# Howard Frederic Sachs

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/3035

## Record

- **Judge:** Howard Frederic Sachs
- **Year:** 2016
- **Report type:** Annual
- **Pages:** 10

## Text

Commerce Bank — Interest
UMB Bank — Interest
Commerce IRA (Financial Square) — Interest
Commerce Bond Fund-IRA — Interest
Wells Fargo Bank - TA — Interest
Frunklin US Govt Fd CL C (FRUGX) - TA — Int/Div — Sold
Templeton Global Bond Fund CL C - TA — Int/Div — Sold
Empire District Electric Co. (EDE) - TA — Int/Div — Sold
Amer. Cap. Strat-{ ACAS) - TA — Int/Div — Sold
Blackrock Health Sc. Trust (BME) - TA — Int/Div — Sold
Mut Ser FD Inc. Discovery Fund (TEDSX) — Int/Div — Sold
First Trust FGB - TA — Int/Div — Sold
Nuveen Mo Bonds — Interest
Commerce Mo Bonds - TA — Interest
Manulife Common Stock - TA — Int/Div
Metlife Total Control Account — Interest
Commerce Mo tax free bond fund - TB — Interest — Buy
Blackrock Small Cap Growth Equity (High Yield) - IRA — Int/Div
iShares Russell Midcap Value Ind. Fund-TB — Int/Div
iShares Russell 1000 Growth Ind. Fund-TB — Int/Div
iShares Russell 1000 Value Ind. Fund-TB — Int/Div
iShares Russell 2000 Value Ind. Fund-TB — Int/Div — Sold
Morgan Stanley Inst. Fund Trust Mid-Cap Gro. Port. - TB — Int/Div — Sold
Vanguard Emerg. MKL Vipers-Bif-TB — Int/Div — Sold
Vanguard Dev. (ETF) TB — Int/Div
1K Price New Horizons TB — Interest
Legg Mason) Clearbridge Small Cap - TB — Interest
AQR Managed Futures Strategy Fund I - TA (see also Line 46) — Int/Div — Buy
Baird Aggregate Bond Fund Is -TA — Interest — Buy
Commerce Bond Fund - TA — Interest — Buy
Dodge & Cox Income Fund - TA — Interest — Buy
Eagle Small Cap Growth Fund - TA — Interest — Buy
Fidelity Advisor Emerging Markets - TA — Interest — Buy
Clearbridge Small Cap - TA — Interest — Buy
MFS Research Intl Fund - TA (see also Line 53) — Int/Div — Buy
Pimco Emergimg Mkts Bond Fund Ins - TA — Interest — Buy
Robeco Boston Partners Long/Short - TA (see also Line 62) — Int/Div — Buy
T Rowe Price Overseas Stock Fund <TA — Interest — Buy
TIAA-CREF Large Cap Value Index Fund TA — Interest — Buy
Vanguard REIT Index Fund Adm - TA — Interest — Buy
Vanguard Morgan Growth Fund Ad - TA (see also Line 57) — Interest — Buy
Vanguard Intermediate Term Investment Grade Fund Adm -TA — Interest — Buy
Wells Fargo Premier Large Growth Fund: Class Inst-TA (see also Line 38) — Interest — Buy
iShares Russell Midcap Value ETF - TA — Interest — Buy
Invesco Developing Mkts Fund R6 - TA — Interest — Buy
AQR Managed Futures Strategy Fund - TA — Int/Div — Buy
Artisan Mid Cap Fund-Ins - TA — Interest — Buy
Blackrock High Yield Bond Portfolio - TA — Interest — Buy
DFA US Targeted Value Portfolio - TA — Interest — Buy
DFA Intl Small Company - TA — Interest — Buy
Hartford Midcap Fund Y - TA — Interest — Buy
Lazard Emerging Mkts Equity Port - TA — Interest — Buy
MFS Research Intl Fund <- TA — Int/Div — Buy
Swan Defined Risk Fund - TA (see also Linge 61) — Int/Div — Buy
Principal Global Multi Strategy Fund Inst TA — Interest — Buy
Prudential Jennison Mid Cap Growth Fund Inc Q-TA — Interest — Buy
Vanguard Morgan Growth Fund - TA — Interest — Buy
Wells Fargo Premier Large Co Growth Fund-Class Inst - TA — Interest — Buy
JP Morgan Alerian MLP Index Et - TA — Interest — Buy
Swan Defined Risk Fund 1 - TA — Int/Div — Sold
Robeco Boston Partners Long/Short Research Fund - TA — Interest — Sold
First Trust Specialty Finance and Financial Opportunities Fund - TA — Int/Div — Sold
Financial Square Treasury Govt Fund - TA — Interest
Financial Square Treasury Govt Fund - TB — Interest — Sold (part)
Artisan Mid Cap Fund Ins. - TB — Interest
DFA US Targeted Value Portfolio - TB — Interest — Buy
Hartford Mid Cap Fund Y - TB — Interest
Prudential Jennison Mid Cap Growth Fund IncQ-TB — Interest — Buy
DFA Intl Small Company - TB — Interest — Buy
Invesco Developing Mkts Fund R6 - TB — Interest — Buy
Lazard Emerging Mkts Equity Port - TB — Interest — Buy
MFS Research Intl Fund - TB — Interest — Buy
Ivy Municipal High Income Fund - TB — Interest — Buy
T Rowe Tax Free - TB — Interest — Buy
AQR Managed Futures Strategy Fund -TB — Interest — Buy
Robeco Boston Partners Long/Short Research Fund - TB — Interest
Vanguard REIT Index Fund Adm - TB — Interest — Buy
Causeway Emerging Markets Fund Is - TB — Interest — Buy
Causeway Emerging Markets Fund 1s -TB — Interest — Sold
Commerce Bank - IRA — Distnbuted
Vanguard Intermed, Term Corp. Fund #71 TA — Int/Div
Co-Trustee, Irrevocable Trust B, Revocable Trust A, See Explanation
Part 1

Deathof [0 cased splitting of "jointly held” assets, termination of joint revocable trust, creation of irrevocable Trust B, with transfers in

August 2009 to Commerce Bank as co-trustee with primary investment responsibilities. Bank became co-trustee of Trust A in 2016,

Part VII

Financial Square represents periodic deposits by co-trustee - similar to bank account for income from sales, interest and dividends.

All sales and purchases were by co-trustee bank, without participation and apparently not designed for specific trusts,

Columns left blank are not filled in to avoid duplication of assets or income.

Regarding Amended Report:

1.) "Amer, Cap. Strat-(ACAS)" previously listed in the (2015) report on line 10, is also correctly listed on line line 9 of the (2016) report as "Amer, Cap. Strat-

(ACAS) - TA." It is noted that this asset was sold on July 27, 2016, and is noted on line 9 of the (2016) report. But, it was incorrectly repeated on line 60 of the

(2016) report as "American Capital LTD-TA" and has been deleted on this Amended Report.

2,) "Vanguard Intermed, Term Corp. Fund #71" which was listed on line 5 of the (2015) report, was inadvertently left off of the (2016) report, and is now listed on

line 81 of this Amended Report,

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/3035. Public record. Not legal advice.
