# Dennis H. Inman > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/30420 ## Record - **Judge:** Dennis H. Inman - **Year:** 2019 - **Pages:** 18 ## Text AFLAC Inc — Dividend AMG Funds- Managers Bond Fund — Dividend — Sold Abbott Laboratories — Dividend Air Products & Chemicals — Dividend American Funds Bond Fund of America (ABNFX) — Dividend — Buy (add'l) American Funds Cap World Bd (BFWFX) — Dividend — Sold American Funds Growth Fund (GFFFX) — Dividend — Sold (part) American Funds - New World Fund (NFFFX) — Dividend American Funds - Income Fund — Dividend American Funds - EuroPacific Growth Fund(AFPFX) — Dividend — Buy (add'l) American Funds - Washington Mutual (WMFFX) — Dividend — Buy (add'l) American Funds - Balanced Fund — Dividend American Funds - Balanced 529 Fund — Dividend American Funds - Cap Inc Bldr 529 — Dividend American Funds - Fndmntl Inv 529 — Dividend American Funds - Grwth Fnd of Amer 529 — Dividend American Funds - Invstmnt Co of Amer 529 — Dividend American Funds- Cap Wrld Grwth 529 — Dividend — Sold American Funds - Small Cap Wrld Gwth 529 — Dividend American Funds - Mutual Invs. Fnd 529 — Dividend Analog Devices Inc — Dividend Apple Inc (APPL) — Dividend AT&T Inc — Dividend AQR Funds-Managed Futures Strategy Fund — Dividend Artio Funds - Global Total Return Fund — Dividend Artisan Funds - Midcap Value Fund — Dividend Automatic Data Processing — Dividend Becton Dickinson & Co — Dividend Bed Bath & Beyond FXD RT SR NT 4.915 — Interest — Buy Blackrock Funds - Core Bond Portfolio — Dividend Blackrock Fuds Global long/short Institutional Fd — Dividend Brookfield Invt Funds Gbl RE FdA (BLRYX) — Dividend — Sold Brown Advisory Fds Advisory Small Cap Growth (BAFSX) — Dividend — Buy CBL & Assoc n/k/a CBL & Assoc PPTYS 7.375% — Dividend Chemours Co — Dividend Chevron Corp — Dividend Chubb Corp — Dividend Clorox Co — Dividend Cohen & Steers Funds - Realty Shares Fund — Dividend Colgate Palmolive — Dividend Conocophillips — Dividend Deutsche Secs Tr Enhanced Comm Strat FD (SKIRX) — Dividend Duke Energy — Dividend Du Pont - Nemours & Co n/k/a Dupont Inc (DWDP) — Dividend Eaton/Vance Funds - Global MacroAbsolute Return Fund — Dividend Emerson Electric Co — Dividend Entergy Nola 5.5% Sen Notes — None Eversource Energy — Dividend Exxon Mobil Corp — Dividend Factset Research Systems — Dividend Fidelity Funds - Fidelity Adviser Series VII Fund — Dividend First Trust High Dividend Equity Alloc Port — Dividend — Buy First Trust US Infrastructure Portfolio Series 13 — Dividend — Sold General Mills Inc — Dividend Genl Dynamics Corp — Dividend Glaxosmithkline PLC (GSK) — Dividend — Buy Goldman Sachs ETF TR EFT Activebeta US Large Cap (GSLC) — Dividend — Buy Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Dividend — Buy Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Sold (part) Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Sold (part) Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Sold (part) Govt Prop Inc TR 5.875 Sen Notes — Distribution Granger WW Inc — Dividend Harbor Funds- CAP Appreciation Fund — Dividend Harbor Fund Small Cap Value Fd — Dividend Harris Corp — Dividend Hartford Mult Fds Inc Midcap Fund (HFMIX) — None Heartland Funds- Heartland Value Plus Fund — Dividend Illinois Tool Works — Dividend IBM — Dividend Industrial Select ETF Sector SPDR — Dividend INVESCO TRII Emerging Mkts Sovereign Debt ETF (PCY) — Dividend iShares Russell 2000 ETF — Dividend iShares US Prefered Stock ETF — Dividend iShares Core S&P Mid Cap ETF — Dividend — Sold (part) iShares Core S&P 500 ETF Index — Dividend — Sold iShares Core MSCI Emerging Markets ETF (IEMG) — Dividend — Buy (add'l) iShares Core US ETF Aggregate Bd — Dividend — Buy (add'l) iShares Core US ETF Aggregate Bd — Buy (add'l) iShares Edge MSCI ETF Min Vol USA ETF (USMV) — Dividend — Buy iShares iBoxx ETF High Yield Corp (HYG) — Dividend iShares JP Morgan USD Emerging Mkts Bd ETF (EMB) — Dividend — Buy (add'l) iShares JP Morgan USD Emerging Mkts Bd ETF (EMB) — Sold (part) iShares MBS ETF — Dividend iShares Tip Bond ETF — Dividend JM Smuckers Co — Dividend John Hancock Funds III Disciplined Value Mid Cap (JVMIX) — Dividend John Hancock FDS II Global Absolute Return Strategies FD — Dividend Johnson & Johnson — Dividend Janus Henderson Funds Small Cap Value Fund (JSCOX) — Dividend Janus Henderson Funds Flexible Bd Fd (JFLEX) — Dividend JP Morgan Funds High Yield FD (OHYFX) — Dividend — Sold (part) JP Morgan Funds High Yield FD (OHYFX) — Sold JP Morgan Funds - Intrepid Value Fund (JPIVX) — Dividend — Buy (add'l) JP Morgan Funds - Intrepid Value Fund (JPIVX) — Sold (part) JP Morgan 6.15% Perp Non-Cum Ser BB — Dividend Kellogg Co — Dividend Knoxville TN Waste Water Sys Rev Impt Ser A — Interest Lazard Funds Emerging Mkts Port (LZEMX) — Dividend — Buy (add'l) Lowes Companies — Dividend MCDonalds Corp — Dividend Medtronic PLC — Dividend Memphis TN Gen - Impt Ser A G/O Unltd — Interest MetLife Variable Annuity - AQR Global Risk Balanced — Dividend MetLife Variable Annuity - Alliance Bernstein Global — Dividend MetLife Variable Annuity - MetLife Balanced Plus — Dividend MetLife Variable Annuity - BlackRock Global TCT Strat — Dividend MetLife Variable Annuity IRA - MetGrowth Strategies — Dividend MetLife Variable Annuity - Met Balanced Strategies — Dividend MetLife Vari. Annuity IRA - Met Balanced Strategies — Dividend MetLife Variable Annuity IRA - MetGrowth Strategies — Interest Metropolitan West Fds Total Return Bond Fd — Dividend — Buy (add'l) MFS Funds - Ser Emerging Markets Fund (MEDIX) — Dividend Microsoft Corp — Dividend Mueller Inds Inc FXD 6.000% — Interest Neuberger Berman Funds - Alternative Fund — Dividend Nextera Energy Inc — Dividend Nextera Energy 5.25% PFD Jr Sub — Interest Norfolk Southern Corp — Dividend Novartis AG — Dividend Nuveen Invt Fds Real Estate Secs Fd (FARCX) — Dividend — Sold OakRidge Small Cp Growth Fd — Dividend OneOk Partners, LP — Dividend Oppenheimer Funds - Dev Markets Fund (ODVYX) — Dividend Oppenheimer Funds -Intl Fund (OIBYX) — Dividend Oppenheimer Main Str Fds — Dividend Paychex Inc — Dividend Pepsico