# Gregory R. Schaaf > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/29697 ## Record - **Judge:** Gregory R. Schaaf - **Year:** 2019 - **Pages:** 12 ## Text Republic Bank, Cash Account — Int./Div. Metropolitan Tower Life Insurance Company(whole life) — None (H)Retirement Account - No. 1 (risk based) Federated Treasury Obligations Fund (Note 1) — Dividend — Closed FDN — None — Buy (add'l) QTEC — Dividend — Buy (add'l) First Trsut Auto'd Quantitative AQA Ser 14 — Dividend — Matured First Trust Trust Series 15 (FT Div Inc Trust Series 15 Fee Reimb.) — Dividend FXL — Dividend — Buy (add'l) FXH — None — Sold FBT — None — Buy (add'l) FBT — Sold First Trust Target Glbal Dvd Leaders 1Q 18 Term Fee Reinv — Dividend — Matured First Trust High Quality Dvd 1Q 18 Fee Reinv — Dividend — Matured First Trust Portfolio LP AQA Large Cap Portfolio Series Fee Reinvest — Dividend First Trust Sabrient Bakers Dozen Portfolio May 2018 Fee R — Dividend — Matured FXO — Dividend — Buy FXU — Dividend — Buy FXU — Buy (add'l) VOO — Dividend — Buy First Trust High Qlty Divid 2Q19 — Dividend — Buy First Trust High Qlty Divid 2Q19 — Sold (part) First Trust Tgt Glbl Ldrs 2Q19 — Dividend — Buy First Trust Tgt Glbl Ldrs 2Q19 — Sold (part) First Truste Automated Quant Anlys 18 — Dividend — Buy First Trust Automated Quan Anlys 19 — Dividend — Buy CitiBank (temporary sweep account) (Note 1) — Interest — Open [(H)End Retirement Account - No. 1] (H)Investement Account - No. 1 CSCO — Dividend FDN — None QTEC — Dividend FXL — Dividend FXH — None — Sold FBT — None — Sold FXO — Dividend — Buy FXU — Dividend — Buy Standard Bank (temporary account) — Interest [(H)End Investment Account - No. 1] (H)Retirement Account - No. 2 TIAA Trad'l — Interest T-C Lfcyle Idx Rtmt [Note 3] — Dividend — Buy [(H)End Retirement Account - No. 2] (H)Investment Account - No. 2 VFIAX — Dividend — Sold (part) VFIAX — Sold (part) VEXAX — Dividend ARKK — Dividend FVD — Dividend — Sold (part) FXH — None — Sold FBT — None — Sold FTCS — Dividend FDN — None — Sold FXO — Int./Div. — Sold QTEC — Dividend — Sold RDVY — Dividend FXL — Dividend — Sold SPLV — Dividend IJR — None — Sold IHI — None — Sold (part) XAR — Dividend BIICX — Dividend SBLYX — Dividend — Buy (add'l) HLIEX — Dividend — Sold (part) JNBAX (Note 2) — Dividend — Merged (with line 90) JSOSX — Dividend JVASX — Dividend — Sold (part) JVASX — Sold (part) GLIFX — Dividend MFAIX — Dividend PXWIX — Dividend — Buy (add'l) PRJZX — None PDBZX — Dividend TRBCX — Dividend PKSFX — Dividend WACPX — Dividend LMGNX — Dividend — Buy LVHD — Dividend — Buy LVHD — Buy (add'l) SKYY — None — Buy SKYY — Buy (add'l) FV — Dividend — Buy FRI — Dividend — Buy CIBR — Dividend — Buy CIBR — Buy (add'l) JHMM — Dividend — Buy JHMM — Buy (add'l) JHMM — Buy (add'l) JBNSX (Note 2) — Dividend — Buy FXU — Dividend — Buy FXU — Sold Morgan Stanley Private Bank NA (temp. sweep acct) (Note 3) — Interest [(H)End Investment Account - No. 2] Community Trust Bank — Interest (H)Investment Account - No. 3 (Note 3) Oppenhiemer Steelpath MLP Income Fund A (MLPDX) — Dividend Oppenheimer Global Opportunities Fund Class A (OPGIX) (Note 3) — None — Buy [(H)End Investment Account - No. 3] PNC Bank — Interest Metropolitan Tower Life Insurance Company (Whole Life) — None (H) Investement Account - No. 4 (Note 4) (X) VWEHZ (X) — Dividend VTTVX (X) — Dividend VBLTX (Note 5) (X) — Dividend — Merged (with line 106) VBLAX (Note 5) — Dividend — Buy [(H) End Investment Account - No. 4] Reimbursement — American Bankruptcy Institute — 0819-21, 2019 — Cincinnati, Ohio — Speaking Engagement MRBS Conference — Hotel; transportation Reimbursement — American Bankruptcy Institute — 07/18-21, 2019 — Amelia Island, Florida — Speaking Engagement Southeast Conference — Hotel; transportation Spouse's income — 2019 — Transylvania University, Lexington, KY; salary Note 1: Part VII, Lines 4 and 27: These are the periodic sweep accounts that holds funds between trades. The brokerage firm changed its cash sweep program. Note 2: Part VII, Lines 66 and 90: There was a class exchange, JNBAX to JNBSX. Note 3: Part VII, Lines 96-99: The monthly dividends from MLPDX are reinvested monthly in OPGIX. The amounts are $161.28 each month beginning January. Based on the small amount each month and consistent with the prior year, I aggregated on an annual basis. There are no dividends for the reinvestment account. Note 4: Part VII, Lines 102-105: I inadvertantly omitted this on my last report. The three positions were all acquired on February 15, 2018. The value of each position on 12/31/18 was J, less than $15,000, based on the market. The dividends for each in 2018 was A, less than $1,000. Note 4: Part VII, Lines 105 and 106: There was a class exchange VBLTX to VBLAX. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/29697. Public record. Not legal advice.