# Carlos F. Lucero > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/2989 ## Record - **Judge:** Carlos F. Lucero - **Year:** 2016 - **Report type:** Annual - **Pages:** 9 ## Text Commercial Building, Alamosa County, CO — None Apartments, Alamosa County, CO — Rent 1/4 Section Farm Land: Conejos County, CO — Rent Vacant Land, Conejos County Co — None 12 Interest in 160 Acres Rio Arriba County, NM (See Note 1) — None 36 Acre Vacant Lot, Jefferson County, CO — None Los Hermanos Luceros, Ltd Partnership 114% Tnterest) (See Nowe 2) — None Carlos F. Lucero, PC (100% Stock) (See Note 3) — None LCM. Inc TD Ameritrade Brokerage Account (H) (See Note 4) TD Ameritrade IDA Interest Money Market (See Note 4) — Interest Shares TIPS Bond ETF (TIP) (See Note 4) — Int/Div Payden Low Duration Fund (PYSBX) (See Note 4) — Int/Div Pimeo Low Duration Fd (PLDDX) (See Note 4) — Int/Div T Rowe Price Short Term Bond (PRWBX) (See Note 4) — Int/Div TD Ameritrade IRA Brokerage Account (H) SPDR Dow Jones Industrial Ave ETF Trust (DIA) — Int/Div SPDR Tr S&PSOD ETF Tr (SPY) — Int/Div Vanguard Funds Emerging Markets ETF (VWO) — Int/Div Mathews Fds Pacific Tiger (MAPTX) — Int/Div PIMCO Real Return Fd (PRRDX) — Int/Div — Sold (part) IShares Core S&P Small-Cap ETF (JR) — Int/Div TD Ameritrade Interest Money Market Fund — Interest TD Ameritrade Brokerage Account (H) TD Ameritrade IDA Interest Money Market — Interest Charles Schwab Brokerage Account (H) Schwab Deposit Account Money Market — Interest Equitable Life Assurance Society « Annuity — Int/Div Safeco Life Insurance Company - Annuity — Int/Div Colorado Bondshares — Int/Div LCMILLC(Y) TD Ameritrade IRA Rollover (H) ALPS Brown Capital Small Company (BCSSX) — Int/Div AQR Managed Futures Strategy (AOMRX) — Int/Div — Buy (add'l) Artisan Mid Cap Value Advisor (APDQX) — Int/Div — Buy (add'l) Artisan Mid Cap Value Advisor (APDQX) — Buy (add'l) Blackrock Total Retum (MPHOX) — Int/Div — Sold (part) Bridgeway FD Inc Blue-Chip 35 Index Fd (BRLIX) — Int/Div — Sold (part) Buffalo Fds Mid Cap Fd (BUFMX) — Int/Div — Buy (add'l) Dodge and Cox Funds Intl STK FD ({DODFX) — Int/Div — Buy (add'l) Dodge and Cox Funds Intl STK FD ({DODFX) — Buy (add'l) Dodge and Cox Funds Stock Fund (DODGY) — Int/Div — Sold (part) VOYA Global Real Estate 1 (IGLIX) — None — Sold Jensen Quality Growth (JENIX) — Int/Div — Sold Metropolitan West Total Return Bd I(MWTSX) — Int/Div — Sold (part) Northern Fds Small Cap Fd (NOSGX) — Int/Div Pimco Real Return Fd last! CHPRRIX) — Int/Div — Buy (add'l) Pimco Real Return Fd last! CHPRRIX) — Sold T Rowe Price High Yield (PRHYX) — Int/Div T Rowe Price Emerging MKis Stock (PRMSX) — Int/Div T Rowe Price Blue Chip Growth Fund ({TRBCX) — Int/Div — Sold (part) T Rowe Price Equity Income (REIPX) — Int/Div — Sold (part) T Rowe Price Equity Income (REIPX) — Sold (part) Templeton Global Bond Advisor (TGBAX) — Int/Div Thornburg International Value Inst (TGVIX) — Int/Div — Buy (add'l) Thornburg International Value Inst (TGVIX) — Buy (add'l) Primecap Odyssey Stock Fd (POSKX) — Int/Div — Buy DSL Real Estate — Int/Div 1st SouthWest Bank cash account (X) — None Residential Rental Property #1, Los Angeles, CA (X) — Rent Residential Rental Property #2, Los Angeles, CA (X) — Rent Residential Rental Property #3, Los Angeles, CA (X) — Rent Residential Rental Property (Triplex), Los Angeles, CA (X) — Rent Chase Bank Savings Account (X) — Interest Marine Clerks Association Life Insurance xX) — Int/Div Wells Fargo Certificates of Deposit (X) — Interest President and Director, Carlos F. Lucero, Professional Corporation Liability — Estate of Maria Medina — Installment note to purchase 1/2 interest in 160 acres, Rio Arriba County, New Mexico Reimbursement — Lmiversaty of California at Los Angeles School of Law — April 5:9, 2016 — Los Angeles, CA — Non-FJC Educational Seminar — Transportation, Food, Lodging Reimbursement — Umversity of Utah Law School — April 13-15, 2016 — Salt Lake Cay, UT — Non-FJC Educational Seminar — Transportation, Food, Lodging Reimbursement — Emory Umiversity Law y School — October 13-17. 2016 — Atlanta, GA — Non-FJC Educational Seminar — Transportation, Food, Lodging Reimbursement — George Washington University Law School — November 17-21, 20016 — Washington, DX — Non-FIC Educational Seminar — Transportation, Food, Lodging Income — Carlos F. Lucero, P.C. - Annuity payments received for prior services performed for former clients — $22,299.60 1) Line 5 - Land was purchased on January 1, 2003 for $50,174 from the estate of Maria Medina, property is subject to mortgage (part VI, Line 1), 2) Line 7- Assets over $10,000 value consist of family ranch, land, water rights, equipment, livestock and related property help in partnership with family members. 3) Line 8 - Assets over $10,000 value consist of law partnership income eamed prior to June 30, 1995 in the form of annuities. For tax purposes, annuity income is reported by CFL, P.C. 1 own 100% of the stock of “Carlos F. Lucero, PC™ however the assets of this corporation include only a bank account for which the value and income @mounts are less than the required reporting amounts. This corporation does receive income in the form of an annuity and is reported in Part 111. 4) Lines 9-14 - LOM, Inc is a corporation owned by my spouse. The assets were reported as a combined entry on line 9 of my 2015 report. There have been no conflict of interest issues regarding these securities. 5) This report was prepared on my behalf by my accountant. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/2989. Public record. Not legal advice.