# Thomas L. Ambro

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/29649

## Record

- **Judge:** Thomas L. Ambro
- **Year:** 2018
- **Pages:** 21

## Text

M&T Bank Account — None
M&T Bank Account — None
Trust Account #6 (H)
Harris Assoc Oakmark I — Dividend — Sold (part)
Harris Assoc Oakmark I — Sold (part)
Wells Fargo Bank, N.A. Bank Deposit Sweep — Interest
IRA Account #2 (H)
Fairholme Fund — Dividend
Dodge & Cox Intl Stock FD — Dividend
Federated Strategic Value Dividend FD — Dividend
Natixis FDS TR I Oakmark Intl FD — Dividend
Brandes Invt TR Instl Emerging Mkts FD — Dividend
Matthews Asia Dividend FD — Dividend
Primecap Odyssey FDS Aggressive Growth FD — Dividend
Pimco Equity SER — Dividend
Neuberger Berman Alternative FDS — Dividend — Sold (part)
Primecap Odyssey Growth — Dividend
Virtus Emerging Markets Opportunities Fund — Dividend
JP Morgan TR I Strategic Income Opportunity — Dividend
Dodge & Cox Stock FD — Dividend
Dodge & Cox Income FD — Dividend
Doubleline FDS TR Total Return BD FD — Dividend
Harris Assoc Invt TR Oakmark Global Select FD — Dividend
Federated Equity FDS Intl Strategic Value Div FD — Dividend
Saratoga Advantage TR James Alpha Glbl Real Estate Invst — Dividend
T Rowe Price New Era Fund — Dividend
Steelpath MLP FDS TR Oppenheimer — Dividend
Artisan Partners FDS Inc Global Value FD Adv — Dividend
Guggenheim FDS TR Macro Opportunities FD Instl CL — Dividend
Kinetics MUT FDS INC Paradigm Fund Instl CL — Dividend
Kinetics MUT FDS Inc Small Cap Opportunities FD Instl CL — None
Pimco Low Duration Income Fund — Dividend
Pimco FDS Income FD Instl CL — Dividend
Trust for Advised port Miller Opportunity TR — None
Artisan Intl Small Cap Fund Investor Series — Dividend
Brown Cap Mgmt Small Co FD Instl CL — Dividend
Devon Energy Corp — Dividend
Exxon Mobil Corp — Dividend
Fairholme FDS In Fosused Income Fund — Dividend — Sold (part)
Oakmark International Small Cap FD Advisor CL — Dividend
Knot Offshore Partners LP — Dividend
Marine Harvest Asaspon Adr — Dividend
Matthews Intl FD Asian Growth & Income FD — Dividend
Miller Invt Trust Convertible BD FD — Dividend — Sold (part)
Miller Invt Trust Convertible BD FD — Sold (part)
Miller Invt Trust Convertible BD FD — Sold (part)
Professionally Managed Portfolio CL Instl Hodges Small Cap — Dividend
Rex Energy Corp — None — Closed
Sunoco LP — Distribution
Vanguard Specialized Energy FD Admiral Shares — Dividend
American Midstream Partners LP — Dividend — Buy
Buckeye Partners LP — Distribution — Buy
Crossamerica Partners LP — Distribution — Buy
Enbridge Energy Partners LP — Distribution — Buy
Enbridge Energy Partners LP — Merged (with line 56)
Enbridge Inc — Dividend — Buy
Enbridge Inc — Buy (add'l)
Enbridge Inc — Buy (add'l)
Golar LNG LTD — Dividend — Buy
Hoegh LNG Partners LP — Dividend — Buy
Hoegh LNG Partners LP — Buy (add'l)
Alger Funds Small Cap Focus FD — Dividend — Buy
Matthews Asia Funds Innovators Fund Investor CL IV — Dividend — Buy
Oppenheimer Emerging Markets Local Debt Fund — Dividend — Buy
Vanguard World FD Intl Growth FD — Dividend — Buy
Wasatch Advisors FDS Core Growth FD — Dividend — Buy
Ensco Plc — Dividend — Buy
Ensco Plc — Distributed
Transocean LTD — None — Buy
Transocean LTD — Distributed
General Electric Company — Dividend — Buy
General Electric Company — Sold
Trust Account #12 (H)
Fairholme Fund — Dividend — Sold (part)
Fairholme Fund — Sold (part)
Fairholme Fund — Sold
Dodge & Cox Intl Stock FD — Dividend
Matthews Asia Dividend FD — Dividend
Primecap Odyssey FDS Aggressive Growth FD — Dividend
Dodge & Cox Stock Fund — Dividend
