# Robert David Sack

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/30557

## Record

- **Judge:** Robert David Sack
- **Year:** 2019
- **Pages:** 27

## Text

JPMORGAN CHASE ACCOUNTS — Interest
OPP ADVANTAGE BANK DEPOSIT — Interest
OPP ALLSTATE CORP — Dividend
OPP APPLE INC — Dividend
OPP BP PLC SPONSORED ADR — Dividend
OPP BANK AMER CORP — Dividend
OPP BOEING CO — Dividend
OPP EXXON MOBIL CORP — Dividend
OPP 13D ACTIVIST FUND CLASS I — Dividend
OPP VANGUARD TREASURY MONEY MARKET — Int./Div. — Sold (part)
OPP DWS STRATEGIC HIGH YIELD TAX-FREE FUND CL INST — Int./Div.
OPP IVY MUNICIPAL HIGH INCOME FUND CLASS I — Int./Div.
OPP NUVEEN HIGH YIELD MUNI BOND CL I — Int./Div. — Buy (add'l)
OPP ETF MANAGERS TR PRIME CYBR SCRTY — Dividend
OPP ISHARES TR US FIN SVC ETF — Dividend
OPP ISHARES TR INTL SEL DIV ETF — Dividend
OPP ISHARES TR US AER DEF ETF — Dividend
OPP SPDR S&P AEROSPACE & DEFENCE — Dividend
OPP SPDR SERIES TRUST S&P REGL BKG — Dividend
OPP FINANCIAL SELECT SECTOR SPDR — Dividend
OPP INDUSTRIAL SELECT SECTOR SPDR — Dividend
OPP TECHNOLOGY SELECT SECTOR SPDR — Dividend
OPP COHEN & STEERS MLP INC & ENRGY COM SHS — Dividend — Sold
OPP NUVEEN DOW 30 DYN OVERWRITE — Dividend — Sold
OPP NEUBERGER BERMAN MLP AND ENRGY CLOSED END — Dividend — Buy
OPP TEKLA HEALTHCARE INVS SH BEN INT — Dividend
OPP TEKLA LIFE SCIENCES INVS SH BEN INT — Dividend
OPP NUVEEN NEW YORK AMT QLT MUNICP TAX FREE COM — Int./Div. — Buy (add'l)
OPP NUVEEN INTER DURATION MN TMFD TAX FREE COM — Int./Div. — Buy (add'l)
OPP NUVEEN INTER DURATION MN TMFD TAX FREE COM — Buy (add'l)
OPP NEW YORK ST PWR AUTH REV NY MBIA 4% DUE 11/15/20 B/E REV OID — Interest — Redeemed
OPP NEW YORK N Y CITY MUN WTR FIN NY 3.625% DUE 06/15/25 B/E REV OID — Interest
Northwestern Mutual Whole Life Insurance Policy — Dividend
Guardian Whole Life Insurance Policy — Dividend — Closed
ADV-COLUMBIA MORTGAGE OPPTYS INSTL CL — Dividend — Sold
ADV-DREYFUS CASH MANAGEMENT INSTL CL — Dividend — Sold
NB F/K/A ADV-EATON VANCE AMT FREE MUNICIPAL — Dividend — Sold
NB F/K/A ADV-FIDELITY ADVISOR FLOATING RATE HIGH INC CL I — Dividend — Sold
NB F/K/A ADV-HARTFORD CORE EQUITY CL I — Dividend — Sold
NB F/K/A ADV-LORD ABBETT ULTRA SHORT BOND CL F — Dividend — Sold
NB F/K/A ADV-OPPENHEIMER SENIOR FLOATING RATE CL Y — Dividend — Sold
NB F/K/A ADV-PIONEER AMT FREE MUNICIPAL CL Y — Dividend — Sold
NB F/K/A ADV-VIRTUS NEWFLEET TAX EXEMPT BOND CL I — Dividend — Sold
NB F/K/A ADV-OPPENHEIMER S&P ULTRA DIVIDEND REV ETF — Dividend — Sold
NB F/K/A ONE-INVESCO DIVERSIFIED DIVIDEND CL Y — Dividend — Sold
NB F/K/A ONE-INVESCO MUNICIPAL INCOME CL Y — Dividend — Sold
NB F/K/A ONE-BLACKROCK EQUITY DIVIDEND INSTL CL — Dividend — Sold
ONE-DREYFUS CASH MANAGEMENT INSTL CL — Dividend — Sold
NB F/K/A ONE-EATON VANCE FLOATING RATE ADVNTG CL I — Dividend — Sold
NB F/K/A ONE-FIDELITY ADVISOR HEALTH CARE CL I — Dividend — Sold
NB F/K/A ONE-HARTFORD BALANCED INCOME CL1 — Dividend — Sold
NB F/K/A ONE-LORD ABBETT ULTRA SHORT BOND CL F — Dividend — Sold
NB F/K/A ONE-MFS MUNICIPAL LTD MATURITY CL I — Dividend — Sold
CASH RESERVE CERTIFICATE 848001 — Interest — Redeemed
CASH RESERVE CERTIFICATE 905001 — Interest — Redeemed
RiverSource Retirement Advisor 4 Advantage VA-Annuity — Int./Div.
