# Robert George Doumar > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/30089 ## Record - **Judge:** Robert George Doumar - **Year:** 2019 - **Pages:** 31 ## Text I — None Ds — Interest VU. — None 21. — None ABBOTT LABS — Int/Div ABBVIE INC.COM — Int/Div ADVANCED MICRO DEVICES — None — Sold (part) ADVANCED MICRO DEVICES — Buy (add'l) ADVANCED MICRO DEVICES — Buy (add'l) AFLACINC — Int/Div AGNC INVESTMENT CORP — Int/Div — Sold ALIBABA GROUP HOLDING LTD — None — Buy (add'l) ALIBABA GROUP HOLDING LTD — Buy (add'l) ALLEGION PLC — Int/Div ALLIANCE BERNSTEIN HOLDING, LP — Distribution — Buy (add'l) ALLIANCE BERNSTEIN HOLDING, LP — Buy (add'l) ALLIANCE RESOURCE PARTNERS — Distribution — Buy (add'l) ALLIANCE RESOURCE PARTNERS — Buy (add'l) ALLIANCE RESOURCE PARTNERS — Sold (part) ALLIANCE RESOURCE PARTNERS — Sold ALPHABET A INC., formerly GOOGLE — None — Buy (add'l) ALPHABET C INC., formerly GOOGLE — None — Buy (add'l) AMERITRADE — Int/Div AMGEN INC. (X) — Int/Div — Buy AMGEN INC. (X) — Buy (add'l) AMGEN INC. (X) — Buy (add'l) AMGEN INC. (X) — Buy (add'l) AMGEN INC. (X) — Buy (add'l) ANNALY CAPITAL MGMT — Int/Div ARES CAPITAL CORP — Int/Div — Buy (add'l) ARES CAPITAL CORP — Buy (add'l) ARES CAPITAL CORP — Buy (add'l) ARES CAPITAL CORP — Buy (add'l) ARES CAPITAL CORP — Buy (add'l) ARES CAPITAL CORP — Buy (add'l) ARES CAPITAL CORP — Buy (add'l) ARMANINO FOODS OF DISTINCTION — Int/Div — Buy (add'l) ARROW FINL. CORP — Int/Div AT&T — Int/Div AVEO PHARMACEUTICALS INC — None — Sold AXA — Int/Div BAIDU INC — None BANK OF AMERICA — Int/Div BANK OF NEW YORK MELLON — Int/Div — Sold (part) BB&T CORP — Int/Div BIOGEN INC — None — Buy (add'l) BIOGEN INC — Buy (add'l) BIOGEN INC — Sold (part) BIOGEN INC — Sold (part) BIOGEN INC — Sold BLACKROCK CAP. INVESTMENT CORP. — Int/Div — Redeemed BLACKROCK EQUITY DIVIDEND FD A (IRA) — Int/Div BOEING COMPANY — Int/Div — Sold (part) BOEING COMPANY — Sold (part) BOEING COMPANY — Sold (part) BRISTOL MYERS SQUIBB CO — Int/Div — Sold (part) BRISTOL MYERS SQUIBB CO — Buy (add'l) BRISTOL MYERS SQUIBB CO — Buy (add'l) BROADCOM INC. (X) — Int/Div — Buy BROADCOM INC. (X) — Buy (add'l) BROADCOM INC. (X) — Buy (add'l) BROADCOM INC. (X) — Buy (add'l) BROADCOM INC. (X) — Buy (add'l) BROADCOM INC. (X) — Buy (add'l) BROOKFIELD GLOBAL LISTED — Int/Div — Buy (add'l) BROOKFIELD GLOBAL LISTED — Buy (add'l) BROOKFIELD GLOBAL LISTED — Buy (add'l) BROOKFIELD GLOBAL LISTED — Buy (add'l) CALAMOSSTRG. TTL — Distribution — Buy (add'l) CALAMOSSTRG. TTL — Buy (add'l) CAPITAL ONE FINANCIAL — Int/Div CARDINAL HEALTH INC. (X) — Int/Div — Buy CARDINAL HEALTH INC. (X) — Buy (add'l) CARDINAL HEALTH INC. (X) — Buy (add'l) CARLYLE GROUP — Distribution — Sold (part) CARLYLE GROUP — Buy (add'l) CELEGENE CORP — Int/Div — with line 52) CENTURY LINK — Int/Div — Sold CHERRYHILL MORTGAGE (X) — Int/Div — Buy CHERRYHILL MORTGAGE (X) — Buy (add'l) CHERRYHILL MORTGAGE (X) — Sold CHESAPEAKE BAY BRDG & TUNL DIST VA REV BOND — Interest CHIMERA INVESTMENT — Distribution — Buy (add'l) CHIMERA INVESTMENT — Buy (add'l) CHIMERA INVESTMENT — Buy (add'l) CHINA MOBILE — Int/Div — Sold CISCO SYSTEMS — Int/Div CITIGROUP COMMON STOCK — Int/Div CM FINANCIAL, INC — Int/Div — Sold CNOOC LIMITED ADR (X) — Int/Div — Buy CNOOC LIMITED ADR (X) — Buy (add'l) CONOCO-PHILLIPS — Int/Div CORNING, INC — Int/Div CORTEVA INC. (X) — Int/Div — from line 106) COSTCO WHOLESALE CORP — Int/Div CSX CORP — Int/Div DELUXE CORP — Int/Div — Sold DIVIDEND AND INCOME FUND — None — Sold IL — Distribution DOW INC. (X) — Int/Div — Buy DOW INC. (X) — Buy (add'l) DOW INC. (X) — Buy (add'l) DOW INC. (X) — Buy (add'l) DOW INC. (X) — Buy (add'l) DOW INC. (X) — Buy (add'l) DOWDUPONT, INC — Int/Div DUPONT DE NEMOURS INC — Int/Div DXC TECHNOLOGY CO — Int/Div — Sold DYNEX CAPITAL INC. (X) — Int/Div — Buy DYNEX CAPITAL INC. (X) — Buy (add'l) DYNEX CAPITAL INC. (X) — Buy (add'l) EATON VANCE FLOATING CLASS C (Mutual Fund Signature Adv.) — Distribution ECOLAB — Int/Div ELLINGTON FINANCIAL LLC — Distribution — Buy (add'l) ELLINGTON FINANCIAL LLC — Buy (add'l) ELLINGTON FINANCIAL LLC — Buy (add'l) ELLINGTON FINANCIAL LLC — Buy (add'l) ELLINGTON FINANCIAL LLC — Buy (add'l) ELLINGTON FINANCIAL LLC — Buy (add'l) EMERSON ELECTRIC — Int/Div ENERGY TRANSFER PARTNERS LP — Distribution — Sold (part) ENTERPRISE PRODUCTS — Distribution EOG RESOURCES, INC — Int/Div — Sold (part) EURONET WORLDWIDE INC — None — Buy (add'l) ei. — Int/Div EURONET WORLDWIDE INC — Buy (add'l) EURONET WORLDWIDE INC — Buy (add'l) EXELON CORP — Int/Div EXXON MOBIL — Int/Div FACEBOOK INC — None — Buy (add'l) FAIR ISAAC CORP — None — Buy (add'l) FAIRFAX CNTY VA ECONOMIC DEV AUTH. BOND — Interest FAIRFIELD ASSOCIATES — None FAIRFIELD ASSOCIATES — Rent — Sold FIDELITY ADVISOR 529 PLAN — Int/Div — Sold (part) FIDELITY ADVISOR 529 PLAN — Redeemed FIDUS INVESTMENT CORP. (X) — Int/Div — Buy (add'l) FIDUS INVESTMENT CORP. (X) — Buy (add'l) FIDUS INVESTMENT CORP. (X) — Buy (add'l) FREEPORT