# Joel Fredrick Dubina > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/29976 ## Record - **Judge:** Joel Fredrick Dubina - **Year:** 2019 - **Pages:** 17 ## Text I. JOEL F. DUBINA (H) Insignia Fini Group Inc. — Dividend Torchmark Corp Name Change 8/9/19 NOW Globe Life Inc. Co. — Dividend Apartment Investment Management Co. — Dividend — See Seciton VIII U. S. Shelter Corp. Del — Dividend Money Market Funds Stifel, Nicolaus & Company — Interest 12.5% interest Investments Unlimited, an L.L.C. — Rent — See Section VIII. 12.5% interest in house, Ada, AL — None — See Section VIII Mosaic — Dividend VF Corp. — Dividend Bershire Hathaway Inc. — None — Buy (add'l) Invesco Ltd. — Dividend Franklin Growth — Dividend Franklin AL Tax Free Income CLA #354723884 — Dividend Alabama PUB HSG Authj Cap 4.450% 01/01/04 — Interest — Redeemed Glaxosmithkline LC Cusip — Dividend — Sold Huntsville AL Hlthcare Auth Rev Ser A 96.929 5.25% — Interest Huntsville AL WTR SYS REV 4.000% 11/01/31 — Interest Mobile AL WTR & SWR Commrs Rev 98.500 4.118% — Interest Pepsico INC — Dividend Sylacauga AL Wtx B/E 4.00% due 02/01/34 — Interest Troy AL Elec Wtr & Swr 97.614 4.82% — Interest University of AL at Birmingham 3.000% 10/01/30 — Interest Wal Mart Stores Inc — Dividend Yum Brands Inc. — Dividend Yum China holdings Inc. — Dividend Bristol Myers Squibb — Dividend Intrexon Corp — None — Sold (part) Pay Pal — None — Sold Therapeuticsmd Inc. — None 3 D Systems — None Construction Partners Inc. — None McDermott Intl. Co. — None — Sold Altria Group Inc. — Dividend — Buy Boeing Co. — Dividend — Buy Vanguard Federal Money Market Investor CL — Dividend — Buy Vanguard Federal Money Market Investor CL — Sold (part) Vanguard Federal Money Market Investor CL — Sold (part) Vanguard Federal Money Market Investor CL — Sold (part) Vanguard Federal Money Market Investor CL — Sold (part) Vanguard Federal Money Market Investor CL — Sold (part) Vanguard Federal Money Market Investor CL — Sold (part) Kontoor Brands Inc. — Dividend — Spinoff (from line 10) Kontoor Brands Inc. — Sold BENEFICIARY IRA Money Market Funds Stifel, Nicholas & Company — Interest Exxon Mobil Corp. — Dividend — Sold (part) Nokia Corp. — Dividend — Buy (add'l) II. TRUSTS ASSETS #1 Money Market Funds 19/19 Investment Counsel & Trust — Interest Torchmark Corp.Now Globe Life Inc. Com. — Dividend River Bank and Trust — Dividend Federated Intermediate Mun. TrShBenInt. — Dividend — Sold (part) U.S. Treasury Bond 5/375% — Interest Altria Group Inc. — Dividend John Hancock Flexible Prem. Life Ins. — None Adobe Systems — None Microsoft Corp. — Dividend Booking Holdings Inc. (formerly Priceline Com — None Alphabet Inc. Cap STK CLA (Formerly Google, Inc.) — None Apple Computer, Inc. — Dividend Amazon.Com, Inc. — None Emerson Electric Co. — Dividend Alphabet Inc Cap STK CLC (Formerly Google Inc. CL A)) — None Bank of America Corp. — Dividend Suntrust Banks — Dividend — Closed — See Section VIII Chevron Copr. — Dividend Fidelity Invst MM FD Govt. 1 #57 — Interest — Buy (add'l) Fidelity Invst MM FD Govt. 1 #57 — Sold (part) AT&T INC. Com — Dividend Du Pont E I D E Nemours & Co. Com — Dividend — Sold Exxon Mobil Corp. Com — Dividend Johnson & Johnson Com — Dividend — Sold Oracle Corp SRBD 3.4% DTD 7/8/2014 Due 7/8/2024 — Interest Pepsico Inc. SR