NB F/K/A BLACKROCK MULTI ASSET INCOME INSTL CL — Dividend — Sold
NB F/K/A COLUMBIA BALANCED INSTL CL — Dividend — Sold
NB F/K/A EATON VANCE FLOATING RATE ADVNTG CLI — Dividend — Sold
NB F/K/A FIDELITY ADVISOR STRATEGIC INCOME CL I — Dividend — Sold
NB F/K/A FIRST EAGLE GLOBAL CL I — Dividend — Sold
NB F/K/A OPPENHEIMER SENIOR FLOATING RATE CL Y — Dividend — Sold
NB F/K/A INVESCO EXCHANGE S&P 500 LOW VOLATILITY ETF — Dividend — Sold
NB F/K/A SPDR S&P 500 ETF — Dividend — Sold
NB F/K/A Columbus Circle LCG, IRA — Dividend — Sold
NB F/K/A Lazard IA, IRA — Dividend — Sold
NB F/K/A Alta LCC, IRA — Dividend — Sold
NB F/K/A VICTORY MUNDER MCC, IRA — Dividend — Sold
NB 86 DREYFUS GOVERNMENT CASH MGMT ADMIN — Dividend
NB 186 ACCENTURE PLC CLS A — Dividend — Buy
NB 186 ACCENTURE PLC CLS A — Buy (add'l)
NB 186 ADOBE INC COM — Dividend — Buy
NB 186 ALPHABET INC CAP STK CL A — Dividend — Buy
NB 186 AMAZON.COM INC — Dividend — Buy
NB 186 AMAZON.COM INC — Buy (add'l)
NB 186 AMAZON.COM INC — Buy (add'l)
NB 186 AMAZON.COM INC — Buy (add'l)
NB 186 AMEREN CORP COM — Dividend — Buy
NB 186 AMEREN CORP COM — Buy (add'l)
NB 186 AMEREN CORP COM — Buy (add'l)
NB 186 AMEREN CORP COM — Buy (add'l)
NB 186 AMETEK INC COM — Dividend — Buy
NB 186 AMETEK INC COM — Buy (add'l)
NB 186 AMETEK INC COM — Buy (add'l)
NB 186 AMPHENOL CORP CLASS A COM — Dividend — Buy
NB 186 AMPHENOL CORP CLASS A COM — Buy (add'l)
NB 186 ANALOG DEVICES INC — Dividend — Buy
NB 186 ANALOG DEVICES INC — Buy (add'l)
NB 186 ANALOG DEVICES INC — Buy (add'l)
NB 186 ANALOG DEVICES INC — Sold (part)
NB 186 ANALOG DEVICES INC — Buy (add'l)
NB 186 ANALOG DEVICES INC — Sold
NB 186 APPLE INC COM — Dividend — Buy
NB 186 APPLE INC COM — Sold (part)
NB 186 BECTON DICKINSON & CO — Dividend — Buy
NB 186 BECTON DICKINSON & CO — Buy (add'l)
NB 186 BECTON DICKINSON & CO — Sold
NB 186 BERKSHIRE HATHAWAY INC DEL CL B NEW — Dividend — Buy
NB 186 BERKSHIRE HATHAWAY INC DEL CL B NEW — Sold
NB 186 BOEING CO COM — Dividend — Buy
NB 186 BOEING CO COM — Buy (add'l)
NB 186 BOEING CO COM — Buy (add'l)
NB 186 BOOKING HLDGS INC COM — Dividend — Buy
NB 186 BOOKING HLDGS INC COM — Buy (add'l)
NB 186 CDW CORP COM — Dividend — Buy
NB 186 CDW CORP COM — Buy (add'l)
NB 186 CDW CORP COM — Buy (add'l)
NB 186 CDW CORP COM — Buy (add'l)
NB 186 CDW CORP COM — Sold (part)
NB 186 CDW CORP COM — Sold (part)
NB 186 CISCO SYS INC COM — Dividend — Buy
NB 186 CISCO SYS INC COM — Buy (add'l)
NB 186 CISCO SYS INC COM — Buy (add'l)
NB 186 CISCO SYS INC COM — Buy (add'l)
NB 186 CISCO SYS INC COM — Buy (add'l)
NB 186 CSX CORP COM — Dividend — Buy
NB 186 CSX CORP COM — Buy (add'l)
NB 186 CSX CORP COM — Buy (add'l)
