# Robert E. Nugent 3

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/30136

## Record

- **Judge:** Robert E. Nugent 3
- **Year:** 2019
- **Pages:** 13

## Text

Fundamental Investors A — Buy (add'l)
R/O IRA #1 (H)
Fidelity Gov't MM Daily Money Fund (R/ O IRA #1 ) — Int./Div.
BlackRock HY Bond — Int./Div. — Sold
BlackRock HY Bond — Buy
BlackRock HY Bond — Sold
BlackRock HY Bond — Buy
BlackRock HY Bond — Sold
Columbia HY Bond — Int./Div. — Sold
Columbia HY Bond — Buy
Columbia HY Bond — Sold
Columbia HY Bond — Buy
Columbia HY Bond — Sold
IShares TR Barclays 7-10 — Int./Div. — Buy
IShares TR Barclays 7-10 — Sold
IShares TR 20 yr Bd ETF — Int./Div. — Buy
IShares TR 20 yr Bd ETF — Sold
Fid Adv HI Fd Cl I — Int./Div. — Sold
Fid Adv HI Fd Cl I — Buy
Fid Adv HI Fd Cl I — Sold
Fid Adv HI Fd Cl I — Buy
Fid Adv HI Fd Cl I — Sold
JP Morgan HY Bond — Int./Div. — Sold
JP Morgan HY Bond — Buy
JP Morgan HY Bond — Sold
JP Morgan HY Bond — Buy
JP Morgan HY Bond — Sold
R/O IRA #1A (H)
Fidelity Gov't MM Daily Money Fund (R/ O IRA #1A ) — Int./Div.
Am Cent Eq Inc — Int./Div. — Buy (add'l)
Fid Small Cap Idx — Int./Div. — Sold
Fid Covington TR VLU ETF — Int./Div. — Sold
Fid Adv Growth Opp — Int./Div. — Sold (part)
Horizon Defined Risk — Int./Div.
Horizon Active Risk — Int./Div.
Am Cent High Income — Int./Div.
First TR NASDAQ-100 Tech — Int./Div. — Buy
JPM Hedged Equity Fund SEL — Int./Div. — Sold (part)
Invesco Act Mg'd ETF — Int./Div. — Sold (part)
IShares TR Edge — Int./Div. — Buy
Prudential HY Z — Int./Div. — Sold
Prudential HY Z — Buy
Prudential HY Z — Sold
Prudential HY Z — Buy
Prudential HY Z — Sold
Pru GIM — Buy
Pru GIM — Sold
IShares Inc Min Vol GBL — Int./Div.
Trans Am Flex Inc — Int./Div.
Roth IRA(H)
United Development Funding IV — Int./Div.
R/O IRA #2 (H)
Fidelity Gov't MM Daily Money Fund (R/ O IRA) — Int./Div.
American Funds Fundamental Inv. — Int./Div.
American Funds Growth — Int./Div.
AmFunds Income Fund America — Int./Div.
Simple IRA #1 (H)
American Funds as below:
American Mutual Fund A — Int./Div.
American Mutual Fund C — Int./Div.
Fundamental Investors A — Int./Div. — Buy (add'l)
Fundamental Investors A — Buy (add'l)
Fundamental Investors A — Buy (add'l)
Fundamental Investors A — Buy (add'l)
Capital Income Builder — Int./Div.
Growth Fund of America A — Int./Div. — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund America C — Int./Div.
Capital World Growth C — Int./Div.
Cap World Growth A — Int./Div.
Emprise Bank Cash Accounts — Interest
CrossFirst Bank Cash Accounts — Interest
Citizens Bank Saving — Interest
Capitol Fed CD Emerald — Interest — Buy
Learning Quest 529 Fund Short-term (American Century) — Int./Div.
Vanguard MMA — Dividend
Northwestern Mutual Whole Life #1 — Dividend
Northwestern Mutual Whole Life #2 — Dividend
Northwestern Mutual Whole Life #3 — Dividend
Realty LLC — Distribution
Emerald Farms--X — Distribution
Bulls & Bears Investment Club (H)--see Part VIII
Alphabet A — Int./Div.
Alphabet C — Int./Div.
Amazon — Int./Div.
Apple — Int./Div.
Amgen — Int./Div.