McMORAN INC — Int/Div FS KKR CAPITAL CORP. (X) — Int/Div — Buy FS KKR CAPITAL CORP. (X) — Buy (add'l) GABELLITRUST — Int/Div GENERAL MILLS INC. (X) — Int/Div — Buy GENERAL MILLS INC. (X) — Buy (add'l) GILEAD SCIENCES INC — Int/Div — Buy GLOBAL PARTNERS, LP — None — Sold GOLDMAN SACHS — Int/Div GUAM GOVT. BUSINESS PRIVILEGE BOND — Interest HANESBRAND INC. (X) — Int/Div — Buy HAWAIIAN HOLDINGS, INC — Int/Div — Buy (add'l) HEWLETT PACKARD — Int/Div — Buy (add'l) HP INC — Int/Div — Buy (add'l) HOST HOTELS & RESORTS — Int/Div — Buy (add'l) HOULIHAN LOKEY, INC. (X) — Int/Div — Buy HSBC HLDG. PLC — Int/Div — Buy (add'l) HSBC HLDG. PLC — Buy (add'l) HSBC HLDG. PLC — Buy (add'l) ICAHN ENTERPRISES, LP — Distribution — Buy (add'l) ICAHN ENTERPRISES, LP — Buy (add'l) ICAHN ENTERPRISES, LP — Buy (add'l) ICAHN ENTERPRISES, LP — Sold (part) INDEPENDENT PROPERTY OPERATORS — Distribution INDIA FUND, INC — Int/Div — Sold (part) INGERSOLL RAND — Int/Div INTEL CORP — Int/Div INTERNATIONAL BUSINESS MACHINES — Int/Div — Buy (add'l) INTERNATIONAL BUSINESS MACHINES — Buy (add'l) INTERNATIONAL PAPER CO — None — Sold INTERPUBLIC GROUP COS INC. (X) — Int/Div — Buy INVESCO. MORTG. CAPITAL — Int/Div P. MORGAN CHASE & CO — Int/Div — Buy (add'l) LADDER CAPITAL CORP — Int/Div — Buy (add'l) LADDER CAPITAL CORP — Buy (add'l) LADENBURG THALMAN PFD — Int/Div — Sold LAKEWOOD GROUP AGENCY, LLC — Distribution LEXINGTON VA.INDL. DEV.AUTH EDL BOND — Interest LOUDON CNTY VA ECONOMIC DEV BOND — Interest MAIN STREET CAPITAL — Int/Div MAGELLAN MIDSTREAM PARTNERS (X) — Int/Div — Buy MAGELLAN MIDSTREAM PARTNERS (X) — Buy (add'l) MARRIOTT INTL. INC — Int/Div MASTERCARD INC — Int/Div MCDONALDS CORP — Int/Div — Buy (add'l) MERCK & CO. INC — Int/Div MFA FINANCIAL, INC — Int/Div — Buy (add'l) MFSTOTAL RETURN FUND — Int/Div MICRO FOCUS INTERNATIONAL — Int/Div — Sold MICROSOF1 — Int/Div MIND CTILTD — Int/Div — Buy (add'l) MIND CTILTD — Buy (add'l) MIND CTILTD — Buy (add'l) MIND CTILTD — Buy (add'l) MIND CTILTD — Buy (add'l) MOELIS & CO — Int/Div — Buy (add'l) MOELIS & CO — Sold MORGAN STANLEY — Int/Div MOTOROLA SOLUTIONS — Int/Div — Buy (add'l) NEW RESIDENTIAL INV. CORP — Int/Div NEW YORK MORTGAGE TRUST, INC — Int/Div — Buy (add'l) NEWTEK BUSINESS SERVICES CORP — Int/Div — Buy (add'l) NEWTEK BUSINESS SERVICES CORP — Buy (add'l) NORFOLK SOUTHERN — Int/Div NORTHERN TRUST CORP — Int/Div NVIDIA CORP — Int/Div OFS CREDIT COMPANY INC. (X) — Int/Div — Buy OFS CREDIT COMPANY INC. (X) — Buy (add'l) OLD REPUBLIC INTL CORP — Int/Div ONEOK INC. NEW — Int/Div ORANGE CNTY VA. ECONOMIC DEV BOND — Interest OTC MARKETS GROUP INC — Int/Div — Buy (add'l) OXFORD LANE CAPITAL CORP — Int/Div — Buy (add'l) OXFORD LANE CAPITAL CORP — Sold OXFORD SQUARE, formerly TICC Capital — Int/Div — Buy (add'l) OXFORD SQUARE, formerly TICC Capital — Sold PATRICK INDUSTRIES — Int/Div PBF ENERGY INC.CL A — Int/Div PERSPECTA INC — Int/Div — Sold PFIZER INC — Int/Div — Buy (add'l) PHILLIPS 66 — Int/Div PINELAND STATION, n/k/a SEA TURTLE MARKETPLACE — None PLAINS ALL AMERICAN PIPELINE (X) — Int/Div — Buy PLAINS ALL AMERICAN PIPELINE (X) — Sold (part) PLAINS ALL AMERICAN PIPELINE (X) — Sold POWHATAN COUNTY VA. ECONOMIC DEV. BOND — Interest PPL CORP — Int/Div 231 — Interest PRINCIPAL FINANCIAL GROUP (X) — Int/Div — Buy PRINCIPAL FINANCIAL GROUP (X) — Buy (add'l) PRINCIPAL FINANCIAL GROUP (X) — Buy (add'l) PROCTOR GAMBLE CO — Int/Div — Buy (add'l) PROCTOR GAMBLE CO — Buy (add'l) PROSPECT CAPITAL CORP. (X) — Int/Div — Buy PROSPECT CAPITAL CORP. (X) — Buy (add'l) QUALCOMM INC — Int/Div — Buy (add'l) QUALCOMM INC — Buy (add'l) QUALCOMM INC — Buy (add'l) RAYONIER INC — Distribution READY CAPITAL CORP. (X) — Int/Div — Buy READY CAPITAL CORP. (X) — Buy (add'l) READY CAPITAL CORP. (X) — Buy (add'l) REAVES UTILITY INCOME FUND SBI — Int/Div — Buy (add'l) REAVES UTILITY INCOME FUND SBI — None — Sold ROCHE HOLDINGS CORP — Int/Div — Buy (add'l) ROYAL DUTCH PETROLEUM — Int/Div ROYCE VALUE TRUST, INC — Int/Div — Buy (add'l) SANDRIDGE PERMIAN TRUST, LP — Distribution — Buy (add'l) SANDRIDGE PERMIAN TRUST, LP — Sold SANOFI — Int/Div SARATOGA INVESTMENT CORP — Int/Div — Buy (add'l) SEAGATE TECHNOLOGY ORD — Int/Div — Buy (add'l) SHOPIFY INC — None — Buy (add'l) SINOPEC S/PETROCHE (X) — Int/Div — Buy SINOPEC S/PETROCHE (X) — Buy (add'l) SINOPEC S/PETROCHE (X) — Buy (add'l) SINOPEC S/PETROCHE (X) — Buy (add'l) SINOPEC S/PETROCHE (X) — Sold SLM CORP (X) — Int/Div — Buy SOCIETE GENERALE (X) — Int/Div — Buy SOCIETE GENERALE (X) — Buy (add'l) SOCIETE GENERALE (X) — Buy (add'l) SOLAREDGE TECHNOLOGIES — None — Buy (add'l) STATE STREET CORP — Int/Div — Sold STELLUS CAP. INVESTMENT — Int/Div — Buy (add'l) STELLUS CAP. INVESTMENT — Buy (add'l) STELLUS CAP. INVESTMENT — Buy (add'l) SUNTRUST CHECKING — Interest SUNTRUST — Int/Div SUNTRUST SECURITIES — Interest TAIWAN SEMICONDUCTOR — Int/Div — Sold (part) TANDY LEATHER FACTORY — None TD AMERITRADE — Int/Div — Buy (add'l) TD AMERITRADE — Sold (part) TD AMERITRADE — Sold 280. — Interest TOWNEBANK — Int/Div — Sold (part) TRIPLEPOINT VENTURE GROWTH (X) — Int/Div — Buy TRIPLEPOINT VENTURE GROWTH (X) — Buy (add'l) TRIPLEPOINT VENTURE GROWTH (X) — Buy (add'l) TRIPLEPOINT VENTURE GROWTH (X) — Buy (add'l) TRIPLEPOINT VENTURE GROWTH (X) — Buy (add'l) TRIPLEPOINT VENTURE GROWTH (X) — Buy (add'l) TWO HARBORS INVESTMENT — Int/Div UBS FINANCIAL - Money Market — Interest UNION PAC CORP — Int/Div UNITED PARCEL SERVICE — Int/Div UNITED TECHNOLOGIES CORP. (X) — Int/Div — Buy UNITED TECHNOLOGIES CORP. (X) — Buy (add'l) UNITED TECHNOLOGIES CORP. (X) — Buy (add'l) UNITED TECHNOLOGIES CORP. (X) — Buy (add'l) VALERO ENERGY CORP — Int/Div VEEVA SYSTEMS, INC — None — Buy (add'l) VIACOM INC. (X) — Int/Div — Buy VIACOM INC. (X) — Sold VIRGINIA COMMONWEALTH TRANS RV. — Interest VIRGINIA ST. PUB. SCH. AUTH. OBLIG PRINCE WILLIAM CNTY BOND — Interest WALT DISNEY CO — Int/Div WELLS FARGO — Int/Div — Sold (part) WESTERN ASSET MORTGAGE CAPITAL (X) — Int/Div — Buy (add'l) WESTERN ASSET MORTGAGE CAPITAL (X) — Buy (add'l) WESTERN ASSET MORTGAGE CAPITAL (X) — Buy (add'l) WESTERN ASSET MORTGAGE CAPITAL (X) — Buy (add'l) WHITEHORSE FIN. INC — Int/Div — Buy (add'l) WHITEHORSE FIN. INC — Buy (add'l) WHITEHORSE FIN. INC — Buy (add'l) WISDOM TREE MIDEAST DIVD. (X) — Int/Div — Buy WISDOM TREE MIDEAST DIVD. (X) — Buy (add'l) 10. — Distribution YUM! BRANDS INC — Int/Div YUM CHINA HLDGS. INC — Int/Div 19. — None I — Int/Div — Buy I — None I — Int/Div I — Int/Div — Sold I — None — Sold I — Int/Div I — Int/Div — Buy IR — Int/Div I — Int/Div 03. — None 03. — Int/Div — Buy DR. — Interest DR. — Int/Div — Buy 1 — Interest I — Interest I — Interest 99. — Int/Div pe — Int/Div pe — None — Buy pe — Int/Div — Sold pe — Int/Div — Sold 1 — Int/Div 1 — Int/Div — Sold pS — Int/Div pS — Int/Div — Sold Ds — Int/Div — Sold I — Int/Div I — Int/Div I — Int/Div — Buy I — Int/Div IE — Distribution MEMBER PART VII - INVESTMENTS Line 74. Celgene Corp. merged with Bristol Myers Squibb (line 52) on 11/21/19. Line 92. Corteva Inc. spin-off from DowDuPont, Inc. (line 106) on 6/3/19. Line 133. Brunswick Farm in Lawrenceville, VA sold on 6/10/19. Line 134. Fidelity Adivosr 529 Plan. Educational savings plan for :/|:; : ' Redeemed in part on 7/30/2019. Redeemed in full on 12/16/19. Line 174. Ladenburg Thalmann securities sold on 1/9/19. Line 246. I --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/30089. Public record. Not legal advice.