# Jan M Adler > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/29640 ## Record - **Judge:** Jan M Adler - **Year:** 2018 - **Pages:** 20 ## Text TRUST #1 AMERIPRISE BROKERAGE ACCOUNT IRA#1 - MM CASH EQUIVALENTS — None HIGHLANDS REIT — None INVESTRUST PROPERTIES — Dividend AMERIPRISE BROKERAGE ACCOUNT IRA#2 - MM CASH EQUIVALENTS — None AMERICAN CAPITAL INCOME BUILDER - A — Dividend AMERICAN CAPITAL WORLD GROWTH & INCOME — Dividend AMERIPRISE ONE FINANCIAL ACCOUNT - MM CASH EQUIVALENTS — None — Buy (add'l) AMERIPRISE ONE FINANCIAL ACCOUNT - MM CASH EQUIVALENTS — Buy (add'l) AMERIPRISE ONE FINANCIAL ACCOUNT - MM CASH EQUIVALENTS — Buy (add'l) AMERIPRISE ONE FINANCIAL ACCOUNT - MM CASH EQUIVALENTS — Buy (add'l) AMERIPRISE ONE FINANCIAL ACCOUNT - MM CASH EQUIVALENTS — Buy (add'l) AMERIPRISE ONE FINANCIAL ACCOUNT - MM CASH EQUIVALENTS — Buy (add'l) AMERIPRISE ONE FINANCIAL ACCOUNT - MM CASH EQUIVALENTS — Buy (add'l) AMERIPRISE ONE FINANCIAL ACCOUNT - MM CASH EQUIVALENTS — Buy (add'l) AMERIPRISE ONE FINANCIAL ACCOUNT - MM CASH EQUIVALENTS — Buy (add'l) AMCAP CL A — None — Sold AMERICAN FUNDS AMERICAN BALANCED CL A — None — Sold NEW PERSPECTIVE CL A — None — Sold NEW WORLD CL A — None — Sold CNL HEATHCARE TR INC — Dividend STRATEGIC PORFOLIO SERVICE ADVANTAGE #1 - CASH EQUIVALENTS — None — Sold (part) STRATEGIC PORFOLIO SERVICE ADVANTAGE #1 - CASH EQUIVALENTS — Sold (part) STRATEGIC PORFOLIO SERVICE ADVANTAGE #1 - CASH EQUIVALENTS — Sold (part) STRATEGIC PORFOLIO SERVICE ADVANTAGE #1 - CASH EQUIVALENTS — Sold (part) STRATEGIC PORFOLIO SERVICE ADVANTAGE #1 - CASH EQUIVALENTS — Sold (part) AMCAP CL A — Dividend — Buy AMERICAN FUNDS AMERICA BALANCED CL A — Dividend — Buy AMERICAN FUNDS AMERICA BALANCED CL A — Sold (part) AMERICAN CENTURY CALIFORNIA HIGH YIELD MUN INVESTOR CL — Dividend — Buy BARON SMALL CAP FUND — Dividend BLACKROCK CALIFORNIA MUN OPPTYS INSTL CL — None — Buy FRANKLIN CONVERTIBLE SECS ADVISOR CL — Dividend — Buy FRANKLIN MANAGED TR RISING DIVIDEND FUND CL A — Dividend GABELLI ASSET CL SHR CLASS EX — None — Sold (part) CLEARBRIDGE MIDCAP CORE A — Dividend NEW PERSPECTIVE CL A — None — Buy NEW WORLD CL A — None — Buy VIRTUS REAL ESTATE SECURITIES — Dividend iSHARES CORE US AGGREGATE BOND — Dividend — Sold (part) iSHARES CORE US AGGREGATE BOND — Sold (part) iSHARES CORE US AGGREGATE BOND — Sold iSHARES SHORT TREASURY BOND ETF — Dividend — Buy iSHARES SHORT TREASURY BOND ETF — Sold (part) iSHARES SHORT TREASURY BOND ETF — Sold iSHARES EDGE MSCI MIN VOLATILITY EAFE — Dividend — Buy POWERSHARES EMERGING MARKETS N/K/A INVESCO EMERGING MARKETS — Dividend — Sold (part) POWERSHARES