NB 186 CSX CORP COM — Buy (add'l)
NB 186 DISNEY WALT CO — Dividend — Buy
NB 186 DISNEY WALT CO — Buy (add'l)
NB 186 ESTEE LAUDER COMPANIES INC COM — Dividend — Buy
NB 186 ESTEE LAUDER COMPANIES INC COM — Buy (add'l)
NB 186 ESTEE LAUDER COMPANIES INC COM — Buy (add'l)
NB 186 ESTEE LAUDER COMPANIES INC COM — Sold (part)
NB 186 FIDELITY NATL INFORMATION SERVICES COM — Dividend — Buy
NB 186 FIDELITY NATL INFORMATION SERVICES COM — Buy (add'l)
NB 186 FIDELITY NATL INFORMATION SERVICES COM — Buy (add'l)
NB 186 FIDELITY NATL INFORMATION SERVICES COM — Buy (add'l)
NB 186 HOME DEPOT INC COM — Dividend — Buy
NB 186 HOME DEPOT INC COM — Buy (add'l)
NB 186 HOME DEPOT INC COM — Buy (add'l)
NB 186 INTUIT COM — Dividend — Buy
NB 186 INTUITIVE SURGICAL INC COM NEW — Dividend — Buy
NB 186 MASTERCARD INC CL A — Dividend — Buy
NB 186 MCCORMICK&COMPANY INC COM NPVD — Dividend — Buy
NB 325/186 MICROSOFT CORP — Dividend — Buy
NB 325/186 MICROSOFT CORP — Buy (add'l)
NB 325/186 MICROSOFT CORP — Buy (add'l)
NB 325/186 MICROSOFT CORP — Buy (add'l)
NB 186 MOTOROLA SOLUTIONS INC COM NEW — Dividend — Buy
NB 186 MOTOROLA SOLUTIONS INC COM NEW — Buy (add'l)
NB 186 MOTOROLA SOLUTIONS INC COM NEW — Sold (part)
NB 186 NEXTERA ENERGY INC COM — Dividend — Buy
NB 186 NEXTERA ENERGY INC COM — Buy (add'l)
NB 186 NEXTERA ENERGY INC COM — Buy (add'l)
NB 186 NEXTERA ENERGY PARTNERS LP COM — Dividend — Buy
NB 186 NIKE INC CLASS B COM — Dividend — Buy
NB 186 NIKE INC CLASS B COM — Buy (add'l)
NB 186 NIKE INC CLASS B COM — Buy (add'l)
NB 186 NIKE INC CLASS B COM — Sold (part)
NB 186 PHILLIPS 66 COM — Dividend — Buy
NB 186 PROCTER & GAMBLE CO COM — Dividend — Buy
NB 186 PROCTER & GAMBLE CO COM — Buy (add'l)
NB 186 PROCTER & GAMBLE CO COM — Buy (add'l)
NB 186 ROPER TECHNOLOGIES INC — Dividend — Buy
NB 186 ROPER TECHNOLOGIES INC — Buy (add'l)
NB 186 SVB FINL GROUP — Dividend — Buy
NB 186 SVB FINL GROUP — Buy (add'l)
NB 186 THERMO FISHER SCIENTIFIC INC — Dividend — Buy
NB 186 TJX COS INC NEW COM — Dividend — Buy
NB 186 UNION PACIFIC CORP COM — Dividend — Buy
NB 186 UNION PACIFIC CORP COM — Buy (add'l)
NB 186 UNION PACIFIC CORP COM — Buy (add'l)
NB 186 UNION PACIFIC CORP COM — Buy (add'l)
NB 186 VISA INC COM CL A — Dividend — Buy
NB 186 VISTRA ENERGY CORP COM — Dividend — Buy
NB 186 VISTRA ENERGY CORP COM — Buy (add'l)
NB 186 ZEBRA TECHNOLOGIES CORP CL A — Dividend — Buy
NB 186 ZEBRA TECHNOLOGIES CORP CL A — Buy (add'l)
NB 186 ZEBRA TECHNOLOGIES CORP CL A — Buy (add'l)
NB 186 ZOETIS INC COM — Dividend — Buy
NB 186 ZOETIS INC COM — Buy (add'l)
NB 186 ZOETIS INC COM — Buy (add'l)
NB 186 ZOETIS INC COM — Buy (add'l)
NB 186 ZIMMER BIOMET HLDGS INC 2.70000% 4/1/20 — Interest — Buy