Inc — Dividend PGIM High Yield CL Z (PHZYX) — Dividend — Buy PGIM Total Return Bond (PDBZX) — Dividend — Buy (add'l) Phillips 66 — Dividend PIMCO Funds - FDS PAC INVT Fund — Dividend PIMCO Fds Pac Invt Mgmt Ser-Comm real return strat (PCRIX) — Dividend — Sold Polaris Ind Inc — Dividend Powershares EM Mar Sov De PT ETF — Dividend Praxair Inc — Dividend Principal Fds- High Yield FD Instl — Dividend Principal Fds Midcap Fund — Dividend Procter & Gamble Co — Dividend Prudential Jennison Mid-Cap Growth FD (PEGZX) — Dividend Qualcom Inc — Dividend QWEST Corp 7% PFD Sr Note — Interest Realty Income Corp REIT — Distribution — Buy Scana Corp Com — Dividend Sector SPDR TR Techonology Select ETF — Dividend Select Sector Spdr Real Estate ETF — Dividend — Sold (part) Select Sector Spdr Health Care Fd — Dividend — Sold (part) Select Sector SPDR Consumer Disccretionary Fd — Dividend SPDR (Bloomberg/Barclays) High Yield Bd ETF — Dividend SPDR Dow Jones Global Real Estate ETF — Dividend — Sold (part) Southern Co 6.25% Jr Sub Cumulative Mat — Interest Sysco Corp — Dividend Target Corp — Dividend The Southern Co — Dividend Thornburg Invt Tr Invt Income Bldr — Dividend TRowe Price Blue Chip Growth Fund (TRBCX) — Dividend — Sold (part) TRowe Price Blue Chip Growth Fund (TRBCX) — Buy (add'l) United Technologies Corp — Dividend Vanguard FTSE Developed Markets ETF — Dividend Vanguard Intermedia TTE ETF Term Corp Bd — Dividend Vanguard Intl Equity FTF Index FDS FTSE Emerging MKTS ETF — Dividend Vanguard Mid Cap ETF (VO) — Dividend — Buy Vanguard REIT ETF — Dividend VF Corp — Dividend Victory Portfolios Emerging Mkts Fd (X) — Dividend Voya Equity Tr Small Cap Opportunities Fd (NSPIX) — Dividend — Sold Wal-Mart Stores Inc — Dividend WEC Energy Group Inc — Dividend Wells Fargo & Co 5.7 PFD Ser W — Dividend XTrackers USD High ETF Yield Corp Bond (HYLB) — Dividend — Buy 3M Co — Dividend Regions Bank, Morristown, TN checking acct — Interest Regions Bank, Morristown, Savings Acct — Interest Commercial Bank f/k/a Citizens Bank Account — Interest Sysco Corp — Dividend Amtrust Finl Svcs Inc Fixed Rate 6.125% — Interest — Sold DTE Energy 5.357% 06/01/2021 — Interest Illinois Fin Auth Multifamily Rev HAG BDS 4.5% — Interest Knoxville - TN Health EDL Bond 4.12% — Interest Knox Cnty Tenn Health EDL & HSG FAC BRD Hosp 4.0% — Interest Maury Cnty Tenn Int Rate 2.125% 04/01/20131 — Interest — Sold MET Govt Nashville & Davidson CNTY H&E FACS BRD Rev Bds — Interest — Buy Shelby Cnty Tenn Health EDL & HSGACS — Interest — Sold Thornburg - Investment Income Builder — Dividend TN State (Bond) - Ser A General Obligation UNLTD B/E — Interest TN Housing Dev Agy Homeownership — Interest Unum Group Bond — None — Buy US Stl Corp SR Bond 7.000% — Interest US STL Corp 7.000% 2/01/2018 — Interest VICTORY PORTFOLIOS EMERGING MKTS FD TBD CL Y (RSENX) (X) — Dividend Wells Fargo Bank Money Mrkts Account — Interest Williamson Co. TN School Dist. G/O UNLTD B/E — Interest Wilson Co. SER C bond 3.11% See Part VIII — Interest Brighthouse Variable Annuity (H) AB Global DNY Allloc — Dividend AQR Glbl risk balanced — Dividend BHLife Balanced Plus — Dividend Blackrock GLBL TCT STRT — Dividend BRkUltra Shrt Tm Bd — Interest BH Asset All 80 — Dividend BH Asset All 60 — Dividend SSGA Grunc ETF — Dividend Nokia Corp Sp Adr — Interest Fidelity Advisor Ser VII Health Care FD — None AT&T Inc — Dividend AMG Funds- Managers Bond Fund — Dividend — Sold Abbott Laboratories — Dividend AFLAC Inc — Dividend Air Products & Chemicals — Dividend American Funds Bond Fund of America (ABNFX) — Dividend — Buy (add'l) American Funds Cap World Bd (BFWFX) — Dividend — Sold American Funds Growth Fund (GFFFX) — Dividend — Sold (part) American Funds - New World Fund (NFFFX) — Dividend American Funds - Income Fund — Dividend American Funds - EuroPacific Growth Fund(AFPFX) — Dividend — Buy (add'l) American Funds - Washington Mutual (WMFFX) — Dividend — Buy (add'l) American Funds - Balanced Fund — Dividend American Funds - Balanced 529 Fund — Dividend American Funds - Cap Inc Bldr 529 — Dividend American Funds - Fndmntl Inv 529 — Dividend American Funds - Grwth Fnd of Amer 529 — Dividend American Funds - Invstmnt Co of Amer 529 — Dividend American Funds- Cap Wrld Grwth 529 — Dividend — Sold American Funds - Small Cap Wrld Gwth 529 — Dividend American Funds - Mutual Invs. Fnd 529 — Dividend Analog Devices Inc — Dividend Apple Inc (APPL) — Dividend AQR Funds-Managed Futures Strategy Fund — Dividend Artio Funds - Global Total Return Fund — Dividend Artisan Funds - Midcap Value Fund — Dividend Automatic Data Processing — Dividend Becton Dickinson & Co — Dividend Bed Bath & Beyond FXD RT SR NT 4.915 — Interest — Buy Blackrock Funds - Core Bond Portfolio — Dividend Blackrock Fuds Global long/short Institutional Fd — Dividend Brookfield Invt Funds Gbl RE FdA (BLRYX) — Dividend — Sold Brown Advisory Fds Advisory Small Cap Growth (BAFSX) — Dividend — Buy CBL & Assoc n/k/a CBL & Assoc PPTYS 7.375% — Dividend Chemours Co — Dividend Chevron Corp — Dividend Chubb Corp — Dividend Clorox Co — Dividend Cohen & Steers Funds - Realty Shares Fund — Dividend Colgate Palmolive — Dividend Conocophillips — Dividend Deutsche Secs Tr Enhanced Comm Strat FD (SKIRX) — Dividend Duke Energy — Dividend Du Pont - Nemours & Co n/k/a Dupont Inc (DWDP) — Dividend Eaton/Vance Funds - Global MacroAbsolute Return Fund — Dividend Emerson Electric Co — Dividend Entergy Nola 5.5% Sen Notes — None Eversource Energy — Dividend Exxon Mobil Corp — Dividend Factset Research Systems — Dividend Fidelity Funds - Fidelity Adviser Series VII Fund — Dividend First Trust High Dividend Equity Alloc Port — Dividend — Buy First Trust US Infrastructure Portfolio Series 13 — Dividend — Sold General Mills Inc — Dividend Genl Dynamics Corp — Dividend Glaxosmithkline PLC (GSK) — Dividend — Buy Goldman Sachs ETF TR EFT Activebeta US Large Cap (GSLC) — Dividend — Buy Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Dividend — Buy Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Sold (part) Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Sold (part) Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Sold (part) Govt Prop Inc TR 5.875 Sen Notes — Distribution Granger WW Inc — Dividend Harbor Funds- CAP Appreciation Fund — Dividend Harbor Fund Small Cap Value Fd — Dividend Harris Corp — Dividend Hartford Mult Fds Inc Midcap Fund (HFMIX) — None Heartland Funds- Heartland Value Plus Fund — Dividend Illinois Tool Works — Dividend IBM — Dividend Industrial Select ETF Sector SPDR — Dividend INVESCO TRII Emerging Mkts Sovereign Debt ETF (PCY) — Dividend iShares Russell 2000 ETF — Dividend iShares US Prefered Stock ETF — Dividend iShares Core S&P Mid Cap ETF — Dividend — Sold (part) iShares Core S&P 500 ETF Index — Dividend — Sold iShares Core MSCI Emerging Markets ETF (IEMG) — Dividend — Buy (add'l) iShares Core US ETF Aggregate Bd — Dividend — Buy (add'l) iShares Core US ETF Aggregate Bd — Buy (add'l) iShares Edge MSCI ETF Min Vol USA ETF (USMV) — Dividend — Buy iShares iBoxx ETF High Yield Corp (HYG) — Dividend iShares JP Morgan USD Emerging Mkts Bd ETF (EMB) — Dividend — Buy (add'l) iShares JP Morgan USD Emerging Mkts Bd ETF (EMB) — Sold (part) iShares MBS ETF — Dividend iShares Tip Bond ETF — Dividend JM Smuckers Co — Dividend John Hancock Funds III Disciplined Value Mid Cap (JVMIX) — Dividend John Hancock FDS II Global Absolute Return Strategies FD — Dividend Johnson & Johnson — Dividend Janus Henderson Funds Small Cap Value Fund (JSCOX) — Dividend Janus Henderson Funds Flexible Bd Fd (JFLEX) — Dividend JP Morgan Funds High Yield FD (OHYFX) — Dividend — Sold (part) JP Morgan Funds High Yield FD (OHYFX) — Sold JP Morgan Funds - Intrepid Value Fund (JPIVX) — Dividend — Buy (add'l) JP Morgan Funds - Intrepid Value Fund (JPIVX) — Sold (part) JP Morgan 6.15% Perp Non-Cum Ser BB — Dividend Kellogg Co — Dividend Knoxville TN Waste Water Sys Rev Impt Ser A — Interest Lazard Funds Emerging Mkts Port (LZEMX) — Dividend — Buy (add'l) Lowes Companies — Dividend MCDonalds Corp — Dividend Medtronic PLC — Dividend Memphis TN Gen - Impt Ser A G/O Unltd — Interest MetLife Variable Annuity - AQR Global Risk Balanced — Dividend MetLife Variable Annuity - Alliance Bernstein Global — Dividend MetLife Variable Annuity - MetLife Balanced Plus — Dividend MetLife Variable Annuity - BlackRock Global TCT Strat — Dividend MetLife Variable Annuity IRA - MetGrowth Strategies — Dividend MetLife Variable Annuity - Met Balanced Strategies — Dividend MetLife Vari. Annuity IRA - Met Balanced Strategies — Dividend MetLife Variable Annuity IRA - MetGrowth Strategies — Interest Metropolitan West Fds Total Return Bond Fd — Dividend — Buy (add'l) MFS Funds - Ser Emerging Markets Fund (MEDIX) — Dividend Microsoft Corp — Dividend Mueller Inds Inc FXD 6.000% — Interest Neuberger Berman Funds - Alternative Fund — Dividend Nextera Energy Inc — Dividend Nextera Energy 5.25% PFD Jr Sub — Interest Norfolk Southern Corp — Dividend Novartis AG — Dividend Nuveen Invt Fds Real Estate Secs Fd (FARCX) — Dividend — Sold OakRidge Small Cp Growth Fd — Dividend OneOk Partners, LP — Dividend Oppenheimer Funds - Dev Markets Fund (ODVYX) — Dividend Oppenheimer Funds -Intl Fund (OIBYX) — Dividend Oppenheimer Main Str Fds — Dividend Paychex Inc — Dividend Pepsico Inc — Dividend PGIM High Yield CL Z (PHZYX) — Dividend — Buy PGIM Total Return Bond (PDBZX) — Dividend — Buy (add'l) Phillips 66 — Dividend PIMCO Funds - FDS PAC INVT Fund — Dividend PIMCO Fds Pac Invt Mgmt Ser-Comm real return strat (PCRIX) — Dividend — Sold Polaris Ind Inc — Dividend Powershares EM Mar Sov De PT ETF — Dividend Praxair Inc — Dividend Principal Fds- High Yield FD Instl — Dividend Principal Fds Midcap Fund — Dividend Procter & Gamble Co — Dividend Prudential Jennison Mid-Cap Growth FD (PEGZX) — Dividend Qualcom Inc — Dividend QWEST Corp 7% PFD Sr Note — Interest Realty Income Corp REIT — Distribution — Buy Scana Corp Com — Dividend Sector SPDR TR Techonology Select ETF — Dividend Select Sector Spdr Real Estate ETF — Dividend — Sold (part) Select Sector Spdr Health Care Fd — Dividend — Sold (part) Select Sector SPDR Consumer Disccretionary Fd — Dividend SPDR (Bloomberg/Barclays) High Yield Bd ETF — Dividend SPDR Dow Jones Global Real Estate ETF — Dividend — Sold (part) Southern Co 6.25% Jr Sub Cumulative Mat — Interest Sysco Corp — Dividend Target Corp — Dividend The Southern Co — Dividend Thornburg Invt Tr Invt Income Bldr — Dividend TRowe Price Blue Chip Growth Fund (TRBCX) — Dividend — Sold (part) TRowe Price Blue Chip Growth Fund (TRBCX) — Buy (add'l) United Technologies Corp — Dividend Vanguard FTSE Developed Markets ETF — Dividend Vanguard Intermedia TTE ETF Term Corp Bd — Dividend Vanguard Intl Equity FTF Index FDS FTSE Emerging MKTS ETF — Dividend Vanguard Mid Cap ETF (VO) — Dividend — Buy Vanguard REIT ETF — Dividend VF Corp — Dividend Victory Portfolios Emerging Mkts Fd (X) — Dividend Voya Equity Tr Small Cap Opportunities Fd (NSPIX) — Dividend — Sold Wal-Mart Stores Inc — Dividend WEC Energy Group Inc — Dividend Wells Fargo & Co 5.7 PFD Ser W — Dividend XTrackers USD High ETF Yield Corp Bond (HYLB) — Dividend — Buy 3M Co — Dividend Regions Bank, Morristown, TN checking acct — Interest Regions Bank, Morristown, Savings Acct — Interest Commercial Bank f/k/a Citizens Bank Account — Interest Sysco Corp — Dividend Amtrust Finl Svcs Inc Fixed Rate 6.125% — Interest — Sold DTE Energy 5.357% 06/01/2021 — Interest Illinois Fin Auth Multifamily Rev HAG BDS 4.5% — Interest Knoxville - TN Health EDL Bond 4.12% — Interest Knox Cnty Tenn Health EDL & HSG FAC BRD Hosp 4.0% — Interest Maury Cnty Tenn Int Rate 2.125% 04/01/20131 — Interest — Sold MET Govt Nashville & Davidson CNTY H&E FACS BRD Rev Bds — Interest — Buy Shelby Cnty Tenn Health EDL & HSGACS — Interest — Sold Thornburg - Investment Income Builder — Dividend TN State (Bond) - Ser A General Obligation UNLTD B/E — Interest TN Housing Dev Agy Homeownership — Interest Unum Group Bond — None — Buy US Stl Corp SR Bond 7.000% — Interest US STL Corp 7.000% 2/01/2018 — Interest VICTORY PORTFOLIOS EMERGING MKTS FD TBD CL Y (RSENX) (X) — Dividend Wells Fargo Bank Money Mrkts Account — Interest