A Portfolio Class A - (no control) — Dividend — Buy (add'l)
Bernstein Tax-Aware Overlay A Portfolio Class A - (no control) — Buy (add'l)
Bernstein Tax-Aware Overlay A Portfolio Class A - (no control) — Buy (add'l)
Bernstein Tax-Aware Overlay A Portfolio Class A - (no control) — Buy (add'l)
Bernstein Tax-Aware Overlay N Portfolio Class 1 ((no control) — Dividend — Buy (add'l)
Bernstein Tax-Aware Overlay N Portfolio Class 1 ((no control) — Buy (add'l)
Bernstein Tax-Aware Overlay N Portfolio Class 1 ((no control) — Buy (add'l)
Berry Global Group Inc. — Dividend — Buy
Berry Global Group Inc. — Buy (add'l)
Berry Global Group Inc. — Sold
Biogen Inc. — Dividend — Sold (part)
Biogen Inc. — Buy (add'l)
Biogen Inc. — Sold (part)
Biogen Inc. — Sold (part)
Biogen Inc. — Sold (part)
Blackrock High Yield — Dividend — Buy (add'l)
Blackrock Multi Asset INCM Port Inst. — Dividend — Buy
Boeing Co. — Dividend — Sold (part)
Boeing Co. — Sold (part)
Booking Holdings Inc. — Dividend — Buy (add'l)
Booking Holdings Inc. — Buy (add'l)
Booking Holdings Inc. — Buy (add'l)
Booking Holdings Inc. — Buy (add'l)
Booking Holdings Inc. — Sold (part)
Broadcom Inc. — Dividend — Buy
Broadcom Inc. — Buy (add'l)
Broadcom Inc. — Buy (add'l)
Capital One Financial Corp. — Dividend — Sold (part)
CBRE Group Inc. — Dividend — Sold (part)
CBRE Group Inc. — Sold (part)
CBRE Group Inc. — Sold (part)
CDW Corp. — Dividend
Check Point Software Tech — Dividend — Buy
Check Point Software Tech — Buy (add'l)
Check Point Software Tech — Buy (add'l)
Check Point Software Tech — Buy (add'l)
Check Point Software Tech — Buy (add'l)
Check Point Software Tech — Sold (part)
Chevron Corp. — Dividend — Sold (part)
Chevron Corp. — Sold (part)
Chevron Corp. — Sold (part)
Chevron Corp. — Buy (add'l)
Chevron Corp. — Buy (add'l)
Cigna Corp. — Dividend — Sold
Cintas Corp. — Dividend
Cisco Systems Inc. — Dividend — Sold (part)
Cisco Systems Inc. — Sold (part)
Cisco Systems Inc. — Buy (add'l)
Cisco Systems Inc. — Buy (add'l)
Citibank-Checking — Interest
Citibank Insured Money Mkt Acct. (IRA - CD) — Interest
Citibank Insured Money Mkt. Acct. (IRA - Solomon) — Interest
Citibank Insured Money Mkt Acct. (IRA) — Interest
Citibank-Insured Money Market — Interest
Citibank-Insured Money Market — Interest
Citigroup, Inc. — Dividend — Buy
Citigroup, Inc. — Buy (add'l)
Citigroup, Inc. — Buy (add'l)
Citigroup, Inc. — Buy (add'l)
Citrix Systems Inc. — Dividend — Buy
Citrix Systems Inc. — Buy (add'l)
Citrix Systems Inc. — Sold (part)
CME Group, Inc. — Dividend — Sold (part)
CME Group, Inc. — Sold (part)
CME Group, Inc. — Sold
Cognizant Tech Solutions — Dividend — Sold (part)
Cognizant Tech Solutions — Sold
Comcast Corp. — Dividend — Sold (part)
Comcast Corp. — Sold (part)
Continental Resources Inc. — Dividend — Sold
Constellation Brands Inc. — Dividend — Buy (add'l)
Constellation Brands Inc. — Sold (part)
Constellation Brands Inc. — Sold (part)
Costco Wholesale Corp. — Dividend — Sold (part)
Costco Wholesale Corp. — Sold (part)
Costco Wholesale Corp. — Sold (part)
Cubesmart — Dividend — Sold (part)
Cubesmart — Buy (add'l)
Cubesmart — Sold (part)
Cubesmart — Sold (part)