NB 186 FISERV INC NOTE CALL MAKE WHOLE 2.70000% 6/1/20 — Interest — Buy
NB 186 MORGAN STANLEY MTN 2.80000% 6/16/20 — Interest — Buy
NB 186 ACE INA HLDGS INC NOTE CALL MAKE WHOLE 2.30000% 11/3/20 — Interest — Buy
NB 186 LOCKHEED MARTIN CORP NOTE CALL MAKE WHOLE 2.50000% 11/23/20 — Interest — Buy
NB 186 ANALOG DEVICES INC NOTE CALL MAKE WHOLE 2.95000% 1/12/21 — Interest — Buy
NB 186 PIONEER NAT RES CO NOTE CALL MAKE WHOLE 3.45000% 1/15/21 — Interest — Buy
NB 186 VULCAN MATLS CO NOTE 2.55688% 3/1/21 — Interest — Buy
NB 186 MARRIOTT INTL INC NOTE 2.53500% 3/8/21 — Interest — Buy
NB 186 WELLS FARGO CO MTN BE 4.60000% 4/1/21 — Interest — Buy
NB 186 TOTAL CAPITAL INTERNATIONAL S.A. 2.218% 7/12/21 — Interest — Buy
NB 186 ZOETIS INC NOTE CALL MAKE WHOLE 2.33850% 8/20/21 — Interest — Buy
NB 186 CANADIAN NATURAL RESOURCES LTD NOTE 3.45000% 11/15/21 — Interest — Buy
NB 186 MOODYS CORP NOTE CALL MAKE WHOLE 2.75000% 12/15/21 — Interest — Buy
NB 186 JPMORGAN CHASE &CO NOTE 4.50000% 1/24/22 — Interest — Buy
NB 186 WEC ENERGY GROUP INC NOTE CALL MAKE WHOLE 3.1000% 3/8/22 — Interest — Buy
NB 186 WESTERN UN CO NOTE CALL MAKE WHOLE 3.60000% 3/15/22 — Interest — Buy
NB 186 AMERIPRISE FINL INC NOTE CALL MAKE WHOLE 3.00000% 3/22/22 — Interest — Buy
NB 186 BANK OF MONTREAL MTN 2.90000% 3/26/22 — Interest — Buy
NB 435 AMAZON.COM INC — Buy (add'l)
NB 186 TOYOTA MOTOR CREDIT CORP MTN 2.65000% 4/12/22 — Interest — Buy
NB 186 OCCIDENTAL PETE CORP NOTE CALL MAKE WHOLE 2.60000% 4/15/22 — Interest — Buy
NB 186 BOEING CO NOTE CALL MAKE WHOLE 2.70000% 5/1/22 — Interest — Buy
NB 186 MOTOROLA SOLUTIONS INC 3.75000% 5/15/22 — Interest — Buy
NB 186 GLAXOSMITHKLINE CAP PLC NOT 2.87500% 6/1/22 — Interest — Buy
NB 186 RYDER SYS MTN BE CALL MAKE WHOLE 2.87500% 6/1/22 — Interest — Buy
NB 186 BB&T CORP SR MEDIUM TERM NTS NOTE 3.05000% 6/20/22 — Interest — Buy
NB 186 CHURCH &DWIGHT INC NOTE CALL MAKE WHOLE 2.45000% 8/1/22 — Interest — Buy
NB 186 DTE ENERGY CO NOTE CALL MAKE WHOLE 2.25000% 11/1/22 — Interest — Buy
NB 186 DH EUROPE FIN II S A R L NOTE 2.05000% 11/15/22 — Interest — Buy
NB 186 BANK AMER CORP MTN 3.30000% 1/11/23 — Interest — Buy
NB 186 GOLDMAN SACHS GROUP INC MTN 3.62500% — Interest — Buy
NB 186 EATON VANCE CORP NOTE CALL MAKE WHOLE 3.62500% 6/15/23 — Interest — Buy
NB 186 COMERICA INC NOTE 3.70000% 7/31/23 — Interest — Buy
NB 186 ASTRAZENECA NOTE CALL MAKE WHOLE 3.50000% 8/17/23 — Interest — Buy
NB 186 ROPER TECHNOLOGIES INC NOTE 3.65000% 9/15/23 — Interest — Buy
NB 186 TRANSCANADA PIPELINES LTD NOTE 3.75000% 10/16/23 — Interest — Buy
NB 186 SHELL INTL.FIN.BV NOTE CALL MAKE WHOLE 3.50000% 11/13/23 — Interest — Buy