Bank of America — Int./Div.
Boeing — Int./Div. — Sold
Citi--X — Int./Div.
General Dynamics — Int./Div.
Gray TV--X — Int./Div.
Northrup Grumman — Int./Div.
JP Morgan — Int./Div.
LAM Research — Int./Div.
Micron--X — Int./Div.
Microsoft--X — Int./Div.
Northrup Grumman--X — Int./Div.
OKTA Inc — Int./Div.
Phillips 66 — Int./Div.
Raytheon — Int./Div.
Schwab Gov't MM — Int./Div. — Buy
Schwab Gov't MM — Sold
Schwab Gov't MM — Buy
Schwab Gov't MM — Sold
Schwab Gov't MM — Buy
Schwab Gov't MM — Sold
Spirit Aviation — Int./Div.
Union Pacific — Int./Div.
Walt Disney — Int./Div.
Williams Co — Int./Div.
R/O IRA #1 (H)
R/O IRA #1 (H)
Fidelity Gov't MM Daily Money Fund (R/ O IRA #1 ) — Int./Div.
BlackRock HY Bond — Int./Div. — Sold
BlackRock HY Bond — Buy
BlackRock HY Bond — Sold
BlackRock HY Bond — Buy
BlackRock HY Bond — Sold
Columbia HY Bond — Int./Div. — Sold
Columbia HY Bond — Buy
Columbia HY Bond — Sold
Columbia HY Bond — Buy
Columbia HY Bond — Sold
IShares TR Barclays 7-10 — Int./Div. — Buy
IShares TR Barclays 7-10 — Sold
IShares TR 20 yr Bd ETF — Int./Div. — Buy
IShares TR 20 yr Bd ETF — Sold
Fid Adv HI Fd Cl I — Int./Div. — Sold
Fid Adv HI Fd Cl I — Buy
Fid Adv HI Fd Cl I — Sold
Fid Adv HI Fd Cl I — Buy
Fid Adv HI Fd Cl I — Sold
JP Morgan HY Bond — Int./Div. — Sold
JP Morgan HY Bond — Buy
JP Morgan HY Bond — Sold
JP Morgan HY Bond — Buy
JP Morgan HY Bond — Sold
R/O IRA #1A (H)
Fidelity Gov't MM Daily Money Fund (R/ O IRA #1A ) — Int./Div.
Am Cent Eq Inc — Int./Div. — Buy (add'l)
Fid Small Cap Idx — Int./Div. — Sold
Fid Covington TR VLU ETF — Int./Div. — Sold
Fid Adv Growth Opp — Int./Div. — Sold (part)
Horizon Defined Risk — Int./Div.
Horizon Active Risk — Int./Div.
Am Cent High Income — Int./Div.
First TR NASDAQ-100 Tech — Int./Div. — Buy
JPM Hedged Equity Fund SEL — Int./Div. — Sold (part)
Invesco Act Mg'd ETF — Int./Div. — Sold (part)
IShares TR Edge — Int./Div. — Buy
Prudential HY Z — Int./Div. — Sold
Prudential HY Z — Buy
Prudential HY Z — Sold
Prudential HY Z — Buy
Prudential HY Z — Sold
Pru GIM — Buy
Pru GIM — Sold
IShares Inc Min Vol GBL — Int./Div.
Trans Am Flex Inc — Int./Div.
Roth IRA(H)
United Development Funding IV — Int./Div.
R/O IRA #2 (H)
Fidelity Gov't MM Daily Money Fund (R/ O IRA) — Int./Div.
American Funds Fundamental Inv. — Int./Div.
American Funds Growth — Int./Div.
AmFunds Income Fund America — Int./Div.
Simple IRA #1 (H)
American Funds as below:
American Mutual Fund A — Int./Div.
American Mutual Fund C — Int./Div.
Fundamental Investors A — Int./Div. — Buy (add'l)
Fundamental Investors A — Buy (add'l)
Fundamental Investors A — Buy (add'l)
Fundamental Investors A — Buy (add'l)
Fundamental Investors A — Buy (add'l)
Capital Income Builder — Int./Div.
Growth Fund of America A — Int./Div. — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund America C — Int./Div.
Capital World Growth C — Int./Div.
Cap World Growth A — Int./Div.