Wells Fargo Bank, N.A.Bank Deposit Sweep — Interest
Saratoga Advantage TR James Alpha Glbl Real Estate — Dividend
Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Dividend — Sold (part)
Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)
Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)
Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)
Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Sold (part)
Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)
Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)
Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Sold (part)
Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)
Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)
Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)
Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Sold (part)
Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)
Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)
Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)
Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)
American Funds Developing World Growth & Income FD — Dividend
Artisan Intl Small Cap Fund Investor Series — None — Sold
Oakmark Global Select Fund Advisor Class — Dividend
Oakmark International Small Cap FD Advisor CL — Dividend
Matthews Intl FD Asain Growth & Income FD — Dividend
Nuveen Muni TR HIgh Yield Mun BD FD — Dividend — Sold (part)
Nuveen Muni TR HIgh Yield Mun BD FD — Sold (part)
Nuveen Muni TR HIgh Yield Mun BD FD — Sold (part)
Virtus Funds Vontobel Emerging Mkts Opportunities FD — Dividend
Ensco Plc — Dividend — Buy (add'l)
Brown Cap Mgmt Mut FDS Brown Cap Mgmt Small Co FD — Dividend
BHP Billiton LTF Spon Adr — Dividend
Cabot Oil & Gas — Dividend
Enbridge Inc — Dividend — Buy (add'l)
Enterprise Products Partners — None
Energy Trsnsfer Partners — None
Johnson & Johnson — Dividend
Medley Capital Corp — Dividend
Microsoft Corp — Dividend — Sold (part)
National Oil Well Varco Inc — Dividend
Natixis FDS TR II Vaughan Nelson Select FD CL Y — Dividend — Sold (part)
Natixis Fund Trust II Vaughan Nelson Value Class Y — Dividend
Plains GP Holdings LP — Dividend — Sold
Range Resources — Dividend
Rex Energy — None — Sold
Rio Tinto Plc Spon Adr — Dividend
South32 LTD Spon — Dividend
Southwestern Energy Co — None — Buy (add'l)
Southwestern Energy Co — Sold (part)
Southwestern Energy Co — Buy (add'l)
USA Compression Partners LP Com — None
Vanguard Funds Dividend Growth Fund Investor Class — Dividend
Vanguard Sprcialized Portfolios Energy Port Investor Class — Dividend — Sold (part)
Weatherford International PLC WFT — None
WSFS Financial Corp — Dividend
T Rowe Price New Era fund — None — Buy
T Rowe Price New Era fund — Sold
Steelpath MLP FDS TR Oppnheimer — Dividend — Buy
Buckeye Partners LP Unit LTD Partnersihp — None — Buy
Voya CBRE Global Infrastructure FD CL I — Dividend — Buy
Springside, LLC (2000 - $300,000, 2012- $20,123) — Rent
Trust #16 (H)
Apollo Investment Corp — Dividend
Blackrock Kelso Capital Corp — Dividend
Medley Capital Corp — Dividend
Wells Fargo Bank, N.A.Bank Deposit Sweep — None
Golub Cap BDC Inc — Dividend
TPG Specialty Lending Inc — Dividend
PCM Family LLC — Dividend
The Sequoia Fund — Dividend — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
The Sequoia Fund — Buy (add'l)
Trust #18 (H)
Wells Fargo Bank, N.A.Bank Deposit Sweep — Interest
West Wilson Util Dist TN WTR WKS Rev — Interest
Montana ST BRD Regents High Ed Rev — Interest
Ocean Cnty NJ RFDG SER A G/O Unl TD — Interest
Port Seattle WA REV RFDG Inter Ser a — Interest
Metropolitan Transn Auth NY Rev — Interest
New York NY City Transtnl FIn Auth Bldg Aid Rev — Interest — Redeemed