NB 186 PNC FINL SVCS GROUP INC NOTE 3.50000% 1/23/24 — Interest — Buy
NB 186 BUNGE LTD FIN CORP NOTE CALL MAKE WHOLE 4.35000% 3/15/24 — Interest — Buy
NB 186 AT&T INC NOTE CALL MAKE WHOLE 4.45000% 4/1/24 — Interest — Buy
NB 186 COMCAST CORP NEW NOTE CALL MAKE WHOLE 3.70000% 4/15/24 — Interest — Buy
NB 186 CITIGROUP INC NOTE CALL MAKE WHOLE 4.04400% 6/1/24 — Interest — Buy
NB 186 NASDAQ INC NOTE CALL MAKE WHOLE 4.25000% 6/1/24 — Interest — Buy
NB 186 MEDTRONIC INC NOTE CALL MAKE WHOLE 3.50000% 3/15/25 — Interest — Buy
NB 186 FREEPORT-MCMORAN INC NOTE CALL MAKE WHOLE 3.55000% 3/1/22 — Interest — Buy
NB 186 BALL CORP NOTE CALL MAKE WHOLE 5.00000% 3/15/22 — Interest — Buy
NB 186 ANIXTER INC NOTE CALL MAKE WHOLE 5.50000% 3/1/23 — Interest — Buy
NB 186 TOLL BROS FIN CORP NOTE CALL MAKE WHOLE 4.37500% 4/15/23 — Interest — Buy
NB 186 AMERIGAS PARTNERS L P NOTE 5.62500% 5/20/24 — Interest — Buy
NB 186 UNITED STATES TREAS NTS NOTE 2.50000% 2/28/21 — Interest — Buy
NB 186 UNITED STATES TREASURY BILLS 0.00000% 9/12/19 — Interest — Buy
NB 186 UNITED STATES TREASURY BILLS 0.00000% 9/12/19 — Sold (part)
NB 186 UNITED STATES TREASURY BILLS 0.00000% 9/12/19 — Sold
NB 186 CVS HEALTH CORP QUARTERLY US 3/9/20 — Interest — Buy
NB 186 CVS HEALTH CORP QUARTERLY US 3/9/20 — Sold
NB 186 NEXTERA ENERGY CAPITAL QUARTERLY US 9/3/19 — Interest — Buy
NB 186 NEXTERA ENERGY CAPITAL QUARTERLY US 9/3/19 — Matured
NB 186 CDW LLC/CDW FIN CORP 5.00000% 9/1/23 CALLED 10/12/19 — Interest — Buy
NB 186 CDW LLC/CDW FIN CORP 5.00000% 9/1/23 CALLED 10/12/19 — Expired
NB 186 JM SMUCKER CO 2.50000% 3/15/2020 — Interest — Buy
NB 186 JM SMUCKER CO 2.50000% 3/15/2020 — Sold
NB 186 VISTRA ENERGY CORP 7.62500% 11/1/24 CALLED 11/1/19 — Interest — Buy
NB 186 VISTRA ENERGY CORP 7.62500% 11/1/24 CALLED 11/1/19 — Expired
NB 186 RANGE RESOURCES CORP 5.75% 6/1/21 — Interest — Buy
NB 186 RANGE RESOURCES CORP 5.75% 6/1/21 — Sold
NB 186 CHUBB INA HOLDINGS INC 2.3% 11/3/20 — Interest — Buy
NB 435 DRYFUS GOVERNMENT CASH MGMT ADMIN — Dividend
NB 435 ALPHABET INC CAP STK CL C — Dividend — Buy
NB 435 ALPHABET INC CAP STK CL C — Buy (add'l)
NB 435 ALPHABET INC CAP STK CL C — Buy (add'l)
NB 435 ALPHABET INC CAP STK CL C — Buy (add'l)
NB 435 AMAZON.COM INC — Dividend — Buy
NB 435 AMAZON.COM INC — Buy (add'l)
NB 435 AMEREN CORP COM USD0.01 — Dividend — Buy
NB 435 AMEREN CORP COM USD0.01 — Buy (add'l)
NB 435 AMEREN CORP COM USD0.01 — Buy (add'l)
NB 435 ANALOG DEVICES INC — Dividend — Buy
NB 435 ANALOG DEVICES INC — Buy (add'l)
NB 435 ANALOG DEVICES INC — Sold (part)
NB 435 ANALOG DEVICES INC — Sold
NB 435 APTIV PLC — Dividend — Buy
NB 435 APTIV PLC — Buy (add'l)
