# Paul William Grimm > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/29762 ## Record - **Judge:** Paul William Grimm - **Year:** 2019 - **Pages:** 13 ## Text M&T Bank accounts — Interest AXA Equitable TSA (Equi-Vest) — None Fidelity Government Cash Reserves Roth — Dividend Fidelity Government Cash Reserves Roth — Dividend T Rowe Price Government Money — Dividend IRA - MORGAN STANLEY (#1) (H): Morgan Stanley Bank — Interest IShares S&P 500 Growth ETF — Dividend — Buy (add'l) IShares S&P 500 Growth ETF — Sold IShares S&P 500 Value ETF — Dividend — Buy (add'l) IShares S&P 500 Value ETF — Buy (add'l) IShares S&P Mid-Cap 400 V ETF — Dividend — Buy (add'l) IShares S&P Mid-Cap 400 V ETF — Buy (add'l) Invesco S&P 500 Revenue ETF — Dividend — Buy (add'l) Invesco S&P 500 Revenue ETF — Buy (add'l) Invesco S&P 500 Low Volatility ETF — Dividend — Buy (add'l) Invesco S&P 500 Low Volatility ETF — Buy (add'l) Vanguard FTSE Developed Markets ETF — None — Sold American Century Emerging Markets I — Dividend — Buy (add'l) American Century Emerging Markets I — Buy (add'l) Baron Small Cap Institutional — None — Sold Goldman Sachs Absolute Return Tracker — Dividend — Buy (add'l) Goldman Sachs Absolute Return Tracker — Buy (add'l) Goldman Sachs Absolute Return Tracker — Buy (add'l) Janus Henderson International Opportunity — Dividend — Buy (add'l) Janus Henderson International Opportunity — Buy (add'l) Neuberger Berman Core Bond Inst — Dividend — Buy (add'l) Neuberger Berman Core Bond Inst — Buy (add'l) PGIM Jennison Mid Cap Growth Z — Dividend — Buy (add'l) PGIM Jennison Mid Cap Growth Z — Buy (add'l) PGIM Absolute Return Bond Z — Dividend — Buy (add'l) PGIM Absolute Return Bond Z — Buy (add'l) Royce Opportunity Inv — Dividend — Buy (add'l) Royce Opportunity Inv — Buy (add'l) Touchstone Sands Capital Select Growth Y — Dividend — Buy (add'l) Touchstone Sands Capital Select Growth Y — Buy (add'l) Wisdomtree Mgd Futures Strat — None — Sold Lord Abbett Total Return — Dividend — Buy (add'l) Lord Abbett Total Return — Buy (add'l) Guggenheim Macro Opportunity — Dividend — Buy (add'l) Guggenheim Macro Opportunity — Buy (add'l) Hartford Multi Factor Develop — Dividend — Buy Hartford Multi Factor Develop — Buy (add'l) Hartford Multi Factor Develop — Buy (add'l) AB Concentrated Gw Adv — Dividend — Buy AB Concentrated Gw Adv — Buy (add'l) Federated Kaufmann Small Cap — Dividend — Buy Federated Kaufmann Small Cap — Buy (add'l) Federated Kaufmann Small Cap — Buy (add'l) IRA - MORGAN STANLEY (#2) (H): IShares S&P Mid Cap 400 Index — None — Buy IShares S&P Mid Cap 400 Index — Buy (add'l) IShares S&P Mid Cap 400 Index — Sold (part) IShares S&P Mid Cap 400 Index — Sold SPDR S&P 500 ETF Trust — Dividend — Buy (add'l) SPDR S&P 500 ETF Trust — Buy (add'l) SPDR S&P 500 ETF Trust — Buy (add'l) SPDR S&P 500 ETF Trust — Sold (part) SPDR S&P 500 ETF Trust — Sold (part) Schwab U.S. Large Cap Value — Dividend — Buy Schwab U.S. Large Cap Value — Sold Schwab US Mid Cap ETF — Dividend — Buy Schwab US Mid Cap ETF — Buy (add'l) Schwab US Mid Cap ETF — Sold Schwab US Mid Cap ETF — Buy Schwab US Mid Cap ETF — Buy (add'l) Schwab US Mid Cap ETF — Buy (add'l) Schwab US Mid Cap ETF — Buy (add'l) Schwab US Mid Cap ETF — Sold (part) Schwab US Mid Cap ETF — Sold (part) Schwab US Mid Cap ETF — Sold