New Mexico Fin Auth Rev SR Lien Pub Proj Rvlvng FD Ser C — Interest
New York ST Envmntl Facs Corp Rev ST Ser D — Interest
Central Puget Sound WA Regl Tran Auth Sales & Use Tax Rev — Interest
New York ST Dorm Uth Revs Non ST Supported Debt CPN — Interest
USF Fing Corp FL CTF Partn Rfdg Mstr Lse PG Ser — Interest
Hawaii St Unrefunded Balance Rfdg Ser Ed — Interest
Athens Clarke Cnty GA Uni Govt Dev Auth Rev Rfdg Univ GA — Interest — Sold
Harris Cnty TX Cultural Ed Facs Fin Corp Med FA CS Rev — Interest
Hays Cnty TX LTD Tax G/O — Interest — Sold
Salt Riv Proj Agric Impt & PWR Dist AZ Elec SY S Rev BD — Interest
Huntsville AL GO WTS 2018 A G/O — None — Buy
Jefferson Cnty Co Sch Dist R G/O — None — Buy
York County PA GO RFDG BDS 2017 G/ O — Interest — Buy
Westfield IN High Sch 1995 Building Corp Unltd — None — Buy
Trust #19 (H)
Wells Fargo Bank, N.A. Bank Deposit Sweep — Interest
iShares Russell 1000 Value FD — None — Sold
iShares Core S&P 500 Index FD — Dividend — Sold (part)
Vanguard FTSE Developed Markets ETF — Dividend — Buy (add'l)
Vanguard INTL Equity Index FDS FTSE Emerging MKTS — Dividend — Buy (add'l)
Vanguard Mid Cap — Dividend — Sold (part)
Vanguard REIT — Dividend — Buy (add'l)
Vanguard Small Cap Value VBR — Dividend — Buy (add'l)
Vanguard Small Cap VB — Dividend — Sold (part)
Vanguard Total Bond Market BND — Dividend — Buy (add'l)
Vanguard Total Stock Market ETF — Dividend — Buy (add'l)
Vanguard Mid-Cap Value ETF Index Fund — Dividend — Buy
Vanguard Value ETF — Dividend — Buy
IRA #6 (H)
Invesco Global Real Estate — Dividend — Sold
DWS Enhanced Commdty Strat Fund — Dividend
Columbia Select Large Cap Growth Fund CL Z — Dividend — Sold (part)
Columbia Select Large Cap Growth Fund CL Z — Sold (part)
Columbia Select Large Cap Growth Fund CL Z — Sold (part)
Eaton Vance Mutual FDS Trust Global Macro Abslt Return Advtg FD — Dividend — Buy (add'l)
Eaton Vance Mutual FDS Trust Global Macro Abslt Return Advtg FD — Distributed (part)
John Hancock FDS II Global Absolute Return Strategies FD CL I — Dividend — Buy (add'l)
John Hancock FDS II Global Absolute Return Strategies FD CL I — Distributed (part)
Hotchkis & Wiley FDS Mid Cap Value FD CL I — Dividend
John Hancock Funds II Absolute Return Currency FD CL I — None — Buy (add'l)
John Hancock Funds II Absolute Return Currency FD CL I — Distributed (part)
MFS Ser TR I Value FD — Dividend
MFS Ser TR X Emerging Mkts Debt FD CL I — Dividend — Buy (add'l)
MFS Ser TR X Emerging Mkts Debt FD CL I — Distributed (part)
JP Morgan TR I US Large Cap Core Plus FD SEL CL — Dividend — Sold (part)
Neuberger Berman Alternative FDs Long Short FD Instl CL — Dividend
American Europacific Growth FU CL F2 — Dividend
Oppenheimer Dev Mkts CL Y — Dividend
Oppenheimer Intl BD FD CL Y — Dividend
Principal FDS Inc High Yield FD Instl CL — Dividend — Buy (add'l)
Principal FDS Inc High Yield FD Instl CL — Distributed (part)
Victory Sycamore Small Co Oppty FD CL I — Dividend
AQR FDS Managed Futures Strategy FL CL I — None
Principal FDS Inc Global Multi Strategy FD Instl CL — Dividend
Wells Fargo Funds TR Special Mid Cap Value FD CL I — Dividend
American Century Invt TR Diversified BD FD — Dividend — Buy (add'l)
American Century Invt TR Diversified BD FD — Buy (add'l)
American Century Invt TR Diversified BD FD — Distributed (part)
American Century Invt TR Diversified BD FD — Distributed (part)
Brown Advisory FDS Small Cap Growth FD — Dividend — Buy (add'l)
Brown Advisory FDS Small Cap Growth FD — Distributed (part)
MFS Series TR XII Global Real Estate Fund — Dividend — Buy
Roth IRA #1 (H)