Delta Air Lines, Inc. — Dividend — Buy (add'l)
DFA US Small Cap Port Inst. — Dividend
Discovery Inc. — Dividend — Buy
Discovery Inc. — Buy (add'l)
Discovery Inc. — Sold (part)
Dodge & Co. Intl. Stock Fund — Dividend — Buy
Dollar General Corp. — Dividend — Buy (add'l)
Dollar General Corp. — Buy (add'l)
Eaton Corp. — Dividend — Sold (part)
Eaton Corp. — Buy (add'l)
Ebay Inc. — Dividend
Edwards Lifesciences — Dividend — Sold (part)
Electronic Arts Inc. — Dividend — Buy
Electronic Arts Inc. — Buy (add'l)
Electronic Arts Inc. — Buy (add'l)
Electronic Arts Inc. — Buy (add'l)
Eli Lilly & Co. — Dividend — Buy
Eli Lilly & Co. — Buy (add'l)
Eli Lilly & Co. — Sold (part)
EOG RES Inc. — Dividend — Sold (part)
EOG RES Inc. — Buy (add'l)
EOG RES Inc. — Buy (add'l)
Everest Re Group Ltd. — Dividend — Buy (add'l)
Everest Re Group Ltd. — Sold (part)
Everest Re Group Ltd. — Sold (part)
Everest Re Group Ltd. — Sold (part)
Everest Re Group Ltd. — Sold (part)
Exelon — Dividend
Exxon Mobil Corp. — Dividend — Sold (part)
Exxon Mobil Corp. — Sold (part)
Exxon Mobil Corp. — Sold
F5 Networks Inc.bb — Dividend — Buy
F5 Networks Inc.bb — Buy (add'l)
F5 Networks Inc.bb — Buy (add'l)
F5 Networks Inc.bb — Sold (part)
Facebook Inc. — Dividend — Sold (part)
Facebook Inc. — Buy (add'l)
Facebook Inc. — Sold (part)
Fiserv Inc. — Dividend
FNF Group — Dividend — Sold (part)
FNF Group — Buy (add'l)
FNF Group — Buy (add'l)
FNF Group — Sold (part)
FNF Group — Sold (part)
Fidelity National Information — Dividend — Sold (part)
Fidelity National Information — Sold (part)
Garrett Motion Inc. — Dividend — Sold
Gilead Sciences Inc. — Dividend — Buy (add'l)
Gilead Sciences Inc. — Sold (part)
Gilead Sciences Inc. — Sold (part)
Gilead Sciences Inc. — Sold (part)
Goldman Sachs Group Inc. — Dividend — Buy
Goldman Sachs Group Inc. — Buy (add'l)
Goldman Sachs Group Inc. — Buy (add'l)
Goldman Sachs Group Inc. — Sold (part)
GP Strategies Corp. — None
Harding Loevner Int'l Eqty Port Inst. — Dividend — Buy (add'l)
Harding Loevner Int'l Eqty Port Inst. — Buy (add'l)
Morgan Stanley NY Municipal — Sold (part)
Harding Loevner Int'l Eqty Port Inst. — Buy (add'l)
Harding Loevner Int'l Eqty Port Inst. — Buy (add'l)
Harding Loevner Emerging Markets — Dividend — Buy
Harding Loevner Emerging Markets — Buy (add'l)
Harding Loevner Emerging Markets — Buy (add'l)
Honeywell International Inc. — Dividend
HP Inc. — Dividend — Sold (part)
HP Inc. — Sold (part)
HP Inc. — Sold (part)
Intel Corp. — Dividend — Sold (part)
Intel Corp. — Sold (part)
Interferon Sciences, Inc. — None
International Research Insight Series DBT — Dividend — Sold (part)
International Research Insight Series DBT — Sold (part)
International Research Insight Series DBT — Sold (part)
International Research Insight Series DBT — Sold (part)
Intuitive Surgical Inc. — Dividend
Invesco Oppenheimer Dev. Mkts (formerly Oppenheimer Developing Mkts) — Dividend
Investment Company of America - Mutual Fund (American Fund) — Dividend
IRA-Citibank-CD — Interest
IRA-Citibank-Money Market — Interest
IRA-Soloman - Treasury Bond — Interest
IShares MSCI EAFE Growth ETF — Dividend — Sold (part)