Emprise Bank Cash Accounts — Interest
CrossFirst Bank Cash Accounts — Interest
Citizens Bank Saving — Interest
Capitol Fed CD Emerald — Interest — Buy
Learning Quest 529 Fund Short-term (American Century) — Int./Div.
Vanguard MMA — Dividend
Northwestern Mutual Whole Life #1 — Dividend
Northwestern Mutual Whole Life #2 — Dividend
Northwestern Mutual Whole Life #3 — Dividend
Realty LLC — Distribution
Emerald Farms--X — Distribution
Bulls & Bears Investment Club (H)--see Part VIII
Alphabet A — Int./Div.
Alphabet C — Int./Div.
Amazon — Int./Div.
Apple — Int./Div.
Amgen — Int./Div.
Bank of America — Int./Div.
Boeing — Int./Div. — Sold
Citi--X — Int./Div.
General Dynamics — Int./Div.
Gray TV--X — Int./Div.
Northrup Grumman — Int./Div.
JP Morgan — Int./Div.
LAM Research — Int./Div.
Micron--X — Int./Div.
Microsoft--X — Int./Div.
Northrup Grumman--X — Int./Div.
OKTA Inc — Int./Div.
Phillips 66 — Int./Div.
Raytheon — Int./Div.
Schwab Gov't MM — Int./Div. — Buy
Schwab Gov't MM — Sold
Schwab Gov't MM — Buy
Schwab Gov't MM — Sold
Schwab Gov't MM — Buy
Schwab Gov't MM — Sold
Spirit Aviation — Int./Div.
Union Pacific — Int./Div.
Walt Disney — Int./Div.
Williams Co — Int./Div.
Fidelity Gov't MM Daily Money Fund (R/ O IRA #1 ) — Int./Div.
BlackRock HY Bond — Int./Div. — Sold
BlackRock HY Bond — Buy
BlackRock HY Bond — Sold
BlackRock HY Bond — Buy
BlackRock HY Bond — Sold
Columbia HY Bond — Int./Div. — Sold
Columbia HY Bond — Buy
Columbia HY Bond — Sold
Columbia HY Bond — Buy
Columbia HY Bond — Sold
IShares TR Barclays 7-10 — Int./Div. — Buy
IShares TR Barclays 7-10 — Sold
IShares TR 20 yr Bd ETF — Int./Div. — Buy
IShares TR 20 yr Bd ETF — Sold
Fid Adv HI Fd Cl I — Int./Div. — Sold
Fid Adv HI Fd Cl I — Buy
Fid Adv HI Fd Cl I — Sold
Fid Adv HI Fd Cl I — Buy
Fid Adv HI Fd Cl I — Sold
JP Morgan HY Bond — Int./Div. — Sold
JP Morgan HY Bond — Buy
JP Morgan HY Bond — Sold
JP Morgan HY Bond — Buy
JP Morgan HY Bond — Sold
R/O IRA #1A (H)
Fidelity Gov't MM Daily Money Fund (R/ O IRA #1A ) — Int./Div.
Am Cent Eq Inc — Int./Div. — Buy (add'l)
Fid Small Cap Idx — Int./Div. — Sold
Fid Covington TR VLU ETF — Int./Div. — Sold
Fid Adv Growth Opp — Int./Div. — Sold (part)
Horizon Defined Risk — Int./Div.
Horizon Active Risk — Int./Div.
Am Cent High Income — Int./Div.
First TR NASDAQ-100 Tech — Int./Div. — Buy
JPM Hedged Equity Fund SEL — Int./Div. — Sold (part)
Invesco Act Mg'd ETF — Int./Div. — Sold (part)
IShares TR Edge — Int./Div. — Buy
Prudential HY Z — Int./Div. — Sold
Prudential HY Z — Buy
Prudential HY Z — Sold
Prudential HY Z — Buy
Prudential HY Z — Sold
Pru GIM — Buy
Pru GIM — Sold
IShares Inc Min Vol GBL — Int./Div.
Trans Am Flex Inc — Int./Div.
Roth IRA(H)
United Development Funding IV — Int./Div.
R/O IRA #2 (H)
Fidelity Gov't MM Daily Money Fund (R/ O IRA) — Int./Div.
American Funds Fundamental Inv. — Int./Div.
