# John Wesley Broomes > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/30144 ## Record - **Judge:** John Wesley Broomes - **Year:** 2019 - **Pages:** 14 ## Text T Rowe Price Overseas Stock Fund — Sold (part) Intrust Bank cash account — Interest Brokerage Account #1 (H) E-Trade Cash account — Interest SA common stock — None — Sold Retirement Account #1 (H) American Funds EuroPacific R6 Fund — Dividend — Sold American Funds Invt Co Am R6 Fund — Dividend — Sold Wells Fargo Advantage Special Mid Cap Value Fund R6 — Dividend — Sold T. Rowe Price Mid-Cap Growth Fund — Dividend — Sold American Funds Am Balanced R6 Fund — Dividend — Sold American Funds The Income Fund of America R-6 Fund — Dividend — Sold Franklin Gold and Precious Metals R6 Fund — None — Sold Invesco Stable Value Trust Class III Fund — Dividend — Sold American Funds Cap In Bld R6 Fund — Dividend — Sold American Funds Capital World Growth & Income R6 Fund — Dividend — Sold American Funds Mutual Wash Mutual R6 Fund — Dividend — Sold Retirement Account #2 (H) EQ/International Equity mutual fund — None AXA/AB Small Cap Growth mutual fund — None AXA International Core Volatility mutual fund — None AXA Equity Managed Volatility mutual fund — None AXA Large Cap Growth mutual fund — None AXA International Value Volatility mutual fund — None AXA/Janus Enterprise mutual fund — None AXA/Franklin Templeton Allocation Vol. mutual fund — None Retirement Account #3 (H) EQ/International Equity mutual fund — None AXA/AB Small Cap Growth mutual fund — None AXA International Core Volatility mutual fund — None AXA Equity Managed Volatility mutual fund (X) — None AXA Large Cap Growth mutual fund — None AXA/Janus Enterprise mutual fund — None AXA/Franklin Templeton Allocation Vol. mutual fund — None Retirement Account #4 (H) Financial Square Tr Government Institutional Class Fd #465 (Cash Acct) — Int./Div. Blackrock High Yield Portfolio - K — Dividend — Buy Blackrock High Yield Portfolio - K — Sold (part) Commerce Bond Fund Fund #333 — Dividend — Buy Commerce Bond Fund Fund #333 — Buy (add'l) Commerce Bond Fund Fund #333 — Buy (add'l) Commerce Growth Fund Institutional Fund #337 — Dividend — Buy Commerce Growth Fund Institutional Fund #337 — Sold (part) Commerce Midcap Growth Fund Institutional # 339 — Dividend — Buy Commerce Midcap Growth Fund Institutional # 339 — Sold (part) Commerce Midcap Growth Fund Institutional # 339 — Buy (add'l) Commerce Value Fund Institutional Fund #346 — Dividend — Buy Commerce Value Fund Institutional Fund #346 — Buy (add'l) DFA International Small Company Portfolio — Dividend — Buy DFA International Small Company Portfolio — Sold (part) DFA US Large Cap Value Portfolio — Dividend — Buy MFS Research International Fund R6 — Dividend — Buy MFS Research International Fund R6 — Sold (part) Northern Funds Active M Emerging Markets Equity Fund — Dividend — Buy Northern Funds Active M Emerging Markets Equity Fund — Buy (add'l) Northern Funds Active M Emerging Markets Equity Fund — Buy (add'l) Oppenheimer Main Street Small Cap Fund I — None — Buy Oppenheimer Main Street Small Cap Fund I — Buy (add'l) Oppenheimer Main Street Small Cap Fund I — Sold T Rowe Price Growth Stock Fund-I — Dividend — Buy T Rowe Price Overseas Stock Fund-I — Dividend — Buy TIAA-CREF Large-Cap Growth Index Fund — Dividend — Buy iShares Russell Midcap Value ETF — Dividend — Buy iShares Russell 1000 Value ETF — Dividend — Buy Invesco Oppenheimer Main Street Small Cap Fund R6 — Dividend — Buy Retirement Account #5 (H) Financial Square Tr Government Institutional Class Fd #465 (Cash Acct) — Int./Div. Blackrock High Yield Portfolio - K — Dividend — Buy Commerce Bond Fund Fund #333 — Dividend — Buy Commerce Growth Fund Institutional Fund #337 — Dividend — Buy Commerce Midcap Growth Fund Institutional # 339 — Dividend — Buy Commerce Value Fund Institutional Fund #346 — Dividend — Buy DFA International Small Company Portfolio — Dividend — Buy DFA US Large Cap Value Portfolio — Dividend — Buy MFS Research International Fund R6 — Dividend — Buy Northern Funds Active M Emerging Markets Equity Fund — Dividend — Buy Oppenheimer Main Street Small Cap Fund I — None — Buy Oppenheimer Main Street Small Cap Fund I — Sold T Rowe Price Growth Stock Fund-I — Dividend — Buy T Rowe Price Overseas Stock Fund-I — Dividend — Buy TIAA-CREF Large-Cap Growth Index Fund — Dividend — Buy iShares Russell Midcap Value ETF — Dividend — Buy iShares Russell 1000 Value ETF — Dividend — Buy Invesco Oppenheimer Main Street Small Cap Fund R6 — Dividend — Buy Family Trust #1 (H) Intrust Bank cash account — Interest Family Trust #3 (H) Financial Square Trust Treasury Obligation Fund cash equivalent — Int./Div. Ishares Russell Midcap ETF — Dividend Ishares Russell 1000 ETF — Dividend Commerce Natl Tax-Free Bd Fd #334 — Dividend — Sold (part) Commerce Kansas Taxfree Intermediate Bond Fund #1399 — Dividend — Sold (part) Family Trust #4 (H) Financial Square Trust Treasury Obligation Fund cash equivalent — Int./Div. Ishares Russell Midcap ETF — Dividend Ishares Russell 1000 ETF — Dividend Ishares Russell 2000 ETF — Dividend Commerce Natl Tax-Free Bd Fd #334 — Dividend — Sold (part) Commerce Kansas Taxfree Intermediate Bond Fund #1399 — Dividend — Sold (part) T Rowe Price Tax Free High Yield Fund — Dividend Vanguard High Yield Tax Exempt mutual fund — Dividend Trust #5 (H) Financial Square Trust Treasury Obligation Fund cash equivalent — Int./Div. Artisan Mid Cap Fund — Dividend — Buy (add'l) Commerce Growth Fund Institutional Fund #337 — Dividend — Buy (add'l) Commerce Midcap Growth Fund Institutional # 339 — Dividend — Buy (add'l) Commerce Value Fund Institutional Fund #346 — Dividend — Buy (add'l) DFA US Targeted Value Portfolio — Dividend — Buy (add'l) DFA US Large Cap Value Portfolio — Dividend — Buy (add'l) Hartford Midcap Fund — Dividend — Buy (add'l) Ishares Russell Midcap Value ETF — Dividend — Buy (add'l) Clearbridge Small Cap Growth Fund — Dividend — Buy (add'l) T Rowe Price New Horizons Fund — Dividend — Buy (add'l) TIAA-CREF Large-Cap Value Index Fund — Dividend — Buy (add'l) TIAA-CREF Large-Cap Growth Index Fund — Dividend — Buy (add'l) TIAA-CREF Large-Cap Growth Index Fund — Sold (part) Vanguard Morgan Growth Fund — None — Sold DFA International Small Company Portfolio — Dividend — Buy (add'l) DFA International Small Company Portfolio — Sold (part) Lazard Emerging Markets Equity Port Instl — Dividend — Buy (add'l) Lazard Emerging Markets Equity Port Instl — Sold (part) MFS Research International Fund — Dividend — Buy (add'l) MFS Research International Fund — Sold (part) T Rowe Price Overseas Stock Fund — Dividend — Buy (add'l) Commerce Natl Tax-Free Bd Fd #334 — Dividend — Buy (add'l) Commerce Kansas Taxfree Intermediate Bond Fund #1399 — Dividend — Buy (add'l) Fidelity Spartan Intermediate Municipal Income Fund — Dividend — Buy (add'l) Fidelity Spartan Intermediate Municipal Income Fund — Sold Fidelity Advisor Intermediate Municipal Income Fund Z — Dividend — Buy Vanguard Short Term Tax Exempt Fund — Dividend — Sold T Rowe Price Tax Free High Yield — Dividend — Buy (add'l) AQR Managed Futures Strategy Fund — None — Sold Gateway Fund — Dividend — Buy (add'l) Principal Global Multistrategy Fund — None — Buy (add'l) Causeway Emerging Markets mutual fund — Dividend — Buy (add'l) Causeway Emerging Markets mutual fund — Sold (part) Vanguard High Yield Tax Exempt Fund Adm — Dividend — Buy (add'l) DFA Commodity Strategy fund — None — Sold T Rowe Price Growth Stock Fund-I — Dividend — Buy Trustee, Trust #1 Trustee, Trust #2 (no reportable assets) Although I am a trustee of Trust #2, there are no reportable assets in the trust. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/30144. Public record. Not legal advice.