IShares MSCI EAFE Emerging ETF Markets — Dividend — Sold (part)
Ishares MSCI EAFE Value ETF — Dividend — Sold (part)
Ishares Russell 1000 (X) — Dividend
Johnson & Johnson — Dividend — Buy (add'l)
Johnson & Johnson — Buy (add'l)
Johnson & Johnson — Buy (add'l)
Johnson & Johnson — Buy (add'l)
JP Morgan Chase & Co. — Dividend — Sold (part)
JP Morgan Chase & Co. — Sold (part)
L3 Harris Technologies Inc. — Dividend — Sold (part)
Lyondellbasell Indu - CL A — Dividend — Buy (add'l)
Lyondellbasell Indu - CL A — Sold (part)
Lyondellbasell Indu - CL A — Sold
Magna International Inc. — Dividend — Sold (part)
Magna International Inc. — Sold (part)
Magna International Inc. — Sold (part)
Magna International Inc. — Buy (add'l)
Marathon Petroleum — Dividend — Sold (part)
Marathon Petroleum — Sold (part)
Marathon Petroleum — Sold
McDonald's Corp. — Dividend — Sold (part)
McDonald's Corp. — Sold (part)
McDonald's Corp. — Sold (part)
Medtronic — Dividend — Sold (part)
Medtronic — Sold (part)
Medtronic — Sold (part)
Medtronic — Buy (add'l)
Medtronic — Buy (add'l)
Medtronic — Buy (add'l)
Medtronic — Buy (add'l)
Merck & Co. Inc. — Dividend — Buy (add'l)
Merck & Co. Inc. — Buy (add'l)
Merck & Co. Inc. — Buy (add'l)
Microsoft Corp. — Dividend — Buy (add'l)
Microsoft Corp. — Buy (add'l)
Microsoft Corp. — Buy (add'l)
Microsoft Corp. — Buy (add'l)
Mid-America Apartment — Dividend — Sold (part)
Morgan Lewis & Bockius LLP, Firm Capital — Interest
Morgan Stanley — Dividend
Morgan Stanley NY Municipal — Dividend — Sold (part)
Morgan Stanley NY Municipal — Sold (part)
National Oilwell Varco Inc. — Dividend — Buy
National Oilwell Varco Inc. — Buy (add'l)
National Oilwell Varco Inc. — Sold (part)
National Oilwell Varco Inc. — Sold
Nextera Energy Inc. — Dividend — Buy
Nextera Energy Inc. — Buy (add'l)
Nike Inc. — Dividend
Nisource Inc. — Dividend — Buy (add'l)
Nisource Inc. — Sold (part)
Nokia Corp. — Dividend — Sold (part)
Nokia Corp. — Sold (part)
Nokia Corp. — Sold
Norfolk Southern Corp. — Dividend
Northrop Grumman Corp. — Dividend — Sold (part)
Northrop Grumman Corp. — Sold (part)
Northrop Grumman Corp. — Sold (part)
Northrop Grumman Corp. — Sold (part)
Novo Nordisk A S ADR — Dividend — Buy
Novo Nordisk A S ADR — Buy (add'l)
Novo Nordisk A S ADR — Buy (add'l)
Nuveen New York Quality — Interest
Oracle Corp. — Dividend
Paypal Holdings Inc. — Dividend — Buy
Paypal Holdings Inc. — Buy (add'l)
Paypal Holdings Inc. — Buy (add'l)
Pepsico Inc. — Dividend — Sold (part)
Pfizer Inc. — Dividend — Sold (part)
Pfizer Inc. — Buy (add'l)
Phillips 66 — Dividend — Buy
Phillips 66 — Buy (add'l)
Pimco Foreign Bond Fund Institutional — Dividend
Pimco High Yield Fund — Dividend — Buy (add'l)
Pimco High Yield Fund — Buy (add'l)
Pimco High Yield Fund — Buy (add'l)
Pimco Int'l. Bond US Dollar Hedge Inst. — Dividend — Buy
Pimco Int'l. Bond US Dollar Hedge Inst. — Buy (add'l)
Pimco Int'l. Bond US Dollar Hedge Inst. — Buy (add'l)
Pimco Int'l. Bond US Dollar Hedge Inst. — Buy (add'l)
PNC Financial Services Group — Dividend — Buy
PNC Financial Services Group — Buy (add'l)
PNC Financial Services Group — Buy (add'l)
PNC Financial Services Group — Buy (add'l)