NT 2.25% DTD 7/30/2013 Due 1/7/2019 — Interest — Sold Pfizer Inc. Com — Dividend Sempra Energy Com — Dividend Southern Co. Com — Dividend United Parcel Service In. CLD — Dividend U.S. Bankcorp MTN Sub NTS FR 2.95% DTD 7/23/20 Dues 7/15/22 — Interest United Health Group Inc. SR. NT 2.875% DTD 12/8/2014 due 12/15/2021 — Interest UnitedHealth Group Inc. Com — Dividend Walmart Stores Inc. Com — Dividend Cisco Sys Inc. OM — Dividend Cintas Corp. Com — Dividend Comcast Corp. New NT 3.125% DTD 07/02/17 Due 7/15/22 — Interest Costco Whsl Corp. New com — Dividend Crown Castle Intl Corp. New Com — Dividend Deere & Co. SR GLBC — Interest General Electric Co. NT 2.70 DTD 10/9/12 Due 10/09/12 Due 10/9/22 — Interest Merck & co. Inc. New com — Dividend Oracle Corp. Com. 9/29/17 @ 48.27 — Dividend — Sold U. S. Treasury Note 1.625% 2/15/16 due 2/15/26 — Interest T-Rowe Price Tax Free High Yield Fund #59 — Dividend Beckton Dickinson & Co. Com — Dividend Borgwarner Inc. com — Dividend — Sold Facebook Inc. CLA — None Merck & Co. Inc. New Com — Dividend Noble Energy Inc.. Com — Dividend Teleflex — Dividend United Technologies Corp. Com — Dividend Boston Properties — None — Buy Disney Walt Co. Com Disney — Dividend — Buy DowDupont Inc. Com — Dividend — Buy Eastman Chem. Co. Inc. — Dividend — Buy Nutrien Ltd. Com — None — Buy Cortera Inc. Com — None — Spinoff (from line 104) Cortera Inc. Com — Sold Dow Inc. Com — Dividend — Spinoff (from line 104) Dow Inc. Com — Sold Federated Intermediate Municipal Trust #739 — None — Spinoff (from line 53) TRUIST FINL. Corp. Com — None — Buy — See Section VIII TRUIST FINL. Corp. Com — Sold (part) PERSONAL HOLDINGS: Money Market Funds Sifel, Nicolaus & Co. — Interest Torchmark Corp. Name Change Now GLOBE LIFE INC. — Dividend 56 TMK, United Inc. — Dividend 12.5% interest Investments Unlimited, as L.L.C. — Rent — See Section VIII 12.5% interest in house, Ada, AL — None — See Section VIII Hancey Mill Road Farm, L.L.C. — None — See Section VIII Huntsville AL RFDG & Cap Improvements WTS Ser A — Interest Novartis AG RMT Sponsored ADR — Dividend River Bank & Trust RMT — Dividend Madison Cnty Brd Ed Cap OID 96.801 4.7% CPN 4.500% cusip 556751GG4 — Interest Madison Cnty AL Brd EDP Cap Outlay Cpn 5.000% Due 9/1/36 556751GB5 — Interest — Donated Shelby Cnty AL Brd EEDP RFDG 10 MillB/ECPN 5.0% due 2/1 — Interest Amgen Inc. — Dividend — Sold (part) Homewood AL Edl Bldg Rev Samford Univ. 4.500% — Interest Huntsville AL RFDG WTS OID @97.541 3.3% CUSIP 447025NY9 — Interest University of AL at B'ham Genl Rev A2 OID @98.653 3.1T — Interest Enterprise AL WTS Ser A B/E OID @96.949 4.85% — Interest — Sold (part) Foley AL WTS BE OID @98.446 4.1% CPN 4.000% due 6/1/39 — Interest SERVISFIRST Bancshares) — Dividend V F Corp. — Dividend AL State Pub HC Auth Pub HLTH FAc OID 96.120 4% — Interest Berkshire Hathaway Inc — None Mobile AL Wtr & Swr Commrs. Rev B/E OID 98.500 @4.118% — Interest Sylacauga AL W & S B/E CPN 4% Due 2/1/31 — Interest Brewton AL WTS SER A BAM 3% due 12/02/28 — Dividend Jasper AL WTS BAMBLE CPN 3.250% — Interest HENA Inc , name change, now named Control Flow Inc. — None AIPS AIERIAN MLP ETF — Dividend Bristol Myers Squibb — Dividend Intrexon Corp — None Paypal Holdings Inc. — None — Sold Therapeuticsmd Inc. — None 3-D Systems Corp. Del New — None