# Rosemary M. Collyer > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/30415 ## Record - **Judge:** Rosemary M. Collyer - **Year:** 2019 - **Pages:** 12 ## Text BROKERAGE ACCOUNT #1 (H) BRKA - Common Class A — None BRKB - Common Class B — None Schwab Cash Equivalent Accounts — Int./Div. T Rowe Price Maryland Tax Free Bond Fund (MDXBX) — Dividend HTGC - Common — Dividend — Sold TSLA - Common — None — Buy IRA #1 (H) Schwab Cash Equivalent Accounts — Int./Div. UST Inflation Index Notes 3.625% TIPS — Interest — Sold IWF - ETF — Dividend KMI - Common — Dividend WPC - Common — Dividend — Sold VHT - ETF — Dividend PFE - Common — Dividend — Sold DWM - ETF — Dividend SKT - Common — Dividend VZ - Common — Dividend — Sold (part) VZ - Common — Sold GILD - Common — Dividend PFE - Call Option Jun19 42.00 — Redeemed VZ - Call Option Jan19 52.50 — Redeemed TDF - Closed End Fund — Dividend — Sold (part) GSBD - Common — Dividend — Sold ABBV - Common — Dividend — Buy WPC - Call Option Jul19 80.00 — None — Sell Short WPC - Call Option Jul19 80.00 — Redeemed T - Common — None — Buy WPC - Common — None — Buy IRA #2 (H) — See Part VIII (c) Schwab Cash Equivalent Accounts — Int./Div. — See Part VIII (c) TSLA - Common — None — Sold (part) TSLA - Common — Sold (part) TSLA - Common — Sold HTA - Common — Dividend — Sold KHC - Common — Dividend — Sold BABA - ADR — None — Sold RDS/B - ADR — Dividend — Sold CSCO - Common — Dividend — Buy CSCO - Common — Sold CSCO - Call Option Jul19 50.00 — None — Sell Short CSCO - Call Option Jul19 50.00 — Redeemed NLY - Common — Dividend — Buy NLY - Common — Sold NLY - Call Option Dec19 9.00 — None — Sell Short NLY - Call Option Dec19 9.00 — Redeemed BABA - Call Option Jan20 170.00 — None — Sell Short BABA - Call Option Jan20 170.00 — Closed IRA #4 (H) Schwab Cash Equivalent Accounts — Int./Div. PG - Common — Dividend — Sold CII - Closed End Fund — Dividend — Sold XLF - ETF — Dividend — Sold (part) XLF - ETF — Sold PFF - ETF — Dividend — Buy (add'l) NLY - Common — Dividend — Sold BPY - MLP — Dividend XOM - Common — Dividend — Sold XOM - Call Option Jun19 90.00 — None — Closed DOC - Common — Dividend — Sold (part) DOC - Common — Sold VTR - Common — Dividend VTR - Call Option Aug19 62.50 — None — Sell Short VTR - Call Option Aug19 62.50 — Closed VTR - Call Option Jan20 65.00 — None — Sell Short VTR - Call Option Jan20 65.00 — Closed XOM - Call Option Jan20 87.50 — None — Sell Short XOM - Call Option Jan20 87.50 — Closed XOM - Call Option Jan20 75.00 — None — Sell Short XOM - Call Option Jan20 75.00 — Closed REM - ETF — Dividend — Buy RQI - Closed End Fund — Dividend — Buy RQI - Closed End Fund — Sold PCI - Closed End Fund — Dividend — Buy HPI - Closed End Fund — Dividend — Buy HPI - Closed End Fund — Sold JPS - Closed End Fund — Dividend — Buy UTG - Closed End Fund — Dividend — Buy UTG - Closed End Fund — Sold (part) UTG - Closed End Fund — Sold SKT - Common — None — Buy SPG - Common — None — Buy RQI - Closed End Fund — None — Buy RQI - Closed End Fund — Buy (add'l) HPI - Closed End Fund — None — Buy IRA #5 (H) Schwab Cash Equivalent Accounts — Int./Div. PAGP - Common Class A — Dividend — Sold LTC - Common — Dividend T - Common — Dividend — Sold CODI - Common — Dividend — Sold IRM - Common — Dividend D - Common — Dividend KIM - Common — Dividend — Sold (part) ARCC - Common — Dividend KRG - Common — Dividend ENB - ADR — Dividend — Buy T - Call Option Sep19 34.00 — None — Sell Short T - Call Option Sep19 34.00 — Redeemed LTC - Call Option Feb20 50.00 — None — Sell Short LTC - Call Option Feb20 50.00 — Closed BGR - Closed End Fund — Dividend — Buy AFINP - Preferred — Dividend — Buy Merrill Lynch Cash Management Account — Int./Div. — See Part VIII (d) Citibank Checking Account — Interest Trustee, Trust #1 Trustee, Trust #2 Trustee, Trust #3 Liability — Charles Schwab, Inc. — Pledged Asset Line of Credit PART I: - Line 1 refers to a trust that is unfunded and has no assets. Lines 2 and 3 refer to trusts established on 12/28/12. These trusts, documented in Part VII prior to 2014, are no longer shown in Part VII in accordance with revised filing instructions. PART VII: (a) In the description of assets the abbreviation ADR refers to American Depositary Receipts (shares of foreign companies trading on U.S. exchanges); ETF refers to Exchange Traded Funds (index funds that trade as common stocks); MLP refers to Master Limited Partnerships (partnerships that are traded publicly on an exchange). (b) Lines 4, 9, 31, 50 and 87 are aggregated Schwab cash equivalent accounts containing one or more of the following: Schwab Value Advantage Municipal Money Fund; Schwab Value Advantage Money Fund, Schwab Cash Account, Charles Schwab Bank Deposit Accounts, and/or Schwab Cash Reserves. They are aggregated here per the Filing Instructions. These account balances change frequently as a result of securities purchases or sales, cash transfers, and dividends or interest received. The income received and ending values are shown as required. (c) Lines 30 and 31 : IRA#2 was closed in January 2020. All securities were liquidated and cash was transferred to Brokerage Account #1. (d) Line 104 refers to an aggregated cash equivalent account at Merrill Lynch that pays both dividends (for Merrill Lynch CMA Money Fund) and interest (for Merrill Lynch Bank Deposit Program). This is not a brokerage acccount, and no individual stocks, bonds or other assets are held. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/30415. Public record. Not legal advice.