Ensco PLC Class 1 — Dividend — Open
Transocean LTD — None — Open
Roth IRA #2 (H)
Exxon Mobil Corp — Dividend — Buy
Brown Advisory FDS Adisory Small Cap Growth FD — Dividend — Open
MFS SER TR X Emerging MKTS Debt FD CL1 — Dividend — Open
American Century Invt Diversified BD FD — Dividend — Open
American Century Invt Diversified BD FD — Sold
Eaton Vance Mutual FD TR Global Macro Abslt Return — None — Open
Eaton Vance Mutual FD TR Global Macro Abslt Return — Sold
John Hancock FDS II Global Absolute Return Strategies — None — Open
John Hancock FDS II Global Absolute Return Strategies — Sold
John Hancock FDS II Absolute Return Currency FD CL I — None — Open
John Hancock FDS II Absolute Return Currency FD CL I — Sold
Principal FDS Inc High Yield FD Instl CL — Dividend — Open
Principal FDS Inc High Yield FD Instl CL — Sold
Trustee, Thomas L. Ambro Revocable Trust
Member (Emeritus), Georgetown University Alumni Admissions Program Board of Advisors
Member, Georgetown University Northern Delaware Alumni Admissions Program
Member, Georgetown University Law Center Board of Visitors
Member, Board of Editors, Delaware Lawyer
Member, Advisory Board, Working Group on Legal Opinions Foundation
Liability — TD, Bank N.A. — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 139)
Liability — TD, Bank N.A. — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 139)
Liability — TD, Bank N.A. — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 139)
Reimbursement — Aspen Institute — July 20-22, 2018 — Queenstown, MD — The Justice and Society Program — Transportation, Lodging
Reimbursement — Georgetown University — September 9-10, 2018 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown University — September 16-17, 2018 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown University — September 23-24 2018 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown University — October 1-2, 2018 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown University — October 21-22, 2018 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown University — October 28-29, 2018 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown University — November 5, 2018 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown University — November 11-12, 2018 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown University — November 17-19, 2018 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown University — November 25-26, 2018 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown University — November 30, 2018 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown University — December 2-3, 2018 — Washington, DC — Teaching Class — Transportation
Reimbursement — Georgetown University — December 17-18, 2018 — Washington, DC — Teaching Class — Transportation
Income — 2018 — Georgetown University - teaching — $6,250.00
Asset listed in Part VII, Line 48 went bankrupt. No proceeds received.
Asset listed in Part VII, Lines 68 and 70 were transferred to Roth #1 reported on lines 231-232 as open.
Asset listed in Part VII, Line 139, has rental activity from property located near Newark, DE.
Asset listed in Part VII, Line 147, has rental activity from property located in New Castle County, DE.
Assets listed in Part VII, line 198 changed its name from Deutsche Secs TR Enhanced Commodity Strat FD Instl Class to DWS Enhanced Commdty Strat Fund.
Assets listed in Part VII, lines 203, 205, 208, 211, 218, 225, 226, 228 were transferred to Roth #2 and reported on lines 234-237 as open.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/29649. Public record. Not legal advice.