EMERGING MARKETS N/K/A INVESCO EMERGING MARKETS — Sold (part) POWERSHARES EMERGING MARKETS N/K/A INVESCO EMERGING MARKETS — Sold SPDR BLOOMBERG BARCLAYS SHORT TERM HIGH YIELD BOND ETF — Dividend — Sold (part) SPDR BLOOMBERG BARCLAYS SHORT TERM HIGH YIELD BOND ETF — Sold (part) SPDR BLOOMBERG BARCLAYS SHORT TERM HIGH YIELD BOND ETF — Sold VANGUARD SHORT TERM CORP BOND ETF — Dividend — Sold (part) VANGUARD SHORT TERM CORP BOND ETF — Sold (part) VANGUARD SHORT TERM CORP BOND ETF — Sold S&P 500 ETF TRUST (SPDR) UNIT SER 1 — Dividend VANGUARD TOTAL STOCK MARKET — Dividend AMERIPRISE ACTIVE PORFOLIO IRA - CASH EQUIVALENTS — Dividend iSHARES CORE S&P ETF — Dividend — Buy (add'l) iSHARES CORE S&P ETF — Buy (add'l) iSHARES CORE S&P ETF — Sold (part) iSHARES CORE S&P ETF — Buy (add'l) iSHARES CORE S&P ETF — Sold (part) iSHARES CORE S&P ETF — Buy (add'l) iSHARES CORE S&P ETF — Sold (part) iSHARES CORE US AGGREGATE BOND ETF — Dividend — Buy (add'l) iSHARES CORE US AGGREGATE BOND ETF — Buy (add'l) iSHARES CORE US AGGREGATE BOND ETF — Buy (add'l) SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF — Dividend — Buy (add'l) SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF — Buy (add'l) SECTOR CONSUMER STAPLES SELECT SECTOR SPDR ETF — Dividend — Buy (add'l) SECTOR CONSUMER STAPLES SELECT SECTOR SPDR ETF — Sold (part) SECTOR CONSUMER STAPLES SELECT SECTOR SPDR ETF — Buy (add'l) SECTOR CONSUMER STAPLES SELECT SECTOR SPDR ETF — Sold (part) SECTOR CONSUMER STAPLES SELECT SECTOR SPDR ETF — Sold SECTOR MATERIALS SELECT SECTOR SPDR ETF — Dividend — Buy (add'l) SECTOR MATERIALS SELECT SECTOR SPDR ETF — Sold (part) SECTOR MATERIALS SELECT SECTOR SPDR ETF — Buy (add'l) SECTOR MATERIALS SELECT SECTOR SPDR ETF — Sold (part) SECTOR MATERIALS SELECT SECTOR SPDR ETF — Buy (add'l) SECTOR MATERIALS SELECT SECTOR SPDR ETF — Sold (part) SECTOR ENERGY SELECT SECTOR SPDR ETF — Dividend — Buy SECTOR HEALTHCARE SELECT SECTOR SPDR ETF — None — Sold SECTOR FINANCIAL SELECT SECTOR SPDR ETF — Dividend — Buy SECTOR FINANCIAL SELECT SECTOR SPDR ETF — Buy (add'l) SECTOR FINANCIAL SELECT SECTOR SPDR ETF — Sold (part) SECTOR FINANCIAL SELECT SECTOR SPDR ETF — Buy (add'l) SECTOR FINANCIAL SELECT SECTOR SPDR ETF — Sold (part) SECTOR FINANCIAL SELECT SECTOR SPDR ETF — Buy (add'l) SECTOR FINANCIAL SELECT SECTOR SPDR ETF — Sold (part) SECTOR INDUSTRIAL SELECT SECTOR SPDR ETF — Dividend — Buy SECTOR INDUSTRIAL SELECT SECTOR SPDR ETF — Buy (add'l) SECTOR INDUSTRIAL SELECT SECTOR SPDR ETF — Sold (part) SELECT SECTOR TR REAL ESTATE SPDR ETF — Dividend — Buy (add'l) SELECT SECTOR TR REAL ESTATE SPDR ETF — Sold (part) SELECT SECTOR TR REAL ESTATE SPDR ETF — Sold (part) SELECT SECTOR TR REAL ESTATE SPDR ETF — Sold (part) SELECT SECTOR TR REAL ESTATE SPDR ETF — Sold SELECT UTILITIES SELECT SECTOR SPDR ETF — Dividend — Sold (part) SELECT UTILITIES SELECT SECTOR SPDR ETF — Buy (add'l) SELECT UTILITIES SELECT SECTOR SPDR ETF — Sold AMERICAN STRATEGIC PORTFOLIO SERVICE ADVISOR IRA#1 - CASH EQUIVALENT — None ALPHABET INC CL A — Dividend — Sold (part) AMGEN INC — Dividend — Buy (add'l) BANK AMERICA CORP — Dividend — Sold (part) BANK AMERICA CORP — Buy (add'l) CISCO SYSTEMS INC — Dividend — Sold (part) CISCO SYSTEMS INC — Sold (part) CLOROX COMPANY — Dividend — Sold (part) CLOROX COMPANY — Buy (add'l) DOWDUPONT INC — Dividend — Buy (add'l) DOWDUPONT INC — Buy (add'l) ENTERPRISE PRODUCTS PARTNERS LTC PARTNERSHIP — Distribution — Buy (add'l) ENTERPRISE PRODUCTS PARTNERS LTC PARTNERSHIP — Sold HALLIBURTON COMPANY — Dividend — Buy HASBRO INC — Dividend — Buy (add'l) HASBRO INC — Buy (add'l) HOME DEPOT — Dividend — Sold (part) HOME DEPOT — Buy (add'l) HONEYWELL INTL INC — Dividend — Buy (add'l) INTEL CORP — Dividend — Sold (part) INTEL CORP — Sold (part) JPMORGAN CHASE & COMPANY — Dividend — Sold (part) JPMORGAN CHASE & COMPANY — Buy (add'l) JOHNSON & JOHNSON — Dividend — Buy JOHNSON & JOHNSON — Buy (add'l) MAXIM INTEGRATED PRODUCTS INC — Dividend — Sold (part) MAXIM INTEGRATED PRODUCTS INC — Sold (part) MERCK & COMPANY INC NEW — Dividend — Sold MICROSOFT CORP — Dividend — Sold (part) MICROSOFT CORP — Sold (part) OLLIES BARGAIN OUTLET HOLDINGS INC — None — Sold (part) OLLIES BARGAIN OUTLET HOLDINGS INC — Sold (part) RAYMOND JAMES FINANCIAL INC — Dividend — Buy (add'l) RAYMOND JAMES FINANCIAL INC — Buy (add'l) UNITED HEALTH GROUP INC — Dividend — Sold (part) UNITED HEALTH GROUP INC — Sold (part) VANGUARD MID CAP ETF — Dividend — Buy (add'l) VANGUARD MID CAP ETF — Buy (add'l) VANGUARD SMALL CAP ETF — Dividend — Buy (add'l) VANGUARD SMALL CAP ETF — Sold (part) XYLEM INC — Dividend — Sold (part) XYLEM INC — Buy (add'l) AMERIPRISE STRATEGIC PORTFOLIO SERVICE ADVISOR IRA#2 - CASH EQUIVALENT — Dividend BLACKROCK HIGH YIELD BOND INSTL CL — Dividend — Buy FRANKLIN CONVERTIBLE SECS ADVISOR CL — Dividend — Buy BRANDYWINEGLOBAL GLOBAL OPPTYS BOND CL — Dividend — Buy PGIM TOTAL RETURN BOND CL2 — Dividend — Buy INVESCO LTD — Dividend — Buy INVESCO LTD — Buy (add'l) INVESCO LTD — Buy (add'l) AETNA INC NEW — None — Sold ALPHABET INC CL A — None — Sold (part) ALPHABET INC CL A — Sold (part) CELGENE CORP — None — Buy CELGENE CORP — Buy (add'l) CELGENE CORP — Sold CENTENE CORP DEL — None — Sold (part) CENTENE CORP DEL — Sold (part) CENTENE CORP DEL — Sold (part) CHINA MOBILE LIMITED SPONSORED ADRS — None — Buy (add'l) CHINA MOBILE LIMITED SPONSORED ADRS — Sold CHUBB LTD — Dividend — Sold CISCO SYSTEMS INC — Dividend — Sold (part) CISCO SYSTEMS INC — Sold (part) CISCO SYSTEMS INC — Sold (part) WALT DISNEY CO — Dividend — Sold (part) WALT DISNEY CO — Buy (add'l) WALT DISNEY CO — Sold (part) DOWDUPONT INC — Dividend — Sold (part) DOWDUPONT INC — Buy (add'l) DOWDUPONT INC — Sold (part) EXXON MOBILE CORP — Dividend — Sold (part) EXXON MOBILE CORP — Buy (add'l) EXXON MOBILE CORP — Sold (part) HALLIBURTON COMPANY — Dividend — Buy HOME DEPOT INC — Dividend — Sold (part) HOME DEPOT INC — Buy (add'l) HOME DEPOT INC — Sold (part) IRON MOUNTAIN INC NEW — None — Buy iSHARES TIPS BOND ETF — Dividend — Buy (add'l) iSHARES TIPS BOND ETF — Sold (part) iSHARES TIPS BOND ETF — Sold iSHARES iBOXX $INVESTMENT GRADE CORP BOND ETF — Dividend — Buy (add'l) iSHARES iBOXX $INVESTMENT GRADE CORP BOND ETF — Sold (part) iSHARES iBOXX $INVESTMENT GRADE CORP BOND ETF — Sold iSHARES 7-10 YR TREASURY BOND ETF — Dividend — Buy (add'l) iSHARES 7-10 YR TREASURY BOND ETF — Sold (part) iSHARES 7-10 YR TREASURY BOND ETF — Sold iSHARES 1-3 YR TREASURY BOND ETF — Dividend — Sold (part) iSHARES 1-3 YR TREASURY BOND ETF — Sold iSHARES MBS ETF — Dividend — Buy (add'l) iSHARES MBS ETF — Sold (part) iSHARES MBS ETF — Sold iSHARES SHORT TREASURY BOND ETF — Dividend — Buy iSHARES SHORT TREASURY BOND ETF — Sold iSHARES CORE MSCI EFE ETF — Dividend — Sold (part) iSHARES CORE MSCI EFE ETF — Sold (part) iSHARES CORE MSCI EFE ETF — Buy (add'l) JOHNSON & JOHNSON — Dividend — Buy JOHNSON & JOHNSON — Buy (add'l) JOHNSON & JOHNSON — Buy (add'l) KONINKLIJKE PHILIPS NV SPONSORED ADR — Dividend — Buy (add'l) KONINKLIJKE PHILIPS NV SPONSORED ADR — Sold (part) KONINKLIJKE PHILIPS NV SPONSORED ADR — Sold (part) MASTERCARD INC CL A — Dividend — Buy MERCK & COMPANY INC NEW — Dividend — Sold MICROSOFT CORP — Dividend — Sold (part) MICROSOFT CORP — Sold (part) MICROSOFT CORP — Sold (part) POWERSHARES EMERGING MARKET N/K/A INVESCO EMERGING MARKET SOVEREIGN — Dividend — Buy (add'l) POWERSHARES EMERGING MARKET N/K/A INVESCO EMERGING MARKET SOVEREIGN — Sold POWERSAHRES SENIOR LOAN N/K/A INVESCO SENIOR LOAN PORT ETF — Dividend — Buy (add'l) POWERSAHRES SENIOR LOAN N/K/A INVESCO SENIOR LOAN PORT ETF — Buy (add'l) POWERSAHRES SENIOR LOAN N/K/A INVESCO SENIOR LOAN PORT ETF — Sold (part) POWERSAHRES SENIOR LOAN N/K/A INVESCO SENIOR LOAN PORT ETF — Sold RAYMOND JAMES FINANCIAL INC — Dividend — Sold (part) RAYMOND JAMES FINANCIAL INC — Sold (part) RAYMOND JAMES