Procter & Gamble — Dividend — Buy (add'l)
Procter & Gamble — Sold (part)
Procter & Gamble — Sold (part)
Progressive Corp. — Dividend — Sold (part)
Quest Diagnostics Inc. — Dividend — Sold
Raytheon Company — Dividend — Buy (add'l)
Raytheon Company — Buy (add'l)
Raytheon Company — Buy (add'l)
Raytheon Company — Sold (part)
Raytheon Company — Sold (part)
REF Partners LP — Dividend
Regency Centers Corp. — Dividend — Sold (part)
Regency Centers Corp. — Buy (add'l)
Regency Centers Corp. — Buy (add'l)
Regency Centers Corp. — Sold (part)
Regency Centers Corp. — Sold (part)
Regency Centers Corp. — Sold (part)
Regency Centers Corp. — Sold (part)
Regeneron Pharmaceuticals — Dividend — Buy
Reinsurance Group of America — Dividend — Buy
Reinsurance Group of America — Buy (add'l)
Resideo Technologies Inc. — Dividend — Sold
Roche Hldg. Ltd. Sponsored ADR — Dividend — Buy
Roche Hldg. Ltd. Sponsored ADR — Buy (add'l)
Roche Hldg. Ltd. Sponsored ADR — Buy (add'l)
Roche Hldg. Ltd. Sponsored ADR — Buy (add'l)
Ross Stores Inc. — Dividend — Sold (part)
Royal Dutch Shell — Dividend — Buy (add'l)
Royal Dutch Shell — Buy (add'l)
Royal Dutch Shell — Buy (add'l)
Royal Dutch Shell — Buy (add'l)
Royal Dutch Shell — Sold (part)
Royal Dutch Shell — Buy (add'l)
Royal Dutch Shell — Buy (add'l)
Royal Dutch Shell — Buy (add'l)
Royal Dutch Shell — Sold (part)
S & P Global Inc. — Dividend — Sold (part)
S & P Global Inc. — Sold (part)
S & P Global Inc. — Sold
Schwab Breckinridge (no control) — Interest
Schwab Gov't Money Fund — Dividend
Schwab S&P 500 Index — Dividend — Buy (add'l)
Schwab S&P 500 Index — Buy (add'l)
Schwab S&P 500 Index — Buy (add'l)
Schwab S&P 500 Index — Sold (part)
Schwab S&P 500 Index — Sold (part)
Schwab S&P 500 Index — Sold (part)
Schwab S&P 500 Index — Buy (add'l)
Schwab S&P 500 Index — Sold (part)
Schwab Value Advantage Money Fund — Dividend
Starbucks Corp. — Dividend — Sold (part)
Starbucks Corp. — Sold (part)
Starbucks Corp. — Buy (add'l)
Starbucks Corp. — Sold (part)
Sun Communities Inc. — Dividend — Sold (part)
Sun Communities Inc. — Sold (part)
Sun Communities Inc. — Sold (part)
Sun Communities Inc. — Sold (part)
Sun Communities Inc. — Sold (part)
Synchrony Financial — Dividend — Buy (add'l)
Synchrony Financial — Buy (add'l)
Synchrony Financial — Buy (add'l)
Synchrony Financial — Sold (part)
Sysco Corp. — Dividend — Sold
T-Mobile US Inc. — Dividend — Sold (part)
T-Mobile US Inc. — Sold (part)
T-Mobile US Inc. — Sold (part)
Teva Pharmaceutical — Dividend — Buy
Teva Pharmaceutical — Buy (add'l)
Teva Pharmaceutical — Buy (add'l)
Teva Pharmaceutical — Sold
Texas Instruments Inc. — Dividend — Buy (add'l)
Texas Instruments Inc. — Buy (add'l)
Thornburg Ltd. — Dividend — Sold
TJX Companies Inc. — Dividend — Sold (part)
TJX Companies Inc. — Sold (part)
TJX Companies Inc. — Sold (part)
Total System Services Inc. — Dividend — Sold (part)
Total System Services Inc. — Sold (part)
Total System Services Inc. — Sold (part)
Total System Services Inc. — Sold
Ulta Beauty Inc. — Dividend — Sold
U.S. Savings Bonds — Interest
U.S. Treasury Bills — Interest
US Bancorp. — Dividend