American Funds Growth — Int./Div.
AmFunds Income Fund America — Int./Div.
Simple IRA #1 (H)
American Funds as below:
American Mutual Fund A — Int./Div.
American Mutual Fund C — Int./Div.
Fundamental Investors A — Int./Div. — Buy (add'l)
Fundamental Investors A — Buy (add'l)
Fundamental Investors A — Buy (add'l)
Fundamental Investors A — Buy (add'l)
Fundamental Investors A — Buy (add'l)
Capital Income Builder — Int./Div.
Growth Fund of America A — Int./Div. — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund America C — Int./Div.
Capital World Growth C — Int./Div.
Cap World Growth A — Int./Div.
Emprise Bank Cash Accounts — Interest
CrossFirst Bank Cash Accounts — Interest
Citizens Bank Saving — Interest
Capitol Fed CD Emerald — Interest — Buy
Learning Quest 529 Fund Short-term (American Century) — Int./Div.
Vanguard MMA — Dividend
Northwestern Mutual Whole Life #1 — Dividend
Northwestern Mutual Whole Life #2 — Dividend
Northwestern Mutual Whole Life #3 — Dividend
Realty LLC — Distribution
Emerald Farms--X — Distribution
Bulls & Bears Investment Club (H)--see Part VIII
Alphabet A — Int./Div.
Alphabet C — Int./Div.
Amazon — Int./Div.
Apple — Int./Div.
Amgen — Int./Div.
Bank of America — Int./Div.
Boeing — Int./Div. — Sold
Citi--X — Int./Div.
General Dynamics — Int./Div.
Gray TV--X — Int./Div.
Northrup Grumman — Int./Div.
JP Morgan — Int./Div.
LAM Research — Int./Div.
Micron--X — Int./Div.
Microsoft--X — Int./Div.
Northrup Grumman--X — Int./Div.
OKTA Inc — Int./Div.
Phillips 66 — Int./Div.
Raytheon — Int./Div.
Schwab Gov't MM — Int./Div. — Buy
Schwab Gov't MM — Sold
Schwab Gov't MM — Buy
Schwab Gov't MM — Sold
Schwab Gov't MM — Buy
Schwab Gov't MM — Sold
Spirit Aviation — Int./Div.
Union Pacific — Int./Div.
Walt Disney — Int./Div.
Williams Co — Int./Div.
R/O IRA #1 (H)
Fidelity Gov't MM Daily Money Fund (R/ O IRA #1 ) — Int./Div.
BlackRock HY Bond — Int./Div. — Sold
BlackRock HY Bond — Buy
BlackRock HY Bond — Sold
BlackRock HY Bond — Buy
BlackRock HY Bond — Sold
Columbia HY Bond — Int./Div. — Sold
Columbia HY Bond — Buy
Columbia HY Bond — Sold
Columbia HY Bond — Buy
Columbia HY Bond — Sold
IShares TR Barclays 7-10 — Int./Div. — Buy
IShares TR Barclays 7-10 — Sold
IShares TR 20 yr Bd ETF — Int./Div. — Buy
IShares TR 20 yr Bd ETF — Sold
Fid Adv HI Fd Cl I — Int./Div. — Sold
Fid Adv HI Fd Cl I — Buy
Fid Adv HI Fd Cl I — Sold
Fid Adv HI Fd Cl I — Buy
Fid Adv HI Fd Cl I — Sold
JP Morgan HY Bond — Int./Div. — Sold
JP Morgan HY Bond — Buy
JP Morgan HY Bond — Sold
JP Morgan HY Bond — Buy
JP Morgan HY Bond — Sold
R/O IRA #1A (H)
Fidelity Gov't MM Daily Money Fund (R/ O IRA #1A ) — Int./Div.
Am Cent Eq Inc — Int./Div. — Buy (add'l)
Fid Small Cap Idx — Int./Div. — Sold
Fid Covington TR VLU ETF — Int./Div. — Sold
Fid Adv Growth Opp — Int./Div. — Sold (part)
Horizon Defined Risk — Int./Div.
Horizon Active Risk — Int./Div.
Am Cent High Income — Int./Div.