Williamson Co. TN School Dist. G/O UNLTD B/E — Interest Wilson Co. SER C bond 3.11% See Part VIII — Interest Brighthouse Variable Annuity (H) AB Global DNY Allloc — Dividend AQR Glbl risk balanced — Dividend BHLife Balanced Plus — Dividend Blackrock GLBL TCT STRT — Dividend BRkUltra Shrt Tm Bd — Interest BH Asset All 80 — Dividend BH Asset All 60 — Dividend SSGA Grunc ETF — Dividend Nokia Corp Sp Adr — Interest Fidelity Advisor Ser VII Health Care FD — None AMG Funds- Managers Bond Fund — Dividend — Sold Abbott Laboratories — Dividend AFLAC Inc — Dividend Air Products & Chemicals — Dividend American Funds Bond Fund of America (ABNFX) — Dividend — Buy (add'l) American Funds Cap World Bd (BFWFX) — Dividend — Sold American Funds Growth Fund (GFFFX) — Dividend — Sold (part) American Funds - New World Fund (NFFFX) — Dividend American Funds - Income Fund — Dividend American Funds - EuroPacific Growth Fund(AFPFX) — Dividend — Buy (add'l) American Funds - Washington Mutual (WMFFX) — Dividend — Buy (add'l) American Funds - Balanced Fund — Dividend American Funds - Balanced 529 Fund — Dividend American Funds - Cap Inc Bldr 529 — Dividend American Funds - Fndmntl Inv 529 — Dividend American Funds - Grwth Fnd of Amer 529 — Dividend American Funds - Invstmnt Co of Amer 529 — Dividend American Funds- Cap Wrld Grwth 529 — Dividend — Sold American Funds - Small Cap Wrld Gwth 529 — Dividend American Funds - Mutual Invs. Fnd 529 — Dividend Analog Devices Inc — Dividend Apple Inc (APPL) — Dividend AT&T Inc — Dividend AQR Funds-Managed Futures Strategy Fund — Dividend Artio Funds - Global Total Return Fund — Dividend Artisan Funds - Midcap Value Fund — Dividend Automatic Data Processing — Dividend Becton Dickinson & Co — Dividend Bed Bath & Beyond FXD RT SR NT 4.915 — Interest — Buy Blackrock Funds - Core Bond Portfolio — Dividend Blackrock Fuds Global long/short Institutional Fd — Dividend Brookfield Invt Funds Gbl RE FdA (BLRYX) — Dividend — Sold Brown Advisory Fds Advisory Small Cap Growth (BAFSX) — Dividend — Buy CBL & Assoc n/k/a CBL & Assoc PPTYS 7.375% — Dividend Chemours Co — Dividend Chevron Corp — Dividend Chubb Corp — Dividend Clorox Co — Dividend Cohen & Steers Funds - Realty Shares Fund — Dividend Colgate Palmolive — Dividend Conocophillips — Dividend Deutsche Secs Tr Enhanced Comm Strat FD (SKIRX) — Dividend Duke Energy — Dividend Du Pont - Nemours & Co n/k/a Dupont Inc (DWDP) — Dividend Eaton/Vance Funds - Global MacroAbsolute Return Fund — Dividend Emerson Electric Co — Dividend Entergy Nola 5.5% Sen Notes — None Eversource Energy — Dividend Exxon Mobil Corp — Dividend Factset Research Systems — Dividend Fidelity Funds - Fidelity Adviser Series VII Fund — Dividend First Trust High Dividend Equity Alloc Port — Dividend — Buy First Trust US Infrastructure Portfolio Series 13 — Dividend — Sold General Mills Inc — Dividend Genl Dynamics Corp — Dividend Glaxosmithkline PLC (GSK) — Dividend — Buy Goldman Sachs ETF TR EFT Activebeta US Large Cap (GSLC) — Dividend — Buy Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Dividend — Buy Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Sold (part) Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Sold (part) Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Sold (part) Govt Prop Inc TR 5.875 Sen Notes — Distribution Granger WW Inc — Dividend Harbor Funds- CAP Appreciation Fund — Dividend Harbor Fund Small Cap Value Fd — Dividend Harris Corp — Dividend Hartford Mult Fds Inc Midcap Fund (HFMIX) — None Heartland Funds- Heartland Value Plus Fund — Dividend Illinois Tool Works — Dividend IBM — Dividend Industrial Select ETF Sector SPDR — Dividend INVESCO TRII Emerging Mkts Sovereign Debt ETF (PCY) — Dividend iShares Russell 2000 ETF — Dividend iShares US Prefered Stock ETF — Dividend iShares Core S&P Mid Cap ETF — Dividend — Sold (part) iShares Core S&P 500 ETF Index — Dividend — Sold iShares Core MSCI Emerging Markets ETF (IEMG) — Dividend — Buy (add'l) iShares Core US ETF Aggregate Bd — Dividend — Buy (add'l) iShares Core US ETF Aggregate Bd — Buy (add'l) iShares Edge MSCI ETF Min Vol USA ETF (USMV) — Dividend — Buy iShares iBoxx ETF High Yield Corp (HYG) — Dividend iShares JP Morgan USD Emerging Mkts Bd ETF (EMB) — Dividend — Buy (add'l) iShares JP Morgan USD Emerging Mkts Bd ETF (EMB) — Sold (part) iShares MBS ETF — Dividend iShares Tip Bond ETF — Dividend JM Smuckers Co — Dividend John Hancock Funds III Disciplined Value Mid Cap (JVMIX) — Dividend John Hancock FDS II Global Absolute Return Strategies FD — Dividend Johnson & Johnson — Dividend Janus Henderson Funds Small Cap Value Fund (JSCOX) — Dividend Janus Henderson Funds Flexible Bd Fd (JFLEX) — Dividend JP Morgan Funds High Yield FD (OHYFX) — Dividend — Sold (part) JP Morgan Funds High Yield FD (OHYFX) — Sold JP Morgan Funds - Intrepid Value Fund (JPIVX) — Dividend — Buy (add'l) JP Morgan Funds - Intrepid Value Fund (JPIVX) — Sold (part) JP Morgan 6.15% Perp Non-Cum Ser BB — Dividend Kellogg Co — Dividend Knoxville TN Waste Water Sys Rev Impt Ser A — Interest Lazard Funds Emerging Mkts Port (LZEMX) — Dividend — Buy (add'l) Lowes Companies — Dividend MCDonalds Corp — Dividend Medtronic PLC — Dividend Memphis TN Gen - Impt Ser A G/O Unltd — Interest MetLife Variable Annuity - AQR Global Risk Balanced — Dividend MetLife Variable Annuity - Alliance Bernstein Global — Dividend MetLife Variable Annuity - MetLife Balanced Plus — Dividend MetLife Variable Annuity - BlackRock Global TCT Strat — Dividend MetLife Variable Annuity IRA - MetGrowth Strategies — Dividend MetLife Variable Annuity - Met Balanced Strategies — Dividend MetLife Vari. Annuity IRA - Met Balanced Strategies — Dividend MetLife Variable Annuity IRA - MetGrowth Strategies — Interest Metropolitan West Fds Total Return Bond Fd — Dividend — Buy (add'l) MFS Funds - Ser Emerging Markets Fund (MEDIX) — Dividend Microsoft Corp — Dividend Mueller Inds Inc FXD 6.000% — Interest Neuberger Berman Funds - Alternative Fund — Dividend Nextera Energy Inc — Dividend Nextera Energy 5.25% PFD Jr Sub — Interest Norfolk Southern Corp — Dividend Novartis AG — Dividend