Vanguard Russell 1000 Value ETF — Dividend — Buy Vanguard Russell 1000 Value ETF — Buy (add'l) Vanguard Russell 1000 Value ETF — Buy (add'l) Vanguard Russell 1000 Value ETF — Buy (add'l) Vanguard Russell 1000 Value ETF — Sold (part) Vanguard Russell 1000 Value ETF — Sold (part) Vanguard Russell 1000 Value ETF — Sold SPDR S&P Mid Cap 400 ETF Trust — Dividend — Buy SPDR S&P Mid Cap 400 ETF Trust — Buy (add'l) SPDR S&P Mid Cap 400 ETF Trust — Buy (add'l) SPDR S&P Mid Cap 400 ETF Trust — Sold (part) SPDR S&P Mid Cap 400 ETF Trust — Sold Vanguard Mid Cap ETF — Dividend — Buy (add'l) Vanguard Mid Cap ETF — Sold (part) Vanguard Mid Cap ETF — Sold (part) Vanguard Mid Cap ETF — Buy (add'l) Vanguard Mid Cap ETF — Buy (add'l) Vanguard Mid Cap ETF — Buy (add'l) Goldman Sachs Access Tre 0-1 Yrs. — Dividend — Sold (part) Goldman Sachs Access Tre 0-1 Yrs. — Sold Invesco S&P Ultra Dividend — Dividend — Buy (add'l) Invesco S&P Ultra Dividend — Sold (part) Invesco S&P Ultra Dividend — Sold SPDR Ser TR Bbg Bcl 1 3 ETF — Dividend — Sold (part) SPDR Ser TR Bbg Bcl 1 3 ETF — Buy (add'l) SPDR Ser TR Bbg Bcl 1 3 ETF — Sold (part) SPDR Ser TR Bbg Bcl 1 3 ETF — Sold Lord Abbett Ultra Short Bond — Dividend — Buy (add'l) Lord Abbett Ultra Short Bond — Sold (part) Lord Abbett Ultra Short Bond — Sold (part) Lord Abbett Ultra Short Bond — Buy (add'l) Lord Abbett Ultra Short Bond — Sold (part) Lord Abbett Ultra Short Bond — Sold SPDR DJIA Trust — Dividend — Buy SPDR DJIA Trust — Sold (part) Morgan Stanley Bank — Interest Invesco S&P 500 Revenue ETF — Dividend — Buy Invesco S&P 500 Revenue ETF — Sold (part) iShares Core S&P 500 ETF — Dividend — Buy iShares Core S&P 500 ETF — Sold (part) iShares Core S&P 500 ETF — Sold Schwab US Large Cap ETF — None — Buy Schwab US Large Cap ETF — Sold Vanguard Large Cap ETF — Dividend — Buy Vanguard Large Cap ETF — Sold iShares Russell Top 200 — Dividend — Buy iShares Russell Top 200 — Buy (add'l) IRA - MORGAN STANLEY (#3) (H): Morgan Stanley Bank — Interest Eaton Vance Tax Mg By-WR — Dividend IShares Cohen & Steers REIT ETF — Dividend IShares IBoxx Invest Grade Corp Bond — Dividend — Sold Invesco S&P 500 High Dividend — Dividend SPDR Barclays Convertible — Dividend SPDR S&P Dividend — Dividend Voya Global Advantage — Dividend AB High Income Adv — Dividend — Sold (part) Janus Henderson Global Income — Dividend Principal Preferred Sec Inst. — Dividend PGIM Absolute Return Bond Z — Dividend Columbia Strategic Income — Dividend Guggenheim Macro Opport I — Dividend — Buy Exelon Corporation stock — Dividend Instructor, part-time, Shemer Bar Review (lecturer) Income — 2019 — Shemer Bar Review, lecturer — $2,800.00 Spouse's income — 2019 — Dietician-Health Care Services Group (HCSG) Part VII, line 14: Oppenheimer Large Cap Rev: name change to Invesco S&P 500 Revenue ETF. Part VII, line 29: Prudential Jennison Mid Cap Growth Z: name change to PGIM Jennison Mid Cap Growth Z. Part VII, line 31: Prudential Absolute Return Bond Z: name change to PGIM Absolute Return Bond Z. Part VII, line 92: Oppenheimer S&P Ultra Dividend: name change to Invesco S&P Ultra Dividend. Part VII, line 131: Prudential Absolute Return Bond Z: name change to PGIM Absolute Return Bond Z. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/29762. Public record. Not legal advice.