NB 435 APTIV PLC — Buy (add'l)
NB 435 APTIV PLC — Sold
NB 435 BOEING CO COM USD5.00 — Dividend — Buy
NB 435 BOEING CO COM USD5.00 — Buy (add'l)
NB 435 BOEING CO COM USD5.00 — Buy (add'l)
NB 435 BOEING CO COM USD5.00 — Buy (add'l)
NB 435 CDW CORP COM USD0.01 — Dividend — Buy
NB 435 CDW CORP COM USD0.01 — Buy (add'l)
NB 435 CDW CORP COM USD0.01 — Buy (add'l)
NB 435 CISCO SYS INC COM — Dividend — Buy
NB 435 CISCO SYS INC COM — Buy (add'l)
NB 435 CISCO SYS INC COM — Buy (add'l)
NB 435 CME GROUP INC COM — Dividend — Buy
NB 435 CME GROUP INC COM — Buy (add'l)
NB 435 CME GROUP INC COM — Buy (add'l)
NB 435 CSX CORP COM USD1 — Dividend — Buy
NB 435 CSX CORP COM USD1 — Buy (add'l)
NB 435 CSX CORP COM USD1 — Buy (add'l)
NB 435 DANAHER CORPORATION COM — Dividend — Buy
NB 435 DANAHER CORPORATION COM — Buy (add'l)
NB 435 DANAHER CORPORATION COM — Sold (part)
NB 435 DANAHER CORPORATION COM — Buy (add'l)
NB 435 DISNEY WALT CO — Dividend — Buy
NB 435 DISNEY WALT CO — Buy (add'l)
NB 435 EXACT SCIENCES CORP — Dividend — Buy
NB 435 FIDELITY NATL INFORMATION SERVICES COM — Dividend — Buy
NB 435 FIDELITY NATL INFORMATION SERVICES COM — Buy (add'l)
NB 435 FIDELITY NATL INFORMATION SERVICES COM — Buy (add'l)
NB 435 HOME DEPOT INC COM — Dividend — Buy
NB 435 HOME DEPOT INC COM — Buy (add'l)
NB 435 HOME DEPOT INC COM — Buy (add'l)
NB 435 HOME DEPOT INC COM — Buy (add'l)
NB 435 INTUIT COM — Dividend — Buy
NB 435 MARRIOTT INTERNATIONAL INC COM USD0.01 — Dividend — Buy
NB 435 MARRIOTT INTERNATIONAL INC COM USD0.01 — Buy (add'l)
NB 435 MARRIOTT INTERNATIONAL INC COM USD0.01 — Buy (add'l)
NB 435 MARRIOTT INTERNATIONAL INC COM USD0.01 — Sold (part)
NB 435 MCDONALDS CORP — Dividend — Buy
NB 435 MCDONALDS CORP — Buy (add'l)
NB 435 MCDONALDS CORP — Buy (add'l)
NB 435 MCDONALDS CORP — Buy (add'l)
NB 435 MICROSOFT CORP — Dividend — Buy
NB 435 MICROSOFT CORP — Buy (add'l)
NB 435 MOTOROLA SOLUTIONS INC COM NEW — Dividend — Buy
NB 435 MOTOROLA SOLUTIONS INC COM NEW — Buy (add'l)
NB 435 MOTOROLA SOLUTIONS INC COM NEW — Buy (add'l)
NB 435 NEXTERA ENERGY INC COM USD0.01 — Dividend — Buy
NB 435 NEXTERA ENERGY INC COM USD0.01 — Buy (add'l)
NB 435 NEXTERA ENERGY INC COM USD0.01 — Buy (add'l)
NB 435 NEXTERA ENERGY INC COM USD0.01 — Buy (add'l)
NB 435 NEXTERA ENERGY PARTNERS LP COM UNIT PART — Distribution — Buy
NB 435 NORFOLK SOUTHERN CORP COM USD1 — Dividend — Buy
NB 435 NORFOLK SOUTHERN CORP COM USD1 — Buy (add'l)
NB 435 NORFOLK SOUTHERN CORP COM USD1 — Buy (add'l)
NB 435 NORFOLK SOUTHERN CORP COM USD1 — Buy (add'l)
NB 435 ROPER TECHNOLOGIES — Dividend — Buy
NB 435 ZEBRA TECHNOLOGIES CORP CL A — Dividend — Buy
NB 435 ZEBRA TECHNOLOGIES CORP CL A — Buy (add'l)