US Foods Holding Corp. — Dividend — Buy (add'l)
US Foods Holding Corp. — Buy (add'l)
US Foods Holding Corp. — Sold (part)
US Foods Holding Corp. — Sold (part)
Unitedhealth Group Inc. — Dividend — Buy (add'l)
Unitedhealth Group Inc. — Sold (part)
Unitedhealth Group Inc. — Buy (add'l)
Unitedhealth Group Inc. — Buy (add'l)
Unitedhealth Group Inc. — Sold (part)
Unitedhealth Group Inc. — Buy (add'l)
Unitedhealth Group Inc. — Buy (add'l)
Unitedhealth Group Inc. — Buy (add'l)
Vanguard Interm Term Tax Exempt Fd Admiral Share — Dividend — Buy
Vanguard Morgan Growth Fund Admiral Share — Dividend — Sold (part)
Vanguard Morgan Growth Fund Admiral Share — Buy (add'l)
Vanguard Short Term Tax Exempt Admiral Share — Int./Div. — Sold
Vanguard US Growth Fd Admiral Share (form. Vanguard Morgan Growth Fund — Dividend — Sold (part)
Vanguard US Growth Fd Admiral Share (form. Vanguard Morgan Growth Fund — Buy (add'l)
Vanguard Windsor Fund Admiral Share — Dividend — Sold (part)
Vertex Pharmaceuticals Inc. — Dividend — Buy (add'l)
Vertex Pharmaceuticals Inc. — Buy (add'l)
Visa Inc. — Dividend — Sold (part)
Visa Inc. — Sold (part)
VMWARE Inc. — Dividend — Buy
VMWARE Inc. — Buy (add'l)
VMWARE Inc. — Sold
Wal-mart Stores Inc. — Dividend — Sold (part)
Walt Disney Co. — Dividend — Buy (add'l)
Walt Disney Co. — Sold (part)
Westlake Chemical Corp. — Dividend — Buy (add'l)
Westlake Chemical Corp. — Buy (add'l)
Westlake Chemical Corp. — Sold (part)
Westlake Chemical Corp. — Sold (part)
Westlake Chemical Corp. — Buy (add'l)
Westlake Chemical Corp. — Buy (add'l)
Westlake Chemical Corp. — Sold (part)
Westlake Chemical Corp. — Sold (part)
Westwood Income Oppty — Dividend — Sold
Xerox Holdings Corp.(formally Xerox Corp.) — Dividend — Buy (add'l)
Xerox Holdings Corp.(formally Xerox Corp.) — Sold (part)
Xerox Holdings Corp.(formally Xerox Corp.) — Sold (part)
Xerox Holdings Corp.(formally Xerox Corp.) — Sold (part)
Xerox Holdings Corp.(formally Xerox Corp.) — Sold (part)
Xilinx Inc. — Dividend — Sold (part)
Xilinx Inc. — Sold (part)
Zoetis Inc. — Dividend — Sold (part)
Zoetis Inc. — Sold (part)
Spouse's income — 2019 — Morgan Lewis & Bockius - partnership
Page 7 of 33 - Line 64; Bernstein New York Municipal Portfolio - The accounting firm made this transaction at the end of the calendar year and it didn't get
reflected until this year.

Page 18 of 33 - Line 241; Invesco Oppenheimer Dev. Mkts - formerly Oppenheimer Developing Mkts. On June 3, 2020, Oppenheimer Developing Mkts changed
their name to Invesco Oppenheimer Developing Mkts.
Page 19 of 33 - Line 256; L3 Harris Technologies Inc. - formerly L-3 Technologies Inc. - On June 29, 2019, L3 Technologies Inc. changed their name to L3
Harris Technologies Inc.
Page 23 of 33 - Line 336; Quest Diagnostics Inc. - Last year, I mistakenly reported that as a partial sale. This holding was in fact a complete sale on 10/25/2018.
Page 27 of 33 - Line 433; Vanguard US Growth Fund Admiral Share - On April 5, 2019, Vanguard Morgan Fund Admiral Shares merged with Vanguard US
Growth Fund Admiral Shares.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/30636. Public record. Not legal advice.