# Andrew S. Hanen

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/30325

## Record

- **Judge:** Andrew S. Hanen
- **Year:** 2019
- **Pages:** 19

## Text

IRA Account #1 (H)
Bank of America RASP — Interest
Apple (AAPL) — Dividend
iShares Nasdaq Biotechnology ETF (IBB) — Dividend — Buy (add'l)
iShares Nasdaq Biotechnology ETF (IBB) — Buy (add'l)
iShares Nasdaq Biotechnology ETF (IBB) — Buy (add'l)
iShares Nasdaq Biotechnology ETF (IBB) — Buy (add'l)
Vanguard Consumer Staples Index Fund (VDC) — Dividend — Buy (add'l)
Vanguard Consumer Staples Index Fund (VDC) — Sold (part)
Vanguard Consumer Staples Index Fund (VDC) — Buy (add'l)
Vanguard Consumer Staples Index Fund (VDC) — Sold (part)
Vanguard Consumer Staples Index Fund (VDC) — Buy (add'l)
Vanguard Materials Index Fund ETF (VAW) — Dividend — Buy (add'l)
Consumer Discretionary Select Sector SPDR Fund (XLY) — Dividend — Sold (part)
Consumer Discretionary Select Sector SPDR Fund (XLY) — Buy (add'l)
Consumer Discretionary Select Sector SPDR Fund (XLY) — Sold (part)
Consumer Discretionary Select Sector SPDR Fund (XLY) — Sold (part)
Consumer Discretionary Select Sector SPDR Fund (XLY) — Sold (part)
Vanguard Industrials Index Fund ETF (VIS) — Dividend — Sold (part)
Vanguard Industrials Index Fund ETF (VIS) — Sold (part)
Vanguard Industrials Index Fund ETF (VIS) — Sold (part)
Vanguard Industrials Index Fund ETF (VIS) — Buy (add'l)
Vanguard Industrials Index Fund ETF (VIS) — Sold (part)
Vanguard Industrials Index Fund ETF (VIS) — Sold (part)
Health Care Select Sector SPDR Fund (XLV) — Dividend — Buy (add'l)
Health Care Select Sector SPDR Fund (XLV) — Buy (add'l)
Health Care Select Sector SPDR Fund (XLV) — Buy (add'l)
Health Care Select Sector SPDR Fund (XLV) — Sold (part)
Health Care Select Sector SPDR Fund (XLV) — Buy (add'l)
Financial Select Sector SPDR Fund (XLF) — Dividend — Buy (add'l)
Financial Select Sector SPDR Fund (XLF) — Buy (add'l)
Financial Select Sector SPDR Fund (XLF) — Sold (part)
Vanguard Information Technology Index ETF (VGT) — Dividend — Buy (add'l)
Vanguard Information Technology Index ETF (VGT) — Sold (part)
Vanguard Information Technology Index ETF (VGT) — Buy (add'l)
Vanguard Information Technology Index ETF (VGT) — Buy (add'l)
Vanguard Information Technology Index ETF (VGT) — Buy (add'l)
Vanguard Information Technology Index ETF (VGT) — Buy (add'l)
First Trust Dow Jones Internet Index ETF (FDN) — None — Sold (part)
First Trust Dow Jones Internet Index ETF (FDN) — Sold (part)
First Trust Dow Jones Internet Index ETF (FDN) — Sold (part)
First Trust Dow Jones Internet Index ETF (FDN) — Buy (add'l)
First Trust Cloud Computing ETF (SKYY) — Dividend — Sold (part)
CitiGroup Inc. FXD 5.95 (CUSIP 172967JZ5) — Dividend
First Trust Cloud Computing ETF (SKYY) — Sold (part)
First Trust Cloud Computing ETF (SKYY) — Sold (part)
First Trust Cloud Computing ETF (SKYY) — Buy (add'l)
First Trust Cloud Computing ETF (SKYY) — Buy (add'l)
Energy Select Sector SPDR Fund (XLE) — Dividend — Buy (add'l)
Energy Select Sector SPDR Fund (XLE) — Buy (add'l)
Real Estate Select Sector SPDR Fund (XLRE) — Dividend — Sold (part)
Real Estate Select Sector SPDR Fund (XLRE) — Buy (add'l)
Communication Services Select Sector SPDR (XLC) — Dividend — Sold (part)
Communication Services Select Sector SPDR (XLC) — Buy (add'l)
Communication Services Select Sector SPDR (XLC) — Sold (part)
Communication Services Select Sector SPDR (XLC) — Buy (add'l)