Nuveen Invt Fds Real Estate Secs Fd (FARCX) — Dividend — Sold OakRidge Small Cp Growth Fd — Dividend OneOk Partners, LP — Dividend Oppenheimer Funds - Dev Markets Fund (ODVYX) — Dividend Oppenheimer Funds -Intl Fund (OIBYX) — Dividend Oppenheimer Main Str Fds — Dividend Paychex Inc — Dividend Pepsico Inc — Dividend PGIM High Yield CL Z (PHZYX) — Dividend — Buy PGIM Total Return Bond (PDBZX) — Dividend — Buy (add'l) Phillips 66 — Dividend PIMCO Funds - FDS PAC INVT Fund — Dividend PIMCO Fds Pac Invt Mgmt Ser-Comm real return strat (PCRIX) — Dividend — Sold Polaris Ind Inc — Dividend Powershares EM Mar Sov De PT ETF — Dividend Praxair Inc — Dividend Principal Fds- High Yield FD Instl — Dividend Principal Fds Midcap Fund — Dividend Procter & Gamble Co — Dividend Prudential Jennison Mid-Cap Growth FD (PEGZX) — Dividend Qualcom Inc — Dividend QWEST Corp 7% PFD Sr Note — Interest Realty Income Corp REIT — Distribution — Buy Scana Corp Com — Dividend Sector SPDR TR Techonology Select ETF — Dividend Select Sector Spdr Real Estate ETF — Dividend — Sold (part) Select Sector Spdr Health Care Fd — Dividend — Sold (part) Select Sector SPDR Consumer Disccretionary Fd — Dividend SPDR (Bloomberg/Barclays) High Yield Bd ETF — Dividend SPDR Dow Jones Global Real Estate ETF — Dividend — Sold (part) Southern Co 6.25% Jr Sub Cumulative Mat — Interest Sysco Corp — Dividend Target Corp — Dividend The Southern Co — Dividend Thornburg Invt Tr Invt Income Bldr — Dividend TRowe Price Blue Chip Growth Fund (TRBCX) — Dividend — Sold (part) TRowe Price Blue Chip Growth Fund (TRBCX) — Buy (add'l) United Technologies Corp — Dividend Vanguard FTSE Developed Markets ETF — Dividend Vanguard Intermedia TTE ETF Term Corp Bd — Dividend Vanguard Intl Equity FTF Index FDS FTSE Emerging MKTS ETF — Dividend Vanguard Mid Cap ETF (VO) — Dividend — Buy Vanguard REIT ETF — Dividend VF Corp — Dividend Victory Portfolios Emerging Mkts Fd (X) — Dividend Voya Equity Tr Small Cap Opportunities Fd (NSPIX) — Dividend — Sold Wal-Mart Stores Inc — Dividend WEC Energy Group Inc — Dividend Wells Fargo & Co 5.7 PFD Ser W — Dividend XTrackers USD High ETF Yield Corp Bond (HYLB) — Dividend — Buy 3M Co — Dividend Regions Bank, Morristown, TN checking acct — Interest Regions Bank, Morristown, Savings Acct — Interest Commercial Bank f/k/a Citizens Bank Account — Interest Sysco Corp — Dividend Amtrust Finl Svcs Inc Fixed Rate 6.125% — Interest — Sold DTE Energy 5.357% 06/01/2021 — Interest Illinois Fin Auth Multifamily Rev HAG BDS 4.5% — Interest Knoxville - TN Health EDL Bond 4.12% — Interest Knox Cnty Tenn Health EDL & HSG FAC BRD Hosp 4.0% — Interest Maury Cnty Tenn Int Rate 2.125% 04/01/20131 — Interest — Sold MET Govt Nashville & Davidson CNTY H&E FACS BRD Rev Bds — Interest — Buy Shelby Cnty Tenn Health EDL & HSGACS — Interest — Sold Thornburg - Investment Income Builder — Dividend TN State (Bond) - Ser A General Obligation UNLTD B/E — Interest TN Housing Dev Agy Homeownership — Interest Unum Group Bond — None — Buy US Stl Corp SR Bond 7.000% — Interest US STL Corp 7.000% 2/01/2018 — Interest VICTORY PORTFOLIOS EMERGING MKTS FD TBD CL Y (RSENX) (X) — Dividend Wells Fargo Bank Money Mrkts Account — Interest Williamson Co. TN School Dist. G/O UNLTD B/E — Interest Wilson Co. SER C bond 3.11% See Part VIII — Interest Brighthouse Variable Annuity (H) AB Global DNY Allloc — Dividend AQR Glbl risk balanced — Dividend BHLife Balanced Plus — Dividend Blackrock GLBL TCT STRT — Dividend BRkUltra Shrt Tm Bd — Interest BH Asset All 80 — Dividend BH Asset All 60 — Dividend SSGA Grunc ETF — Dividend Nokia Corp Sp Adr — Interest Fidelity Advisor Ser VII Health Care FD — None AMG Funds- Managers Bond Fund — Dividend — Sold Abbott Laboratories — Dividend AFLAC Inc — Dividend Air Products & Chemicals — Dividend American Funds Bond Fund of America (ABNFX) — Dividend — Buy (add'l) American Funds Cap World Bd (BFWFX) — Dividend — Sold American Funds Growth Fund (GFFFX) — Dividend — Sold (part) American Funds - New World Fund (NFFFX) — Dividend American Funds - Income Fund — Dividend American Funds - EuroPacific Growth Fund(AFPFX) — Dividend — Buy (add'l) American Funds - Washington Mutual (WMFFX) — Dividend — Buy (add'l) American Funds - Balanced Fund — Dividend American Funds - Balanced 529 Fund — Dividend American Funds - Cap Inc Bldr 529 — Dividend American Funds - Fndmntl Inv 529 — Dividend American Funds - Grwth Fnd of Amer 529 — Dividend American Funds - Invstmnt Co of Amer 529 — Dividend American Funds- Cap Wrld Grwth 529 — Dividend — Sold American Funds - Small Cap Wrld Gwth 529 — Dividend American Funds - Mutual Invs. Fnd 529 — Dividend Analog Devices Inc — Dividend Apple Inc (APPL) — Dividend AT&T Inc — Dividend AQR Funds-Managed Futures Strategy Fund — Dividend Artio Funds - Global Total Return Fund — Dividend Artisan Funds - Midcap Value Fund — Dividend Automatic Data Processing — Dividend Becton Dickinson & Co — Dividend Bed Bath & Beyond FXD RT SR NT 4.915 — Interest — Buy Blackrock Funds - Core Bond Portfolio — Dividend Blackrock Fuds Global long/short Institutional Fd — Dividend Brookfield Invt Funds Gbl RE FdA (BLRYX) — Dividend — Sold Brown Advisory Fds Advisory Small Cap Growth (BAFSX) — Dividend — Buy CBL & Assoc n/k/a CBL & Assoc PPTYS 7.375% — Dividend Chemours Co — Dividend Chevron Corp — Dividend Chubb Corp — Dividend Clorox Co — Dividend Cohen & Steers Funds - Realty Shares Fund — Dividend Colgate Palmolive — Dividend Conocophillips — Dividend Deutsche Secs Tr Enhanced Comm Strat FD (SKIRX) — Dividend Duke Energy — Dividend Du Pont - Nemours & Co n/k/a Dupont Inc (DWDP) — Dividend Eaton/Vance Funds - Global MacroAbsolute Return Fund — Dividend Emerson Electric Co — Dividend Entergy Nola 5.5% Sen Notes — None Eversource Energy — Dividend Exxon Mobil Corp — Dividend Factset Research Systems — Dividend Fidelity Funds - Fidelity Adviser Series VII Fund — Dividend First Trust High Dividend Equity Alloc Port — Dividend — Buy First Trust US Infrastructure Portfolio Series 13 — Dividend — Sold General Mills Inc — Dividend Genl Dynamics Corp — Dividend Glaxosmithkline