First TR NASDAQ-100 Tech — Int./Div. — Buy
JPM Hedged Equity Fund SEL — Int./Div. — Sold (part)
Invesco Act Mg'd ETF — Int./Div. — Sold (part)
IShares TR Edge — Int./Div. — Buy
Prudential HY Z — Int./Div. — Sold
Prudential HY Z — Buy
Prudential HY Z — Sold
Prudential HY Z — Buy
Prudential HY Z — Sold
Pru GIM — Buy
Pru GIM — Sold
IShares Inc Min Vol GBL — Int./Div.
Trans Am Flex Inc — Int./Div.
Roth IRA(H)
United Development Funding IV — Int./Div.
R/O IRA #2 (H)
Fidelity Gov't MM Daily Money Fund (R/ O IRA) — Int./Div.
American Funds Fundamental Inv. — Int./Div.
American Funds Growth — Int./Div.
AmFunds Income Fund America — Int./Div.
Simple IRA #1 (H)
American Funds as below:
American Mutual Fund A — Int./Div.
American Mutual Fund C — Int./Div.
Fundamental Investors A — Int./Div. — Buy (add'l)
Fundamental Investors A — Buy (add'l)
Fundamental Investors A — Buy (add'l)
Fundamental Investors A — Buy (add'l)
Fundamental Investors A — Buy (add'l)
Capital Income Builder — Int./Div.
Growth Fund of America A — Int./Div. — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund of America A — Buy (add'l)
Growth Fund America C — Int./Div.
Capital World Growth C — Int./Div.
Cap World Growth A — Int./Div.
Emprise Bank Cash Accounts — Interest
CrossFirst Bank Cash Accounts — Interest
Citizens Bank Saving — Interest
Capitol Fed CD Emerald — Interest — Buy
Learning Quest 529 Fund Short-term (American Century) — Int./Div.
Vanguard MMA — Dividend
Northwestern Mutual Whole Life #1 — Dividend
Northwestern Mutual Whole Life #2 — Dividend
Northwestern Mutual Whole Life #3 — Dividend
Realty LLC — Distribution
Emerald Farms--X — Distribution
Bulls & Bears Investment Club (H)--see Part VIII
Alphabet A — Int./Div.
Alphabet C — Int./Div.
Amazon — Int./Div.
Apple — Int./Div.
Amgen — Int./Div.
Bank of America — Int./Div.
Boeing — Int./Div. — Sold
Citi--X — Int./Div.
General Dynamics — Int./Div.
Gray TV--X — Int./Div.
Northrup Grumman — Int./Div.
JP Morgan — Int./Div.
LAM Research — Int./Div.
Micron--X — Int./Div.
Microsoft--X — Int./Div.
Northrup Grumman--X — Int./Div.
OKTA Inc — Int./Div.
Phillips 66 — Int./Div.
Raytheon — Int./Div.
Schwab Gov't MM — Int./Div. — Buy
Schwab Gov't MM — Sold
Schwab Gov't MM — Buy
Schwab Gov't MM — Sold
Schwab Gov't MM — Buy
Schwab Gov't MM — Sold
Spirit Aviation — Int./Div.
Union Pacific — Int./Div.
Walt Disney — Int./Div.
Williams Co — Int./Div.
Board Member, Kansas University Alumni Association Wichita Network
Advisory Board Member, Wichita YMCA East Branch
Director, Tallgrass Film Association, Inc.
Board Member, Kansas University Alumni Association Wichita Network
Advisory Board Member, Wichita YMCA East Branch
Director, Tallgrass Film Association, Inc.
Board Member, Kansas University Alumni Association Wichita Network
Advisory Board Member, Wichita YMCA East Branch
Director, Tallgrass Film Association, Inc.
Board Member, Kansas University Alumni Association Wichita Network
Advisory Board Member, Wichita YMCA East Branch
Director, Tallgrass Film Association, Inc.
Income — 03/30/20 — Associate Editor, American Bankruptcy Law Journal — $1,500.00
Income — 03/30/20 — Associate Editor, American Bankruptcy Law Journal — $1,500.00
Income — 03/30/20 — Associate Editor, American Bankruptcy Law Journal — $1,500.00
Income — 03/30/20 — Associate Editor, American Bankruptcy Law Journal — $1,500.00
Spouse's income — 1-6/30/20

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/30136. Public record. Not legal advice.