Communication Services Select Sector SPDR (XLC) — Sold (part)
Communication Services Select Sector SPDR (XLC) — Buy (add'l)
Retirement Account #1 (H)
BMO Strategic Income Fund Class A (BMTAX) — Dividend
Microsoft Bonds (CUSIP 594918AH7) — Interest
Goldman Sachs Bonds (CUSIP 38141EA25) — Interest — Redeemed
Fidelity Government Cash Reserves (FDRXX) — Dividend
Fidelity MMKT Premium Class (FZDXX) — Dividend
Fidelity ContraFund (FCNTX) — Dividend
Fidelity Equity Dividend Income Fund (FEQTX) — Dividend — Buy (add'l)
Fidelity Dividend Growth Fund (FDGFX) — Dividend
Fidelity Blue Chip Value Fund (FBCVX) — Dividend
Simmons Bank CD (CUSIP 82869AAU9) — Interest — Redeemed
Modern Bank CD (CUSIP 607544AT0) — Interest
Valley Nat. Bank CD (CUSIP 919853BQ3) — Interest — Redeemed
Wells Fargo Bank CD (CUSIP 949763SE7) — Interest
Fidelity 500 Index Fund (FXAIX) — Dividend
JP Morgan Chase Bank CD (CUSIP 48128HUA4) — Interest — Buy
JP Morgan Chase Bank CD (CUSIP 48128HUA4) — Redeemed
Brokerage Account #1 (H)
Morgan Stanley Private Bank NA Fund — Interest
JP Morgan Chase FXD 5.3 (CUSIP 46625HKK5) — Dividend
CitiGroup Inc. FXD 5.8 (CUSIP 172967HZ7) — Dividend — Redeemed
CitiGroup Inc. FXD 6.125 (CUSIP 172967KD2) — Dividend
Federated Prime Cash Obligations Fund (PCOXX) — Dividend — Buy
Federated Prime Cash Obligations Fund (PCOXX) — Sold (part)
Federated Prime Cash Obligations Fund (PCOXX) — Sold (part)
Bank of America Corp FXD 6.1 (CUSIP 060505EN0) — Dividend — Buy
Bank of America Corp FXD 5.125 (CUSIP 060505FP4) — Dividend — Buy
JP Morgan Chase FXD 6.1 (CUSIP 48126HAC4) — Dividend — Buy
E*Trade FXD 5.3 (CUSIP 269246BR4) — None — Buy
E*Trade FXD 5.3 (CUSIP 269246BR4) — Buy (add'l)
Brokerage Account #2 (H)
N. Tex. Twy. Auth. Municipal Bonds (CUSIP 66285WFX9) — Interest
Waco TX CTFS (CUSIP 929831FN0) — Interest
Bank of America Money Market Fund — Interest
Eaton Vance Tax-Managed Global Buy- Write (ETW) — Dividend
SP500 CLIRN Issuer CIBC (MLVJS) — None
Compass Bank — Interest
Northwestern Mutual EOL Whole Life Insurance #117 (See Note 1) — Dividend
Northwestern Mutual EOL Whole Life Insurance #714 — Dividend
Northwestern Life Mutual Whole Life Insurance #642 — Dividend
Northwestern Mutual Whole Life Insurance #817 — Dividend
Northwestern Mutual Whole Life Insurance #811 — Dividend
Northwestern Mutual Whole Life Insurance #840 — Dividend
IRA Account #4 (H)
Capital Income BLDR (CAIBX) — Dividend
American FDS Portfolio Growth and Income Fund (GAIOX) — Dividend
Apple (AAPL) — Dividend
Industrial Select Sector SPDR Fund (XLI) — Dividend
Consumer Staples Select Sector SPDR (XLP) — Dividend
Energy Select Sector SPDR Fund (XLE) — Dividend
Consumer Discretionary Select Sector SPDR (XLY) — Dividend
SPDR Gold Trust (GLD) — None
Vanguard Information Technology Index (VGT) — Dividend
WF Sweep — Interest
American Funds High Income Trust (AHITX) — Dividend — Buy (add'l)
IRA Account #5 (H)
iShares Core S&P 500 (IVV) — Dividend — Sold (part)
iShares Core S&P 500 (IVV) — Sold (part)
iShares Core S&P 500 (IVV) — Sold (part)
iShares Core S&P 500 (IVV) — Sold (part)
iShares Core S&P 500 (IVV) — Sold (part)
iShares MSCI EAFE ETF (EFA) — Dividend — Sold (part)
iShares MSCI EAFE ETF (EFA) — Sold (part)
iShares MSCI EAFE ETF (EFA) — Buy (add'l)
iShares MSCI EAFE ETF (EFA) — Sold (part)
iShares MSCI EAFE ETF (EFA) — Sold (part)
Pacer Trendpilot US Large Cap ETF (PTLC) — Dividend — Sold (part)