FINANCIAL INC — Sold (part) SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF — Dividend — Buy (add'l) SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF — Sold SCHWAB CHARLES CORP NEW — Dividend — Sold (part) SCHWAB CHARLES CORP NEW — Sold (part) SCHWAB CHARLES CORP NEW — Sold SEALED AIR CORP NEW — Dividend — Sold (part) SEALED AIR CORP NEW — Buy (add'l) SEALED AIR CORP NEW — Sold (part) SOUTHERN COPPER CORP DEL — Dividend — Buy SOUTHERN COPPER CORP DEL — Buy (add'l) SYMANTEC CORP — Dividend — Buy (add'l) SYMANTEC CORP — Buy (add'l) SYMANTEC CORP — Sold UNILEVER PLC SPONSORED ADR NEW — Dividend — Buy (add'l) UNILEVER PLC SPONSORED ADR NEW — Sold (part) UNILEVER PLC SPONSORED ADR NEW — Buy (add'l) VANGUARD SHORT TERM CORP BOND ETF — Dividend — Sold (part) VANGUARD SHORT TERM CORP BOND ETF — Sold (part) VANGUARD SHORT TERM CORP BOND ETF — Sold VANGUARD MID CAP ETF — Dividend — Sold (part) VANGUARD MID CAP ETF — Sold (part) VANGUARD MID CAP ETF — Sold (part) VANGUARD SMALL CAP ETF — Dividend — Sold (part) VANGUARD SMALL CAP ETF — Sold (part) VANGUARD SMALL CAP ETF — Sold (part) XYLEM INC — Dividend — Buy XYLEM INC — Buy (add'l) RIVERSOURCE LIFE INSURANCE RAVA 5 - COLUMBIA VP — None RIVERSOURCE RETIREMENT ADVISOR 4 - VP MODERATE CL 4 — None RIVERSOURCE LIFE PROTECTION PLUS UL INSURANCE — None JP MORGAN CHASE BANK ACCOUNTS — Interest MEMBER, EQUITY PARTNERS SPECIAL PURPOSE LLC CO-TRUSTEE, TRUST #1 9TH CIRCUIT DIRECTOR, FEDERAL MAGISTRATE JUDGES ASSOCIATION MEMBER, BOARD OF DIRECTORS, JEWISH FAMILY SERVICES SAN DIEGO Agreement — 2018 — FEE INCOME FROM FORMER LAW FIRM TO BE COLLECTED FOR WORK PERFORMED BEFORE LEAVING THE FIRM, APPROXIMATELY $35,000 PER YEAR THROUGH 2025. Reimbursement — FEDERAL MAGISTRATE JUDGES ASSOCIATION — 03/19/18-03/21/18 — WASHINGTON, D.C. — BOARD MEETINGS — TRANSPORTATION, HOTEL AND FOOD Income — 2018 — EQUITY PARTNERS SPECIAL PURPOSE LLC - MEMBER INCOME — $25,323.00 PART VII. LINE 17 AND LINE 27: AMCAP TRANSFER OF ASSETS FROM AMERIPRISE ONE FINANCIAL TO STRATEGIC PORTFOLIO SERVICE ADVANTAGE #1. PART VII. LINE 18 AND 28: AMERICAN FUNDS AMERICAN BALANCED CL A TRANSFER OF ASSETS FROM AMERIPRISE ONE FINANCIAL TO STRATEGIC PORTFOLIO SERVICE ADVANTAGE #1. PART VII. LINE 19 AND 37: NEW PERSPECTIVE CL A TRANSFER OF ASSETS FROM AMERIPRISE ONE FINANCIAL TO STRATEGIC PORTFOLIO SERVICE ADVANTAGE #1. PART VII. LINE 20 AND 38: NEW WORLD CL A TRANSFER OF ASSETS FROM AMERIPRISE ONE FINANCIAL TO STRATEGIC PORTFOLIO SERVICE ADVANTAGE #1. PART VII LINES 211 AND 213: NAME CHANGE. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/29640. Public record. Not legal advice.