Tuscaloosa AL Pub. Edl 8 Bldg Stdnt HSG Rev 3.00% due 7/1/31 — Interest Construction Partners Inc. — None — Sold (part) McDermott Intl. Inc. — None — Sold Altria — Dividend — Buy Kontoor Brands Inc. — Dividend — Spinoff (from line 134) Kontoor Brands Inc. — Sold Alcon Inc. — Spinoff (from line 122) Alcon Inc. — Sold PRINCETON MANAGED ACCT Money Market Funds Stiffel, Nicolaus & Co. — Interest AT&T — Dividend American Tower Corp New — Dividend Apple Inc — Dividend Boeing Company — Dividend Bristol Myers Squibb Company — Dividend Canadian Pacific Railway Limited — Dividend Cisco systems Inc. — Dividend Corning Inc — Dividend — Sold (part) Crown Castle Intl Corp New — Dividend Alphabet Inc. (Formerly Google Inc. CL A) — None Intel Corp. — Dividend Martin Marietta Materials Inc. — Dividend Microsoft Corp — Dividend QualComm Inc. — Dividend Union Pacific Corp — Dividend Universal Electrs Inc. — None — Sold Verizon Communications Inc. — Dividend NOVO Nordisk AS ADR — Dividend Facebook Inc CL A — None Pfizer Inc. — Dividend — Sold (part) Pfizer Inc. — Sold (part) Visa Inc. Class A — Dividend Abbvie Inc. — Dividend — Buy (add'l) Amazon Com Inc. — None Comcast corp. CL Anew — Dividend Walt Disney co. — Dividend — Buy (add'l) United Parcel Service — Dividend CHARITABLE ACCOUNT Money Market Funds Stifel, Nicolaus & Co. — Interest Alexander City AL RFDG WTS Ser A OID 98.889 3.16% CPN 3.000 Due 5/1/19 — Interest — Redeemed Elmore Cnty AL Pub E Coop Dist Pub Ed OID @98.506 3.45% — Interest — Redeemed Foley AL Pub Facs Co Dist Rev CPN 4.000% Due 9/1/19 — Interest — Redeemed Opelika AL School Warrants SER A CPN 3.500% Due 10/1/20 — Interest AL. WTR Pollution Auth. RFDG RVLVNG 3.00% Due 8/15/21 — Interest Phenix City AL Pub. Bldg Auth Rev Mun A DB 3.00% Due 4/1/21 — Interest Troy AL RFDG WTS AGM OID @ 99.108 2.17% 2% due 8/1/23 3 — Interest AL State Bd. of Ed Rev RFDG 98.742 3.00% 7/1/23 — Interest — Buy Valley AL Wts 98.815 2.65% 3/1/20 — Interest — Buy HORIZON ACCOUNT @ Stifel, Nicolaus & Co. Tax-exempt Accrued Interest Account — None — See Section VIII Pacific Life Ins. Co. Pac Index Fundtn 5 indexed annuity — Interest Partner, Investments Unlimited, a limited liability corp. ("LLC") Part VII. Investments & Trusts. No. 4, 7, 8, . Property located in Montgomery County, AL; (*Walton County, FL), Lowndes County, AL 110, 111 *In 2014, Investments Unlimited sold the beach house in Walton County, Florida for $2.8 million. A family member and I received 12.5% each of the proceeds. No. 66/112 A mandatory exchange was made of Suntrust Bank Inc. shares for Truist Finl., Line 112. No. 112. Effective December 31, 2007, I gifted my interest in land in Montgomery County, equally to family members. I formed an L.L.C. named "Hancey Mill Road Farm, L.L.C." My 50% interest in the land was deeded into Hancey Mill Road Farm, L.L.C. and then gifted to family members in equal shares. The total value of this property at the time it gifted was $790,000 to be equally shared by the 4. I filed a gift tax return showing this transfer on 4/15/08. No. 197. The Tax-exempt Accrued Interest Account was rolled over into the Pacific Life Ins. Co. PAC Index Fundtn 5 Indexed Annuity that is reported on Line 198. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/29976. Public record. Not legal advice.