Pacer Trendpilot US Large Cap ETF (PTLC) — Sold (part)
Pacer Trendpilot US Large Cap ETF (PTLC) — Sold (part)
Pacer Trendpilot US Large Cap ETF (PTLC) — Sold (part)
SPDR Gold Trust (GLD) — None — Buy (add'l)
SPDR Gold Trust (GLD) — Buy (add'l)
SPDR Gold Trust (GLD) — Sold (part)
SPDR Gold Trust (GLD) — Sold (part)
SPDR Gold Trust (GLD) — Sold (part)
SPDR Gold Trust (GLD) — Sold (part)
Vanguard Emerging Markets Stock Index (VWO) — Dividend — Sold (part)
Vanguard Emerging Markets Stock Index (VWO) — Sold (part)
Vanguard Emerging Markets Stock Index (VWO) — Buy (add'l)
Vanguard Emerging Markets Stock Index (VWO) — Sold (part)
Vanguard Emerging Markets Stock Index (VWO) — Sold (part)
Vanguard Mid-Cap Index Fund ETF (VO) — Dividend — Sold (part)
Vanguard Mid-Cap Index Fund ETF (VO) — Sold (part)
Vanguard Mid-Cap Index Fund ETF (VO) — Sold (part)
Vanguard Mid-Cap Index Fund ETF (VO) — Sold (part)
Vanguard Mid-Cap Index Fund ETF (VO) — Sold (part)
Vanguard Small-Cap Index Fund ETF (VB) — Dividend — Sold (part)
Vanguard Small-Cap Index Fund ETF (VB) — Sold (part)
Vanguard Small-Cap Index Fund ETF (VB) — Buy (add'l)
Vanguard Small-Cap Index Fund ETF (VB) — Sold (part)
Vanguard Small-Cap Index Fund ETF (VB) — Sold (part)
Vanguard Small-Cap Index Fund ETF (VB) — Sold (part)
WisdomTree Japan Hedged Equity ETF (DXJ) — Dividend — Sold (part)
WisdomTree Japan Hedged Equity ETF (DXJ) — Buy (add'l)
WisdomTree Japan Hedged Equity ETF (DXJ) — Sold (part)
WisdomTree Japan Hedged Equity ETF (DXJ) — Sold (part)
WisdomTree Japan Hedged Equity ETF (DXJ) — Sold (part)
Janus Henderson Developed World Bond I (HFAIX) — Dividend — Buy (add'l)
Janus Henderson Developed World Bond I (HFAIX) — Buy (add'l)
Janus Henderson Developed World Bond I (HFAIX) — Buy (add'l)
Janus Henderson Developed World Bond I (HFAIX) — Sold (part)
Janus Henderson Developed World Bond I (HFAIX) — Sold (part)
Janus Henderson Developed World Bond I (HFAIX) — Sold (part)
Loomis Sayles Global Allocation Fund (LSWWX) — Dividend — Sold (part)
Loomis Sayles Global Allocation Fund (LSWWX) — Sold (part)
Loomis Sayles Global Allocation Fund (LSWWX) — Sold (part)
Loomis Sayles Global Allocation Fund (LSWWX) — Sold (part)
Loomis Sayles Global Allocation Fund (LSWWX) — Sold (part)
Lord Abbett Short Duration Income Fund (LLDYX) — Dividend — Buy (add'l)
Lord Abbett Short Duration Income Fund (LLDYX) — Buy (add'l)
Lord Abbett Short Duration Income Fund (LLDYX) — Buy (add'l)
Lord Abbett Short Duration Income Fund (LLDYX) — Sold (part)
Lord Abbett Short Duration Income Fund (LLDYX) — Sold (part)
Oakmark Fund Advisor Class (OAYMX) — Dividend — Sold (part)
Oakmark Fund Advisor Class (OAYMX) — Sold (part)
Oakmark Fund Advisor Class (OAYMX) — Buy (add'l)
Oakmark Fund Advisor Class (OAYMX) — Sold (part)
Oakmark Fund Advisor Class (OAYMX) — Sold (part)
Oakmark Fund Advisor Class (OAYMX) — Sold (part)
Putnam Income Fund Class Y (PNCYX) — Dividend — Buy (add'l)
Putnam Income Fund Class Y (PNCYX) — Buy (add'l)
Putnam Income Fund Class Y (PNCYX) — Buy (add'l)
Putnam Income Fund Class Y (PNCYX) — Sold (part)
Putnam Income Fund Class Y (PNCYX) — Sold (part)
Putnam Income Fund Class Y (PNCYX) — Sold (part)
Templeton Global Total Return Fund (TTRZX) — Dividend — Buy (add'l)
Templeton Global Total Return Fund (TTRZX) — Buy (add'l)
Templeton Global Total Return Fund (TTRZX) — Sold
VanEck Vectors JP Morgan EM Local Currency Bond ETF (EMLC) — Dividend — Buy (add'l)