NB 435 VULCAN MATLS CO NOTE 2.49363% 6/15/20 — Interest — Buy
NB 435 KRAFT HEINZ FOODS CO NOTE 2.47138% 2/10/21 — Interest — Buy
NB 435 MARRIOTT INTL INC NOTE 2.53500% 3/8/21 — Interest — Buy
NB 435 UNITED PARCEL SERVICE INC NOTE 2.24863% 4/1/21 — Interest — Buy
NB 435 GLAXOSMITHKLINE CAPITAL PLC NOTE 0.0% 5/14/21 — Interest — Buy
NB 435 ZOETIS INC NOTE CALL MAKE WHOLE 2.33850% 8/20/21 — Interest — Buy
NB 435 NEXTERA ENERGY CAP HLDGS INC BOND 2.9% 4/1/22 — Interest — Buy
NB 435 GOLDMAN SACHS GROUP INC MTN 4.0% 3/3/24 — Interest — Buy
NB 435 MARATHON OIL CORP NOTE CALL MAKE WHOLE 3.85% 6/1/25 — Interest — Buy
NB 435 DOWDUPONT INC NOTE CALL MAKE WHOLE 4.49300% 11/15/25 — Interest — Buy
NB 435 CBS CORP NEW NOTE CALL MAKE WHOLE 4.0% 1/15/26 — Interest — Buy
NB 435 ARCELORMITTAL SA LUXEMBOURG NOTE 4.55% 3/11/26 — Interest — Buy
NB 435 CITIGROUP INC NOTE 4.45% 9/29/27 — Interest — Buy
NB 435 APACHE CORP NOTE CALL MAKE WHOLE 4.375% 10/15/28 — Interest — Buy
NB 435 BALL CORP NOTE CALL MAKE WHOLE 5.0% 3/15/22 — Interest — Buy
NB 435 ANIXTER INC NOTE CALL MAKE WHOLE 5.5% 3/1/23 — Interest — Buy
NB 435 TOLL BROS FIN CORP NOTE CALL MAKE WHOLE 4.375% 4/15/23 — Interest — Buy
NB 435 AMERIGAS PARTNERS L P NOTE 5.625% 5/20/24 — Interest — Buy
NB 435 MURPHY OIL CORP NOTE CALL MAKE WHOLE 6.875% 8/15/24 — Interest — Buy
NB 435 NEW YORK ST DORM AUTH REVS NON ST 5.0% 7/1/20 (649905XC5) — Interest — Buy
NB 435 NEW YORK ST DORM AUTH REVS NON ST 5.0% 7/1/20 (649906TR5) — Interest — Buy
NB 435 NEW YORK ST URBAN DEV CORP REV ST PERS 5.0% 3/15/21 — Interest — Buy
NB 435 BATTERY PK CITY AUTH N Y REV SENIOR REV 5.0% 11/1/21 — Interest — Buy
NB 435 NEW YORK NY CITY TRANSITIONAL FIN 5.0% 11/1/21 — Interest — Buy
NB 435 METROPOLITAN TRANSN AUTH N Y REV REV 5.0% 11/15/21 — Interest — Buy
NB 435 NEW YORK ST DORM AUTH REVS NON ST 5.0% 7/1/22 — Interest — Buy
NB 435 WESTCHESTER CNTY N Y GO REF BDS SER. 3.0% 10/15/22 — Interest — Buy
NB 435 NEW YORK ST URBAN DEV CORP REV ST PERS 5.0% 3/15/23 — Interest — Buy
NB 435 NEW YORK N Y CITY TRANSITONAL FIN 5.0% 5/1/23 — Interest — Buy
NB 435 NEW YORK N Y CITY TRANSITONAL FIN 5.0% 7/15/23 — Interest — Buy
NB 435 NEW YORK N Y CITY INDL DEV AGY SPL FAC 5.0% 5/1/24 — Interest — Buy
NB 435 NEW YORK N Y GO BDS SER. 2019 E 5.0% 8/1/24 — Interest — Buy
NB 435 METROPOLITAN TRANSN AUTH N Y DEDICATED 5.0% 11/15/24 — Interest — Buy
NB 435 CONNECTICUT ST GO BDS SER. 2019 A 5.0% 4/15/27 — Interest — Buy
NB 435 NEW YORK N Y CITY TRANSITIONAL FIN 5.0% 11/1/39 — Interest — Buy
NB 435 F/K/A ONE-EVENTIDE GILEAD FUND CLASS I — Distribution
NB 435 F/K/A ONE-FIDELITY ADVISOR NEW INSIGHTS CL I — Distribution