PLC (GSK) — Dividend — Buy Goldman Sachs ETF TR EFT Activebeta US Large Cap (GSLC) — Dividend — Buy Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Dividend — Buy Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Sold (part) Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Sold (part) Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Sold (part) Govt Prop Inc TR 5.875 Sen Notes — Distribution Granger WW Inc — Dividend Harbor Funds- CAP Appreciation Fund — Dividend Harbor Fund Small Cap Value Fd — Dividend Harris Corp — Dividend Hartford Mult Fds Inc Midcap Fund (HFMIX) — None Heartland Funds- Heartland Value Plus Fund — Dividend Illinois Tool Works — Dividend IBM — Dividend Industrial Select ETF Sector SPDR — Dividend INVESCO TRII Emerging Mkts Sovereign Debt ETF (PCY) — Dividend iShares Russell 2000 ETF — Dividend iShares US Prefered Stock ETF — Dividend iShares Core S&P Mid Cap ETF — Dividend — Sold (part) iShares Core S&P 500 ETF Index — Dividend — Sold iShares Core MSCI Emerging Markets ETF (IEMG) — Dividend — Buy (add'l) iShares Core US ETF Aggregate Bd — Dividend — Buy (add'l) iShares Core US ETF Aggregate Bd — Buy (add'l) iShares Edge MSCI ETF Min Vol USA ETF (USMV) — Dividend — Buy iShares iBoxx ETF High Yield Corp (HYG) — Dividend iShares JP Morgan USD Emerging Mkts Bd ETF (EMB) — Dividend — Buy (add'l) iShares JP Morgan USD Emerging Mkts Bd ETF (EMB) — Sold (part) iShares MBS ETF — Dividend iShares Tip Bond ETF — Dividend JM Smuckers Co — Dividend John Hancock Funds III Disciplined Value Mid Cap (JVMIX) — Dividend John Hancock FDS II Global Absolute Return Strategies FD — Dividend Johnson & Johnson — Dividend Janus Henderson Funds Small Cap Value Fund (JSCOX) — Dividend Janus Henderson Funds Flexible Bd Fd (JFLEX) — Dividend JP Morgan Funds High Yield FD (OHYFX) — Dividend — Sold (part) JP Morgan Funds High Yield FD (OHYFX) — Sold JP Morgan Funds - Intrepid Value Fund (JPIVX) — Dividend — Buy (add'l) JP Morgan Funds - Intrepid Value Fund (JPIVX) — Sold (part) JP Morgan 6.15% Perp Non-Cum Ser BB — Dividend Kellogg Co — Dividend Knoxville TN Waste Water Sys Rev Impt Ser A — Interest Lazard Funds Emerging Mkts Port (LZEMX) — Dividend — Buy (add'l) Lowes Companies — Dividend MCDonalds Corp — Dividend Medtronic PLC — Dividend Memphis TN Gen - Impt Ser A G/O Unltd — Interest MetLife Variable Annuity - AQR Global Risk Balanced — Dividend MetLife Variable Annuity - Alliance Bernstein Global — Dividend MetLife Variable Annuity - MetLife Balanced Plus — Dividend MetLife Variable Annuity - BlackRock Global TCT Strat — Dividend MetLife Variable Annuity IRA - MetGrowth Strategies — Dividend MetLife Variable Annuity - Met Balanced Strategies — Dividend MetLife Vari. Annuity IRA - Met Balanced Strategies — Dividend MetLife Variable Annuity IRA - MetGrowth Strategies — Interest Metropolitan West Fds Total Return Bond Fd — Dividend — Buy (add'l) MFS Funds - Ser Emerging Markets Fund (MEDIX) — Dividend Microsoft Corp — Dividend Mueller Inds Inc FXD 6.000% — Interest Neuberger Berman Funds - Alternative Fund — Dividend Nextera Energy Inc — Dividend Nextera Energy 5.25% PFD Jr Sub — Interest Norfolk Southern Corp — Dividend Novartis AG — Dividend Nuveen Invt Fds Real Estate Secs Fd (FARCX) — Dividend — Sold OakRidge Small Cp Growth Fd — Dividend OneOk Partners, LP — Dividend Oppenheimer Funds - Dev Markets Fund (ODVYX) — Dividend Oppenheimer Funds -Intl Fund (OIBYX) — Dividend Oppenheimer Main Str Fds — Dividend Paychex Inc — Dividend Pepsico Inc — Dividend PGIM High Yield CL Z (PHZYX) — Dividend — Buy PGIM Total Return Bond (PDBZX) — Dividend — Buy (add'l) Phillips 66 — Dividend PIMCO Funds - FDS PAC INVT Fund — Dividend PIMCO Fds Pac Invt Mgmt Ser-Comm real return strat (PCRIX) — Dividend — Sold Polaris Ind Inc — Dividend Powershares EM Mar Sov De PT ETF — Dividend Praxair Inc — Dividend Principal Fds- High Yield FD Instl — Dividend Principal Fds Midcap Fund — Dividend Procter & Gamble Co — Dividend Prudential Jennison Mid-Cap Growth FD (PEGZX) — Dividend Qualcom Inc — Dividend QWEST Corp 7% PFD Sr Note — Interest Realty Income Corp REIT — Distribution — Buy Scana Corp Com — Dividend Sector SPDR TR Techonology Select ETF — Dividend Select Sector Spdr Real Estate ETF — Dividend — Sold (part) Select Sector Spdr Health Care Fd — Dividend — Sold (part) Select Sector SPDR Consumer Disccretionary Fd — Dividend SPDR (Bloomberg/Barclays) High Yield Bd ETF — Dividend SPDR Dow Jones Global Real Estate ETF — Dividend — Sold (part) Southern Co 6.25% Jr Sub Cumulative Mat — Interest Sysco Corp — Dividend Target Corp — Dividend The Southern Co — Dividend Thornburg Invt Tr Invt Income Bldr — Dividend TRowe Price Blue Chip Growth Fund (TRBCX) — Dividend — Sold (part) TRowe Price Blue Chip Growth Fund (TRBCX) — Buy (add'l) United Technologies Corp — Dividend Vanguard FTSE Developed Markets ETF — Dividend Vanguard Intermedia TTE ETF Term Corp Bd — Dividend Vanguard Intl Equity FTF Index FDS FTSE Emerging MKTS ETF — Dividend Vanguard Mid Cap ETF (VO) — Dividend — Buy Vanguard REIT ETF — Dividend VF Corp — Dividend Victory Portfolios Emerging Mkts Fd (X) — Dividend Voya Equity Tr Small Cap Opportunities Fd (NSPIX) — Dividend — Sold Wal-Mart Stores Inc — Dividend WEC Energy Group Inc — Dividend Wells Fargo & Co 5.7 PFD Ser W — Dividend XTrackers USD High ETF Yield Corp Bond (HYLB) — Dividend — Buy 3M Co — Dividend Regions Bank, Morristown, TN checking acct — Interest Regions Bank, Morristown, Savings Acct — Interest Commercial Bank f/k/a Citizens Bank Account — Interest Sysco Corp — Dividend Amtrust Finl Svcs Inc Fixed Rate 6.125% — Interest — Sold DTE Energy 5.357% 06/01/2021 — Interest Illinois Fin Auth Multifamily Rev HAG BDS 4.5% — Interest Knoxville - TN Health EDL Bond 4.12% — Interest Knox Cnty Tenn Health EDL & HSG FAC BRD Hosp 4.0% — Interest Maury Cnty Tenn Int Rate 2.125% 04/01/20131 — Interest — Sold MET Govt Nashville & Davidson CNTY H&E FACS BRD Rev Bds — Interest — Buy Shelby Cnty Tenn Health EDL & HSGACS — Interest — Sold Thornburg - Investment Income Builder — Dividend TN State (Bond) - Ser A General