VanEck Vectors JP Morgan EM Local Currency Bond ETF (EMLC) — Buy (add'l)
VanEck Vectors JP Morgan EM Local Currency Bond ETF (EMLC) — Buy (add'l)
VanEck Vectors JP Morgan EM Local Currency Bond ETF (EMLC) — Sold (part)
VanEck Vectors JP Morgan EM Local Currency Bond ETF (EMLC) — Sold (part)
First Eagle Global Fund Class I (SGIIX) — Dividend — Sold (part)
First Eagle Global Fund Class I (SGIIX) — Sold (part)
First Eagle Global Fund Class I (SGIIX) — Sold (part)
First Eagle Global Fund Class I (SGIIX) — Sold (part)
First Eagle Global Fund Class I (SGIIX) — Sold (part)
Wells Fargo Sweep — Interest
IRA Account #6 (H)
Cross Timbers Royalty Trust (CRT) — Distribution — Sold
Energy Transfer Equity (ET) — Distribution — Buy (add'l)
Enterprise Products Partners LP (EPD) — Distribution — Sold (part)
Kinder Morgan Inc. (KMI) — Dividend — Sold (part)
ONEOK Inc. (OKE) — Dividend — Sold (part)
Permian Basin Royalty Trust (PBT) — Distribution — Sold
Sabine Royalty Trust (SBR) — Distribution — Sold
San Juan Basin Royalty Trust (SJT) — Distribution — Sold
Williams Companies Inc. (WMB) — Dividend
First Eagle Overseas Fund Class A (SGOVX) — Dividend — Sold (part)
First Eagle Overseas Fund Class A (SGOVX) — Sold (part)
Harbor High-Yield Bond Fund Institutional (HYFAX) — Dividend — Sold (part)
Harbor High-Yield Bond Fund Institutional (HYFAX) — Sold
Templeton Emerging Markets Income Fund (TEI) — Dividend
Templeton Global Bond Fund Class A (TPINX) — Dividend — Sold (part)
Templeton Global Bond Fund Class A (TPINX) — Sold (part)
Vanguard Prime Money Market Fund (VMMXX) — Dividend — Buy
Vanguard Prime Money Market Fund (VMMXX) — Sold
Vanguard Prime Money Market Fund (VMMXX) — Buy
iShares JP Morgan EM Local Currency Bond ETF (LEMB) — Dividend — Sold (part)
iShares S&P 500 Growth ETF (IVW) — Dividend — Sold (part)
iShares S&P 500 Growth ETF (IVW) — Sold (part)
iShares S&P 500 Growth ETF (IVW) — Sold (part)
iShares S&P 500 Growth ETF (IVW) — Sold (part)
iShares S&P 500 Value ETF (IVE) — Dividend — Buy (add'l)
iShares S&P 500 Value ETF (IVE) — Sold (part)
iShares S&P 500 Value ETF (IVE) — Sold (part)
iShares S&P 500 Value ETF (IVE) — Sold (part)
iShares Core MSCI Emerging Markets ETF (IEMG) — Dividend — Sold (part)
iShares Core MSCI Emerging Markets ETF (IEMG) — Sold (part)
Vanguard Short-Term Bond Index Fund ETF (BSV) — Dividend — Sold (part)
Vanguard Short-Term Bond Index Fund ETF (BSV) — Sold (part)
Vanguard Short-Term Bond Index Fund ETF (BSV) — Sold (part)
Pershing Gov. Acct. — Dividend
MFS International Diversification Fund (MDIJX) — Dividend — Sold (part)
MFS International Diversification Fund (MDIJX) — Sold (part)
Vanguard High-Yield Corporate Bond Fund Admiral (VWEAX) — None — Buy
Vanguard High-Yield Corporate Bond Fund Admiral (VWEAX) — Sold (part)
Reimbursement — VACLE Constitutional Institute — 10/3/2019 - 10/4/2019 — Mt. Vernon, DC — Speech — Travel, Meals, & Hotel
1. All life insurance policies (Part VII, Lines 96-101) are either whole life or what is called extraordinary life (EOL), which are essentially whole life policies. Any
dividends that are generated are used to pay the premium or to buy more coverage. The undersigned does not have any investment authority over these policies,
nor does he invest any funds associated with these policies.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/30325. Public record. Not legal advice.