NB 435 F/K/A ADV-HARTFORD CORE EQUIITY FUND CLASS I — Distribution
NB 435 F/K/A ADV-INVESCO EXCHNG TRADED FD TR II S&P 500 — Dividend
NB 435 VISTRA ENERGY CORP COM — Dividend — Buy
NB 435 VISTRA ENERGY CORP COM — Sold
NB 435 ILLINOIS ST TOLL HWY AUTH TOLL HIGHWAY 5.0% 12/1/19 — Interest — Buy
NB 435 ILLINOIS ST TOLL HWY AUTH TOLL HIGHWAY 5.0% 12/1/19 — Matured
NB 435 CVS HEALTH CORP QUARTERLY US 3/9/20 — Interest — Buy
NB 435 CVS HEALTH CORP QUARTERLY US 3/9/20 — Sold
NB 435 CDW LLC/CDW FIN CORP 5.0% 9/1/23 — Interest — Buy
NB 435 CDW LLC/CDW FIN CORP 5.0% 9/1/23 — Expired
NB 435 VISTRA ENERGY CORP 7.625% 11/1/24 — Interest — Buy
NB 435 VISTRA ENERGY CORP 7.625% 11/1/24 — Expired
Adjunct Professor, Columbia Law School
Member, Columbia Board of Visitors, Columbia Law School
Adviser, Global Media Freedom Initiative's High-Level Panel of Legal Experts (convened at the request of the UK and Canadian governments)
Adviser, American Law Institute's Restatement Third of Torts, Defamaton and Privacy
Agreement — 1998 — Gibson, Dunn & Crutcher LLP Retirement Agreement, Gibson Dunn & Crutcher LLP and Robert D. Sack; Terms: $6,000 per month/life, no increase, decrease or cap
Agreement — 2010 — Practising Law Institute and Robert D. Sack, publication of 4th edition of treatise on defamation law; royalty 15% of net receipts
Agreement — 2017 — Practising Law Institute and Robert D. Sack, publication of 5th edition of treatise on defamation law; royalty 15% of net receipts
Liability — Citibank Mastercard — Credit Cards
Liability — American Express — Credit Card
Reimbursement — Foreign and Commonwealth Office, UK — 07/08/2019 to 07/13/2019 — London, England — Adviser to High Level Legal Panel at Media Freedom Conference — Food, lodging and airfare
Income — 2019 — Practising Law Institute Book Royalties — $18,458.67
Income — 2019 — Gibson, Dunn & Crutcher LLP Retirement Plan — $72,000.00
Income — 2019 — Adjunct Professor, Columbia Law School — $12,499.92
Spouse's income — 2019 — Thomson Reuters Royalties-West Publishing Corporation
Spouse's income — 2019 — Fellowship-The Frick Art Reference Center for the History of Collecting
A pending claim against Worldcom is currently in litigation (02 Civ. 3288 (DLC)). The worth of that claim cannot be determined at this time.
Line 35 on the 2018 Financial Disclosure Report, OPP NEW YORK N Y NY 4% due 02/01/22 B/E UGO OID, was sold entirely in 2018. The 2018 Financial
Disclosure Report inadvertently said it was sold in part. That item has been removed from this 2019 Report.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/30557. Public record. Not legal advice.