Obligation UNLTD B/E — Interest TN Housing Dev Agy Homeownership — Interest Unum Group Bond — None — Buy US Stl Corp SR Bond 7.000% — Interest US STL Corp 7.000% 2/01/2018 — Interest VICTORY PORTFOLIOS EMERGING MKTS FD TBD CL Y (RSENX) (X) — Dividend Wells Fargo Bank Money Mrkts Account — Interest Williamson Co. TN School Dist. G/O UNLTD B/E — Interest Wilson Co. SER C bond 3.11% See Part VIII — Interest Brighthouse Variable Annuity (H) AB Global DNY Allloc — Dividend AQR Glbl risk balanced — Dividend BHLife Balanced Plus — Dividend Blackrock GLBL TCT STRT — Dividend BRkUltra Shrt Tm Bd — Interest BH Asset All 80 — Dividend BH Asset All 60 — Dividend SSGA Grunc ETF — Dividend Nokia Corp Sp Adr — Interest Fidelity Advisor Ser VII Health Care FD — None AMG Funds- Managers Bond Fund — Dividend — Sold Abbott Laboratories — Dividend AFLAC Inc — Dividend Air Products & Chemicals — Dividend American Funds Bond Fund of America (ABNFX) — Dividend — Buy (add'l) American Funds Cap World Bd (BFWFX) — Dividend — Sold American Funds Growth Fund (GFFFX) — Dividend — Sold (part) American Funds - New World Fund (NFFFX) — Dividend American Funds - Income Fund — Dividend American Funds - EuroPacific Growth Fund(AFPFX) — Dividend — Buy (add'l) American Funds - Washington Mutual (WMFFX) — Dividend — Buy (add'l) American Funds - Balanced Fund — Dividend American Funds - Balanced 529 Fund — Dividend American Funds - Cap Inc Bldr 529 — Dividend American Funds - Fndmntl Inv 529 — Dividend American Funds - Grwth Fnd of Amer 529 — Dividend American Funds - Invstmnt Co of Amer 529 — Dividend American Funds- Cap Wrld Grwth 529 — Dividend — Sold American Funds - Small Cap Wrld Gwth 529 — Dividend American Funds - Mutual Invs. Fnd 529 — Dividend Analog Devices Inc — Dividend Apple Inc (APPL) — Dividend AT&T Inc — Dividend AQR Funds-Managed Futures Strategy Fund — Dividend Artio Funds - Global Total Return Fund — Dividend Artisan Funds - Midcap Value Fund — Dividend Automatic Data Processing — Dividend Becton Dickinson & Co — Dividend Bed Bath & Beyond FXD RT SR NT 4.915 — Interest — Buy Blackrock Funds - Core Bond Portfolio — Dividend Blackrock Fuds Global long/short Institutional Fd — Dividend Brookfield Invt Funds Gbl RE FdA (BLRYX) — Dividend — Sold Brown Advisory Fds Advisory Small Cap Growth (BAFSX) — Dividend — Buy CBL & Assoc n/k/a CBL & Assoc PPTYS 7.375% — Dividend Chemours Co — Dividend Chevron Corp — Dividend Chubb Corp — Dividend Clorox Co — Dividend Cohen & Steers Funds - Realty Shares Fund — Dividend Colgate Palmolive — Dividend Conocophillips — Dividend Deutsche Secs Tr Enhanced Comm Strat FD (SKIRX) — Dividend Duke Energy — Dividend Du Pont - Nemours & Co n/k/a Dupont Inc (DWDP) — Dividend Eaton/Vance Funds - Global MacroAbsolute Return Fund — Dividend Emerson Electric Co — Dividend Entergy Nola 5.5% Sen Notes — None Eversource Energy — Dividend Exxon Mobil Corp — Dividend Factset Research Systems — Dividend Fidelity Funds - Fidelity Adviser Series VII Fund — Dividend First Trust High Dividend Equity Alloc Port — Dividend — Buy First Trust US Infrastructure Portfolio Series 13 — Dividend — Sold General Mills Inc — Dividend Genl Dynamics Corp — Dividend Glaxosmithkline PLC (GSK) — Dividend — Buy Goldman Sachs ETF TR EFT Activebeta US Large Cap (GSLC) — Dividend — Buy Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Dividend — Buy Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Sold (part) Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Sold (part) Goldman Sachs TR Finl SQ Treas Instrs FD (FTIXX) — Sold (part) Govt Prop Inc TR 5.875 Sen Notes — Distribution Granger WW Inc — Dividend Harbor Funds- CAP Appreciation Fund — Dividend Harbor Fund Small Cap Value Fd — Dividend Harris Corp — Dividend Hartford Mult Fds Inc Midcap Fund (HFMIX) — None Heartland Funds- Heartland Value Plus Fund — Dividend Illinois Tool Works — Dividend IBM — Dividend Industrial Select ETF Sector SPDR — Dividend INVESCO TRII Emerging Mkts Sovereign Debt ETF (PCY) — Dividend iShares Russell 2000 ETF — Dividend iShares US Prefered Stock ETF — Dividend iShares Core S&P Mid Cap ETF — Dividend — Sold (part) iShares Core S&P 500 ETF Index — Dividend — Sold iShares Core MSCI Emerging Markets ETF (IEMG) — Dividend — Buy (add'l) iShares Core US ETF Aggregate Bd — Dividend — Buy (add'l) iShares Core US ETF Aggregate Bd — Buy (add'l) iShares Edge MSCI ETF Min Vol USA ETF (USMV) — Dividend — Buy iShares iBoxx ETF High Yield Corp (HYG) — Dividend iShares JP Morgan USD Emerging Mkts Bd ETF (EMB) — Dividend — Buy (add'l) iShares JP Morgan USD Emerging Mkts Bd ETF (EMB) — Sold (part) iShares MBS ETF — Dividend iShares Tip Bond ETF — Dividend JM Smuckers Co — Dividend John Hancock Funds III Disciplined Value Mid Cap (JVMIX) — Dividend John Hancock FDS II Global Absolute Return Strategies FD — Dividend Johnson & Johnson — Dividend Janus Henderson Funds Small Cap Value Fund (JSCOX) — Dividend Janus Henderson Funds Flexible Bd Fd (JFLEX) — Dividend JP Morgan Funds High Yield FD (OHYFX) — Dividend — Sold (part) JP Morgan Funds High Yield FD (OHYFX) — Sold JP Morgan Funds - Intrepid Value Fund (JPIVX) — Dividend — Buy (add'l) JP Morgan Funds - Intrepid Value Fund (JPIVX) — Sold (part) JP Morgan 6.15% Perp Non-Cum Ser BB — Dividend Kellogg Co — Dividend Knoxville TN Waste Water Sys Rev Impt Ser A — Interest Lazard Funds Emerging Mkts Port (LZEMX) — Dividend — Buy (add'l) Lowes Companies — Dividend MCDonalds Corp — Dividend Medtronic PLC — Dividend Memphis TN Gen - Impt Ser A G/O Unltd — Interest MetLife Variable Annuity - AQR Global Risk Balanced — Dividend MetLife Variable Annuity - Alliance Bernstein Global — Dividend MetLife Variable Annuity - MetLife Balanced Plus — Dividend MetLife Variable Annuity - BlackRock Global TCT Strat — Dividend MetLife Variable Annuity IRA - MetGrowth Strategies — Dividend MetLife Variable Annuity - Met Balanced Strategies — Dividend MetLife Vari. Annuity IRA - Met Balanced Strategies — Dividend MetLife Variable Annuity IRA - MetGrowth Strategies — Interest Thornburg Invt Tr Invt Income Bldr — Dividend Metropolitan West Fds Total Return Bond Fd — Dividend — Buy (add'l) MFS Funds - Ser Emerging Markets Fund (MEDIX) — Dividend Microsoft Corp — Dividend Mueller Inds Inc FXD 6.000% — Interest Neuberger Berman Funds - Alternative Fund — Dividend Nextera Energy Inc — Dividend Nextera Energy 5.25% PFD Jr Sub — Interest Norfolk Southern Corp — Dividend Novartis AG — Dividend Nuveen Invt Fds Real Estate Secs Fd (FARCX) — Dividend — Sold OakRidge Small Cp Growth Fd — Dividend OneOk Partners, LP — Dividend Oppenheimer Funds - Dev Markets Fund (ODVYX) — Dividend Oppenheimer Funds -Intl Fund (OIBYX) — Dividend Oppenheimer Main Str Fds — Dividend Paychex Inc — Dividend Pepsico Inc — Dividend PGIM High Yield CL Z (PHZYX) — Dividend — Buy PGIM Total Return Bond (PDBZX) — Dividend — Buy (add'l) Phillips 66 — Dividend PIMCO Funds - FDS PAC INVT Fund — Dividend PIMCO Fds Pac Invt Mgmt Ser-Comm real return strat (PCRIX) — Dividend — Sold Polaris Ind Inc — Dividend Powershares EM Mar Sov De PT ETF — Dividend Praxair Inc — Dividend Principal Fds- High Yield FD Instl — Dividend Principal Fds Midcap Fund — Dividend Procter & Gamble Co — Dividend Prudential Jennison Mid-Cap Growth FD (PEGZX) — Dividend Qualcom Inc — Dividend QWEST Corp 7% PFD Sr Note — Interest Realty Income Corp REIT — Distribution — Buy Scana Corp Com — Dividend Sector SPDR TR Techonology Select ETF — Dividend Select Sector Spdr Real Estate ETF — Dividend — Sold (part) Select Sector Spdr Health Care Fd — Dividend — Sold (part) Select Sector SPDR Consumer Disccretionary Fd — Dividend SPDR (Bloomberg/Barclays) High Yield Bd ETF — Dividend SPDR Dow Jones Global Real Estate ETF — Dividend — Sold (part) Southern Co 6.25% Jr Sub Cumulative Mat — Interest Sysco Corp — Dividend Target Corp — Dividend The Southern Co — Dividend TRowe Price Blue Chip Growth Fund (TRBCX) — Dividend — Sold (part) TRowe Price Blue Chip Growth Fund (TRBCX) — Buy (add'l) United Technologies Corp — Dividend Vanguard FTSE Developed Markets ETF — Dividend Vanguard Intermedia TTE ETF Term Corp Bd — Dividend Vanguard Intl Equity FTF Index FDS FTSE Emerging MKTS ETF — Dividend Vanguard Mid Cap ETF (VO) — Dividend — Buy Vanguard REIT ETF — Dividend VF Corp — Dividend Victory Portfolios Emerging Mkts Fd (X) — Dividend Voya Equity Tr Small Cap Opportunities Fd (NSPIX) — Dividend — Sold Wal-Mart Stores Inc — Dividend WEC Energy Group Inc — Dividend Wells Fargo & Co 5.7 PFD Ser W — Dividend XTrackers USD High ETF Yield Corp Bond (HYLB) — Dividend — Buy 3M Co — Dividend Regions Bank, Morristown, TN checking acct — Interest Regions Bank, Morristown, Savings Acct — Interest Commercial Bank f/k/a Citizens Bank Account — Interest Sysco Corp — Dividend Amtrust Finl Svcs Inc Fixed Rate 6.125% — Interest — Sold DTE Energy 5.357% 06/01/2021 — Interest Illinois Fin Auth Multifamily Rev HAG BDS 4.5% — Interest Knoxville - TN Health EDL Bond 4.12% — Interest Knox Cnty Tenn Health EDL & HSG FAC BRD Hosp 4.0% — Interest Maury Cnty Tenn Int Rate 2.125% 04/01/20131 — Interest — Sold MET Govt Nashville & Davidson CNTY H&E FACS BRD Rev Bds — Interest — Buy Shelby Cnty Tenn Health EDL & HSGACS — Interest — Sold Thornburg - Investment Income Builder — Dividend TN State (Bond) - Ser A General Obligation UNLTD B/E — Interest TN Housing Dev Agy Homeownership — Interest Unum Group Bond — None — Buy US Stl Corp SR Bond 7.000% — Interest US STL Corp 7.000% 2/01/2018 — Interest VICTORY PORTFOLIOS EMERGING MKTS FD TBD CL Y (RSENX) (X) — Dividend Wells Fargo Bank Money Mrkts Account — Interest Williamson Co. TN School Dist. G/O UNLTD B/E — Interest Wilson Co. SER C bond 3.11% See Part VIII — Interest Brighthouse Variable Annuity (H) AB Global DNY Allloc — Dividend AQR Glbl risk balanced — Dividend BHLife Balanced Plus — Dividend Blackrock GLBL TCT STRT — Dividend BRkUltra Shrt Tm Bd — Interest BH Asset All 80 — Dividend BH Asset All 60 — Dividend SSGA Grunc ETF — Dividend Nokia Corp Sp Adr — Interest Fidelity Advisor Ser VII Health Care FD — None Director (uncompensated and no personal control of assets), Boys and Girls Club, Morristown, Inc. Trustee (uncompensated), Boys & Girls Club Foundation of Morristown, Inc. Trustee, Trust #1 (see Part VII & VIII) Trustee, Trust #2 (see Part VII & VIII) Director (uncompensated and no personal control of assets), Boys and Girls Club, Morristown, Inc. Trustee (uncompensated), Boys & Girls Club Foundation of Morristown, Inc. Trustee, Trust #1 (see Part VII & VIII) Trustee, Trust #2 (see Part VII & VIII) Director (uncompensated and no personal control of assets), Boys and Girls Club, Morristown, Inc. Trustee (uncompensated), Boys & Girls Club Foundation of Morristown, Inc. Trustee, Trust #1 (see Part VII & VIII) Trustee, Trust #2 (see Part VII & VIII) Director (uncompensated and no personal control of assets), Boys and Girls Club, Morristown, Inc. Trustee (uncompensated), Boys & Girls Club Foundation of Morristown, Inc. Trustee, Trust #1 (see Part VII & VIII) Trustee, Trust #2 (see Part VII & VIII) Director (uncompensated and no personal control of assets), Boys and Girls Club, Morristown, Inc. Trustee (uncompensated), Boys & Girls Club Foundation of Morristown, Inc. Trustee, Trust #1 (see Part VII & VIII) Trustee, Trust #2 (see Part VII & VIII) Income — 2019 — State of Tennesssee Retirement Benefit — $23,511.90 Income — 2020 — State of Tennesssee Retirement Benefit — $5,878.00 Income — 2019 — State of Tennesssee Retirement Benefit — $23,511.90 Income — 2020 — State of Tennesssee Retirement Benefit — $5,878.00 Income — 2019 — State of Tennesssee Retirement Benefit — $23,511.90 Income — 2020 — State of Tennesssee Retirement Benefit — $5,878.00 Income — 2019 — State of Tennesssee Retirement Benefit — $23,511.90 Income — 2020 — State of Tennesssee Retirement Benefit — $5,878.00 Income — 2019 — State of Tennesssee Retirement Benefit — $23,511.90 Income — 2020 — State of Tennesssee Retirement Benefit — $5,878.00 Please note: All assets, whether held personally or owned by Trust #1 and Trust #2 are reported in a consolidated manner. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/30420. Public record. Not legal advice.